Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ARROW FINANCIAL CORPAROW · Entity 5233 | President & CEO | September 04, 2026 | September 09, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ARROW FINANCIAL CORP
Report date September 04, 2026 · Filed September 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 97,301 |
Reported balance
After 2026-09-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-09-04 · Exercise / conversion · Acquired 1,771 · Balance 97,301 |
| Common StockSEC Table I · non-derivative | Direct | 95,826 |
Reported balance
After 2026-09-04 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-09-04 · Tax withholding · Disposed 1,504 · Balance 95,826 F1: The information provided reflects 29 shares acquired under the Company's DRIP since August 28, 2026 , which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.26 · Expires 2027-01-25 | Direct | 0 |
Reported balance
After 2026-09-04 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-09-04 · Exercise / conversion · Disposed 1,771 · Balance 0 F2: The options vested in four equal installments beginning January 25, 2018 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 3,035 |
Reported balance
Holding disclosure · report date 2026-09-04 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,035 |
Filing footnotes · ownership attribution and instrument terms
F1: The information provided reflects 29 shares acquired under the Company's DRIP since August 28, 2026 , which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.
F2: The options vested in four equal installments beginning January 25, 2018
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 04, 2026 Filed Sep 9, 2026 16:22 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,771 | $0.00 Strike: $30.26 | $0.00 |
DisclosureSEC source: 0001463249-26-000008 · wk-form4_1788970938.xml · derivative · entry 4 DeMarco David S. · CIK 0001463249 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,771 shares Expires 2027-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested in four equal installments beginning January 25, 2018 Read SEC document |
| September 04, 2026 Filed Sep 9, 2026 16:22 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Tax withholdingCommon Stock | 1,504 | $39.57 | $59,513.28 |
DisclosureSEC source: 0001463249-26-000008 · wk-form4_1788970938.xml · nonDerivative · entry 2 DeMarco David S. · CIK 0001463249 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,826 F1 · balance_after: The information provided reflects 29 shares acquired under the Company's DRIP since August 28, 2026 , which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| September 04, 2026 Filed Sep 9, 2026 16:22 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 1,771 | $30.26 | $53,590.46 |
DisclosureSEC source: 0001463249-26-000008 · wk-form4_1788970938.xml · nonDerivative · entry 1 DeMarco David S. · CIK 0001463249 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,301 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2026 Filed Sep 1, 2026 21:22 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,379 | $0.00 Strike: $30.26 | $0.00 |
DisclosureSEC source: 0001463249-26-000006 · wk-form4_1788297758.xml · derivative · entry 4 DeMarco David S. · CIK 0001463249 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,379 shares Expires 2027-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: The options vested in four equal installments beginning January 25, 2018. F2 · derivative.exercise_date: The options vested in four equal installments beginning January 25, 2018. Read SEC document |
| August 28, 2026 Filed Sep 1, 2026 21:22 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Tax withholdingCommon Stock | 3,752 | $38.16 | $143,176.32 |
DisclosureSEC source: 0001463249-26-000006 · wk-form4_1788297758.xml · nonDerivative · entry 2 DeMarco David S. · CIK 0001463249 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,530 F1 · balance_after: The information provided reflects 44 shares acquired under the Company's DRIP, since August 17, 2026, which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| August 28, 2026 Filed Sep 1, 2026 21:22 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 4,379 | $30.26 | $132,508.54 |
DisclosureSEC source: 0001463249-26-000006 · wk-form4_1788297758.xml · nonDerivative · entry 1 DeMarco David S. · CIK 0001463249 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,238 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2026 Filed Aug 18, 2026 19:37 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,346 | $0.00 Strike: $27.04 | $0.00 |
DisclosureSEC source: 0001463249-26-000004 · wk-form4_1787081824.xml · derivative · entry 4 DeMarco David S. · CIK 0001463249 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,118 Underlying: Common Stock · 3,346 shares Expires 2031-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested in four equal annual installments beginning January 27, 2022. Read SEC document |
| August 17, 2026 Filed Aug 18, 2026 19:37 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Tax withholdingCommon Stock | 2,596 | $39.25 | $101,893.00 |
DisclosureSEC source: 0001463249-26-000004 · wk-form4_1787081824.xml · nonDerivative · entry 2 DeMarco David S. · CIK 0001463249 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,859 Read SEC document |
| August 17, 2026 Filed Aug 18, 2026 19:37 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 3,346 | $27.04 | $90,475.84 |
DisclosureSEC source: 0001463249-26-000004 · wk-form4_1787081824.xml · nonDerivative · entry 1 DeMarco David S. · CIK 0001463249 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,455 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The information provided reflects 288 shares acquired under the Company's DRIP and 2,632 shares related to the 2025 ESOP allocation since January 28, 2026. Read SEC document |
| January 28, 2026 Filed Feb 2, 2026 21:39 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantCommon Stock | 23,898 | $32.43 | $775,012.14 |
DisclosureSEC source: 0001463249-26-000002 · wk-form4_1770068377.xml · nonDerivative · entry 2 DeMarco David S. · CIK 0001463249 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,189 F2 · shares: The restricted stock vests 33% per year on January 28, 2027, January 28, 2028, and January 28, 2029. F3 · balance_after: The information provided reflects 36 shares acquired via ESPP purchases since December 24, 2025. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| January 28, 2026 Filed Feb 2, 2026 21:39 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantCommon Stock | 11,084 | $32.43 | $359,454.12 |
DisclosureSEC source: 0001463249-26-000002 · wk-form4_1770068377.xml · nonDerivative · entry 1 DeMarco David S. · CIK 0001463249 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,291 F1 · shares: The restricted stock vests 25% per year on January 28, 2027, January 28, 2028, January 28, 2029, and January 28, 2030. Read SEC document |
| December 24, 2025 Filed Dec 30, 2025 17:08 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | PurchaseCommon Stock | 3,035 | $31.78 | $96,452.30 |
DisclosureSEC source: 0001463249-25-000005 · wk-form4_1767114533.xml · nonDerivative · entry 1 DeMarco David S. · CIK 0001463249 · President & CEO 10b5-1 filing: No plan indicated Ownership: Indirect · By 401(k) Disclosed balance after: 3,035 Read SEC document |
| January 29, 2025 Filed Feb 3, 2025 21:15 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantCommon Stock | 8,798 | $0.00 | $0.00 |
DisclosureSEC source: 0001463249-25-000002 · wk-form4_1738617332.xml · nonDerivative · entry 1 DeMarco David S. · CIK 0001463249 · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,857 F1 · shares: The restricted stock vests 25% per year on January 29, 2026, January 29, 2027, January 29, 2028, and January 29, 2029. F2 · balance_after: The information provided reflects 6 shares acquired under the Company's DRIP, and 309 shares acquired via ESPP purchases since May 29, 2024, which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| May 29, 2024 Filed May 30, 2024 19:31 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantCommon Stock | 4,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001463249-24-000002 · wk-form4_1717097461.xml · nonDerivative · entry 1 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,744 F1 · shares: The restricted stock vests 25% per year on May 29, 2025, May 29, 2026, May 29, 2027 and May 29, 2028 F2 · balance_after: The information provided reflects 5 shares acquired under the Company's DRIP, 2 shares acquired via a stock dividend, 134 shares acquired via ESPP purchases and 3,165 shares related to the 2023 ESOP allocation since February 1, 2023. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 00:12 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $32.41 | $0.00 |
DisclosureSEC source: 0000717538-23-000070 · wf-form4_167538310606200.xml · derivative · entry 2 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2033-02-01 F2 · derivative.exercise_date: The option vests in four equal annual installments beginning February 01, 2024 Read SEC document |
| August 22, 2022 Filed Aug 23, 2022 14:14 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | SaleCommon Stock | 175 | $34.35 | $6,011.25 |
DisclosureSEC source: 0000717538-22-000183 · wf-form4_166126404039389.xml · nonDerivative · entry 1 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,285 F1 · balance_after: The information provided reflects 58 shares acquired under the Company's DRIP and 2,460 shares related to the 2021 ESOP conribution which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| January 26, 2022 Filed Jan 27, 2022 15:43 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $35.83 | $0.00 |
DisclosureSEC source: 0000717538-22-000041 · wf-form4_164329820253018.xml · derivative · entry 2 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2032-01-26 F2 · derivative.exercise_date: The option vests in four equal annual installments beginning January 26, 2023 Read SEC document |
| April 30, 2021 Filed Apr 30, 2021 20:01 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | SaleCommon Stock | 5,797 | $35.31 | $204,692.07 |
DisclosureSEC source: 0000717538-21-000119 · wf-form4_161981289341833.xml · nonDerivative · entry 2 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,870 Read SEC document |
| April 29, 2021 Filed Apr 30, 2021 20:01 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,797 | $0.00 Strike: $22.30 | $0.00 |
DisclosureSEC source: 0000717538-21-000119 · wf-form4_161981289341833.xml · derivative · entry 3 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,797 shares Expires 2026-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in four equal installments beginning January 27, 2017. Read SEC document |
| April 29, 2021 Filed Apr 30, 2021 20:01 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 5,797 | $22.30 | $129,273.10 |
DisclosureSEC source: 0000717538-21-000119 · wf-form4_161981289341833.xml · nonDerivative · entry 1 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The information provided reflects 25 shares acquired under the Company's DRIP and 1,488 shares related to the 2020 ESOP allocation which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 20:13 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $29.55 | $0.00 |
DisclosureSEC source: 0000717538-21-000042 · wf-form4_161186479581996.xml · derivative · entry 2 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2031-01-27 F2 · derivative.exercise_date: The option vests in four equal annual installments beginning January 27, 2022 Read SEC document |
| December 03, 2020 Filed Dec 3, 2020 20:34 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | SaleCommon Stock | 1,412 | $30.00 | $42,360.00 |
DisclosureSEC source: 0000717538-20-000211 · wf-form4_160702766777728.xml · nonDerivative · entry 1 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,348 F1 · balance_after: The information provided reflects 9 shares acquired under the Company's DRIP since December 1, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 22:20 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,412 | $0.00 Strike: $21.85 | $0.00 |
DisclosureSEC source: 0000717538-20-000209 · wf-form4_160694763827619.xml · derivative · entry 2 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,412 shares Expires 2025-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests in four equal installments beginning January 28, 2016. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 22:20 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 1,412 | $21.85 | $30,852.20 |
DisclosureSEC source: 0000717538-20-000209 · wf-form4_160694763827619.xml · nonDerivative · entry 1 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,751 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 15:58 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | SaleCommon Stock | 4,500 | $29.86 | $134,380.80 |
DisclosureSEC source: 0000717538-20-000207 · wf-form4_160614709837244.xml · nonDerivative · entry 2 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,339 Read SEC document |
| November 20, 2020 Filed Nov 23, 2020 15:58 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | SaleCommon Stock | 100 | $29.78 | $2,978.00 |
DisclosureSEC source: 0000717538-20-000207 · wf-form4_160614709837244.xml · nonDerivative · entry 1 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,839 Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 19:40 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,500 | $0.00 Strike: $21.85 | $0.00 |
DisclosureSEC source: 0000717538-20-000205 · wf-form4_160581479393204.xml · derivative · entry 2 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,412 Underlying: Common Stock · 4,500 shares Expires 2025-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in four equal installments beginning January 28, 2016. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 19:40 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 4,500 | $21.85 | $98,325.00 |
DisclosureSEC source: 0000717538-20-000205 · wf-form4_160581479393204.xml · nonDerivative · entry 1 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,939 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The information provided reflects 93 shares acquired under the Company's DRIP, 3 shares acquired via stock dividends and an increase of 2,327 shares related to the 2019 ESOP allocation since January 29,2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| January 29, 2020 Filed Jan 30, 2020 20:54 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $35.28 | $0.00 |
DisclosureSEC source: 0000717538-20-000024 · wf-form4_158041765028789.xml · derivative · entry 2 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2030-01-29 F2 · derivative.exercise_date: The option vests in four equal annual installments beginning January 29, 2021 Read SEC document |
| November 20, 2019 Filed Nov 21, 2019 15:07 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | SaleCommon Stock | 250 | $36.26 | $9,064.00 |
DisclosureSEC source: 0000717538-19-000234 · wf-form4_157434880679055.xml · nonDerivative · entry 1 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,001 Read SEC document |
| September 05, 2019 Filed Sep 5, 2019 17:37 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | SaleCommon Stock | 990 | $32.50 | $32,175.00 |
DisclosureSEC source: 0000717538-19-000199 · wf-form4_156770504348341.xml · nonDerivative · entry 1 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,219 Read SEC document |
| August 30, 2019 Filed Aug 30, 2019 20:38 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | SaleCommon Stock | 2,803 | $32.50 | $91,097.50 |
DisclosureSEC source: 0000717538-19-000195 · wf-form4_156719750093669.xml · nonDerivative · entry 1 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,209 Read SEC document |
| August 29, 2019 Filed Aug 29, 2019 21:31 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | SaleCommon Stock | 100 | $32.50 | $3,250.00 |
DisclosureSEC source: 0000717538-19-000193 · wf-form4_156711429868847.xml · nonDerivative · entry 1 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,012 Read SEC document |
| August 08, 2019 Filed Aug 8, 2019 21:00 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | SaleCommon Stock | 1,792 | $33.00 | $59,136.00 |
DisclosureSEC source: 0000717538-19-000180 · wf-form4_156529799532426.xml · nonDerivative · entry 1 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,112 F1 · balance_after: The information provided reflects 8 shares acquired under the Company's DRIP which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 14:56 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 5,685 | $0.00 Strike: $21.99 | $0.00 |
DisclosureSEC source: 0000717538-19-000174 · wf-form4_156475779996414.xml · derivative · entry 2 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,685 shares Expires 2024-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested in four equal annual installments beginning January 29, 2015 Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 14:56 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 5,685 | $21.99 | $125,013.15 |
DisclosureSEC source: 0000717538-19-000174 · wf-form4_156475779996414.xml · nonDerivative · entry 1 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,896 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The information provided reflects 50 shares acquired under the Company's DRIP and 1,911 shares related to the 2018 ESOP allocation. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| January 30, 2019 Filed Jan 31, 2019 21:34 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $31.71 | $0.00 |
DisclosureSEC source: 0000717538-19-000047 · wf-form4_154897047361556.xml · derivative · entry 2 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2029-01-30 F2 · derivative.exercise_date: The option vests in four equal annual installments beginning January 30, 2020 Read SEC document |
| May 23, 2018 Filed May 24, 2018 13:14 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | SaleCommon Stock | 4,019 | $37.52 | $150,792.88 |
DisclosureSEC source: 0000717538-18-000106 · wf-form4_152716763130995.xml · nonDerivative · entry 1 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,185 Read SEC document |
| May 22, 2018 Filed May 22, 2018 22:00 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,019 | $0.00 Strike: $22.14 | $0.00 |
DisclosureSEC source: 0000717538-18-000104 · wf-form4_152702639176020.xml · derivative · entry 2 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,019 shares Expires 2022-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested in four equal annual installments beginning January 25, 2013 Read SEC document |
| May 22, 2018 Filed May 22, 2018 22:00 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 4,019 | $22.14 | $88,980.66 |
DisclosureSEC source: 0000717538-18-000104 · wf-form4_152702639176020.xml · nonDerivative · entry 1 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The information provided reflects 32 shares acquired under the Company's DRIP and 1,683 shares related to the 2017 ESOP allocation. Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 22:30 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $32.80 | $0.00 |
DisclosureSEC source: 0000717538-18-000040 · wf-form4_151752422394145.xml · derivative · entry 2 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2028-01-31 F2 · derivative.exercise_date: The options vest in four equal annual installments beginning January 31, 2019 Read SEC document |
| November 02, 2017 Filed Nov 2, 2017 21:01 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | SaleCommon Stock | 4,141 | $35.30 | $146,177.30 |
DisclosureSEC source: 0000717538-17-000169 · wf-form4_150965647829795.xml · nonDerivative · entry 1 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,448 Read SEC document |
| October 27, 2017 Filed Oct 27, 2017 21:29 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,141 | $0.00 Strike: $21.53 | $0.00 |
DisclosureSEC source: 0000717538-17-000167 · wf-form4_150913973783366.xml · derivative · entry 2 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,141 shares Expires 2021-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested in four equal installments beginning January 26, 2012. Read SEC document |
| October 27, 2017 Filed Oct 27, 2017 21:29 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | Exercise / conversionCommon Stock | 4,141 | $21.53 | $89,155.73 |
DisclosureSEC source: 0000717538-17-000167 · wf-form4_150913973783366.xml · nonDerivative · entry 1 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The information provided reflects 50 shares acquired under the Company's DRIP and 1 share acquired via stock dividends since May 22,2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4. Read SEC document |
| May 22, 2017 Filed May 23, 2017 13:03 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | SaleCommmon Stock | 120 | $32.20 | $3,864.00 |
DisclosureSEC source: 0000717538-17-000086 · wf-form4_149554456916750.xml · nonDerivative · entry 1 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,397 F1 · balance_after: The information provided reflects 8 shares acquired under the Company's DRIP since March 6, 2017 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4 Read SEC document |
| January 25, 2017 Filed Jan 26, 2017 23:24 UTC | ARROW FINANCIAL CORP AROW · Entity 5233 | GrantEmployee Stock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $37.20 | $0.00 |
DisclosureSEC source: 0000717538-17-000031 · wf-form4_148547304751239.xml · derivative · entry 2 DeMarco David S. · CIK 0001463249 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2027-01-25 F2 · derivative.exercise_date: The options vest in four equal installments beginning January 25, 2018 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.