Tapewire

Nasdaq · USD

AROW

ARROW FINANCIAL CORP

Export transactions ↓
Tapewire entity
5233
SEC CIK
0000717538
Parsed reports
685

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 27, 2017 Filed Oct 27, 2017 21:29 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,141 $0.00 Strike: $21.53 $0.00
Disclosure

SEC source: 0000717538-17-000167 · wf-form4_150913973783366.xml · derivative · entry 2

DeMarco David S. · CIK 0001463249 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,141 shares

Expires 2021-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested in four equal installments beginning January 26, 2012.

Read SEC document
October 27, 2017 Filed Oct 27, 2017 21:29 UTC Exercise / conversionCommon Stock 4,141 $21.53 $89,155.73
Disclosure

SEC source: 0000717538-17-000167 · wf-form4_150913973783366.xml · nonDerivative · entry 1

DeMarco David S. · CIK 0001463249 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,589

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The information provided reflects 50 shares acquired under the Company's DRIP and 1 share acquired via stock dividends since May 22,2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
October 27, 2017 Filed Nov 21, 2017 11:33 UTC
HOY THOMAS LDirector · Chairman
GiftCommon Stock 282 $0.00 $0.00
Disclosure

SEC source: 0000717538-17-000174 · wf-form4_151126398746567.xml · nonDerivative · entry 2

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,915

Read SEC document
October 27, 2017 Filed Dec 1, 2017 21:26 UTC GiftCommon Stock 430 $0.00 $0.00
Disclosure

SEC source: 0000717538-17-000187 · wf-form4_151216356823533.xml · nonDerivative · entry 3

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife's Trust

Disclosed balance after: 13,400

Read SEC document
October 26, 2017 Filed Oct 27, 2017 14:57 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,138 $0.00 Strike: $17.30 $0.00
Disclosure

SEC source: 0000717538-17-000161 · wf-form4_150911623487576.xml · derivative · entry 3

Kaiser David D · CIK 0001632209 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,138 shares

Expires 2017-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested in four installments beginning November 28, 2008.

Read SEC document
October 26, 2017 Filed Oct 27, 2017 14:57 UTC Tax withholdingCommon Stock 1,508 $36.00 $54,288.00
Disclosure

SEC source: 0000717538-17-000161 · wf-form4_150911623487576.xml · nonDerivative · entry 2

Kaiser David D · CIK 0001632209 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,782

Read SEC document
October 26, 2017 Filed Oct 27, 2017 14:57 UTC Exercise / conversionCommon Stock 3,138 $17.30 $54,287.40
Disclosure

SEC source: 0000717538-17-000161 · wf-form4_150911623487576.xml · nonDerivative · entry 1

Kaiser David D · CIK 0001632209 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,290

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The information provided reflects 154 shares acquired under the Company's DRIP and 121 shares acquired via stock dividends since March 06, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
October 26, 2017 Filed Nov 21, 2017 11:33 UTC
HOY THOMAS LDirector · Chairman
GiftCommon Stock 864 $0.00 $0.00
Disclosure

SEC source: 0000717538-17-000174 · wf-form4_151126398746567.xml · nonDerivative · entry 1

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,633

F1 · balance_after: The information provided reflects 5127 shares acquired via a stock dividend since June 09, 2017 which were not required to be reported on a Form 4. This information is being furnished todisclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
October 05, 2017 Filed Dec 1, 2017 21:26 UTC GiftCommon Stock 487 $0.00 $0.00
Disclosure

SEC source: 0000717538-17-000187 · wf-form4_151216356823533.xml · nonDerivative · entry 2

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife's Trust

Disclosed balance after: 13,830

F3 · balance_after: The information provided reflects 417 shares acquired via a stock dividend since May 31, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
June 08, 2017 Filed Jun 9, 2017 15:35 UTC
HOY THOMAS LDirector · Chairman
SaleCommon Stock 1,000 $32.75 $32,750.00
Disclosure

SEC source: 0000717538-17-000114 · wf-form4_149702254131486.xml · nonDerivative · entry 1

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,934

Read SEC document
June 07, 2017 Filed Jun 8, 2017 19:06 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 1,183 $0.00 Strike: $20.78 $0.00
Disclosure

SEC source: 0000717538-17-000112 · wf-form4_149694875249493.xml · derivative · entry 6

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,183 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested in four equal installments beginning January 27, 2011

Read SEC document
June 07, 2017 Filed Jun 8, 2017 19:06 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 1,218 $0.00 Strike: $18.54 $0.00
Disclosure

SEC source: 0000717538-17-000112 · wf-form4_149694875249493.xml · derivative · entry 5

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,218 shares

Expires 2019-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vested in four equal installments beginning January 21, 2010

Read SEC document
June 07, 2017 Filed Jun 8, 2017 19:06 UTC Tax withholdingCommon Stock 769 $31.95 $24,569.55
Disclosure

SEC source: 0000717538-17-000112 · wf-form4_149694875249493.xml · nonDerivative · entry 4

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,752

Read SEC document
June 07, 2017 Filed Jun 8, 2017 19:06 UTC Exercise / conversionCommon Stock 1,183 $20.78 $24,582.74
Disclosure

SEC source: 0000717538-17-000112 · wf-form4_149694875249493.xml · nonDerivative · entry 3

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,521

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 07, 2017 Filed Jun 8, 2017 19:06 UTC Tax withholdingCommon Stock 707 $31.95 $22,588.65
Disclosure

SEC source: 0000717538-17-000112 · wf-form4_149694875249493.xml · nonDerivative · entry 2

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,338

Read SEC document
June 07, 2017 Filed Jun 8, 2017 19:06 UTC Exercise / conversionCommon Stock 1,218 $18.54 $22,581.72
Disclosure

SEC source: 0000717538-17-000112 · wf-form4_149694875249493.xml · nonDerivative · entry 1

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 20:55 UTC OtherCommon Stock 245 $31.65 $7,754.25
Disclosure

SEC source: 0000717538-17-000110 · wf-form4_149635050826173.xml · nonDerivative · entry 1

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,162

F1 · shares: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 6 shares acquired under the Company's DRIP since March 06, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 20:55 UTC
HOY THOMAS LDirector · Chairman
OtherCommon Stock 245 $31.65 $7,754.25
Disclosure

SEC source: 0000717538-17-000109 · wf-form4_149635048847885.xml · nonDerivative · entry 3

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,934

F1 · shares: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 20:54 UTC
Read Colin LDirector
OtherCommon Stock 245 $31.65 $7,754.25
Disclosure

SEC source: 0000717538-17-000108 · wf-form4_149635046604947.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,149

F1 · shares: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 10 shares acquired under the Company's DRIP since March 06, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 20:54 UTC OtherCommon Stock 245 $31.65 $7,754.25
Disclosure

SEC source: 0000717538-17-000107 · wf-form4_149635044591157.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,547

F1 · shares: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 17 shares acquired under the Company's DRIP since March 06, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 20:54 UTC OtherCommon Stock 245 $31.65 $7,754.25
Disclosure

SEC source: 0000717538-17-000106 · wf-form4_149635042670221.xml · nonDerivative · entry 1

MOYNEHAN DAVID L · CIK 0001184669 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,792

F1 · shares: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 119 shares acquired under the Company's DRIP since March 06, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 20:53 UTC OtherCommon Stock 245 $31.65 $7,754.25
Disclosure

SEC source: 0000717538-17-000105 · wf-form4_149635040600664.xml · nonDerivative · entry 1

REISMAN RICHARD J DMD · CIK 0001184684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,423

F1 · shares: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 98 shares acquired under the Company's DRIP since March 06, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 20:53 UTC OtherCommon Stock 245 $31.65 $7,754.25
Disclosure

SEC source: 0000717538-17-000104 · wf-form4_149635038788427.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,617

F1 · shares: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 13 shares acquired under the Company's DRIP since March 06, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 20:53 UTC
Behan MarkDirector
OtherCommon Stock 245 $31.65 $7,754.25
Disclosure

SEC source: 0000717538-17-000103 · wf-form4_149635036905485.xml · nonDerivative · entry 1

Behan Mark · CIK 0001692175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,350

F1 · shares: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 7 shares acquired under the Company's DRIP since March 06, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 20:52 UTC
DAKE GARY CDirector
OtherCommon Stock 245 $31.65 $7,754.25
Disclosure

SEC source: 0000717538-17-000102 · wf-form4_149635034945082.xml · nonDerivative · entry 1

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,979

F1 · shares: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 297 shares acquired under the Company's DRIP since March 06, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 20:52 UTC OtherCommon Stock 245 $31.65 $7,754.25
Disclosure

SEC source: 0000717538-17-000101 · wf-form4_149635033060253.xml · nonDerivative · entry 1

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,827

F1 · shares: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 215 shares acquired under the Company's DRIP since March 06, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 20:52 UTC OtherCommon Stock 245 $31.65 $7,754.25
Disclosure

SEC source: 0000717538-17-000100 · wf-form4_149635031239329.xml · nonDerivative · entry 1

Casaccio Tenee R · CIK 0001594166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,024

F1 · shares: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 113 shares acquired under the Company's DRIP since March 06, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 20:51 UTC OtherCommon Stock 245 $31.65 $7,754.25
Disclosure

SEC source: 0000717538-17-000099 · wf-form4_149635029298544.xml · nonDerivative · entry 1

Miller Elizabeth · CIK 0001692172 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,787

F1 · shares: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 65 shares acquired under the Company's DRIP since March 06, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 31, 2017 Filed Mar 14, 2018 22:53 UTC Amendment OtherCommon Stock 245 $31.65 $7,754.25
Disclosure

SEC source: 0000717538-18-000070 · wf-form4a_152106800360440.xml · nonDerivative · entry 1

Miller Elizabeth · CIK 0001692172 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,787

F1 · shares: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan.

Read SEC document
May 26, 2017 Filed Jun 1, 2017 20:55 UTC
HOY THOMAS LDirector · Chairman
GiftCommon Stock 589 $0.00 $0.00
Disclosure

SEC source: 0000717538-17-000109 · wf-form4_149635048847885.xml · nonDerivative · entry 2

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,689

Read SEC document
May 22, 2017 Filed May 23, 2017 13:03 UTC SaleCommmon Stock 120 $32.20 $3,864.00
Disclosure

SEC source: 0000717538-17-000086 · wf-form4_149554456916750.xml · nonDerivative · entry 1

DeMarco David S. · CIK 0001463249 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,397

F1 · balance_after: The information provided reflects 8 shares acquired under the Company's DRIP since March 6, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4

Read SEC document
May 12, 2017 Filed Mar 14, 2018 22:31 UTC SaleCommon Stock 205 $32.88 $6,740.40
Disclosure

SEC source: 0000717538-18-000067 · wf-form4_152106663954442.xml · nonDerivative · entry 2

Miller Elizabeth · CIK 0001692172 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Miller Family Partnership, LP

Disclosed balance after: 5,529

Read SEC document
May 04, 2017 Filed Jun 1, 2017 20:55 UTC
HOY THOMAS LDirector · Chairman
GiftCommon Stock 165 $0.00 $0.00
Disclosure

SEC source: 0000717538-17-000109 · wf-form4_149635048847885.xml · nonDerivative · entry 1

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,278

Read SEC document
April 27, 2017 Filed Apr 28, 2017 19:13 UTC
HOY THOMAS LDirector · Chairman
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 7,981 $0.00 Strike: $17.82 $0.00
Disclosure

SEC source: 0000717538-17-000077 · wf-form4_149340677548339.xml · derivative · entry 6

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,981 shares

Expires 2017-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vested annually in four equal installments beginning November 28, 2008

Read SEC document
April 27, 2017 Filed Apr 28, 2017 19:13 UTC
HOY THOMAS LDirector · Chairman
Tax withholdingCommon Stock 5,722 $34.75 $198,839.50
Disclosure

SEC source: 0000717538-17-000077 · wf-form4_149340677548339.xml · nonDerivative · entry 3

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,443

Read SEC document
April 27, 2017 Filed Apr 28, 2017 19:13 UTC
HOY THOMAS LDirector · Chairman
Exercise / conversionCommon Stock 7,981 $17.82 $142,221.42
Disclosure

SEC source: 0000717538-17-000077 · wf-form4_149340677548339.xml · nonDerivative · entry 2

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,165

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2017 Filed Jun 1, 2017 20:55 UTC GiftCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0000717538-17-000110 · wf-form4_149635050826173.xml · nonDerivative · entry 3

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife's Trust

Disclosed balance after: 13,900

Read SEC document
March 31, 2017 Filed Jun 1, 2017 20:55 UTC GiftCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0000717538-17-000110 · wf-form4_149635050826173.xml · nonDerivative · entry 2

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife's Trust

Disclosed balance after: 14,200

Read SEC document
March 13, 2017 Filed Apr 28, 2017 19:13 UTC
HOY THOMAS LDirector · Chairman
GiftCommon Stock 275 $0.00 $0.00
Disclosure

SEC source: 0000717538-17-000077 · wf-form4_149340677548339.xml · nonDerivative · entry 1

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,184

Read SEC document
February 14, 2017 Filed Feb 15, 2017 20:22 UTC
Murphy Thomas J.Director · President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,575 $0.00 Strike: $25.10 $0.00
Disclosure

SEC source: 0000717538-17-000053 · wf-form4_148719015523556.xml · derivative · entry 9

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,725

Underlying: Common Stock · 2,575 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vests in four equal installments beginning January 27, 2017.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 20:22 UTC
Murphy Thomas J.Director · President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,626 $0.00 Strike: $24.61 $0.00
Disclosure

SEC source: 0000717538-17-000053 · wf-form4_148719015523556.xml · derivative · entry 8

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,253

Underlying: Common Stock · 2,626 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in four equal installments beginning January 28, 2016.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 20:22 UTC
Murphy Thomas J.Director · President & CEO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,679 $0.00 Strike: $23.33 $0.00
Disclosure

SEC source: 0000717538-17-000053 · wf-form4_148719015523556.xml · derivative · entry 7

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,679

Underlying: Common Stock · 2,679 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest in four equal installments beginning January 29, 2015

Read SEC document
February 14, 2017 Filed Feb 15, 2017 20:22 UTC
Murphy Thomas J.Director · President & CEO
Tax withholdingCommon Stock 2,097 $35.60 $74,653.20
Disclosure

SEC source: 0000717538-17-000053 · wf-form4_148719015523556.xml · nonDerivative · entry 6

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,737

Read SEC document
February 14, 2017 Filed Feb 15, 2017 20:22 UTC
Murphy Thomas J.Director · President & CEO
Exercise / conversionCommon Stock 2,575 $25.10 $64,632.50
Disclosure

SEC source: 0000717538-17-000053 · wf-form4_148719015523556.xml · nonDerivative · entry 5

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,834

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 20:22 UTC
Murphy Thomas J.Director · President & CEO
Tax withholdingCommon Stock 2,115 $35.60 $75,294.00
Disclosure

SEC source: 0000717538-17-000053 · wf-form4_148719015523556.xml · nonDerivative · entry 4

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,259

Read SEC document
February 14, 2017 Filed Feb 15, 2017 20:22 UTC
Murphy Thomas J.Director · President & CEO
Exercise / conversionCommon Stock 2,626 $24.61 $64,625.86
Disclosure

SEC source: 0000717538-17-000053 · wf-form4_148719015523556.xml · nonDerivative · entry 3

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,374

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 14, 2017 Filed Feb 15, 2017 20:22 UTC
Murphy Thomas J.Director · President & CEO
Tax withholdingCommon Stock 2,097 $35.60 $74,653.20
Disclosure

SEC source: 0000717538-17-000053 · wf-form4_148719015523556.xml · nonDerivative · entry 2

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,748

Read SEC document
February 14, 2017 Filed Feb 15, 2017 20:22 UTC
Murphy Thomas J.Director · President & CEO
Exercise / conversionCommon Stock 2,679 $23.33 $62,501.07
Disclosure

SEC source: 0000717538-17-000053 · wf-form4_148719015523556.xml · nonDerivative · entry 1

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The information provided reflects 59 shares acquired under the Company's DRIP since January 25, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
January 30, 2017 Filed Jan 31, 2017 00:12 UTC
Behan MarkDirector
OtherCommon Stock 142 $35.25 $5,005.50
Disclosure

SEC source: 0000717538-17-000046 · wf-form4_148582151052499.xml · nonDerivative · entry 1

Behan Mark · CIK 0001692175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,098

F1 · shares: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan.

Read SEC document
January 30, 2017 Filed Jan 31, 2017 00:12 UTC OtherCommon Stock 142 $35.25 $5,005.50
Disclosure

SEC source: 0000717538-17-000047 · wf-form4_148582152592902.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,359

F1 · shares: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.