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Wise Andrew J

Disclosed activity across 1 company

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68306
SEC CIK
0001729837

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ARROW FINANCIAL CORPAROW · Entity 5233SEVP, Chief Risk OfficerJanuary 28, 2026February 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ARROW FINANCIAL CORP

Report date January 28, 2026 · Filed February 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect25,818 Reported balance After 2026-01-28 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-01-28 · Grant · Acquired 4,058 · Balance 25,818

F1: The restricted stock vests 25% per year on January 28, 2027, January 28, 2028, January 28, 2029, and January 28, 2030.

F2: The information provided reflects 35 shares acquired via ESPP purchases since December 10, 2025. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Filing footnotes · ownership attribution and instrument terms

F1: The restricted stock vests 25% per year on January 28, 2027, January 28, 2028, January 28, 2029, and January 28, 2030.

F2: The information provided reflects 35 shares acquired via ESPP purchases since December 10, 2025. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 28, 2026 Filed Feb 2, 2026 21:51 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantCommon Stock 4,058 $32.43 $131,600.94
Disclosure

SEC source: 0001729837-26-000002 · wk-form4_1770069099.xml · nonDerivative · entry 1

Wise Andrew J · CIK 0001729837 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,818

F1 · shares: The restricted stock vests 25% per year on January 28, 2027, January 28, 2028, January 28, 2029, and January 28, 2030.

F2 · balance_after: The information provided reflects 35 shares acquired via ESPP purchases since December 10, 2025. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 21:15 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Tax withholdingCommon Stock 2,976 $31.64 $94,160.64
Disclosure

SEC source: 0001729837-25-000007 · wk-form4_1765574126.xml · nonDerivative · entry 2

Wise Andrew J · CIK 0001729837 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,725

F1 · balance_after: The information provided reflects 218 shares acquired under the Company's DRIP, 515 shares acquired via ESPP purchases May 29, 2025. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 21:15 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionCommon Stock 3,483 $27.04 $94,180.32
Disclosure

SEC source: 0001729837-25-000007 · wk-form4_1765574126.xml · nonDerivative · entry 1

Wise Andrew J · CIK 0001729837 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2025 Filed Jun 2, 2025 18:23 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Tax withholdingCommon Stock 185 $25.96 $4,802.60
Disclosure

SEC source: 0001729837-25-000004 · wk-form4_1748888598.xml · nonDerivative · entry 1

Wise Andrew J · CIK 0001729837 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,485

F1 · balance_after: The information provided reflects 145 shares acquired under the Company's Dividend Reinvestment Plan, 396 shares acquired under the Company's ESPP and 2,258 shares acquired under the Company's ESOP since January 29, 2025, which were not required to be reported on a Form 4. This information is being furnished to disclose the holdings of the insider as of the date of this Form 4.

Read SEC document
January 29, 2025 Filed Feb 3, 2025 21:09 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantCommon Stock 3,301 $0.00 $0.00
Disclosure

SEC source: 0001729837-25-000002 · wk-form4_1738616966.xml · nonDerivative · entry 1

Wise Andrew J · CIK 0001729837 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,871

F1 · shares: The restricted stock vests 25% per year on January 29, 2026, January 29, 2027, January 29, 2028, and January 29, 2029.

F2 · balance_after: The information provided reflects 137 shares acquired via ESPP purchases since November 7, 2024, which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
November 07, 2024 Filed Nov 8, 2024 21:40 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 3,971 $0.00 Strike: $27.35 $0.00
Disclosure

SEC source: 0001729837-24-000006 · wk-form4_1731101993.xml · derivative · entry 6

Wise Andrew J · CIK 0001729837 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,971 shares

Expires 2029-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested 25% per year over four years starting one year from the grant date of 01/30/2019.

Read SEC document
November 07, 2024 Filed Nov 8, 2024 21:40 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,982 $0.00 Strike: $27.04 $0.00
Disclosure

SEC source: 0001729837-24-000006 · wk-form4_1731101993.xml · derivative · entry 5

Wise Andrew J · CIK 0001729837 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,367

Underlying: Common Stock · 1,982 shares

Expires 2031-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested 25% per year over four years starting one year from the grant date of 01/27/2021.

Read SEC document
November 07, 2024 Filed Nov 8, 2024 21:40 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Tax withholdingCommon Stock 1,672 $32.05 $53,587.60
Disclosure

SEC source: 0001729837-24-000006 · wk-form4_1731101993.xml · nonDerivative · entry 4

Wise Andrew J · CIK 0001729837 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,433

Read SEC document
November 07, 2024 Filed Nov 8, 2024 21:40 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionCommon Stock 1,982 $27.04 $53,593.28
Disclosure

SEC source: 0001729837-24-000006 · wk-form4_1731101993.xml · nonDerivative · entry 3

Wise Andrew J · CIK 0001729837 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2024 Filed Nov 8, 2024 21:40 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Tax withholdingCommon Stock 3,389 $32.05 $108,617.45
Disclosure

SEC source: 0001729837-24-000006 · wk-form4_1731101993.xml · nonDerivative · entry 2

Wise Andrew J · CIK 0001729837 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,123

Read SEC document
November 07, 2024 Filed Nov 8, 2024 21:40 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionCommon Stock 3,971 $27.35 $108,606.85
Disclosure

SEC source: 0001729837-24-000006 · wk-form4_1731101993.xml · nonDerivative · entry 1

Wise Andrew J · CIK 0001729837 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The information provided reflects 610 shares acquired under the Company's DRIP and ESPP.

Read SEC document
May 29, 2024 Filed May 30, 2024 19:19 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantCommon Stock 2,056 $0.00 $0.00
Disclosure

SEC source: 0001729837-24-000003 · wk-form4_1717096749.xml · nonDerivative · entry 1

Wise Andrew J · CIK 0001729837 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,931

F1 · shares: The restricted stock vests 25% per year on May 29, 2025, May 29, 2026, May 29, 2027 and May 29, 2028

F2 · balance_after: The information provided reflects 176 shares acquired under the Company's DRIP, 268 shares acquired via ESPP purchases and 602 shares related to the 2023 ESOP allocation since February 6, 2024. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
February 06, 2024 Filed Feb 7, 2024 16:19 UTC ARROW FINANCIAL CORP AROW · Entity 5233 PurchaseCommon Stock 1,000 $23.57 $23,570.00
Disclosure

SEC source: 0000717538-24-000028 · wk-form4_1707322769.xml · nonDerivative · entry 1

Wise Andrew J · CIK 0001729837 · SEVP, Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,829

F1 · balance_after: The information provided reflects 145 shares acquired under the Company's ESPP and via dividend reinvestments.

Read SEC document
November 28, 2023 Filed Nov 29, 2023 23:43 UTC ARROW FINANCIAL CORP AROW · Entity 5233 PurchaseCommon Stock 1,000 $24.76 $24,760.00
Disclosure

SEC source: 0000717538-23-000248 · wk-form4_1701301404.xml · nonDerivative · entry 1

Wise Andrew J · CIK 0001729837 · SVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,684

Read SEC document
November 22, 2023 Filed Nov 24, 2023 15:26 UTC ARROW FINANCIAL CORP AROW · Entity 5233 PurchaseCommon Stock 1,000 $24.49 $24,490.00
Disclosure

SEC source: 0000717538-23-000246 · wk-form4_1700839566.xml · nonDerivative · entry 1

Wise Andrew J · CIK 0001729837 · SVP, Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,684

F1 · balance_after: The information provided reflects 235 shares acquired under the Company's DRIP , 136 shares acquired via stock dividends and 328 shares related to the 2022 ESOP allocation since February 01, 2023 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
February 01, 2023 Filed Feb 3, 2023 00:10 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $32.41 $0.00
Disclosure

SEC source: 0000717538-23-000067 · wf-form4_167538302806792.xml · derivative · entry 2

Wise Andrew J · CIK 0001729837 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2033-02-01

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning February 01, 2024

Read SEC document
August 17, 2022 Filed Aug 18, 2022 15:12 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $29.02 $0.00
Disclosure

SEC source: 0000717538-22-000181 · wf-form4_166083555224900.xml · derivative · entry 5

Wise Andrew J · CIK 0001729837 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,743

Underlying: Common Stock · 1,000 shares

Expires 2029-01-30

F3 · derivative.exercise_date: The option vests in four equal annual installments beginning January 29, 2020

Read SEC document
August 17, 2022 Filed Aug 18, 2022 15:12 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 406 $0.00 Strike: $29.14 $0.00
Disclosure

SEC source: 0000717538-22-000181 · wf-form4_166083555224900.xml · derivative · entry 4

Wise Andrew J · CIK 0001729837 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 406 shares

Expires 2028-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning January 31, 2019

Read SEC document
August 17, 2022 Filed Aug 18, 2022 15:12 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionCommon Stock 1,000 $29.02 $29,020.00
Disclosure

SEC source: 0000717538-22-000181 · wf-form4_166083555224900.xml · nonDerivative · entry 3

Wise Andrew J · CIK 0001729837 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 15:12 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionCommon Stock 406 $29.14 $11,830.84
Disclosure

SEC source: 0000717538-22-000181 · wf-form4_166083555224900.xml · nonDerivative · entry 2

Wise Andrew J · CIK 0001729837 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2022 Filed Aug 18, 2022 15:12 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Tax withholdingCommon Stock 821 $35.36 $29,030.56
Disclosure

SEC source: 0000717538-22-000181 · wf-form4_166083555224900.xml · nonDerivative · entry 1

Wise Andrew J · CIK 0001729837 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,141

F1 · balance_after: This information reflects 146 shares acquired under the Company's DRIP which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 17:03 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 687 $29.14 Strike: $29.14 $20,019.18
Disclosure

SEC source: 0000717538-22-000146 · wf-form4_165513981533839.xml · derivative · entry 2

Wise Andrew J · CIK 0001729837 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 406

Underlying: Common Stock · 687 shares

Expires 2028-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning January 31, 2019

Read SEC document
June 10, 2022 Filed Jun 13, 2022 17:03 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionCommon Stock 687 $29.14 $20,019.18
Disclosure

SEC source: 0000717538-22-000146 · wf-form4_165513981533839.xml · nonDerivative · entry 1

Wise Andrew J · CIK 0001729837 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,816

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The information provided reflects 297 shares acquired under the Company's DRIP and 695 shares related to the 2021 ESOP allocation which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
January 26, 2022 Filed Jan 27, 2022 15:46 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $35.83 $0.00
Disclosure

SEC source: 0000717538-22-000051 · wf-form4_164329838725449.xml · derivative · entry 2

Wise Andrew J · CIK 0001729837 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2032-01-26

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning January 26, 2023

Read SEC document
November 02, 2021 Filed Nov 3, 2021 16:48 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $29.14 $0.00
Disclosure

SEC source: 0000717538-21-000230 · wf-form4_163595808195193.xml · derivative · entry 3

Wise Andrew J · CIK 0001729837 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,093

Underlying: Common Stock · 1,000 shares

Expires 2028-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning January 31, 2019

Read SEC document
November 02, 2021 Filed Nov 3, 2021 16:48 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionCommon Stock 1,000 $29.14 $29,140.00
Disclosure

SEC source: 0000717538-21-000230 · wf-form4_163595808195193.xml · nonDerivative · entry 2

Wise Andrew J · CIK 0001729837 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,031

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2021 Filed Nov 3, 2021 16:48 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Tax withholdingCommon Stock 805 $36.19 $29,132.95
Disclosure

SEC source: 0000717538-21-000230 · wf-form4_163595808195193.xml · nonDerivative · entry 1

Wise Andrew J · CIK 0001729837 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,031

F1 · balance_after: The information provided reflects 195 shares acquired under the Company's DRIP and 53 shares acquired via stock dividends since April 29,2021 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 18:19 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 700 $0.00 Strike: $30.01 $0.00
Disclosure

SEC source: 0000717538-21-000112 · wf-form4_161980677401176.xml · derivative · entry 5

Wise Andrew J · CIK 0001729837 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,032

Underlying: Common Stock · 700 shares

Expires 2028-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in four equal annual installments beginning January 31, 2019

Read SEC document
April 29, 2021 Filed Apr 30, 2021 18:19 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 700 $0.00 Strike: $29.89 $0.00
Disclosure

SEC source: 0000717538-21-000112 · wf-form4_161980677401176.xml · derivative · entry 4

Wise Andrew J · CIK 0001729837 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,605

Underlying: Common Stock · 700 shares

Expires 2029-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning January 29, 2020

Read SEC document
April 29, 2021 Filed Apr 30, 2021 18:19 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionCommon Stock 700 $30.01 $21,007.00
Disclosure

SEC source: 0000717538-21-000112 · wf-form4_161980677401176.xml · nonDerivative · entry 3

Wise Andrew J · CIK 0001729837 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 18:19 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Exercise / conversionCommon Stock 700 $29.89 $20,923.00
Disclosure

SEC source: 0000717538-21-000112 · wf-form4_161980677401176.xml · nonDerivative · entry 2

Wise Andrew J · CIK 0001729837 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 18:19 UTC ARROW FINANCIAL CORP AROW · Entity 5233 Tax withholdingCommon Stock 583 $35.90 $20,929.70
Disclosure

SEC source: 0000717538-21-000112 · wf-form4_161980677401176.xml · nonDerivative · entry 1

Wise Andrew J · CIK 0001729837 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,188

F1 · balance_after: The information provided reflects 105 shares acquired under the Company's DRIP and 294 shares related to the 2020 ESOP allocation since January 27, 2021 which were not required to reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 20:14 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $29.55 $0.00
Disclosure

SEC source: 0000717538-21-000045 · wf-form4_161186484637435.xml · derivative · entry 2

Wise Andrew J · CIK 0001729837 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2031-01-27

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning January 27, 2022

Read SEC document
January 29, 2020 Filed Jan 30, 2020 20:57 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $35.28 $0.00
Disclosure

SEC source: 0000717538-20-000032 · wf-form4_158041783569355.xml · derivative · entry 2

Wise Andrew J · CIK 0001729837 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-01-29

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning January 29, 2021

Read SEC document
January 30, 2019 Filed Jan 31, 2019 21:36 UTC ARROW FINANCIAL CORP AROW · Entity 5233 GrantEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $31.71 $0.00
Disclosure

SEC source: 0000717538-19-000049 · wf-form4_154897056238048.xml · derivative · entry 2

Wise Andrew J · CIK 0001729837 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2029-01-30

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning January 30, 2020

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.