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OWENS WILLIAM L

Disclosed activity across 1 company

Tapewire entity
90461
SEC CIK
0001204724

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ARROW FINANCIAL CORPAROW · Entity 5233DirectorMay 29, 2024May 30, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ARROW FINANCIAL CORP

Report date May 29, 2024 · Filed May 30, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect16,493 Reported balance After 2024-05-29 transaction · row 1
1 source row

Row 1 · 2024-05-29 · Grant · Acquired 412 · Balance 16,493

F1: The restricted stock vests 25% per year on May 29, 2025, May 29, 2026, May 29, 2027 and May 29, 2028

Filing footnotes · ownership attribution and instrument terms

F1: The restricted stock vests 25% per year on May 29, 2025, May 29, 2026, May 29, 2027 and May 29, 2028

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 29, 2024 Filed May 30, 2024 19:26 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantCommon Stock 412 $0.00 $0.00
Disclosure

SEC source: 0001204724-24-000004 · wk-form4_1717097198.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,493

F1 · shares: The restricted stock vests 25% per year on May 29, 2025, May 29, 2026, May 29, 2027 and May 29, 2028

Read SEC document
April 10, 2024 Filed Apr 11, 2024 17:45 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 564 $22.39 $12,627.96
Disclosure

SEC source: 0001204724-24-000002 · wk-form4_1712857551.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,081

F1 · kind: Quarterly Director's Retainer Payment

F2 · balance_after: The information provided reflects 135 shares acquired under the Company's DRIP since January 10, 2024 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
January 10, 2024 Filed Jan 12, 2024 19:18 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 482 $26.18 $12,618.76
Disclosure

SEC source: 0000717538-24-000010 · wk-form4_1705087084.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,382

F1 · kind: Quarterly Director's Retainer Payment

F2 · balance_after: The information provided reflects 111 shares acquired under the Company's DRIP since November 01, 2023 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
November 01, 2023 Filed Nov 3, 2023 12:19 UTC ARROW FINANCIAL CORP AROW · Entity 5233 PurchaseCommon Stock 710 $21.27 $15,101.70
Disclosure

SEC source: 0000717538-23-000231 · wk-form4_1699013958.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,789

Read SEC document
October 11, 2023 Filed Oct 12, 2023 16:55 UTC ARROW FINANCIAL CORP AROW · Entity 5233 PurchaseCommon Stock 701 $18.02 $12,632.02
Disclosure

SEC source: 0001204724-23-000002 · wk-form4_1697129733.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,079

F1 · shares: Quarterly Director's Retainer Payment

F2 · balance_after: The information provided reflects 108 shares acquired under the Company's DRIP and 388 shares acquired via a stock dividend since February 01, 2023 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 00:14 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $32.41 $0.00
Disclosure

SEC source: 0000717538-23-000078 · wf-form4_167538325501652.xml · derivative · entry 2

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2033-02-01

F1 · derivative.exercise_date: The options vests in four equal installments beginning February 01, 2024

Read SEC document
January 11, 2023 Filed Jan 12, 2023 13:59 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 303 $33.38 $10,114.14
Disclosure

SEC source: 0000717538-23-000027 · wf-form4_167353198316586.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,882

F1 · kind: Quarterly Director's Retainer payment.

F2 · balance_after: The information provided reflects 80 shares acquired under the Company's DRIP since November 23, 2022 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
November 23, 2022 Filed Nov 23, 2022 19:48 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 2 $34.76 $69.51
Disclosure

SEC source: 0000717538-22-000241 · wf-form4_166923291784761.xml · nonDerivative · entry 2

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,499

Read SEC document
November 23, 2022 Filed Nov 23, 2022 19:48 UTC ARROW FINANCIAL CORP AROW · Entity 5233 SaleCommon Stock 116 $34.67 $4,021.60
Disclosure

SEC source: 0000717538-22-000241 · wf-form4_166923291784761.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,501

Read SEC document
October 12, 2022 Filed Oct 13, 2022 14:07 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 352 $29.10 $10,243.20
Disclosure

SEC source: 0000717538-22-000218 · wf-form4_166567005350615.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,617

F1 · kind: Quarterly Director's Retainer payment.

F2 · balance_after: The information provided reflects 80 shares acquired under the Company's DRIP and 356 shares acquired via a stock dividend since July 13, 2022 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
July 13, 2022 Filed Jul 13, 2022 21:45 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 255 $31.35 $7,994.25
Disclosure

SEC source: 0000717538-22-000166 · wf-form4_165774868950630.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,829

F1 · kind: Quarterly Director's Retainer payment.

F2 · balance_after: The information provided reflects 100 shares acquired under the Company's DRIP since April 13, 2022 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
April 13, 2022 Filed Apr 14, 2022 15:59 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 254 $31.53 $8,008.62
Disclosure

SEC source: 0000717538-22-000116 · wf-form4_164995192380727.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,474

F1 · kind: Quarterly Director's Retainer payment.

F2 · balance_after: The information provided reflects 49 shares acquired under the Company's DRIP since January 26, 2022 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
January 26, 2022 Filed Jan 27, 2022 15:46 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $35.83 $0.00
Disclosure

SEC source: 0000717538-22-000052 · wf-form4_164329840508200.xml · derivative · entry 2

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2032-01-26

F1 · derivative.exercise_date: The options vests in four equal installments beginning January 26, 2023

Read SEC document
January 12, 2022 Filed Jan 13, 2022 18:00 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 225 $35.64 $8,019.00
Disclosure

SEC source: 0000717538-22-000016 · wf-form4_164209684432078.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,171

F1 · kind: Quarterly Director's Retainer payment.

F2 · balance_after: The information provided reflects 64 shares acquired under the Company's DRIP since October 13, 2021 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
October 13, 2021 Filed Oct 14, 2021 18:22 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 189 $35.74 $6,754.86
Disclosure

SEC source: 0000717538-21-000209 · wf-form4_163423572326405.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,882

F1 · kind: Quarterly Director's Retainer payment.

F2 · balance_after: The information provided reflects 59 shares acquired under the Company's DRIP and 311 shares acquired via a stock dividend since July 14, 2021 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
July 14, 2021 Filed Jul 15, 2021 19:02 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 187 $36.09 $6,748.83
Disclosure

SEC source: 0000717538-21-000150 · wf-form4_162637570602157.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,323

F1 · kind: Quarterly Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 55 shares acquired under the Company's DRIP since April 14, 2021 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
April 14, 2021 Filed Apr 15, 2021 17:20 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 199 $33.93 $6,752.07
Disclosure

SEC source: 0000717538-21-000095 · wf-form4_161850718429278.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,081

F1 · kind: Quarterly Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 54 shares acquired under the Company's DRIP since February 12, 2021 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 22:18 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 530 $0.00 Strike: $29.89 $0.00
Disclosure

SEC source: 0000717538-21-000073 · wf-form4_161351386772713.xml · derivative · entry 6

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531

Underlying: Common Stock · 530 shares

Expires 2029-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest in four equal installments beginning January 30, 2020

Read SEC document
February 12, 2021 Filed Feb 16, 2021 22:18 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 744 $0.00 Strike: $30.01 $0.00
Disclosure

SEC source: 0000717538-21-000073 · wf-form4_161351386772713.xml · derivative · entry 5

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249

Underlying: Common Stock · 744 shares

Expires 2028-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This options vest in four equal installments beginning January 31, 2019

Read SEC document
February 12, 2021 Filed Feb 16, 2021 22:18 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 291 $0.00 Strike: $22.30 $0.00
Disclosure

SEC source: 0000717538-21-000073 · wf-form4_161351386772713.xml · derivative · entry 4

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 291 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options vest in four equal installments beginning January 27, 2017

Read SEC document
February 12, 2021 Filed Feb 16, 2021 22:18 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionCommon Stock 530 $29.89 $15,841.70
Disclosure

SEC source: 0000717538-21-000073 · wf-form4_161351386772713.xml · nonDerivative · entry 3

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,828

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 22:18 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionCommon Stock 744 $30.01 $22,327.44
Disclosure

SEC source: 0000717538-21-000073 · wf-form4_161351386772713.xml · nonDerivative · entry 2

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 22:18 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionCommon Stock 291 $22.30 $6,489.30
Disclosure

SEC source: 0000717538-21-000073 · wf-form4_161351386772713.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 20:16 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $29.55 $0.00
Disclosure

SEC source: 0000717538-21-000053 · wf-form4_161186498108444.xml · derivative · entry 2

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2031-01-27

F1 · derivative.exercise_date: The options vests in four equal installments beginning January 27, 2022

Read SEC document
January 13, 2021 Filed Jan 14, 2021 18:29 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 218 $30.98 $6,753.64
Disclosure

SEC source: 0000717538-21-000019 · wf-form4_161064897012204.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,263

F1 · kind: Quarterly Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 129 shares acquired under the Company's DRIP and 233 shares acquired via a stock dividend since May 28, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 28, 2020 Filed May 29, 2020 19:21 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 323 $29.45 $9,512.35
Disclosure

SEC source: 0000717538-20-000122 · wf-form4_159078004432543.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,683

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 40 shares acquired under the Company's DRIP since January 29, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
January 29, 2020 Filed Jan 30, 2020 20:57 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $35.28 $0.00
Disclosure

SEC source: 0000717538-20-000031 · wf-form4_158041781142495.xml · derivative · entry 2

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2030-01-29

F2 · derivative.exercise_date: The options vests in four equal installments beginning January 29, 2021

Read SEC document
November 29, 2019 Filed Dec 2, 2019 22:18 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 265 $35.86 $9,502.90
Disclosure

SEC source: 0000717538-19-000250 · wf-form4_157532507891736.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,289

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

Read SEC document
October 25, 2019 Filed Oct 28, 2019 15:34 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 844 $0.00 Strike: $22.97 $0.00
Disclosure

SEC source: 0000717538-19-000212 · wf-form4_157227686499126.xml · derivative · entry 2

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 844 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest in four equal installments beginning January 27, 2017

Read SEC document
October 25, 2019 Filed Oct 28, 2019 15:34 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionCommon Stock 844 $22.97 $19,386.68
Disclosure

SEC source: 0000717538-19-000212 · wf-form4_157227686499126.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The information provided reflects 59 shares acquired under the Company's DRIP and 180 shares acquired via a stock dividend since May 30, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 30, 2019 Filed May 31, 2019 17:52 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 292 $32.49 $9,487.08
Disclosure

SEC source: 0000717538-19-000157 · wf-form4_155932515298297.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,941

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 26 shares acquired under the Company's DRIP since January 30, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
January 30, 2019 Filed Jan 31, 2019 21:39 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0000717538-19-000053 · wf-form4_154897073290743.xml · derivative · entry 2

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2029-01-30

F2 · derivative.exercise_date: The options vests in four equal installments beginning January 30, 2020

Read SEC document
November 29, 2018 Filed Nov 30, 2018 21:38 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 221 $35.13 $7,763.73
Disclosure

SEC source: 0000717538-18-000216 · wf-form4_154361391127625.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,597

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 43 shares acquired under the Company's DRIP and 156 shares acquired via a stock dividend since May 30, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 30, 2018 Filed May 31, 2018 19:34 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 204 $37.95 $7,741.80
Disclosure

SEC source: 0000717538-18-000119 · wf-form4_152779527010362.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,177

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 21 shares acquired under the Company's DRIP since January 31, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:09 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantDirector Stock Option (Right to Buy) · Derivative 909 $0.00 Strike: $32.80 $0.00
Disclosure

SEC source: 0000717538-18-000032 · wf-form4_151751933568332.xml · derivative · entry 2

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 909

Underlying: Common Stock · 909 shares

Expires 2028-01-31

F2 · derivative.exercise_date: The options vests in four equal installments beginning January 31, 2019

Read SEC document
November 30, 2017 Filed Dec 1, 2017 21:27 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 211 $36.80 $7,764.80
Disclosure

SEC source: 0000717538-17-000192 · wf-form4_151216365150850.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,931

F1 · shares: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 36 shares acquired under the Company's DRIP and 137 shares acquired via a stock dividend since May 31, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
May 31, 2017 Filed Jun 1, 2017 20:54 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 245 $31.65 $7,754.25
Disclosure

SEC source: 0000717538-17-000107 · wf-form4_149635044591157.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,547

F1 · shares: Semi-annual Director's Retainer Payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 17 shares acquired under the Company's DRIP since March 06, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
January 25, 2017 Filed Jan 26, 2017 23:23 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $37.20 $0.00
Disclosure

SEC source: 0000717538-17-000029 · wf-form4_148547301613644.xml · derivative · entry 2

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-01-25

F2 · derivative.exercise_date: The options vest in four equal installments beginning January 25, 2018

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November 30, 2016 Filed Dec 1, 2016 21:25 UTC ARROW FINANCIAL CORP AROW · Entity 5233 OtherCommon Stock 204 $37.85 $7,721.40
Disclosure

SEC source: 0000717538-16-000379 · wf-form4_148062753982109.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,270

F1 · balance_after: The information provided reflects 32 shares acquired under the Company's DRIP and 118 shares acquired via a stock dividend since May 26, 2016 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.