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SMITH A O CORP

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SEC CIK
0000091142
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591

Last 12 months

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0 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202601
Apr 202600
May 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 12, 2021 Filed Feb 17, 2021 19:44 UTC
Ackerman Patricia KSVP, IR, Treasuer & CRS
Tax withholdingCommon Stock 292 $60.65 $17,709.80
Disclosure

SEC source: 0000091142-21-000026 · edgar.xml · nonDerivative · entry 2

Ackerman Patricia K · CIK 0001532645 · SVP, IR, Treasuer & CRS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,509

Read SEC document
February 12, 2021 Filed Feb 17, 2021 19:44 UTC
Ackerman Patricia KSVP, IR, Treasuer & CRS
GrantCommon Stock 930 $60.65 $56,404.50
Disclosure

SEC source: 0000091142-21-000026 · edgar.xml · nonDerivative · entry 1

Ackerman Patricia K · CIK 0001532645 · SVP, IR, Treasuer & CRS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,801

F1 · shares: 930 Restricted Stock Units were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 930 Resticted Stock Units vested on 02/12/2021. As a result of vesting, the Company is obligated to delivered 930 shares of Common Stock to the reporting person.

Read SEC document
February 12, 2021 Filed Apr 15, 2021 19:31 UTC
SMITH MARK DDirector
GiftClass A Common Stock · Derivative 43,541 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-21-000065 · edgar.xml · derivative · entry 10

SMITH MARK D · CIK 0001236626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by spouse

Disclosed balance after: 3,676

Underlying: Common Stock · 43,541 shares

Expires not disclosed

F1 · derivative.exercise_price: Gift

F4 · derivative.exercise_date: Convertible at any time to Common Stock.

F5 · derivative.expiration_date: None.

Read SEC document
February 12, 2021 Filed Apr 15, 2021 19:31 UTC
SMITH MARK DDirector
GiftClass A Common Stock · Derivative 43,541 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-21-000065 · edgar.xml · derivative · entry 9

SMITH MARK D · CIK 0001236626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by spouse

Disclosed balance after: 47,217

Underlying: Common Stock · 43,541 shares

Expires not disclosed

F1 · derivative.exercise_price: Gift

F4 · derivative.exercise_date: Convertible at any time to Common Stock.

F5 · derivative.expiration_date: None.

Read SEC document
February 12, 2021 Filed Apr 15, 2021 19:31 UTC
SMITH MARK DDirector
GiftClass A Common Stock · Derivative 43,541 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-21-000065 · edgar.xml · derivative · entry 8

SMITH MARK D · CIK 0001236626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · In trust

Disclosed balance after: 12,311

Underlying: Common Stock · 43,541 shares

Expires not disclosed

F1 · derivative.exercise_price: Gift

F4 · derivative.exercise_date: Convertible at any time to Common Stock.

F5 · derivative.expiration_date: None.

F2 · balance_after: The reporting person beneficially owns the shares as settlor of a revocable family trust.

Read SEC document
February 12, 2021 Filed Apr 15, 2021 19:31 UTC
SMITH MARK DDirector
GiftClass A Common Stock · Derivative 191,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-21-000065 · edgar.xml · derivative · entry 7

SMITH MARK D · CIK 0001236626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · In trust

Disclosed balance after: 55,852

Underlying: Common Stock · 191,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Gift

F4 · derivative.exercise_date: Convertible at any time to Common Stock.

F5 · derivative.expiration_date: None.

F2 · balance_after: The reporting person beneficially owns the shares as settlor of a revocable family trust.

Read SEC document
February 12, 2021 Filed Apr 15, 2021 19:31 UTC
SMITH MARK DDirector
GiftCommon Stock 316 $0.00 $0.00
Disclosure

SEC source: 0000091142-21-000065 · edgar.xml · nonDerivative · entry 4

SMITH MARK D · CIK 0001236626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by spouse

Disclosed balance after: 8,956

F1 · price: Gift

Read SEC document
February 12, 2021 Filed Apr 15, 2021 19:31 UTC
SMITH MARK DDirector
GiftCommon Stock 316 $0.00 $0.00
Disclosure

SEC source: 0000091142-21-000065 · edgar.xml · nonDerivative · entry 3

SMITH MARK D · CIK 0001236626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by spouse

Disclosed balance after: 9,272

F1 · price: Gift

Read SEC document
February 12, 2021 Filed Apr 15, 2021 19:31 UTC
SMITH MARK DDirector
GiftCommon Stock 316 $0.00 $0.00
Disclosure

SEC source: 0000091142-21-000065 · edgar.xml · nonDerivative · entry 2

SMITH MARK D · CIK 0001236626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · In trust

Disclosed balance after: 2,104

F1 · price: Gift

F2 · balance_after: The reporting person beneficially owns the shares as settlor of a revocable family trust.

Read SEC document
February 10, 2021 Filed Feb 10, 2021 22:43 UTC
Heideman Robert JSenior VP, CTO
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative 7,336 $0.00 Strike: $50.16 $0.00
Disclosure

SEC source: 0000091142-21-000021 · edgar.xml · derivative · entry 4

Heideman Robert J · CIK 0001507959 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,285

Underlying: Common Stock · 7,336 shares

Expires 2027-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The employee stock options were granted on 02/13/2017 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/13/2018.

Read SEC document
February 10, 2021 Filed Feb 10, 2021 22:43 UTC
Heideman Robert JSenior VP, CTO
SaleCommon Stock 7,336 $61.02 $447,633.18
Disclosure

SEC source: 0000091142-21-000021 · edgar.xml · nonDerivative · entry 2

Heideman Robert J · CIK 0001507959 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,723

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $60.750 to $61.505. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.

Read SEC document
February 10, 2021 Filed Feb 10, 2021 22:43 UTC
Heideman Robert JSenior VP, CTO
Exercise / conversionCommon Stock 7,336 $50.16 $367,973.76
Disclosure

SEC source: 0000091142-21-000021 · edgar.xml · nonDerivative · entry 1

Heideman Robert J · CIK 0001507959 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2021 Filed Apr 15, 2021 19:38 UTC GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0000091142-21-000066 · edgar.xml · nonDerivative · entry 1

WOLF IDELLE K · CIK 0001196442 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in her spouse's revocable trust.

Disclosed balance after: 46,014

F1 · price: Gift

Read SEC document
February 09, 2021 Filed Feb 11, 2021 15:45 UTC SaleCommon Stock 1,970 $61.64 $121,430.60
Disclosure

SEC source: 0000091142-21-000022 · edgar.xml · nonDerivative · entry 2

WOLF IDELLE K · CIK 0001196442 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,642

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:43 UTC
Heideman Robert JSenior VP, CTO
GrantRestricted Stock Units · Derivative 2,280 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-21-000021 · edgar.xml · derivative · entry 5

Heideman Robert J · CIK 0001507959 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,290

Underlying: Common Stock · 2,280 shares

Expires not disclosed

F4 · derivative.exercise_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.

F4 · derivative.expiration_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:43 UTC
Heideman Robert JSenior VP, CTO
GrantEmployee Stock Options (Right to Buy) · Derivative 9,890 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-21-000021 · edgar.xml · derivative · entry 3

Heideman Robert J · CIK 0001507959 · Senior VP, CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,621

Underlying: Common Stock · 9,890 shares

Expires 2031-02-08

F2 · derivative.exercise_date: The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:15 UTC
Wheeler Kevin J.Chairman, President and CEO
GrantRestricted Stock Units · Derivative 22,790 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-21-000020 · edgar.xml · derivative · entry 2

Wheeler Kevin J. · CIK 0001566416 · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,085

Underlying: Common Stock · 22,790 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:15 UTC
Wheeler Kevin J.Chairman, President and CEO
GrantEmployee Stock Options (Right to Buy) · Derivative 98,920 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-21-000020 · edgar.xml · derivative · entry 1

Wheeler Kevin J. · CIK 0001566416 · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,330

Underlying: Common Stock · 98,920 shares

Expires 2031-02-08

F1 · derivative.exercise_date: The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:10 UTC
Warren David RSenior VP & President and GM
GrantRestricted Stock Units · Derivative 3,635 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-21-000019 · edgar.xml · derivative · entry 2

Warren David R · CIK 0001710905 · Senior VP & President and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,970

Underlying: Common Stock · 3,635 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:10 UTC
Warren David RSenior VP & President and GM
GrantEmployee Stock Options (Right to Buy) · Derivative 15,780 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-21-000019 · edgar.xml · derivative · entry 1

Warren David R · CIK 0001710905 · Senior VP & President and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,806

Underlying: Common Stock · 15,780 shares

Expires 2031-02-08

F1 · derivative.exercise_date: The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:08 UTC
Qiu JackSVP - Pres. A. O. Smith China
GrantRestricted Stock Units · Derivative 1,630 Not disclosed Strike: $60.82 Not disclosed
Disclosure

SEC source: 0000091142-21-000018 · edgar.xml · derivative · entry 2

Qiu Jack · CIK 0001828497 · SVP - Pres. A. O. Smith China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,130

Underlying: Common Stock · 1,630 shares

Expires not disclosed

F3 · price: Each restricted stock unit is the economic equivalent of one share of A. O. Smith Corporation Common Stock.

F2 · derivative.exercise_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 02/08/2024.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in cash on the vesting date of 02/08/2024.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:08 UTC
Qiu JackSVP - Pres. A. O. Smith China
GrantEmployee Stock Options (Right to Buy) · Derivative 7,065 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-21-000018 · edgar.xml · derivative · entry 1

Qiu Jack · CIK 0001828497 · SVP - Pres. A. O. Smith China

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,065

Underlying: Common Stock · 7,065 shares

Expires 2031-02-08

F1 · derivative.exercise_date: The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022. The stock options are payable in cash when exercised.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:00 UTC
STERN JAMES FExec VP, General Counsel & Sec
GrantRestricted Stock Units · Derivative 4,125 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-21-000017 · edgar.xml · derivative · entry 4

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,690

Underlying: Common Stock · 4,125 shares

Expires not disclosed

F3 · derivative.exercise_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.

F3 · derivative.expiration_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:00 UTC
STERN JAMES FExec VP, General Counsel & Sec
GrantEmployee Stock Options (Right to Buy) · Derivative 17,900 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-21-000017 · edgar.xml · derivative · entry 3

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,105

Underlying: Common Stock · 17,900 shares

Expires 2031-02-08

F2 · derivative.exercise_date: The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 21:57 UTC GrantRestricted Stock Units · Derivative 1,630 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-21-000016 · edgar.xml · derivative · entry 2

Scheppele Stephanie Melissa · CIK 0001822560 · SVP - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

Underlying: Common Stock · 1,630 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 21:57 UTC GrantEmployee Stock Options (Right to Buy) · Derivative 7,065 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-21-000016 · edgar.xml · derivative · entry 1

Scheppele Stephanie Melissa · CIK 0001822560 · SVP - CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,275

Underlying: Common Stock · 7,065 shares

Expires 2031-02-08

F1 · derivative.exercise_date: The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 21:42 UTC
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
GrantRestricted Stock Units · Derivative 3,420 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-21-000013 · edgar.xml · derivative · entry 2

Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,010

Underlying: Common Stock · 3,420 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 21:42 UTC
Petrarca Mark ASenior Vice Pres. - H.R. & P.A
GrantEmployee Stock Options (Right to Buy) · Derivative 14,840 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-21-000013 · edgar.xml · derivative · entry 1

Petrarca Mark A · CIK 0001310176 · Senior Vice Pres. - H.R. & P.A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,500

Underlying: Common Stock · 14,840 shares

Expires 2031-02-08

F1 · derivative.exercise_date: The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 21:38 UTC
Kempken Daniel LSVP, Strategy & Corporate Dev.
GrantRestricted Stock Units · Derivative 870 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-21-000011 · edgar.xml · derivative · entry 3

Kempken Daniel L · CIK 0001522653 · SVP, Strategy & Corporate Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,790

Underlying: Common Stock · 870 shares

Expires not disclosed

F3 · derivative.exercise_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.

F3 · derivative.expiration_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 21:38 UTC
Kempken Daniel LSVP, Strategy & Corporate Dev.
GrantEmployee Stock Options (Right to Buy) · Derivative 3,770 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-21-000011 · edgar.xml · derivative · entry 2

Kempken Daniel L · CIK 0001522653 · SVP, Strategy & Corporate Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,010

Underlying: Common Stock · 3,770 shares

Expires 2031-02-08

F2 · derivative.exercise_date: The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 21:40 UTC
Lauber Charles TExecutive Vice President & CFO
GrantRestricted Stock Units · Derivative 5,970 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-21-000012 · edgar.xml · derivative · entry 2

Lauber Charles T · CIK 0001566398 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,495

Underlying: Common Stock · 5,970 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 21:40 UTC
Lauber Charles TExecutive Vice President & CFO
GrantEmployee Stock Options (Right to Buy) · Derivative 25,910 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-21-000012 · edgar.xml · derivative · entry 1

Lauber Charles T · CIK 0001566398 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,233

Underlying: Common Stock · 25,910 shares

Expires 2031-02-08

F1 · derivative.exercise_date: The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 21:30 UTC
Karge Douglas SamuelSVP - President NA Water Treat
GrantRestricted Stock Units · Derivative 870 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-21-000010 · edgar.xml · derivative · entry 2

Karge Douglas Samuel · CIK 0001750276 · SVP - President NA Water Treat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,895

Underlying: Common Stock · 870 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 21:30 UTC
Karge Douglas SamuelSVP - President NA Water Treat
GrantEmployee Stock Options (Right to Buy) · Derivative 3,770 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-21-000010 · edgar.xml · derivative · entry 1

Karge Douglas Samuel · CIK 0001750276 · SVP - President NA Water Treat

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,840

Underlying: Common Stock · 3,770 shares

Expires 2031-02-08

F1 · derivative.exercise_date: The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022.

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February 08, 2021 Filed Feb 10, 2021 21:27 UTC
Gurholt Helen EVice President and Controller
GrantRestricted Stock Units · Derivative 805 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-21-000009 · edgar.xml · derivative · entry 3

Gurholt Helen E · CIK 0001775339 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,675

Underlying: Common Stock · 805 shares

Expires not disclosed

F3 · derivative.exercise_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.

F3 · derivative.expiration_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.

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February 08, 2021 Filed Feb 10, 2021 21:27 UTC
Gurholt Helen EVice President and Controller
GrantEmployee Stock Options (Right to Buy) · Derivative 3,495 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-21-000009 · edgar.xml · derivative · entry 2

Gurholt Helen E · CIK 0001775339 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,860

Underlying: Common Stock · 3,495 shares

Expires 2031-02-08

F2 · derivative.exercise_date: The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022.

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February 08, 2021 Filed Feb 10, 2021 21:24 UTC
Goodwin Wallace ESVP, Pres & GM, Lochinvar, LLC
GrantRestricted Stock Units · Derivative 1,355 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-21-000008 · edgar.xml · derivative · entry 3

Goodwin Wallace E · CIK 0001736083 · SVP, Pres & GM, Lochinvar, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,170

Underlying: Common Stock · 1,355 shares

Expires not disclosed

F3 · derivative.exercise_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.

F3 · derivative.expiration_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.

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February 08, 2021 Filed Feb 10, 2021 21:24 UTC
Goodwin Wallace ESVP, Pres & GM, Lochinvar, LLC
GrantEmployee Stock Options (Right to Buy) · Derivative 5,890 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-21-000008 · edgar.xml · derivative · entry 2

Goodwin Wallace E · CIK 0001736083 · SVP, Pres & GM, Lochinvar, LLC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,970

Underlying: Common Stock · 5,890 shares

Expires 2031-02-08

F2 · derivative.exercise_date: The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022.

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February 08, 2021 Filed Feb 10, 2021 21:22 UTC
Dana Paul RSenior VP Global Operations
GrantRestricted Stock Units · Derivative 1,735 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-21-000007 · edgar.xml · derivative · entry 3

Dana Paul R · CIK 0001639644 · Senior VP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,645

Underlying: Common Stock · 1,735 shares

Expires not disclosed

F4 · derivative.exercise_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2024.

F4 · derivative.expiration_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2024.

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February 08, 2021 Filed Feb 10, 2021 21:22 UTC
Dana Paul RSenior VP Global Operations
GrantEmployee Stock Options (Right to Buy) · Derivative 7,535 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-21-000007 · edgar.xml · derivative · entry 2

Dana Paul R · CIK 0001639644 · Senior VP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,975

Underlying: Common Stock · 7,535 shares

Expires 2031-02-08

F3 · derivative.exercise_date: The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022.

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February 08, 2021 Filed Feb 10, 2021 21:19 UTC
DasGupta Anindadeb VjaykumarSenior Vice President
GrantRestricted Stock Units · Derivative 1,085 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-21-000006 · edgar.xml · derivative · entry 2

DasGupta Anindadeb Vjaykumar · CIK 0001742101 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,010

Underlying: Common Stock · 1,085 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.

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February 08, 2021 Filed Feb 10, 2021 21:19 UTC
DasGupta Anindadeb VjaykumarSenior Vice President
GrantEmployee Stock Options (Right to Buy) · Derivative 4,710 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-21-000006 · edgar.xml · derivative · entry 1

DasGupta Anindadeb Vjaykumar · CIK 0001742101 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,290

Underlying: Common Stock · 4,710 shares

Expires 2031-02-08

F1 · derivative.exercise_date: The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2022.

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February 08, 2021 Filed Feb 10, 2021 21:16 UTC
Ackerman Patricia KSVP, IR,Treasurer & CRS
GrantRestricted Stock Units · Derivative 975 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-21-000005 · edgar.xml · derivative · entry 2

Ackerman Patricia K · CIK 0001532645 · SVP, IR,Treasurer & CRS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,299

Underlying: Common Stock · 975 shares

Expires not disclosed

F2 · derivative.exercise_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.

F2 · derivative.expiration_date: The restricted stock units were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/08/2024.

F3 · balance_after: The Restricted Stock Units that Ms. Ackerman has deferred received a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 373 Restricted Stock Units.

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February 08, 2021 Filed Feb 10, 2021 21:16 UTC
Ackerman Patricia KSVP, IR,Treasurer & CRS
GrantEmployee Stock Options (Right to Buy) · Derivative 4,240 $0.00 Strike: $60.82 $0.00
Disclosure

SEC source: 0000091142-21-000005 · edgar.xml · derivative · entry 1

Ackerman Patricia K · CIK 0001532645 · SVP, IR,Treasurer & CRS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,075

Underlying: Common Stock · 4,240 shares

Expires 2031-02-08

F1 · derivative.exercise_date: The employee stock options were granted on 02/08/2021 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/08/2022.

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February 05, 2021 Filed Apr 15, 2021 19:24 UTC GiftClass A Common Stock · Derivative 60,291 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-21-000064 · edgar.xml · derivative · entry 7

SMITH BRUCE M · CIK 0001236625 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by spouse of reporting person

Disclosed balance after: 0

Underlying: Common Stock · 60,291 shares

Expires not disclosed

F8 · derivative.exercise_price: Gift

F8 · shares: Gift

F6 · derivative.exercise_date: Convertible at any time into Common Stock.

F7 · derivative.expiration_date: None.

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February 05, 2021 Filed Apr 15, 2021 19:24 UTC GiftClass A Common Stock · Derivative 60,291 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-21-000064 · edgar.xml · derivative · entry 6

SMITH BRUCE M · CIK 0001236625 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned by spouse of reporting person

Disclosed balance after: 60,291

Underlying: Common Stock · 60,291 shares

Expires not disclosed

F8 · derivative.exercise_price: Gift

F9 · shares: Gift from revocable family trust to spouse of reporting person.

F6 · derivative.exercise_date: Convertible at any time into Common Stock.

F7 · derivative.expiration_date: None.

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February 05, 2021 Filed Apr 15, 2021 19:24 UTC GiftClass A Common Stock · Derivative 60,291 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-21-000064 · edgar.xml · derivative · entry 5

SMITH BRUCE M · CIK 0001236625 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Gift from revocable family trust to spouse of reporting person.

Disclosed balance after: 169,110

Underlying: Common Stock · 60,291 shares

Expires not disclosed

F8 · derivative.exercise_price: Gift

F9 · shares: Gift from revocable family trust to spouse of reporting person.

F6 · derivative.exercise_date: Convertible at any time into Common Stock.

F7 · derivative.expiration_date: None.

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January 05, 2021 Filed Apr 15, 2021 19:31 UTC
SMITH MARK DDirector
GiftClass A Common Stock · Derivative 12,525 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000091142-21-000065 · edgar.xml · derivative · entry 6

SMITH MARK D · CIK 0001236626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · In trust

Disclosed balance after: 246,852

Underlying: Common Stock · 12,525 shares

Expires not disclosed

F1 · derivative.exercise_price: Gift

F4 · derivative.exercise_date: Convertible at any time to Common Stock.

F5 · derivative.expiration_date: None.

F2 · balance_after: The reporting person beneficially owns the shares as settlor of a revocable family trust.

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January 05, 2021 Filed Apr 15, 2021 19:31 UTC
SMITH MARK DDirector
GiftCommon Stock 2,420 $0.00 $0.00
Disclosure

SEC source: 0000091142-21-000065 · edgar.xml · nonDerivative · entry 1

SMITH MARK D · CIK 0001236626 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · In trust

Disclosed balance after: 2,420

F1 · price: Gift

F2 · balance_after: The reporting person beneficially owns the shares as settlor of a revocable family trust.

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December 04, 2020 Filed Feb 10, 2021 22:00 UTC
STERN JAMES FExec VP, General Counsel & Sec
GiftCommon Stock 1,750 $0.00 $0.00
Disclosure

SEC source: 0000091142-21-000017 · edgar.xml · nonDerivative · entry 2

STERN JAMES F · CIK 0001399737 · Exec VP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,133

F1 · price: Gift

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.