Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARROW FINANCIAL CORPAROW · Entity 5233 | Director · President & CEO | February 01, 2023 | February 03, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARROW FINANCIAL CORP
Report date February 01, 2023 · Filed February 03, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.41 · Expires 2033-02-01 | Direct | 10,000 |
Reported balance
After 2023-02-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-02-01 · Grant · Acquired 10,000 · Balance 10,000 F2: The option vests in four equal annual installments beginning February 01, 2024 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,014 |
Reported balance
After 2023-02-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-01 · Grant · Acquired 5,014 · Balance 5,014 F3: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided the Grantee remains employed through the applicable vesting date of January 31, 2026 |
| Common StockSEC Table I · non-derivative | Direct | 66,047 |
Reported balance
Holding disclosure · report date 2023-02-01 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 66,047 F1: The information provided reflects 3074 shares acquired under the Company's DRIP, 566 shares acquired via a stock dividend and 1,006 shares related to the 2021 ESOP allocation since January 26, 2022 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: The information provided reflects 3074 shares acquired under the Company's DRIP, 566 shares acquired via a stock dividend and 1,006 shares related to the 2021 ESOP allocation since January 26, 2022 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
F2: The option vests in four equal annual installments beginning February 01, 2024
F3: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided the Grantee remains employed through the applicable vesting date of January 31, 2026
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2023 Filed Feb 3, 2023 00:14 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantRestricted Stock Units · Derivative | 5,014 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-23-000077 · wf-form4_167538323565640.xml · derivative · entry 3 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,014 Underlying: Common Stock · 5,014 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided the Grantee remains employed through the applicable vesting date of January 31, 2026 F3 · derivative.expiration_date: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided the Grantee remains employed through the applicable vesting date of January 31, 2026 Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 00:14 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $32.41 | $0.00 |
DisclosureSEC source: 0000717538-23-000077 · wf-form4_167538323565640.xml · derivative · entry 2 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2033-02-01 F2 · derivative.exercise_date: The option vests in four equal annual installments beginning February 01, 2024 Read SEC document |
| January 26, 2022 Filed Jan 27, 2022 15:44 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantRestricted Stock Units · Derivative | 4,186 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-22-000043 · wf-form4_164329823739499.xml · derivative · entry 3 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,186 Underlying: Common Stock · 4,186 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2025 F3 · derivative.exercise_date: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2025 F3 · derivative.expiration_date: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2025 Read SEC document |
| January 26, 2022 Filed Jan 27, 2022 15:44 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $35.83 | $0.00 |
DisclosureSEC source: 0000717538-22-000043 · wf-form4_164329823739499.xml · derivative · entry 2 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2032-01-26 F2 · derivative.exercise_date: The option vests in four equal annual installments beginning January 26, 2023 Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 19:43 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,256 | $0.00 Strike: $33.06 | $0.00 |
DisclosureSEC source: 0000717538-21-000169 · wf-form4_162801978855102.xml · derivative · entry 9 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,256 shares Expires 2027-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest in four equal installments beginning January 25, 2018 Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 19:43 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 8,196 | $0.00 Strike: $30.01 | $0.00 |
DisclosureSEC source: 0000717538-21-000169 · wf-form4_162801978855102.xml · derivative · entry 8 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,196 shares Expires 2028-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest in four equal installments beginning January 31, 2019 Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 19:43 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,304 | $0.00 Strike: $29.89 | $0.00 |
DisclosureSEC source: 0000717538-21-000169 · wf-form4_162801978855102.xml · derivative · entry 7 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,304 shares Expires 2029-01-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest in four equal installments beginning January 30, 2020 Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 19:43 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,575 | $0.00 Strike: $34.25 | $0.00 |
DisclosureSEC source: 0000717538-21-000169 · wf-form4_162801978855102.xml · derivative · entry 6 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,575 shares Expires 2030-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest in four equal installments beginning January 29, 2021 Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 19:43 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 11,256 | $33.06 | $372,123.36 |
DisclosureSEC source: 0000717538-21-000169 · wf-form4_162801978855102.xml · nonDerivative · entry 5 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,919 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 19:43 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 8,196 | $30.01 | $245,961.96 |
DisclosureSEC source: 0000717538-21-000169 · wf-form4_162801978855102.xml · nonDerivative · entry 4 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 19:43 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 5,304 | $29.89 | $158,536.56 |
DisclosureSEC source: 0000717538-21-000169 · wf-form4_162801978855102.xml · nonDerivative · entry 3 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 19:43 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 2,575 | $34.25 | $88,193.75 |
DisclosureSEC source: 0000717538-21-000169 · wf-form4_162801978855102.xml · nonDerivative · entry 2 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2021 Filed Aug 3, 2021 19:43 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Tax withholdingCommon Stock | 25,855 | $35.56 | $919,403.80 |
DisclosureSEC source: 0000717538-21-000169 · wf-form4_162801978855102.xml · nonDerivative · entry 1 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,588 F1 · balance_after: The information provided reflects 906 shares acquired under the Company's DRIP and 499 shares related to the 2020 ESOP allocation since January 29, 2021 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| January 29, 2021 Filed Feb 1, 2021 15:54 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantRestricted Stock Units · Derivative | 4,738 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-21-000063 · wf-form4_161219486710753.xml · derivative · entry 2 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,738 Underlying: Common Stock · 4,738 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2024 F1 · derivative.exercise_date: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2024 F1 · derivative.expiration_date: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2024 Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 20:14 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $29.55 | $0.00 |
DisclosureSEC source: 0000717538-21-000044 · wf-form4_161186482834586.xml · derivative · entry 2 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2031-01-27 F2 · derivative.exercise_date: The option vests in four equal annual installments beginning January 27, 2022 Read SEC document |
| July 31, 2020 Filed Aug 3, 2020 19:49 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,813 | $0.00 Strike: $22.97 | $0.00 |
DisclosureSEC source: 0000717538-20-000158 · wf-form4_159648414520672.xml · derivative · entry 2 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,813 shares Expires 2026-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest in four equal installments beginning January 27, 2017 Read SEC document |
| July 31, 2020 Filed Aug 3, 2020 19:49 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 2,813 | $22.97 | $64,614.61 |
DisclosureSEC source: 0000717538-20-000158 · wf-form4_159648414520672.xml · nonDerivative · entry 1 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,642 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The information provided reflects 918 shares acquired under the Company's DRIP and 911 shares related to the 2019 ESOP allocation since January 29, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| January 29, 2020 Filed Jan 30, 2020 20:56 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantRestricted Stock Units · Derivative | 3,827 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-20-000029 · wf-form4_158041776534861.xml · derivative · entry 3 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,827 Underlying: Common Stock · 3,827 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2023 F3 · derivative.exercise_date: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2023 F3 · derivative.expiration_date: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2023 Read SEC document |
| January 29, 2020 Filed Jan 30, 2020 20:56 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $35.28 | $0.00 |
DisclosureSEC source: 0000717538-20-000029 · wf-form4_158041776534861.xml · derivative · entry 2 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2030-01-29 F2 · derivative.exercise_date: The option vests in four equal annual installments beginning January 29, 2021 Read SEC document |
| January 29, 2020 Filed Mar 19, 2020 17:10 UTC Amendment | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantRestricted Stock Units · Derivative | 3,827 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-20-000064 · wf-form4a_158463779304899.xml · derivative · entry 3 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,827 Underlying: Common Stock · 3,827 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2023. F4 · derivative.exercise_date: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2023. F4 · derivative.expiration_date: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2023. Read SEC document |
| January 29, 2020 Filed Mar 19, 2020 17:10 UTC Amendment | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $35.28 | $0.00 |
DisclosureSEC source: 0000717538-20-000064 · wf-form4a_158463779304899.xml · derivative · entry 2 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2030-01-29 F3 · derivative.exercise_date: The option vests in four equal annual installments beginning January 29, 2021. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 15:31 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,732 | $0.00 Strike: $23.66 | $0.00 |
DisclosureSEC source: 0000717538-19-000197 · wf-form4_156761107063459.xml · derivative · entry 6 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,732 shares Expires 2026-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested in four equal annual installments beginning January 27, 2017. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 15:31 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,786 | $0.00 Strike: $23.19 | $0.00 |
DisclosureSEC source: 0000717538-19-000197 · wf-form4_156761107063459.xml · derivative · entry 5 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,786 shares Expires 2025-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested in four equal annual installments beginning January 28, 2016. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 15:31 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Tax withholdingCommon Stock | 2,290 | $31.82 | $72,867.80 |
DisclosureSEC source: 0000717538-19-000197 · wf-form4_156761107063459.xml · nonDerivative · entry 4 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,036 Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 15:31 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 2,732 | $23.66 | $64,639.12 |
DisclosureSEC source: 0000717538-19-000197 · wf-form4_156761107063459.xml · nonDerivative · entry 3 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 15:31 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Tax withholdingCommon Stock | 2,309 | $31.82 | $73,472.38 |
DisclosureSEC source: 0000717538-19-000197 · wf-form4_156761107063459.xml · nonDerivative · entry 2 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,594 Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 15:31 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 2,786 | $23.19 | $64,607.34 |
DisclosureSEC source: 0000717538-19-000197 · wf-form4_156761107063459.xml · nonDerivative · entry 1 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,903 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The information provided reflects 799 shares acquired under the Company's DRIP since January 30, 2019 which were not required to be reported on a Form 4 and 3,646 shares related to the 2018 ESOP allocation. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| September 03, 2019 Filed Mar 19, 2020 17:10 UTC Amendment | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,732 | $0.00 Strike: $23.66 | $0.00 |
DisclosureSEC source: 0000717538-20-000065 · wf-form4a_158463781367545.xml · derivative · entry 6 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,732 shares Expires 2026-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vested in four equal annual installments beginning January 27, 2017. Read SEC document |
| September 03, 2019 Filed Mar 19, 2020 17:10 UTC Amendment | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,786 | $0.00 Strike: $23.19 | $0.00 |
DisclosureSEC source: 0000717538-20-000065 · wf-form4a_158463781367545.xml · derivative · entry 5 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,786 shares Expires 2025-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested in four equal annual installments beginning January 28, 2016. Read SEC document |
| September 03, 2019 Filed Mar 19, 2020 17:10 UTC Amendment | ARROW FINANCIAL CORP AROW · Entity 5233 | Tax withholdingCommon Stock | 2,290 | $31.82 | $72,867.80 |
DisclosureSEC source: 0000717538-20-000065 · wf-form4a_158463781367545.xml · nonDerivative · entry 4 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,036 F2 · balance_after: This amendment is being file to correct an overstatement of 3,000 shares in Mr. Murphy's ESOP account. Read SEC document |
| September 03, 2019 Filed Mar 19, 2020 17:10 UTC Amendment | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 2,732 | $23.66 | $64,639.12 |
DisclosureSEC source: 0000717538-20-000065 · wf-form4a_158463781367545.xml · nonDerivative · entry 3 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,326 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2019 Filed Mar 19, 2020 17:10 UTC Amendment | ARROW FINANCIAL CORP AROW · Entity 5233 | Tax withholdingCommon Stock | 2,309 | $31.82 | $73,472.38 |
DisclosureSEC source: 0000717538-20-000065 · wf-form4a_158463781367545.xml · nonDerivative · entry 2 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,594 Read SEC document |
| September 03, 2019 Filed Mar 19, 2020 17:10 UTC Amendment | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 2,786 | $23.19 | $64,607.34 |
DisclosureSEC source: 0000717538-20-000065 · wf-form4a_158463781367545.xml · nonDerivative · entry 1 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,903 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The information provided reflects 799 shares acquired under the Company's DRIP since January 30, 2019 which were not required to be reported on a Form 4 and 646 shares related to the 2018 ESOP allocation. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| January 30, 2019 Filed Jan 31, 2019 21:37 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantRestricted Stock Units · Derivative | 3,901 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-19-000051 · wf-form4_154897064530712.xml · derivative · entry 3 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,901 Underlying: Common Stock · 3,901 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2022 F3 · derivative.exercise_date: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2022 F3 · derivative.expiration_date: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2022 Read SEC document |
| January 30, 2019 Filed Jan 31, 2019 21:37 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0000717538-19-000051 · wf-form4_154897064530712.xml · derivative · entry 2 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2029-01-30 F2 · derivative.exercise_date: The option vests in four equal annual installments beginning January 30, 2020 Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 17:45 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,653 | $0.00 Strike: $24.37 | $0.00 |
DisclosureSEC source: 0000717538-18-000132 · wf-form4_152822064307933.xml · derivative · entry 9 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,202 Underlying: Common Stock · 2,653 shares Expires 2026-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vested in four equal annual installments beginning January 27, 2017 Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 17:45 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,705 | $0.00 Strike: $23.89 | $0.00 |
DisclosureSEC source: 0000717538-18-000132 · wf-form4_152822064307933.xml · derivative · entry 8 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,705 Underlying: Common Stock · 2,705 shares Expires 2025-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested in four equal annual installments beginning January 28, 2016 Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 17:45 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,759 | $0.00 Strike: $22.65 | $0.00 |
DisclosureSEC source: 0000717538-18-000132 · wf-form4_152822064307933.xml · derivative · entry 7 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,759 shares Expires 2024-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested in four equal annual installments beginning January 29, 2015 Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 17:45 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Tax withholdingCommon Stock | 2,062 | $37.70 | $77,737.40 |
DisclosureSEC source: 0000717538-18-000132 · wf-form4_152822064307933.xml · nonDerivative · entry 6 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,563 Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 17:45 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 2,653 | $24.37 | $64,653.61 |
DisclosureSEC source: 0000717538-18-000132 · wf-form4_152822064307933.xml · nonDerivative · entry 5 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 17:45 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Tax withholdingCommon Stock | 2,080 | $37.70 | $78,416.00 |
DisclosureSEC source: 0000717538-18-000132 · wf-form4_152822064307933.xml · nonDerivative · entry 4 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,972 Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 17:45 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 2,705 | $23.89 | $64,622.45 |
DisclosureSEC source: 0000717538-18-000132 · wf-form4_152822064307933.xml · nonDerivative · entry 3 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,052 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 17:45 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Tax withholdingCommon Stock | 2,065 | $37.70 | $77,850.50 |
DisclosureSEC source: 0000717538-18-000132 · wf-form4_152822064307933.xml · nonDerivative · entry 2 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,347 Read SEC document |
| June 04, 2018 Filed Jun 5, 2018 17:45 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 2,759 | $22.65 | $62,491.35 |
DisclosureSEC source: 0000717538-18-000132 · wf-form4_152822064307933.xml · nonDerivative · entry 1 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The information provided reflects 387 shares acquired under the Company's DRIP and 486 shares related to the 2017 ESOP allocation acquired since January 31, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 22:30 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantRestricted Stock Units · Derivative | 3,279 | $0.00 | $0.00 |
DisclosureSEC source: 0000717538-18-000039 · wf-form4_151752420720505.xml · derivative · entry 3 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,279 Underlying: Common Stock · 3,279 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2021. F3 · derivative.exercise_date: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2021. F3 · derivative.expiration_date: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2021. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 22:30 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $32.80 | $0.00 |
DisclosureSEC source: 0000717538-18-000039 · wf-form4_151752420720505.xml · derivative · entry 2 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2028-01-31 F2 · derivative.exercise_date: The options vest in four equal annual installments beginning January 31, 2019 Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 20:22 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,575 | $0.00 Strike: $25.10 | $0.00 |
DisclosureSEC source: 0000717538-17-000053 · wf-form4_148719015523556.xml · derivative · entry 9 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,725 Underlying: Common Stock · 2,575 shares Expires 2026-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vests in four equal installments beginning January 27, 2017. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 20:22 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,626 | $0.00 Strike: $24.61 | $0.00 |
DisclosureSEC source: 0000717538-17-000053 · wf-form4_148719015523556.xml · derivative · entry 8 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,253 Underlying: Common Stock · 2,626 shares Expires 2025-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in four equal installments beginning January 28, 2016. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 20:22 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,679 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0000717538-17-000053 · wf-form4_148719015523556.xml · derivative · entry 7 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,679 Underlying: Common Stock · 2,679 shares Expires 2024-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest in four equal installments beginning January 29, 2015 Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 20:22 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Tax withholdingCommon Stock | 2,097 | $35.60 | $74,653.20 |
DisclosureSEC source: 0000717538-17-000053 · wf-form4_148719015523556.xml · nonDerivative · entry 6 Murphy Thomas J. · CIK 0001463248 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,737 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.