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Nasdaq · USD

AROW

ARROW FINANCIAL CORP

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Tapewire entity
5233
SEC CIK
0000717538
Parsed reports
685

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 21, 2019 Filed May 9, 2019 16:55 UTC
HOY THOMAS LDirector · Chairman
GiftCommon Stock 1,500 $0.00 $0.00
Disclosure

SEC source: 0000717538-19-000127 · wf-form4_155742088920927.xml · nonDerivative · entry 1

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,551

Read SEC document
February 19, 2019 Filed Feb 20, 2019 23:42 UTC
HOY THOMAS LDirector · Chairman
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 15,686 $0.00 Strike: $19.58 $0.00
Disclosure

SEC source: 0000717538-19-000068 · wf-form4_155070612542002.xml · derivative · entry 5

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,686 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested in four equal installments starting January 27, 2011.

Read SEC document
February 19, 2019 Filed Feb 20, 2019 23:42 UTC
HOY THOMAS LDirector · Chairman
Tax withholdingCommon Stock 11,357 $35.90 $407,716.30
Disclosure

SEC source: 0000717538-19-000068 · wf-form4_155070612542002.xml · nonDerivative · entry 2

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,051

Read SEC document
February 19, 2019 Filed Feb 20, 2019 23:42 UTC
HOY THOMAS LDirector · Chairman
Exercise / conversionCommon Stock 15,686 $19.58 $307,131.88
Disclosure

SEC source: 0000717538-19-000068 · wf-form4_155070612542002.xml · nonDerivative · entry 1

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,408

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2019 Filed Jan 31, 2019 21:42 UTC
Campanella Edward JSVP, Treasurer & CFO
GrantEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0000717538-19-000058 · wf-form4_154897095375188.xml · derivative · entry 1

Campanella Edward J · CIK 0001716656 · SVP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-01-30

F1 · derivative.exercise_date: The option vests in four equal annual installments beginning January 30, 2020

Read SEC document
January 30, 2019 Filed Jan 31, 2019 21:43 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0000717538-19-000059 · wf-form4_154897099811778.xml · derivative · entry 4

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2029-01-30

F2 · derivative.exercise_date: The options vests in four equal installments beginning January 30, 2020

Read SEC document
January 30, 2019 Filed Jan 31, 2019 21:42 UTC
Behan MarkDirector
GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0000717538-19-000057 · wf-form4_154897090998764.xml · derivative · entry 2

Behan Mark · CIK 0001692175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2029-01-30

F2 · derivative.exercise_date: The options vests in four equal installments beginning January 30, 2020

Read SEC document
January 30, 2019 Filed Jan 31, 2019 21:41 UTC
DAKE GARY CDirector
GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0000717538-19-000056 · wf-form4_154897086635563.xml · derivative · entry 2

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2029-01-30

F2 · derivative.exercise_date: The options vests in four equal installments beginning January 30, 2020

Read SEC document
January 30, 2019 Filed Jan 31, 2019 21:40 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0000717538-19-000055 · wf-form4_154897082094315.xml · derivative · entry 3

Miller Elizabeth · CIK 0001692172 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2029-01-30

F2 · derivative.exercise_date: The options vests in four equal installments beginning January 30, 2020

Read SEC document
January 30, 2019 Filed Jan 31, 2019 21:39 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0000717538-19-000054 · wf-form4_154897077578301.xml · derivative · entry 2

Kaiser David D · CIK 0001632209 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-01-30

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning January 30, 2020

Read SEC document
January 30, 2019 Filed Jan 31, 2019 21:39 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0000717538-19-000053 · wf-form4_154897073290743.xml · derivative · entry 2

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2029-01-30

F2 · derivative.exercise_date: The options vests in four equal installments beginning January 30, 2020

Read SEC document
January 30, 2019 Filed Jan 31, 2019 21:38 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0000717538-19-000052 · wf-form4_154897068953978.xml · derivative · entry 3

REISMAN RICHARD J DMD · CIK 0001184684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2029-01-30

F3 · derivative.exercise_date: The options vests in four equal installments beginning January 30, 2020

Read SEC document
January 30, 2019 Filed Jan 31, 2019 21:37 UTC
Murphy Thomas J.Director · President & CEO
GrantRestricted Stock Units · Derivative 3,901 $0.00 $0.00
Disclosure

SEC source: 0000717538-19-000051 · wf-form4_154897064530712.xml · derivative · entry 3

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,901

Underlying: Common Stock · 3,901 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2022

F3 · derivative.exercise_date: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2022

F3 · derivative.expiration_date: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2022

Read SEC document
January 30, 2019 Filed Jan 31, 2019 21:37 UTC
Murphy Thomas J.Director · President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0000717538-19-000051 · wf-form4_154897064530712.xml · derivative · entry 2

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2029-01-30

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning January 30, 2020

Read SEC document
January 30, 2019 Filed Jan 31, 2019 21:36 UTC
Wise Andrew JSVP, Chief Operating Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0000717538-19-000049 · wf-form4_154897056238048.xml · derivative · entry 2

Wise Andrew J · CIK 0001729837 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-01-30

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning January 30, 2020

Read SEC document
January 30, 2019 Filed Jan 31, 2019 21:37 UTC
Read Colin LDirector
GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0000717538-19-000050 · wf-form4_154897060695602.xml · derivative · entry 2

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2029-01-30

F2 · derivative.exercise_date: The options vests in four equal installments beginning January 30, 2020

Read SEC document
January 30, 2019 Filed Jan 31, 2019 21:35 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0000717538-19-000048 · wf-form4_154897051789984.xml · derivative · entry 2

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2029-01-30

F1 · derivative.exercise_date: The options vests in four equal installments beginning January 30, 2020

Read SEC document
January 30, 2019 Filed Jan 31, 2019 21:34 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0000717538-19-000047 · wf-form4_154897047361556.xml · derivative · entry 2

DeMarco David S. · CIK 0001463249 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-01-30

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning January 30, 2020

Read SEC document
January 30, 2019 Filed Jan 31, 2019 21:34 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0000717538-19-000046 · wf-form4_154897043034682.xml · derivative · entry 2

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2029-01-30

F2 · derivative.exercise_date: The options vests in four equal installments beginning January 30, 2020

Read SEC document
January 30, 2019 Filed Jan 31, 2019 21:33 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0000717538-19-000045 · wf-form4_154897038705616.xml · derivative · entry 2

Casaccio Tenee R · CIK 0001594166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2029-01-30

F2 · derivative.exercise_date: The options vests in four equal installments beginning January 30, 2020

Read SEC document
January 30, 2019 Filed Jan 31, 2019 21:32 UTC
HOY THOMAS LDirector · Chairman
GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0000717538-19-000044 · wf-form4_154897034236313.xml · derivative · entry 4

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2029-01-30

F1 · derivative.exercise_date: The options vests in four equal installments beginning January 30, 2020

Read SEC document
December 21, 2018 Filed Jan 31, 2019 21:43 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000717538-19-000059 · wf-form4_154897099811778.xml · nonDerivative · entry 3

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife's Trust

Disclosed balance after: 12,000

Read SEC document
November 30, 2018 Filed Jan 31, 2019 21:43 UTC GiftCommon Stock 190 $0.00 $0.00
Disclosure

SEC source: 0000717538-19-000059 · wf-form4_154897099811778.xml · nonDerivative · entry 2

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife's Trust

Disclosed balance after: 13,000

Read SEC document
November 29, 2018 Filed Nov 30, 2018 21:38 UTC OtherCommon Stock 221 $35.13 $7,763.73
Disclosure

SEC source: 0000717538-18-000216 · wf-form4_154361391127625.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,597

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 43 shares acquired under the Company's DRIP and 156 shares acquired via a stock dividend since May 30, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 21:38 UTC
Behan MarkDirector
OtherCommon Stock 221 $35.13 $7,763.73
Disclosure

SEC source: 0000717538-18-000215 · wf-form4_154361387940914.xml · nonDerivative · entry 1

Behan Mark · CIK 0001692175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,141

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 23 shares acquired under the Company's DRIP and 55 shares acquired via a stock dividend since May 30, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 21:37 UTC
DAKE GARY CDirector
OtherCommon Stock 221 $35.13 $7,763.73
Disclosure

SEC source: 0000717538-18-000214 · wf-form4_154361385096528.xml · nonDerivative · entry 1

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,336

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 406 shares acquired under the Company's DRIP and 1224 shares acquired via a stock dividend since July 26, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 21:37 UTC OtherCommon Stock 221 $35.13 $7,763.73
Disclosure

SEC source: 0000717538-18-000213 · wf-form4_154361382198831.xml · nonDerivative · entry 1

Miller Elizabeth · CIK 0001692172 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,026

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 197 shares acquired under the Company's DRIP and 516 shares acquired via a stock dividend since May 30, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 21:36 UTC
Read Colin LDirector
OtherCommon Stock 221 $35.13 $7,763.73
Disclosure

SEC source: 0000717538-18-000212 · wf-form4_154361378509529.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,302

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 23 shares acquired under the Company's DRIP and 235 shares acquired via a stock dividend since May 30, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 21:35 UTC OtherCommon Stock 221 $35.13 $7,763.73
Disclosure

SEC source: 0000717538-18-000210 · wf-form4_154361372103810.xml · nonDerivative · entry 1

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,264

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 225 shares acquired under the Company's DRIP and 1079 shares acquired via a stock dividend since September 14, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 21:36 UTC OtherCommon Stock 221 $35.13 $7,763.73
Disclosure

SEC source: 0000717538-18-000211 · wf-form4_154361375310385.xml · nonDerivative · entry 1

REISMAN RICHARD J DMD · CIK 0001184684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,576

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 102 shares acquired under the Company's DRIP and 359 shares acquired via a stock dividend since September 12, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 21:35 UTC OtherCommon Stock 221 $35.13 $7,763.73
Disclosure

SEC source: 0000717538-18-000209 · wf-form4_154361368416072.xml · nonDerivative · entry 1

Casaccio Tenee R · CIK 0001594166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,094

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 292 shares acquired under the Company's DRIP and 286 shares acquired via a stock dividend since May 30, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 21:34 UTC OtherCommon Stock 221 $35.13 $7,763.73
Disclosure

SEC source: 0000717538-18-000208 · wf-form4_154361365271701.xml · nonDerivative · entry 2

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,388

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 21:33 UTC OtherCommon Stock 221 $35.13 $7,763.73
Disclosure

SEC source: 0000717538-18-000207 · wf-form4_154361361324872.xml · nonDerivative · entry 1

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,942

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 23 shares acquired under the Company's DRIP and 50 shares acquired via a stock dividend since May 30, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
November 29, 2018 Filed Nov 30, 2018 21:33 UTC
HOY THOMAS LDirector · Chairman
OtherCommon Stock 221 $35.13 $7,763.73
Disclosure

SEC source: 0000717538-18-000206 · wf-form4_154361358517415.xml · nonDerivative · entry 2

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,722

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 5286 shares acquired via a stock dividend since May 30, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
November 21, 2018 Filed Nov 30, 2018 21:34 UTC GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0000717538-18-000208 · wf-form4_154361365271701.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,167

Read SEC document
November 15, 2018 Filed Nov 16, 2018 15:42 UTC SaleCommon Stock 500 $34.02 $17,010.00
Disclosure

SEC source: 0000717538-18-000183 · wf-form4_154238290868632.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,267

F1 · acquired: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on November 1, 2017 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
October 15, 2018 Filed Oct 15, 2018 17:14 UTC SaleCommon Stock 500 $34.58 $17,290.00
Disclosure

SEC source: 0000717538-18-000171 · wf-form4_153962364517899.xml · nonDerivative · entry 2

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,767

F2 · acquired: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on November 1, 2017 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
October 10, 2018 Filed Nov 30, 2018 21:33 UTC GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0000717538-18-000207 · wf-form4_154361361324872.xml · nonDerivative · entry 4

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife's Trust

Disclosed balance after: 13,190

F3 · balance_after: The information provided reflects 390 shares acquired via a stock dividend since May 30, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
October 09, 2018 Filed Oct 15, 2018 17:14 UTC GiftCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0000717538-18-000171 · wf-form4_153962364517899.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,267

F1 · balance_after: The information provided reflects 1,336 shares acquired via a stock dividend since September 14, 2018 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
September 14, 2018 Filed Sep 14, 2018 22:55 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 257 $36.12 Strike: $36.12 $9,282.84
Disclosure

SEC source: 0000717538-18-000167 · wf-form4_153696572295461.xml · derivative · entry 21

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773

Underlying: Common Stock · 257 shares

Expires 2027-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The options vest in four equal installments beginning January 25, 2018

Read SEC document
September 14, 2018 Filed Sep 14, 2018 22:55 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 530 $24.37 Strike: $24.37 $12,916.10
Disclosure

SEC source: 0000717538-18-000167 · wf-form4_153696572295461.xml · derivative · entry 20

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531

Underlying: Common Stock · 530 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The options vest in four equal installments beginning January 27, 2017

Read SEC document
September 14, 2018 Filed Sep 14, 2018 22:55 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 812 $38.89 Strike: $23.89 $31,578.68
Disclosure

SEC source: 0000717538-18-000167 · wf-form4_153696572295461.xml · derivative · entry 19

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271

Underlying: Common Stock · 812 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The options vest in four equal installments beginning January 28, 2016

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September 14, 2018 Filed Sep 14, 2018 22:55 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 1,103 $22.65 Strike: $22.65 $24,982.95
Disclosure

SEC source: 0000717538-18-000167 · wf-form4_153696572295461.xml · derivative · entry 18

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,103 shares

Expires 2024-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vest in four equal installments beginning January 29, 2015

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September 14, 2018 Filed Sep 14, 2018 22:55 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 1,126 $21.56 Strike: $21.56 $24,276.56
Disclosure

SEC source: 0000717538-18-000167 · wf-form4_153696572295461.xml · derivative · entry 17

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,126 shares

Expires 2023-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vested in four equal installments beginning January 31, 2014

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September 14, 2018 Filed Sep 14, 2018 22:55 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 1,147 $22.14 Strike: $22.14 $25,394.58
Disclosure

SEC source: 0000717538-18-000167 · wf-form4_153696572295461.xml · derivative · entry 16

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,147 shares

Expires 2022-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested in four equal installments beginning January 25, 2013

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September 14, 2018 Filed Sep 14, 2018 22:55 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 1,133 $21.53 Strike: $21.53 $24,393.49
Disclosure

SEC source: 0000717538-18-000167 · wf-form4_153696572295461.xml · derivative · entry 15

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,133 shares

Expires 2021-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested in four equal installments beginning January 26, 2012

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September 14, 2018 Filed Sep 14, 2018 22:55 UTC Tax withholdingCommon Stock 239 $38.80 $9,273.20
Disclosure

SEC source: 0000717538-18-000167 · wf-form4_153696572295461.xml · nonDerivative · entry 14

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,739

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September 14, 2018 Filed Sep 14, 2018 22:55 UTC Exercise / conversionCommon Stock 257 $36.12 $9,282.84
Disclosure

SEC source: 0000717538-18-000167 · wf-form4_153696572295461.xml · nonDerivative · entry 13

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 14, 2018 Filed Sep 14, 2018 22:55 UTC Tax withholdingCommon Stock 333 $38.80 $12,920.40
Disclosure

SEC source: 0000717538-18-000167 · wf-form4_153696572295461.xml · nonDerivative · entry 12

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,721

Read SEC document
September 14, 2018 Filed Sep 14, 2018 22:55 UTC Exercise / conversionCommon Stock 530 $24.37 $12,916.10
Disclosure

SEC source: 0000717538-18-000167 · wf-form4_153696572295461.xml · nonDerivative · entry 11

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.