Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARROW FINANCIAL CORPAROW · Entity 5233 | Director | January 31, 2018 | February 01, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARROW FINANCIAL CORP
Report date January 31, 2018 · Filed February 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Director Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.80 · Expires 2028-01-31 | Direct | 1,000 |
Reported balance
After 2018-01-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-01-31 · Grant · Acquired 1,000 · Balance 1,000 F2: The options vests in four equal installments beginning January 31, 2019 |
| Common StockSEC Table I · non-derivative | Direct | 42,247 |
Reported balance
Holding disclosure · report date 2018-01-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 42,247 F1: The information provided reflects 405 shares acquired under the Company's DRIP since November 30, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. |
| Common StockSEC Table I · non-derivative | IndirectMoynehan Family Trust | 1,552 |
Reported balance
Holding disclosure · report date 2018-01-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,552 |
Filing footnotes · ownership attribution and instrument terms
F1: The information provided reflects 405 shares acquired under the Company's DRIP since November 30, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
F2: The options vests in four equal installments beginning January 31, 2019
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2018 Filed Feb 1, 2018 21:08 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantDirector Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $32.80 | $0.00 |
DisclosureSEC source: 0000717538-18-000030 · wf-form4_151751929426829.xml · derivative · entry 3 MOYNEHAN DAVID L · CIK 0001184669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2028-01-31 F2 · derivative.exercise_date: The options vests in four equal installments beginning January 31, 2019 Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 21:28 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 211 | $36.80 | $7,764.80 |
DisclosureSEC source: 0000717538-17-000196 · wf-form4_151216371975554.xml · nonDerivative · entry 1 MOYNEHAN DAVID L · CIK 0001184669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,842 F1 · shares: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan. F2 · balance_after: The information provided reflects 628 shares acquired under the Company's DRIP and 1211 shares acquired via a stock dividend since May 31, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 20:54 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 245 | $31.65 | $7,754.25 |
DisclosureSEC source: 0000717538-17-000106 · wf-form4_149635042670221.xml · nonDerivative · entry 1 MOYNEHAN DAVID L · CIK 0001184669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,792 F1 · shares: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan. F2 · balance_after: The information provided reflects 119 shares acquired under the Company's DRIP since March 06, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 23:24 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantDirector Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $37.20 | $0.00 |
DisclosureSEC source: 0000717538-17-000032 · wf-form4_148547306538665.xml · derivative · entry 3 MOYNEHAN DAVID L · CIK 0001184669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2027-01-25 F2 · derivative.exercise_date: The options vest in four equal installments beginning January 25, 2018 Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 21:24 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 204 | $37.85 | $7,721.40 |
DisclosureSEC source: 0000717538-16-000374 · wf-form4_148062744166786.xml · nonDerivative · entry 1 MOYNEHAN DAVID L · CIK 0001184669 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,016 F1 · balance_after: The information provided reflects 661 shares acquired under the Company's DRIP since and 1129 shares acquired via a stock dividend since May 26, 2016 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.