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Nasdaq · USD

AROW

ARROW FINANCIAL CORP

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5233
SEC CIK
0000717538
Parsed reports
685

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 29, 2020 Filed Jan 30, 2020 20:58 UTC
DAKE GARY CDirector
GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $35.28 $0.00
Disclosure

SEC source: 0000717538-20-000035 · wf-form4_158041791221004.xml · derivative · entry 2

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2030-01-29

F2 · derivative.exercise_date: The options vests in four equal installments beginning January 29, 2021

Read SEC document
January 29, 2020 Filed Jan 30, 2020 20:57 UTC
HOY THOMAS LDirector · Chairman
GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $35.28 $0.00
Disclosure

SEC source: 0000717538-20-000033 · wf-form4_158041786267980.xml · derivative · entry 4

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2030-01-29

F1 · derivative.exercise_date: The options vests in four equal installments beginning January 29, 2021

Read SEC document
January 29, 2020 Filed Jan 30, 2020 20:58 UTC
Campanella Edward JSVP, Treasurer & CFO
GrantEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $35.28 $0.00
Disclosure

SEC source: 0000717538-20-000034 · wf-form4_158041788773391.xml · derivative · entry 2

Campanella Edward J · CIK 0001716656 · SVP, Treasurer & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-01-29

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning January 29, 2021

Read SEC document
January 29, 2020 Filed Jan 30, 2020 20:57 UTC
Wise Andrew JSVP, Chief Operating Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $35.28 $0.00
Disclosure

SEC source: 0000717538-20-000032 · wf-form4_158041783569355.xml · derivative · entry 2

Wise Andrew J · CIK 0001729837 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-01-29

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning January 29, 2021

Read SEC document
January 29, 2020 Filed Jan 30, 2020 20:57 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $35.28 $0.00
Disclosure

SEC source: 0000717538-20-000031 · wf-form4_158041781142495.xml · derivative · entry 2

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2030-01-29

F2 · derivative.exercise_date: The options vests in four equal installments beginning January 29, 2021

Read SEC document
January 29, 2020 Filed Jan 30, 2020 20:56 UTC
Read Colin LDirector
GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $35.28 $0.00
Disclosure

SEC source: 0000717538-20-000030 · wf-form4_158041778822215.xml · derivative · entry 2

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2030-01-29

F2 · derivative.exercise_date: The options vests in four equal installments beginning January 29, 2021

Read SEC document
January 29, 2020 Filed Jan 30, 2020 20:56 UTC
Murphy Thomas J.Director · President & CEO
GrantRestricted Stock Units · Derivative 3,827 $0.00 $0.00
Disclosure

SEC source: 0000717538-20-000029 · wf-form4_158041776534861.xml · derivative · entry 3

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,827

Underlying: Common Stock · 3,827 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2023

F3 · derivative.exercise_date: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2023

F3 · derivative.expiration_date: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2023

Read SEC document
January 29, 2020 Filed Jan 30, 2020 20:56 UTC
Murphy Thomas J.Director · President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $35.28 $0.00
Disclosure

SEC source: 0000717538-20-000029 · wf-form4_158041776534861.xml · derivative · entry 2

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-01-29

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning January 29, 2021

Read SEC document
January 29, 2020 Filed Jan 30, 2020 20:56 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $35.28 $0.00
Disclosure

SEC source: 0000717538-20-000028 · wf-form4_158041774323732.xml · derivative · entry 3

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2030-01-29

F2 · derivative.exercise_date: The options vests in four equal installments beginning January 29, 2021

Read SEC document
January 29, 2020 Filed Jan 30, 2020 20:55 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $35.28 $0.00
Disclosure

SEC source: 0000717538-20-000027 · wf-form4_158041772075799.xml · derivative · entry 2

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2030-01-29

F1 · derivative.exercise_date: The options vests in four equal installments beginning January 29, 2021

Read SEC document
January 29, 2020 Filed Jan 30, 2020 20:55 UTC GrantDirector Stock Option (Right to Buy) · Derivative 800 $0.00 Strike: $35.28 $0.00
Disclosure

SEC source: 0000717538-20-000026 · wf-form4_158041769854055.xml · derivative · entry 3

Miller Elizabeth · CIK 0001692172 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800

Underlying: Common Stock · 800 shares

Expires 2030-01-29

F2 · derivative.exercise_date: The options vests in four equal installments beginning January 29, 2021

Read SEC document
January 29, 2020 Filed Jan 30, 2020 20:54 UTC
Behan MarkDirector
GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $35.28 $0.00
Disclosure

SEC source: 0000717538-20-000025 · wf-form4_158041767568660.xml · derivative · entry 2

Behan Mark · CIK 0001692175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2030-01-29

F2 · derivative.exercise_date: The options vests in four equal installments beginning January 29, 2021

Read SEC document
January 29, 2020 Filed Jan 30, 2020 20:54 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $35.28 $0.00
Disclosure

SEC source: 0000717538-20-000024 · wf-form4_158041765028789.xml · derivative · entry 2

DeMarco David S. · CIK 0001463249 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2030-01-29

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning January 29, 2021

Read SEC document
January 29, 2020 Filed Mar 19, 2020 17:10 UTC Amendment
Murphy Thomas J.Director · President & CEO
GrantRestricted Stock Units · Derivative 3,827 $0.00 $0.00
Disclosure

SEC source: 0000717538-20-000064 · wf-form4a_158463779304899.xml · derivative · entry 3

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,827

Underlying: Common Stock · 3,827 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2023.

F4 · derivative.exercise_date: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2023.

F4 · derivative.expiration_date: Each restricted stock unit represents the contingent right to receive one share of AROW common stock provided that the Grantee remains employed through the applicable vesting date of January 31, 2023.

Read SEC document
January 29, 2020 Filed Mar 19, 2020 17:10 UTC Amendment
Murphy Thomas J.Director · President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $35.28 $0.00
Disclosure

SEC source: 0000717538-20-000064 · wf-form4a_158463779304899.xml · derivative · entry 2

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-01-29

F3 · derivative.exercise_date: The option vests in four equal annual installments beginning January 29, 2021.

Read SEC document
January 02, 2020 Filed Jan 7, 2020 20:31 UTC SaleCommon Stock 300 $37.79 $11,337.00
Disclosure

SEC source: 0000717538-20-000004 · wf-form4_157842908714836.xml · nonDerivative · entry 2

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,649

F1 · acquired: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on September 11, 2019 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
December 23, 2019 Filed Jan 30, 2020 21:00 UTC GiftCommon Stock 665 $0.00 $0.00
Disclosure

SEC source: 0000717538-20-000039 · wf-form4_158041799508911.xml · nonDerivative · entry 2

Kaiser David D · CIK 0001632209 · SVP

10b5-1 filing: Not disclosed

Ownership: Indirect · Shares held by the revocable Kaiser Family Trust

Disclosed balance after: 3,475

Read SEC document
December 09, 2019 Filed Dec 9, 2019 21:35 UTC
DAKE GARY CDirector
SaleCommon Stock 1,909 $35.35 $67,483.15
Disclosure

SEC source: 0000717538-19-000259 · wf-form4_157592729008308.xml · nonDerivative · entry 1

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,248

F1 · acquired: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on August 1, 2019 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

F2 · balance_after: The information provided reflects 352 shares acquired under the Company's DRIP since November 29, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
December 09, 2019 Filed Jan 7, 2020 20:31 UTC
HOY THOMAS LDirector · Chairman
SaleCommon Stock 1,000 $35.57 $35,570.00
Disclosure

SEC source: 0000717538-20-000003 · wf-form4_157842906689895.xml · nonDerivative · entry 1

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,834

Read SEC document
December 05, 2019 Filed Jan 7, 2020 20:31 UTC GiftCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0000717538-20-000004 · wf-form4_157842908714836.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,949

Read SEC document
December 02, 2019 Filed Dec 2, 2019 22:17 UTC SaleCommon Stock 300 $35.62 $10,686.00
Disclosure

SEC source: 0000717538-19-000247 · wf-form4_157532501692695.xml · nonDerivative · entry 2

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,149

F2 · kind: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on September 11, 2019 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 29, 2019 Filed Dec 2, 2019 22:20 UTC OtherCommon Stock 265 $35.86 $9,502.90
Disclosure

SEC source: 0000717538-19-000257 · wf-form4_157532523156625.xml · nonDerivative · entry 1

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,631

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 35 shares acquired under the Company's DRIP and 69 shares acquired via a stock dividend since May 30, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
November 29, 2019 Filed Dec 2, 2019 22:19 UTC
Behan MarkDirector
OtherCommon Stock 265 $35.86 $9,502.90
Disclosure

SEC source: 0000717538-19-000253 · wf-form4_157532514331928.xml · nonDerivative · entry 1

Behan Mark · CIK 0001692175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,836

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 36 shares acquired under the Company's DRIP and 74 shares acquired via a stock dividend since May 30, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
November 29, 2019 Filed Dec 2, 2019 22:20 UTC
HOY THOMAS LDirector · Chairman
OtherCommon Stock 265 $35.86 $9,502.90
Disclosure

SEC source: 0000717538-19-000255 · wf-form4_157532518858764.xml · nonDerivative · entry 2

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,834

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

Read SEC document
November 29, 2019 Filed Dec 2, 2019 22:18 UTC OtherCommon Stock 265 $35.86 $9,502.90
Disclosure

SEC source: 0000717538-19-000250 · wf-form4_157532507891736.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,289

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

Read SEC document
November 29, 2019 Filed Dec 2, 2019 22:17 UTC
Read Colin LDirector
OtherCommon Stock 265 $35.86 $9,502.90
Disclosure

SEC source: 0000717538-19-000249 · wf-form4_157532505828594.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,804

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 16 shares acquired under the Company's DRIP and 248 shares acquired via a stock dividend since June 3, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
November 29, 2019 Filed Dec 2, 2019 22:20 UTC OtherCommon Stock 265 $35.86 $9,502.90
Disclosure

SEC source: 0000717538-19-000256 · wf-form4_157532520947056.xml · nonDerivative · entry 2

REISMAN RICHARD J DMD · CIK 0001184684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,366

F2 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

Read SEC document
November 29, 2019 Filed Dec 2, 2019 22:17 UTC OtherCommon Stock 251 $35.86 $9,000.86
Disclosure

SEC source: 0000717538-19-000248 · wf-form4_157532503769033.xml · nonDerivative · entry 1

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,114

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 586 shares acquired under the Company's DRIP and 1161 shares acquired via a stock dividend since May 30, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
November 29, 2019 Filed Dec 2, 2019 22:19 UTC
DAKE GARY CDirector
OtherCommon Stock 251 $35.86 $9,000.86
Disclosure

SEC source: 0000717538-19-000254 · wf-form4_157532516803343.xml · nonDerivative · entry 1

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,805

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

Read SEC document
November 29, 2019 Filed Dec 2, 2019 22:18 UTC OtherCommon Stock 265 $35.86 $9,502.90
Disclosure

SEC source: 0000717538-19-000252 · wf-form4_157532512118978.xml · nonDerivative · entry 1

Casaccio Tenee R · CIK 0001594166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,664

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 348 shares acquired under the Company's DRIP and 329 shares acquired via a stock dividend since May 30, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
November 29, 2019 Filed Dec 2, 2019 22:18 UTC OtherCommon Stock 265 $35.86 $9,502.90
Disclosure

SEC source: 0000717538-19-000251 · wf-form4_157532510029251.xml · nonDerivative · entry 1

Miller Elizabeth · CIK 0001692172 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,605

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 235 shares acquired under the Company's DRIP and 562 shares acquired via a stock dividend since May 30, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
November 29, 2019 Filed Dec 2, 2019 22:17 UTC OtherCommon Stock 251 $35.86 $9,000.86
Disclosure

SEC source: 0000717538-19-000247 · wf-form4_157532501692695.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,449

F1 · kind: Semi-annual Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

Read SEC document
November 20, 2019 Filed Nov 21, 2019 15:07 UTC SaleCommon Stock 250 $36.26 $9,064.00
Disclosure

SEC source: 0000717538-19-000234 · wf-form4_157434880679055.xml · nonDerivative · entry 1

DeMarco David S. · CIK 0001463249 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,001

Read SEC document
November 14, 2019 Filed Dec 2, 2019 22:20 UTC
HOY THOMAS LDirector · Chairman
GiftCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0000717538-19-000255 · wf-form4_157532518858764.xml · nonDerivative · entry 1

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,569

Read SEC document
November 13, 2019 Filed Dec 2, 2019 22:20 UTC GiftCommon Stock 889 $0.00 $0.00
Disclosure

SEC source: 0000717538-19-000257 · wf-form4_157532523156625.xml · nonDerivative · entry 6

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife's Trust

Disclosed balance after: 10,600

Read SEC document
November 11, 2019 Filed Nov 12, 2019 15:57 UTC
DAKE GARY CDirector
SaleCommon Stock 3,500 $35.17 $123,095.00
Disclosure

SEC source: 0000717538-19-000232 · wf-form4_157357423301968.xml · nonDerivative · entry 1

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,554

F1 · acquired: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on August 1, 2019 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
November 08, 2019 Filed Nov 8, 2019 22:56 UTC
DAKE GARY CDirector
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 844 $0.00 Strike: $22.97 $0.00
Disclosure

SEC source: 0000717538-19-000230 · wf-form4_157325379693828.xml · derivative · entry 6

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 844 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vests in four equal installments beginning January 27, 2016.

Read SEC document
November 08, 2019 Filed Nov 8, 2019 22:56 UTC
DAKE GARY CDirector
Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 862 $0.00 Strike: $22.51 $0.00
Disclosure

SEC source: 0000717538-19-000230 · wf-form4_157325379693828.xml · derivative · entry 5

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 862 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in four equal installments beginning January 28, 2015.

Read SEC document
November 08, 2019 Filed Nov 8, 2019 22:56 UTC
DAKE GARY CDirector
Tax withholdingCommon Stock 543 $35.68 $19,374.24
Disclosure

SEC source: 0000717538-19-000230 · wf-form4_157325379693828.xml · nonDerivative · entry 4

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,054

Read SEC document
November 08, 2019 Filed Nov 8, 2019 22:56 UTC
DAKE GARY CDirector
Exercise / conversionCommon Stock 844 $22.97 $19,386.68
Disclosure

SEC source: 0000717538-19-000230 · wf-form4_157325379693828.xml · nonDerivative · entry 3

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,597

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2019 Filed Nov 8, 2019 22:56 UTC
DAKE GARY CDirector
Tax withholdingCommon Stock 544 $35.68 $19,409.92
Disclosure

SEC source: 0000717538-19-000230 · wf-form4_157325379693828.xml · nonDerivative · entry 2

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,753

Read SEC document
November 08, 2019 Filed Nov 8, 2019 22:56 UTC
DAKE GARY CDirector
Exercise / conversionCommon Stock 862 $22.51 $19,403.62
Disclosure

SEC source: 0000717538-19-000230 · wf-form4_157325379693828.xml · nonDerivative · entry 1

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The information provided reflects 52 shares acquired under the Company's DRIP since October 15, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
November 05, 2019 Filed Nov 6, 2019 19:55 UTC Exercise / conversionEmpl. Stock Opt. (Right to Buy) · Derivative 3,230 $0.00 Strike: $19.01 $0.00
Disclosure

SEC source: 0000717538-19-000228 · wf-form4_157307011055580.xml · derivative · entry 4

Kaiser David D · CIK 0001632209 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,230 shares

Expires 2020-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest in four equal annual installments beginning January 27, 2011

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November 05, 2019 Filed Nov 6, 2019 19:55 UTC Tax withholdingCommon Stock 1,697 $36.19 $61,414.43
Disclosure

SEC source: 0000717538-19-000228 · wf-form4_157307011055580.xml · nonDerivative · entry 2

Kaiser David D · CIK 0001632209 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,589

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November 05, 2019 Filed Nov 6, 2019 19:55 UTC Exercise / conversionCommon Stock 3,230 $19.01 $61,402.30
Disclosure

SEC source: 0000717538-19-000228 · wf-form4_157307011055580.xml · nonDerivative · entry 1

Kaiser David D · CIK 0001632209 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The information provided reflects 24 shares acquired under the Company's DRIP and 82 shares acquired via stock dividends since August 29, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

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November 05, 2019 Filed Nov 6, 2019 13:51 UTC
HOY THOMAS LDirector · Chairman
SaleCommon Stock 1,500 $36.05 $54,070.35
Disclosure

SEC source: 0000717538-19-000225 · wf-form4_157304828116556.xml · nonDerivative · entry 2

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,469

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November 05, 2019 Filed Nov 6, 2019 13:51 UTC
HOY THOMAS LDirector · Chairman
GiftCommon Stock 185 $0.00 $0.00
Disclosure

SEC source: 0000717538-19-000225 · wf-form4_157304828116556.xml · nonDerivative · entry 1

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,969

F1 · balance_after: The information provided reflects 5653 shares acquired via a stock dividend since May 30, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

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November 01, 2019 Filed Nov 1, 2019 20:43 UTC SaleCommon Stock 300 $35.21 $10,563.00
Disclosure

SEC source: 0000717538-19-000220 · wf-form4_157264100405368.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,198

F1 · acquired: Open market sale pursuant to a 10B5-1 Plan which was established by Reporting Person on September 11, 2019 in accordance with Rule 10B5-1 of the Securities Exchange Act of 1934, as amended.

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October 28, 2019 Filed Dec 2, 2019 22:20 UTC GiftCommon Stock 60 $0.00 $0.00
Disclosure

SEC source: 0000717538-19-000256 · wf-form4_157532520947056.xml · nonDerivative · entry 1

REISMAN RICHARD J DMD · CIK 0001184684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,101

F1 · balance_after: The information provided reflects 327 shares acquired under the Company's DRIP and 273 shares acquired via a stock dividend since August 21, 2019 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

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October 25, 2019 Filed Oct 28, 2019 15:34 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 844 $0.00 Strike: $22.97 $0.00
Disclosure

SEC source: 0000717538-19-000212 · wf-form4_157227686499126.xml · derivative · entry 2

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 844 shares

Expires 2026-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest in four equal installments beginning January 27, 2017

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.