Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARROW FINANCIAL CORPAROW · Entity 5233 | Director | April 09, 2025 | April 10, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARROW FINANCIAL CORP
Report date April 09, 2025 · Filed April 10, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 64,635 |
Reported balance
After 2025-04-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-04-09 · Other · Acquired 641 · Balance 64,635 F1: Quarterly Director's Retainer Payment F2: The information provided reflects 652 shares acquired under the Company's DRIP since January 29, 2025 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: Quarterly Director's Retainer Payment
F2: The information provided reflects 652 shares acquired under the Company's DRIP since January 29, 2025 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 09, 2025 Filed Apr 10, 2025 19:29 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 641 | $25.37 | $16,262.17 |
DisclosureSEC source: 0001231075-25-000007 · wk-form4_1744313383.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,635 F1 · kind: Quarterly Director's Retainer Payment F2 · balance_after: The information provided reflects 652 shares acquired under the Company's DRIP since January 29, 2025 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| January 29, 2025 Filed Feb 3, 2025 21:04 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantCommon Stock | 905 | $0.00 | $0.00 |
DisclosureSEC source: 0001231075-25-000004 · wk-form4_1738616690.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,342 F1 · shares: The restricted award vests in 3 equal installments on each of January 29, 2026, January 29, 2027, and January 29, 2028. Read SEC document |
| January 08, 2025 Filed Jan 10, 2025 18:20 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 611 | $26.61 | $16,258.71 |
DisclosureSEC source: 0001231075-25-000002 · wk-form4_1736533207.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 62,437 F1 · kind: Quarterly Director's Retainer Payment F2 · balance_after: The information provided reflects 579 shares acquired under the Company's DRIP since October 09, 2024, which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| October 09, 2024 Filed Oct 10, 2024 19:27 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 708 | $27.72 | $19,625.76 |
DisclosureSEC source: 0001231075-24-000009 · wk-form4_1728588463.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 61,247 F1 · kind: Quarterly Director's Retainer Payment F2 · balance_after: The information provided reflects 527 shares acquired under the Company's DRIP since July 10, 2024, which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| July 10, 2024 Filed Jul 11, 2024 19:51 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 745 | $26.35 | $19,630.75 |
DisclosureSEC source: 0001231075-24-000007 · wk-form4_1720727456.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,012 F1 · kind: Quarterly Director's Retainer Payment Read SEC document |
| May 29, 2024 Filed May 30, 2024 19:27 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantCommon Stock | 412 | $0.00 | $0.00 |
DisclosureSEC source: 0001231075-24-000005 · wk-form4_1717097242.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,267 F1 · shares: The restricted stock vests 25% per year on May 29, 2025, May 29, 2026, May 29, 2027 and May 29, 2028. F2 · balance_after: The information provided reflects 634 shares acquired under the Company's DRIP since April 10, 2024 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| April 10, 2024 Filed Apr 11, 2024 18:45 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 877 | $22.39 | $19,636.03 |
DisclosureSEC source: 0001231075-24-000003 · wk-form4_1712861148.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,221 F1 · kind: Quarterly Director's Retainer Payment F2 · balance_after: The information provided reflects 622 shares acquired under the Company's DRIP since February 07, 2024 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| February 07, 2024 Filed Feb 7, 2024 20:42 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | PurchaseCommon Stock | 2,000 | $23.73 | $47,460.00 |
DisclosureSEC source: 0000717538-24-000032 · wk-form4_1707338527.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,722 Read SEC document |
| January 10, 2024 Filed Jan 12, 2024 19:18 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 750 | $26.18 | $19,635.00 |
DisclosureSEC source: 0000717538-24-000013 · wk-form4_1705087117.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,722 F1 · kind: Quarterly Director's Retainer Payment F2 · balance_after: The information provided reflects 505 shares acquired under the Company's DRIP since October 27, 2023 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| October 27, 2023 Filed Oct 30, 2023 13:08 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | PurchaseCommon Stock | 4,800 | $20.58 | $98,784.00 |
DisclosureSEC source: 0000717538-23-000225 · wk-form4_1698671278.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,467 Read SEC document |
| October 11, 2023 Filed Oct 12, 2023 19:32 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 545 | $18.02 | $9,820.90 |
DisclosureSEC source: 0001231075-23-000002 · wk-form4_1697139151.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,667 F1 · shares: Quarterly Director's Retainer Payment F2 · balance_after: The information provided reflects 392 shares acquired under the Company's DRIP and 1401 shares acquired via a stock dividend since March 10, 2023 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| March 10, 2023 Filed Mar 10, 2023 21:58 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | PurchaseCommon Stock | 1,000 | $27.57 | $27,565.60 |
DisclosureSEC source: 0000717538-23-000096 · wf-form4_167848550350876.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,329 F1 · balance_after: The information provided reflects 17 shares acquired under the Company's DRIP since February 17, 2023 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 19:20 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 1,160 | $0.00 Strike: $28.29 | $0.00 |
DisclosureSEC source: 0000717538-23-000086 · wf-form4_167700717214532.xml · derivative · entry 2 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,160 shares Expires 2028-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vest in four equal installments beginning January 31, 2019 Read SEC document |
| February 17, 2023 Filed Feb 21, 2023 19:20 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 1,160 | $28.29 | $32,816.40 |
DisclosureSEC source: 0000717538-23-000086 · wf-form4_167700717214532.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The information provided reflects 16 shares acquired under the Company's DRIP since February 01, 2023 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 00:11 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantDirector Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $32.41 | $0.00 |
DisclosureSEC source: 0000717538-23-000069 · wf-form4_167538308386732.xml · derivative · entry 2 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2033-02-01 F1 · derivative.exercise_date: The options vests in four equal installments beginning February 01, 2024 Read SEC document |
| January 11, 2023 Filed Jan 12, 2023 13:58 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 294 | $33.38 | $9,813.72 |
DisclosureSEC source: 0000717538-23-000021 · wf-form4_167353187045190.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,136 F1 · kind: Quarterly Director's Retainer payment. F2 · balance_after: The information provided reflects 345 shares acquired under the Company's DRIP since October 12, 2022 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| October 12, 2022 Filed Oct 13, 2022 14:05 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 372 | $29.10 | $10,825.20 |
DisclosureSEC source: 0000717538-22-000212 · wf-form4_166566993830945.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,497 F1 · kind: Quarterly Director's Retainer payment. F2 · balance_after: The information provided reflects 352 shares acquired under the Company's DRIP and 1255 shares acquired via a stock dividend since July 13, 2022 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| July 13, 2022 Filed Jul 13, 2022 21:43 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 257 | $31.35 | $8,056.95 |
DisclosureSEC source: 0000717538-22-000160 · wf-form4_165774857060306.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,518 F1 · kind: Quarterly Director's Retainer payment. F2 · balance_after: The information provided reflects 340 shares acquired under the Company's DRIP since May 20, 2022 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| May 20, 2022 Filed May 23, 2022 18:43 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | PurchaseCommon Stock | 785 | $31.46 | $24,694.06 |
DisclosureSEC source: 0000717538-22-000142 · wf-form4_165333137809262.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,921 Read SEC document |
| May 06, 2022 Filed May 6, 2022 17:44 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | PurchaseCommon Stock | 325 | $32.14 | $10,445.50 |
DisclosureSEC source: 0000717538-22-000133 · wf-form4_165185903166521.xml · nonDerivative · entry 2 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,136 Read SEC document |
| May 05, 2022 Filed May 6, 2022 17:44 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | PurchaseCommon Stock | 450 | $31.91 | $14,359.50 |
DisclosureSEC source: 0000717538-22-000133 · wf-form4_165185903166521.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,811 F1 · balance_after: The information provided reflects 16 shares acquired under the Company's DRIP since April 13, 2022 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| April 13, 2022 Filed Apr 14, 2022 15:58 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 256 | $31.53 | $8,071.68 |
DisclosureSEC source: 0000717538-22-000114 · wf-form4_164995188882164.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,345 F1 · kind: Quarterly Director's Retainer payment. F2 · balance_after: The information provided reflects 309 shares acquired under the Company's DRIP since February 07, 2022 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 18:36 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 300 | $0.00 Strike: $21.65 | $0.00 |
DisclosureSEC source: 0000717538-22-000072 · wf-form4_164434535811979.xml · derivative · entry 2 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 300 shares Expires 2026-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests in four equal installments beginning January 27, 2017. Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 18:36 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 300 | $21.65 | $6,495.00 |
DisclosureSEC source: 0000717538-22-000072 · wf-form4_164434535811979.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2022 Filed Jan 27, 2022 15:45 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantDirector Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $35.83 | $0.00 |
DisclosureSEC source: 0000717538-22-000047 · wf-form4_164329831214806.xml · derivative · entry 2 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2032-01-26 F1 · derivative.exercise_date: The options vests in four equal installments beginning January 26, 2023 Read SEC document |
| January 12, 2022 Filed Jan 13, 2022 18:02 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 226 | $35.64 | $8,054.64 |
DisclosureSEC source: 0000717538-22-000020 · wf-form4_164209691562638.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,480 F1 · kind: Quarterly Director's Retainer payment. F2 · balance_after: The information provided reflects 434 shares acquired under the Company's DRIP since October 13, 2021 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| October 13, 2021 Filed Oct 14, 2021 18:23 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 199 | $35.74 | $7,112.26 |
DisclosureSEC source: 0000717538-21-000215 · wf-form4_163423582245083.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,820 F1 · kind: Quarterly Director's Retainer payment. F2 · balance_after: The information provided reflects 412 shares acquired under the Company's DRIP and 1094 shares acquired via a stock dividend since July 14, 2021 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| July 14, 2021 Filed Jul 15, 2021 19:02 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 198 | $36.09 | $7,145.82 |
DisclosureSEC source: 0000717538-21-000153 · wf-form4_162637576534568.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,115 F1 · kind: Quarterly Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan. F2 · balance_after: The information provided reflects 399 shares acquired under the Company's DRIP since April 14, 2021 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| April 14, 2021 Filed Apr 15, 2021 17:20 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 210 | $33.93 | $7,125.30 |
DisclosureSEC source: 0000717538-21-000097 · wf-form4_161850723209774.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,518 F1 · kind: Quarterly Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan. F2 · balance_after: The information provided reflects 424 shares acquired under the Company's DRIP since January 27, 2021 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 20:17 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantDirector Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $29.55 | $0.00 |
DisclosureSEC source: 0000717538-21-000055 · wf-form4_161186501924516.xml · derivative · entry 2 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2031-01-27 F1 · derivative.exercise_date: The options vests in four equal installments beginning January 27, 2022 Read SEC document |
| January 13, 2021 Filed Jan 14, 2021 18:28 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 230 | $30.98 | $7,125.40 |
DisclosureSEC source: 0000717538-21-000016 · wf-form4_161064891725519.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,884 F1 · kind: Quarterly Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan. F2 · balance_after: The information provided reflects 1480 shares acquired under the Company's DRIP and 996 shares acquired via a stock dividend since May 28, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| May 28, 2020 Filed May 29, 2020 19:19 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 306 | $29.45 | $9,011.70 |
DisclosureSEC source: 0000717538-20-000119 · wf-form4_159077996497703.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,178 F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan. F2 · balance_after: The information provided reflects 411 shares acquired under the Company's DRIP since January 29, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| January 29, 2020 Filed Jan 30, 2020 20:58 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantDirector Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $35.28 | $0.00 |
DisclosureSEC source: 0000717538-20-000035 · wf-form4_158041791221004.xml · derivative · entry 2 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2030-01-29 F2 · derivative.exercise_date: The options vests in four equal installments beginning January 29, 2021 Read SEC document |
| December 09, 2019 Filed Dec 9, 2019 21:35 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | SaleCommon Stock | 1,909 | $35.35 | $67,483.15 |
DisclosureSEC source: 0000717538-19-000259 · wf-form4_157592729008308.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,248 F1 · acquired: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on August 1, 2019 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: The information provided reflects 352 shares acquired under the Company's DRIP since November 29, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| November 29, 2019 Filed Dec 2, 2019 22:19 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 251 | $35.86 | $9,000.86 |
DisclosureSEC source: 0000717538-19-000254 · wf-form4_157532516803343.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,805 F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan. Read SEC document |
| November 11, 2019 Filed Nov 12, 2019 15:57 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | SaleCommon Stock | 3,500 | $35.17 | $123,095.00 |
DisclosureSEC source: 0000717538-19-000232 · wf-form4_157357423301968.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,554 F1 · acquired: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on August 1, 2019 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| November 08, 2019 Filed Nov 8, 2019 22:56 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 844 | $0.00 Strike: $22.97 | $0.00 |
DisclosureSEC source: 0000717538-19-000230 · wf-form4_157325379693828.xml · derivative · entry 6 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 844 shares Expires 2026-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in four equal installments beginning January 27, 2016. Read SEC document |
| November 08, 2019 Filed Nov 8, 2019 22:56 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 862 | $0.00 Strike: $22.51 | $0.00 |
DisclosureSEC source: 0000717538-19-000230 · wf-form4_157325379693828.xml · derivative · entry 5 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 862 shares Expires 2025-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in four equal installments beginning January 28, 2015. Read SEC document |
| November 08, 2019 Filed Nov 8, 2019 22:56 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Tax withholdingCommon Stock | 543 | $35.68 | $19,374.24 |
DisclosureSEC source: 0000717538-19-000230 · wf-form4_157325379693828.xml · nonDerivative · entry 4 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,054 Read SEC document |
| November 08, 2019 Filed Nov 8, 2019 22:56 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 844 | $22.97 | $19,386.68 |
DisclosureSEC source: 0000717538-19-000230 · wf-form4_157325379693828.xml · nonDerivative · entry 3 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,597 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2019 Filed Nov 8, 2019 22:56 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Tax withholdingCommon Stock | 544 | $35.68 | $19,409.92 |
DisclosureSEC source: 0000717538-19-000230 · wf-form4_157325379693828.xml · nonDerivative · entry 2 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,753 Read SEC document |
| November 08, 2019 Filed Nov 8, 2019 22:56 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 862 | $22.51 | $19,403.62 |
DisclosureSEC source: 0000717538-19-000230 · wf-form4_157325379693828.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The information provided reflects 52 shares acquired under the Company's DRIP since October 15, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| October 15, 2019 Filed Oct 16, 2019 17:59 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | SaleCommon Stock | 3,500 | $32.22 | $112,770.00 |
DisclosureSEC source: 0000717538-19-000206 · wf-form4_157124876673602.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,383 F1 · shares: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on August 1, 2019 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: The information provided reflects 235 shares acquired under the Company's DRIP and 1131 shares acquired via a stock dividend since September 09, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| September 09, 2019 Filed Sep 9, 2019 15:27 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | SaleCommon Stock | 3,500 | $32.01 | $112,035.00 |
DisclosureSEC source: 0000717538-19-000201 · wf-form4_156804280640430.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,517 F1 · balance_after: The information provided reflects 16 shares acquired under the Company's DRIP since August 12, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| August 12, 2019 Filed Aug 12, 2019 16:41 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | SaleCommon Stock | 3,500 | $32.38 | $113,333.85 |
DisclosureSEC source: 0000717538-19-000182 · wf-form4_156562806508497.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,001 F1 · balance_after: The information provided reflects 753 shares acquired under the Company's DRIP since May 30, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| May 30, 2019 Filed May 31, 2019 17:48 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 277 | $32.49 | $8,999.73 |
DisclosureSEC source: 0000717538-19-000149 · wf-form4_155932491231118.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,748 F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan. F2 · balance_after: The information provided reflects 435 shares acquired under the Company's DRIP since January 30, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| January 30, 2019 Filed Jan 31, 2019 21:41 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantDirector Stock Option (Right to Buy) · Derivative | 1,000 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0000717538-19-000056 · wf-form4_154897086635563.xml · derivative · entry 2 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2029-01-30 F2 · derivative.exercise_date: The options vests in four equal installments beginning January 30, 2020 Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 21:37 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | OtherCommon Stock | 221 | $35.13 | $7,763.73 |
DisclosureSEC source: 0000717538-18-000214 · wf-form4_154361385096528.xml · nonDerivative · entry 1 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,336 F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan. F2 · balance_after: The information provided reflects 406 shares acquired under the Company's DRIP and 1224 shares acquired via a stock dividend since July 26, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| July 26, 2018 Filed Jul 27, 2018 18:08 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 552 | $0.00 Strike: $22.65 | $0.00 |
DisclosureSEC source: 0000717538-18-000146 · wf-form4_153271490968501.xml · derivative · entry 6 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 552 shares Expires 2024-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vests in four equal installments beginning January 29, 2015 Read SEC document |
| July 26, 2018 Filed Jul 27, 2018 18:08 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionDirector Stock Option (Right to Buy) · Derivative | 282 | $0.00 Strike: $21.56 | $0.00 |
DisclosureSEC source: 0000717538-18-000146 · wf-form4_153271490968501.xml · derivative · entry 5 DAKE GARY C · CIK 0001231075 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 282 shares Expires 2023-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in four equal installments beginning January 31, 2014 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.