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Nasdaq · USD

AROW

ARROW FINANCIAL CORP

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5233
SEC CIK
0000717538
Parsed reports
685

Last 12 months

Inside the activity.

4 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 27, 2021 Filed Jan 28, 2021 20:17 UTC
DAKE GARY CDirector
GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $29.55 $0.00
Disclosure

SEC source: 0000717538-21-000055 · wf-form4_161186501924516.xml · derivative · entry 2

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2031-01-27

F1 · derivative.exercise_date: The options vests in four equal installments beginning January 27, 2022

Read SEC document
January 27, 2021 Filed Jan 28, 2021 20:16 UTC
HOY THOMAS LDirector · Chairman
GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $29.55 $0.00
Disclosure

SEC source: 0000717538-21-000054 · wf-form4_161186499796833.xml · derivative · entry 4

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2031-01-27

F1 · derivative.exercise_date: The options vests in four equal installments beginning January 27, 2022

Read SEC document
January 27, 2021 Filed Jan 28, 2021 20:16 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $29.55 $0.00
Disclosure

SEC source: 0000717538-21-000053 · wf-form4_161186498108444.xml · derivative · entry 2

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2031-01-27

F1 · derivative.exercise_date: The options vests in four equal installments beginning January 27, 2022

Read SEC document
January 27, 2021 Filed Jan 28, 2021 20:16 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $29.55 $0.00
Disclosure

SEC source: 0000717538-21-000052 · wf-form4_161186496356071.xml · derivative · entry 3

Kaiser David D · CIK 0001632209 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2031-01-27

F3 · derivative.exercise_date: The option vests in four equal annual installments beginning January 27, 2022

Read SEC document
January 27, 2021 Filed Jan 28, 2021 20:16 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $29.55 $0.00
Disclosure

SEC source: 0000717538-21-000051 · wf-form4_161186494657493.xml · derivative · entry 2

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2031-01-27

F1 · derivative.exercise_date: The options vests in four equal installments beginning January 27, 2022

Read SEC document
January 27, 2021 Filed Jan 28, 2021 20:15 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $29.55 $0.00
Disclosure

SEC source: 0000717538-21-000050 · wf-form4_161186493148796.xml · derivative · entry 3

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2031-01-27

F1 · derivative.exercise_date: The options vests in four equal installments beginning January 27, 2022

Read SEC document
January 27, 2021 Filed Jan 28, 2021 20:15 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $29.55 $0.00
Disclosure

SEC source: 0000717538-21-000049 · wf-form4_161186491483200.xml · derivative · entry 2

Casaccio Tenee R · CIK 0001594166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2031-01-27

F1 · derivative.exercise_date: The options vests in four equal installments beginning January 27, 2022

Read SEC document
January 27, 2021 Filed Jan 28, 2021 20:14 UTC
Behan MarkDirector
GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $29.55 $0.00
Disclosure

SEC source: 0000717538-21-000047 · wf-form4_161186488043354.xml · derivative · entry 2

Behan Mark · CIK 0001692175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2031-01-27

F1 · derivative.exercise_date: The options vests in four equal installments beginning January 27, 2022

Read SEC document
January 27, 2021 Filed Jan 28, 2021 20:15 UTC
Read Colin LDirector
GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $29.55 $0.00
Disclosure

SEC source: 0000717538-21-000048 · wf-form4_161186489603041.xml · derivative · entry 2

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2031-01-27

F1 · derivative.exercise_date: The options vests in four equal installments beginning January 27, 2022

Read SEC document
January 27, 2021 Filed Jan 28, 2021 20:14 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $29.55 $0.00
Disclosure

SEC source: 0000717538-21-000046 · wf-form4_161186486579587.xml · derivative · entry 3

Miller Elizabeth · CIK 0001692172 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2031-01-27

F1 · derivative.exercise_date: The options vests in four equal installments beginning January 27, 2022

Read SEC document
January 27, 2021 Filed Jan 28, 2021 20:14 UTC
Wise Andrew JSVP, Chief Operating Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $29.55 $0.00
Disclosure

SEC source: 0000717538-21-000045 · wf-form4_161186484637435.xml · derivative · entry 2

Wise Andrew J · CIK 0001729837 · SVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2031-01-27

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning January 27, 2022

Read SEC document
January 27, 2021 Filed Jan 28, 2021 20:14 UTC
Murphy Thomas J.Director · President & CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $29.55 $0.00
Disclosure

SEC source: 0000717538-21-000044 · wf-form4_161186482834586.xml · derivative · entry 2

Murphy Thomas J. · CIK 0001463248 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2031-01-27

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning January 27, 2022

Read SEC document
January 27, 2021 Filed Jan 28, 2021 20:13 UTC GrantDirector Stock Option (Right to Buy) · Derivative 1,000 $0.00 Strike: $29.55 $0.00
Disclosure

SEC source: 0000717538-21-000043 · wf-form4_161186481233352.xml · derivative · entry 2

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2031-01-27

F1 · derivative.exercise_date: The options vests in four equal installments beginning January 27, 2022

Read SEC document
January 27, 2021 Filed Jan 28, 2021 20:13 UTC GrantEmployee Stock Option (Right to Buy) · Derivative 5,000 $0.00 Strike: $29.55 $0.00
Disclosure

SEC source: 0000717538-21-000042 · wf-form4_161186479581996.xml · derivative · entry 2

DeMarco David S. · CIK 0001463249 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2031-01-27

F2 · derivative.exercise_date: The option vests in four equal annual installments beginning January 27, 2022

Read SEC document
January 13, 2021 Filed Jan 14, 2021 18:30 UTC OtherCommon Stock 222 $30.98 $6,877.56
Disclosure

SEC source: 0000717538-21-000022 · wf-form4_161064901949529.xml · nonDerivative · entry 1

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,258

F1 · kind: Quarterly Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 27 shares acquired under the Company's DRIP and 30 shares acquired via a stock dividend since June 12, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 18:30 UTC
HOY THOMAS LDirector · Chairman
OtherCommon Stock 282 $30.98 $8,736.36
Disclosure

SEC source: 0000717538-21-000021 · wf-form4_161064900145229.xml · nonDerivative · entry 4

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,412

F2 · kind: Quarterly Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 18:29 UTC OtherCommon Stock 222 $30.98 $6,877.56
Disclosure

SEC source: 0000717538-21-000020 · wf-form4_161064898547551.xml · nonDerivative · entry 5

REISMAN RICHARD J DMD · CIK 0001184684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,399

F2 · kind: Quarterly Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 18:29 UTC OtherCommon Stock 218 $30.98 $6,753.64
Disclosure

SEC source: 0000717538-21-000019 · wf-form4_161064897012204.xml · nonDerivative · entry 1

OWENS WILLIAM L · CIK 0001204724 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,263

F1 · kind: Quarterly Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 129 shares acquired under the Company's DRIP and 233 shares acquired via a stock dividend since May 28, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 18:29 UTC
Behan MarkDirector
OtherCommon Stock 218 $30.98 $6,753.64
Disclosure

SEC source: 0000717538-21-000018 · wf-form4_161064895270936.xml · nonDerivative · entry 1

Behan Mark · CIK 0001692175 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,602

F1 · kind: Quarterly Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 83 shares acquired under the Company's DRIP and 98 shares acquired via a stock dividend since May 28, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 18:29 UTC OtherCommon Stock 240 $30.98 $7,435.20
Disclosure

SEC source: 0000717538-21-000017 · wf-form4_161064893545964.xml · nonDerivative · entry 1

Casaccio Tenee R · CIK 0001594166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,621

F1 · kind: Quarterly Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 628 shares acquired under the Company's DRIP and 382 shares acquired via a stock dividend since May 28, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 18:28 UTC
DAKE GARY CDirector
OtherCommon Stock 230 $30.98 $7,125.40
Disclosure

SEC source: 0000717538-21-000016 · wf-form4_161064891725519.xml · nonDerivative · entry 1

DAKE GARY C · CIK 0001231075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,884

F1 · kind: Quarterly Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 1480 shares acquired under the Company's DRIP and 996 shares acquired via a stock dividend since May 28, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 18:28 UTC OtherCommon Stock 234 $30.98 $7,249.32
Disclosure

SEC source: 0000717538-21-000014 · wf-form4_161064888464784.xml · nonDerivative · entry 1

KRUCZLNICKI DAVID G · CIK 0001184681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,709

F1 · kind: Quarterly Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 1133 shares acquired under the Company's DRIP and 1256 shares acquired via a stock dividend since May 28, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 18:28 UTC OtherCommon Stock 232 $30.98 $7,187.36
Disclosure

SEC source: 0000717538-21-000015 · wf-form4_161064890043870.xml · nonDerivative · entry 1

O'Conor Raymond F · CIK 0001463247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,712

F1 · kind: Quarterly Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 1295 shares acquired via a stock dividend since August 12, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 18:28 UTC
Read Colin LDirector
OtherCommon Stock 250 $30.98 $7,745.00
Disclosure

SEC source: 0000717538-21-000013 · wf-form4_161064886768072.xml · nonDerivative · entry 1

Read Colin L · CIK 0001575917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,521

F1 · kind: Quarterly Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 327 shares acquired under the Company's DRIP and 381 shares acquired via a stock dividend since May 28, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
January 13, 2021 Filed Jan 14, 2021 18:27 UTC OtherCommon Stock 222 $30.98 $6,877.56
Disclosure

SEC source: 0000717538-21-000012 · wf-form4_161064885156831.xml · nonDerivative · entry 1

Miller Elizabeth · CIK 0001692172 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,432

F1 · kind: Quarterly Director's Retainer payment. Shares acquired by the Administrator of the Director's Stock Plan.

F2 · balance_after: The information provided reflects 415 shares acquired under the Company's DRIP and 612 shares acquired via a stock dividend since May 28, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
December 21, 2020 Filed Jan 14, 2021 18:29 UTC GiftCommon Stock 650 $0.00 $0.00
Disclosure

SEC source: 0000717538-21-000020 · wf-form4_161064898547551.xml · nonDerivative · entry 4

REISMAN RICHARD J DMD · CIK 0001184684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,177

Read SEC document
December 16, 2020 Filed Jan 14, 2021 18:29 UTC GiftCommon Stock 150 $0.00 $0.00
Disclosure

SEC source: 0000717538-21-000020 · wf-form4_161064898547551.xml · nonDerivative · entry 3

REISMAN RICHARD J DMD · CIK 0001184684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,827

Read SEC document
December 15, 2020 Filed Jan 14, 2021 18:29 UTC GiftCommon Stock 600 $0.00 $0.00
Disclosure

SEC source: 0000717538-21-000020 · wf-form4_161064898547551.xml · nonDerivative · entry 2

REISMAN RICHARD J DMD · CIK 0001184684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,977

Read SEC document
December 10, 2020 Filed Jan 14, 2021 18:29 UTC GiftCommon Stock 70 $0.00 $0.00
Disclosure

SEC source: 0000717538-21-000020 · wf-form4_161064898547551.xml · nonDerivative · entry 1

REISMAN RICHARD J DMD · CIK 0001184684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,577

F1 · balance_after: The information provided reflects 433 shares acquired under the Company's DRIP and 565 shares acquired via a stock dividend since August 26, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
December 03, 2020 Filed Dec 3, 2020 20:34 UTC SaleCommon Stock 1,412 $30.00 $42,360.00
Disclosure

SEC source: 0000717538-20-000211 · wf-form4_160702766777728.xml · nonDerivative · entry 1

DeMarco David S. · CIK 0001463249 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,348

F1 · balance_after: The information provided reflects 9 shares acquired under the Company's DRIP since December 1, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
December 03, 2020 Filed Jan 14, 2021 18:30 UTC
HOY THOMAS LDirector · Chairman
GiftCommon Stock 675 $0.00 $0.00
Disclosure

SEC source: 0000717538-21-000021 · wf-form4_161064900145229.xml · nonDerivative · entry 3

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,130

Read SEC document
December 01, 2020 Filed Dec 2, 2020 22:20 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 1,412 $0.00 Strike: $21.85 $0.00
Disclosure

SEC source: 0000717538-20-000209 · wf-form4_160694763827619.xml · derivative · entry 2

DeMarco David S. · CIK 0001463249 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,412 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vests in four equal installments beginning January 28, 2016.

Read SEC document
December 01, 2020 Filed Dec 2, 2020 22:20 UTC Exercise / conversionCommon Stock 1,412 $21.85 $30,852.20
Disclosure

SEC source: 0000717538-20-000209 · wf-form4_160694763827619.xml · nonDerivative · entry 1

DeMarco David S. · CIK 0001463249 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 20, 2020 Filed Nov 23, 2020 15:58 UTC SaleCommon Stock 4,500 $29.86 $134,380.80
Disclosure

SEC source: 0000717538-20-000207 · wf-form4_160614709837244.xml · nonDerivative · entry 2

DeMarco David S. · CIK 0001463249 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,339

Read SEC document
November 20, 2020 Filed Nov 23, 2020 15:58 UTC SaleCommon Stock 100 $29.78 $2,978.00
Disclosure

SEC source: 0000717538-20-000207 · wf-form4_160614709837244.xml · nonDerivative · entry 1

DeMarco David S. · CIK 0001463249 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,839

Read SEC document
November 18, 2020 Filed Nov 19, 2020 19:40 UTC Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 4,500 $0.00 Strike: $21.85 $0.00
Disclosure

SEC source: 0000717538-20-000205 · wf-form4_160581479393204.xml · derivative · entry 2

DeMarco David S. · CIK 0001463249 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,412

Underlying: Common Stock · 4,500 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vests in four equal installments beginning January 28, 2016.

Read SEC document
November 18, 2020 Filed Nov 19, 2020 19:40 UTC Exercise / conversionCommon Stock 4,500 $21.85 $98,325.00
Disclosure

SEC source: 0000717538-20-000205 · wf-form4_160581479393204.xml · nonDerivative · entry 1

DeMarco David S. · CIK 0001463249 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,939

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The information provided reflects 93 shares acquired under the Company's DRIP, 3 shares acquired via stock dividends and an increase of 2,327 shares related to the 2019 ESOP allocation since January 29,2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
November 12, 2020 Filed Jan 14, 2021 18:30 UTC GiftCommon Stock 1,078 $0.00 $0.00
Disclosure

SEC source: 0000717538-21-000022 · wf-form4_161064901949529.xml · nonDerivative · entry 4

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife's Trust

Disclosed balance after: 14,008

Read SEC document
October 26, 2020 Filed Jan 14, 2021 18:30 UTC
HOY THOMAS LDirector · Chairman
GiftCommon Stock 175 $0.00 $0.00
Disclosure

SEC source: 0000717538-21-000021 · wf-form4_161064900145229.xml · nonDerivative · entry 2

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,805

Read SEC document
October 22, 2020 Filed Jan 14, 2021 18:30 UTC GiftCommon Stock 480 $0.00 $0.00
Disclosure

SEC source: 0000717538-21-000022 · wf-form4_161064901949529.xml · nonDerivative · entry 3

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife's Trust

Disclosed balance after: 15,086

F3 · balance_after: The information provided reflects 453 shares acquired via a stock dividend since June 12, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
October 07, 2020 Filed Jan 14, 2021 18:30 UTC
HOY THOMAS LDirector · Chairman
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0000717538-21-000021 · wf-form4_161064900145229.xml · nonDerivative · entry 5

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wife

Disclosed balance after: 5,521

F3 · balance_after: The information provided reflects 175 shares acquired via a stock dividend since July 31,2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
October 07, 2020 Filed Jan 14, 2021 18:30 UTC
HOY THOMAS LDirector · Chairman
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000717538-21-000021 · wf-form4_161064900145229.xml · nonDerivative · entry 1

HOY THOMAS L · CIK 0001184486 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,980

F1 · balance_after: The information provided reflects 5823 shares acquired via a stock dividend since July 31, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

Read SEC document
September 04, 2020 Filed Sep 8, 2020 18:29 UTC Exercise / conversionEmpl. Stock Opt. (Right to Buy) · Derivative 3,139 $0.00 Strike: $20.29 $0.00
Disclosure

SEC source: 0000717538-20-000185 · wf-form4_159958977754315.xml · derivative · entry 4

Kaiser David D · CIK 0001632209 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,139 shares

Expires 2021-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest in four equal installments beginning January 26, 2012

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September 04, 2020 Filed Sep 8, 2020 18:29 UTC Tax withholdingCommon Stock 2,236 $28.49 $63,703.64
Disclosure

SEC source: 0000717538-20-000185 · wf-form4_159958977754315.xml · nonDerivative · entry 2

Kaiser David D · CIK 0001632209 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,593

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September 04, 2020 Filed Sep 8, 2020 18:29 UTC Exercise / conversionCommon Stock 3,139 $20.29 $63,690.31
Disclosure

SEC source: 0000717538-20-000185 · wf-form4_159958977754315.xml · nonDerivative · entry 1

Kaiser David D · CIK 0001632209 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The information provided reflects 97 shares acquired under the Company's DRIP and 969 shares related to the 2019 ESOP allocation which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

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August 26, 2020 Filed Aug 27, 2020 18:51 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 1,216 $0.00 Strike: $20.87 $0.00
Disclosure

SEC source: 0000717538-20-000181 · wf-form4_159855430386488.xml · derivative · entry 4

REISMAN RICHARD J DMD · CIK 0001184684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,216 shares

Expires 2022-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vested in four equal annual installments beginning January 25, 2013.

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August 26, 2020 Filed Aug 27, 2020 18:51 UTC Exercise / conversionDirector Stock Option (Right to Buy) · Derivative 1,186 $0.00 Strike: $20.29 $0.00
Disclosure

SEC source: 0000717538-20-000181 · wf-form4_159855430386488.xml · derivative · entry 3

REISMAN RICHARD J DMD · CIK 0001184684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,186 shares

Expires 2021-01-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vested in four equal annual installments beginning January 26, 2012

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August 26, 2020 Filed Aug 27, 2020 18:51 UTC Exercise / conversionCommon Stock 1,216 $20.87 $25,377.92
Disclosure

SEC source: 0000717538-20-000181 · wf-form4_159855430386488.xml · nonDerivative · entry 2

REISMAN RICHARD J DMD · CIK 0001184684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,649

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 26, 2020 Filed Aug 27, 2020 18:51 UTC Exercise / conversionCommon Stock 1,186 $20.29 $24,063.94
Disclosure

SEC source: 0000717538-20-000181 · wf-form4_159855430386488.xml · nonDerivative · entry 1

REISMAN RICHARD J DMD · CIK 0001184684 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The information provided reflects 72 shares acquired under the Company's DRIP and 132 shares acquired via a stock dividend since May 28, 2020 which were not required to be reported on a Form 4. This information is being furnished to disclose the total holdings of the insider as of the date of this Form 4.

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August 24, 2020 Filed Jan 14, 2021 18:30 UTC GiftCommon Stock 360 $0.00 $0.00
Disclosure

SEC source: 0000717538-21-000022 · wf-form4_161064901949529.xml · nonDerivative · entry 2

Clarke Michael B · CIK 0001353113 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Wife's Trust

Disclosed balance after: 15,113

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.