Last 12 months
Inside the activity.
0 purchase rows · 2 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 12, 2021 Filed Jul 14, 2021 19:05 UTC |
WULF GENE CDirector
|
GrantCommon Stock | 142 | $70.86 | $10,061.41 |
DisclosureSEC source: 0000091142-21-000115 · edgar.xml · nonDerivative · entry 1 WULF GENE C · CIK 0001215484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,798 F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on July 12, 2021. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 19:02 UTC |
WOLF IDELLE KDirector
|
GrantCommon Stock | 142 | $70.86 | $10,061.41 |
DisclosureSEC source: 0000091142-21-000114 · edgar.xml · nonDerivative · entry 2 WOLF IDELLE K · CIK 0001196442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,721 F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation Directors' Compensation Plan based on the average of the high and low price of Common Stock on July 12, 2021. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 19:00 UTC |
SMITH MARK DDirector
|
GrantCommon Stock | 142 | $70.86 | $10,061.41 |
DisclosureSEC source: 0000091142-21-000113 · edgar.xml · nonDerivative · entry 3 SMITH MARK D · CIK 0001236626 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,426 F2 · balance_after: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on July 12, 2021. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 18:54 UTC |
SMITH BRUCE MDirector
|
GrantCommon Stock | 142 | $70.86 | $10,061.41 |
DisclosureSEC source: 0000091142-21-000112 · edgar.xml · nonDerivative · entry 1 SMITH BRUCE M · CIK 0001236625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142 F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and low price of Common Stock on July 12, 2021. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 18:49 UTC |
Rajendra Ajita GDirector
|
GrantCommon Stock | 142 | $70.86 | $10,061.41 |
DisclosureSEC source: 0000091142-21-000111 · edgar.xml · nonDerivative · entry 2 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,127 F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and the low price of Common Stock on July 12, 2021. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 18:46 UTC |
Larsen Michael MDirector
|
GrantRestricted Stock Units · Derivative | 142 | $0.00 Strike: $70.86 | $0.00 |
DisclosureSEC source: 0000091142-21-000110 · edgar.xml · derivative · entry 1 Larsen Michael M · CIK 0001503349 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,071 Underlying: Common Stock · 142 shares Expires not disclosed F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on July 12, 2021. F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Larsen has made a deferral. F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Larsen has made a deferral. F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 7 units of Restricted Stock Units. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 18:43 UTC |
Kadri IlhamDirector
|
GrantCommon Stock | 142 | $70.86 | $10,061.41 |
DisclosureSEC source: 0000091142-21-000109 · edgar.xml · nonDerivative · entry 1 Kadri Ilham · CIK 0001566514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,937 F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the market price of the Common Stock on July 12, 2021. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 18:39 UTC |
HOLT VICTORIA MDirector
|
GrantRestricted Stock Units · Derivative | 142 | $0.00 Strike: $70.86 | $0.00 |
DisclosureSEC source: 0000091142-21-000108 · edgar.xml · derivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,071 Underlying: Common Stock · 142 shares Expires not disclosed F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on July 12, 2021. F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral. F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral. F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 7 units of Restricted Stock Units. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 18:34 UTC |
BROWN RONALD DDirector
|
GrantRestricted Stock Units · Derivative | 142 | $0.00 Strike: $70.86 | $0.00 |
DisclosureSEC source: 0000091142-21-000107 · edgar.xml · derivative · entry 1 BROWN RONALD D · CIK 0001206562 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,680 Underlying: Common Stock · 142 shares Expires not disclosed F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on July 12, 2021. F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral. F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Mr. Brown has made a deferral. F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 219 units of Restricted Stock Units. Read SEC document |
| June 04, 2021 Filed Jul 14, 2021 18:54 UTC |
SMITH BRUCE MDirector
|
GiftClass A Common Stock · Derivative | 60,172 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000091142-21-000112 · edgar.xml · derivative · entry 7 SMITH BRUCE M · CIK 0001236625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by spouse of reporting person Disclosed balance after: 0 Underlying: Common Stock · 60,172 shares Expires not disclosed F6 · derivative.exercise_price: Gift F6 · shares: Gift F8 · derivative.exercise_date: Convertible at any time into Common Stock. F9 · derivative.expiration_date: None. Read SEC document |
| June 04, 2021 Filed Jul 14, 2021 18:54 UTC |
SMITH BRUCE MDirector
|
GiftClass A Common Stock · Derivative | 60,172 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000091142-21-000112 · edgar.xml · derivative · entry 6 SMITH BRUCE M · CIK 0001236625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by spouse of reporting person Disclosed balance after: 60,172 Underlying: Common Stock · 60,172 shares Expires not disclosed F6 · derivative.exercise_price: Gift F7 · shares: Gift from revocable family trust to spouse of reporting person. F8 · derivative.exercise_date: Convertible at any time into Common Stock. F9 · derivative.expiration_date: None. Read SEC document |
| June 04, 2021 Filed Jul 14, 2021 18:54 UTC |
SMITH BRUCE MDirector
|
GiftClass A Common Stock · Derivative | 60,172 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000091142-21-000112 · edgar.xml · derivative · entry 5 SMITH BRUCE M · CIK 0001236625 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Gift from revocable family trust to spouse of reporting person. Disclosed balance after: 108,938 Underlying: Common Stock · 60,172 shares Expires not disclosed F6 · derivative.exercise_price: Gift F7 · shares: Gift from revocable family trust to spouse of reporting person. F8 · derivative.exercise_date: Convertible at any time into Common Stock. F9 · derivative.expiration_date: None. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 20:33 UTC |
WOLF IDELLE KDirector
|
SaleCommon Stock | 1,985 | $71.35 | $141,629.55 |
DisclosureSEC source: 0000091142-21-000100 · edgar.xml · nonDerivative · entry 1 WOLF IDELLE K · CIK 0001196442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,579 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $71.3498 to $71.3500. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 19:45 UTC |
DasGupta Anindadeb VjaykumarSenior Vice President
|
Exercise / conversionRestricted Stock Units · Derivative | 1,035 | $0.00 Strike: $71.49 | $0.00 |
DisclosureSEC source: 0000091142-21-000099 · edgar.xml · derivative · entry 2 DasGupta Anindadeb Vjaykumar · CIK 0001742101 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,975 Underlying: Common Stock · 1,035 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: 1,035 Restricted Stock Units were granted on 06/01/2018, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,035 Restricted Stock Units vested on 06/01/2021. As a result of vesting, the Company is obligated to deliver 1,035 shares of Common Stock to the reporting person. F1 · derivative.expiration_date: 1,035 Restricted Stock Units were granted on 06/01/2018, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,035 Restricted Stock Units vested on 06/01/2021. As a result of vesting, the Company is obligated to deliver 1,035 shares of Common Stock to the reporting person. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 19:45 UTC |
DasGupta Anindadeb VjaykumarSenior Vice President
|
GrantCommon Stock | 1,035 | $71.49 | $73,986.98 |
DisclosureSEC source: 0000091142-21-000099 · edgar.xml · nonDerivative · entry 1 DasGupta Anindadeb Vjaykumar · CIK 0001742101 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,035 F1 · shares: 1,035 Restricted Stock Units were granted on 06/01/2018, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,035 Restricted Stock Units vested on 06/01/2021. As a result of vesting, the Company is obligated to deliver 1,035 shares of Common Stock to the reporting person. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 13:17 UTC |
Rajendra Ajita GDirector
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $30.77 | $0.00 |
DisclosureSEC source: 0000091142-21-000098 · edgar.xml · derivative · entry 4 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,015 Underlying: Common Stock · 50,000 shares Expires 2025-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 13:17 UTC |
Rajendra Ajita GDirector
|
SaleCommon Stock | 50,000 | $71.10 | $3,555,220.00 |
DisclosureSEC source: 0000091142-21-000098 · edgar.xml · nonDerivative · entry 2 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,985 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $71.020 to $71.265. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 13:17 UTC |
Rajendra Ajita GDirector
|
Exercise / conversionCommon Stock | 50,000 | $30.77 | $1,538,250.00 |
DisclosureSEC source: 0000091142-21-000098 · edgar.xml · nonDerivative · entry 1 Rajendra Ajita G · CIK 0001315989 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,985 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2021 Filed May 19, 2021 14:38 UTC |
SMITH BRUCE MDirector
|
SaleCommon Stock | 5,226 | $69.65 | $363,999.26 |
DisclosureSEC source: 0000091142-21-000092 · edgar.xml · nonDerivative · entry 1 SMITH BRUCE M · CIK 0001236625 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $69.57 to $69.725. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| May 12, 2021 Filed Feb 9, 2022 19:48 UTC | GiftCommon Stock | 42 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-22-000009 · wf-form4_164443609447353.xml · nonDerivative · entry 1 Ackerman Patricia K · CIK 0001532645 · SVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,167 Read SEC document |
|
| May 11, 2021 Filed May 12, 2021 20:10 UTC |
Warren David RSenior VP & President and GM
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 8,099 | $0.00 Strike: $42.39 | $0.00 |
DisclosureSEC source: 0000091142-21-000088 · edgar.xml · derivative · entry 11 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,414 Underlying: Common Stock · 8,099 shares Expires 2030-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: The employee stock options were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2021. Read SEC document |
| May 11, 2021 Filed May 12, 2021 20:10 UTC |
Warren David RSenior VP & President and GM
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 11,377 | $0.00 Strike: $49.42 | $0.00 |
DisclosureSEC source: 0000091142-21-000088 · edgar.xml · derivative · entry 10 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,513 Underlying: Common Stock · 11,377 shares Expires 2029-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2020. Read SEC document |
| May 11, 2021 Filed May 12, 2021 20:10 UTC |
Warren David RSenior VP & President and GM
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 5,710 | $0.00 Strike: $31.67 | $0.00 |
DisclosureSEC source: 0000091142-21-000088 · edgar.xml · derivative · entry 9 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,890 Underlying: Common Stock · 5,710 shares Expires 2026-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2017. Read SEC document |
| May 11, 2021 Filed May 12, 2021 20:10 UTC |
Warren David RSenior VP & President and GM
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 3,492 | $0.00 Strike: $30.77 | $0.00 |
DisclosureSEC source: 0000091142-21-000088 · edgar.xml · derivative · entry 8 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,600 Underlying: Common Stock · 3,492 shares Expires 2025-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016. Read SEC document |
| May 11, 2021 Filed May 12, 2021 20:10 UTC |
Warren David RSenior VP & President and GM
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 1,714 | $0.00 Strike: $23.24 | $0.00 |
DisclosureSEC source: 0000091142-21-000088 · edgar.xml · derivative · entry 7 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,092 Underlying: Common Stock · 1,714 shares Expires 2024-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015. Read SEC document |
| May 11, 2021 Filed May 12, 2021 20:10 UTC |
Warren David RSenior VP & President and GM
|
SaleCommon Stock | 30,392 | $70.79 | $2,151,385.86 |
DisclosureSEC source: 0000091142-21-000088 · edgar.xml · nonDerivative · entry 6 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,094 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $70.69 to $70.94. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| May 11, 2021 Filed May 12, 2021 20:10 UTC |
Warren David RSenior VP & President and GM
|
Exercise / conversionCommon Stock | 8,099 | $42.39 | $343,316.61 |
DisclosureSEC source: 0000091142-21-000088 · edgar.xml · nonDerivative · entry 5 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,486 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2021 Filed May 12, 2021 20:10 UTC |
Warren David RSenior VP & President and GM
|
Exercise / conversionCommon Stock | 11,377 | $49.42 | $562,251.34 |
DisclosureSEC source: 0000091142-21-000088 · edgar.xml · nonDerivative · entry 4 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2021 Filed May 12, 2021 20:10 UTC |
Warren David RSenior VP & President and GM
|
Exercise / conversionCommon Stock | 5,710 | $31.67 | $180,835.70 |
DisclosureSEC source: 0000091142-21-000088 · edgar.xml · nonDerivative · entry 3 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2021 Filed May 12, 2021 20:10 UTC |
Warren David RSenior VP & President and GM
|
Exercise / conversionCommon Stock | 3,492 | $30.77 | $107,431.38 |
DisclosureSEC source: 0000091142-21-000088 · edgar.xml · nonDerivative · entry 2 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2021 Filed May 12, 2021 20:10 UTC |
Warren David RSenior VP & President and GM
|
Exercise / conversionCommon Stock | 1,714 | $23.24 | $39,824.79 |
DisclosureSEC source: 0000091142-21-000088 · edgar.xml · nonDerivative · entry 1 Warren David R · CIK 0001710905 · Senior VP & President and GM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,808 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2021 Filed May 11, 2021 19:38 UTC |
Ackerman Patricia KSVP, IR, Treasurer and CRS
|
SaleCommon Stock | 2,300 | $72.55 | $166,857.18 |
DisclosureSEC source: 0000091142-21-000086 · edgar.xml · nonDerivative · entry 1 Ackerman Patricia K · CIK 0001532645 · SVP, IR, Treasurer and CRS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,209 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $72.54 to $72.57. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| May 05, 2021 Filed May 6, 2021 16:36 UTC |
Heideman Robert JSenior VP, CTO
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 6,142 | $0.00 Strike: $42.39 | $0.00 |
DisclosureSEC source: 0001567619-21-009190 · doc1.xml · derivative · entry 3 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,143 Underlying: Common Stock · 6,142 shares Expires 2030-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/10/2021. Read SEC document |
| May 05, 2021 Filed May 6, 2021 16:36 UTC |
Heideman Robert JSenior VP, CTO
|
Tax withholdingCommon Stock | 6,142 | $70.71 | $434,324.16 |
DisclosureSEC source: 0001567619-21-009190 · doc1.xml · nonDerivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,010 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $70.58 to $70.85. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| May 05, 2021 Filed May 6, 2021 16:36 UTC |
Heideman Robert JSenior VP, CTO
|
Exercise / conversionCommon Stock | 6,142 | $42.39 | $260,359.38 |
DisclosureSEC source: 0001567619-21-009190 · doc1.xml · nonDerivative · entry 1 Heideman Robert J · CIK 0001507959 · Senior VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2021 Filed May 12, 2021 21:07 UTC Amendment |
Heideman Robert JSenior VP CTO
|
SaleCommon Stock | 6,142 | $70.71 | $434,324.16 |
DisclosureSEC source: 0000091142-21-000090 · edgar.xml · nonDerivative · entry 3 Heideman Robert J · CIK 0001507959 · Senior VP CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,366 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $70.58 to $70.85. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| May 05, 2021 Filed May 12, 2021 21:07 UTC Amendment |
Heideman Robert JSenior VP CTO
|
Exercise / conversionCommon Stock | 6,142 | $42.39 | $260,359.38 |
DisclosureSEC source: 0000091142-21-000090 · edgar.xml · nonDerivative · entry 2 Heideman Robert J · CIK 0001507959 · Senior VP CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,508 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2021 Filed May 5, 2021 15:25 UTC |
Gurholt Helen EVice President and Controller
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 1,400 | $0.00 Strike: $20.08 | $0.00 |
DisclosureSEC source: 0001567619-21-009056 · doc1.xml · derivative · entry 3 Gurholt Helen E · CIK 0001775339 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,460 Underlying: Common Stock · 1,400 shares Expires 2023-07-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The employee stock options were granted on 07/22/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 07/22/2014. Read SEC document |
| May 04, 2021 Filed May 5, 2021 15:25 UTC |
Gurholt Helen EVice President and Controller
|
SaleCommon Stock | 1,400 | $71.31 | $99,832.04 |
DisclosureSEC source: 0001567619-21-009056 · doc1.xml · nonDerivative · entry 2 Gurholt Helen E · CIK 0001775339 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,498 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $71.27 to $71.35. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| May 04, 2021 Filed May 5, 2021 15:25 UTC |
Gurholt Helen EVice President and Controller
|
Exercise / conversionCommon Stock | 1,400 | $20.08 | $28,112.00 |
DisclosureSEC source: 0001567619-21-009056 · doc1.xml · nonDerivative · entry 1 Gurholt Helen E · CIK 0001775339 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2021 Filed May 5, 2021 13:29 UTC |
WOLF IDELLE KDirector
|
GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-009049 · doc1.xml · nonDerivative · entry 2 WOLF IDELLE K · CIK 0001196442 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in her spouse's revocable trust. Disclosed balance after: 45,014 F2 · price: Gift Read SEC document |
| May 04, 2021 Filed May 5, 2021 13:29 UTC |
WOLF IDELLE KDirector
|
SaleCommon Stock | 2,000 | $71.48 | $142,966.00 |
DisclosureSEC source: 0001567619-21-009049 · doc1.xml · nonDerivative · entry 1 WOLF IDELLE K · CIK 0001196442 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,564 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $71.4796 to $71.4896. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| May 04, 2021 Filed May 5, 2021 13:28 UTC |
Petrarca Mark ASenior Vice Pres.- H.R. & P.A.
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 17,390 | $0.00 Strike: $63.34 | $0.00 |
DisclosureSEC source: 0001567619-21-009047 · doc1.xml · derivative · entry 6 Petrarca Mark A · CIK 0001310176 · Senior Vice Pres.- H.R. & P.A. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,090 Underlying: Common Stock · 17,390 shares Expires 2026-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2017. Read SEC document |
| May 04, 2021 Filed May 5, 2021 13:28 UTC |
Petrarca Mark ASenior Vice Pres.- H.R. & P.A.
|
Exercise / conversionEmployee Stock Options (Right to Buy) · Derivative | 16,020 | $0.00 Strike: $61.53 | $0.00 |
DisclosureSEC source: 0001567619-21-009047 · doc1.xml · derivative · entry 5 Petrarca Mark A · CIK 0001310176 · Senior Vice Pres.- H.R. & P.A. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,480 Underlying: Common Stock · 16,020 shares Expires 2025-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016. Read SEC document |
| May 04, 2021 Filed May 5, 2021 13:28 UTC |
Petrarca Mark ASenior Vice Pres.- H.R. & P.A.
|
SaleCommon Stock | 21,410 | $70.78 | $1,515,423.35 |
DisclosureSEC source: 0001567619-21-009047 · doc1.xml · nonDerivative · entry 4 Petrarca Mark A · CIK 0001310176 · Senior Vice Pres.- H.R. & P.A. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,979 F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $70.53 to $71.08. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| May 04, 2021 Filed May 5, 2021 13:28 UTC |
Petrarca Mark ASenior Vice Pres.- H.R. & P.A.
|
SaleCommon Stock | 12,000 | $69.98 | $839,750.40 |
DisclosureSEC source: 0001567619-21-009047 · doc1.xml · nonDerivative · entry 3 Petrarca Mark A · CIK 0001310176 · Senior Vice Pres.- H.R. & P.A. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,389 F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $69.53 to $70.52. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| May 04, 2021 Filed May 5, 2021 13:28 UTC |
Petrarca Mark ASenior Vice Pres.- H.R. & P.A.
|
Exercise / conversionCommon Stock | 17,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-009047 · doc1.xml · nonDerivative · entry 2 Petrarca Mark A · CIK 0001310176 · Senior Vice Pres.- H.R. & P.A. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2021 Filed May 5, 2021 13:28 UTC |
Petrarca Mark ASenior Vice Pres.- H.R. & P.A.
|
Exercise / conversionCommon Stock | 16,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-009047 · doc1.xml · nonDerivative · entry 1 Petrarca Mark A · CIK 0001310176 · Senior Vice Pres.- H.R. & P.A. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 04, 2021 Filed May 12, 2021 20:39 UTC Amendment |
Gurholt Helen EVice President and Controller
|
SaleCommon Stock | 1,400 | $71.31 | $99,832.04 |
DisclosureSEC source: 0000091142-21-000089 · edgar.xml · nonDerivative · entry 2 Gurholt Helen E · CIK 0001775339 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,503 F2 · price: The price in Column 4 is a weighted average price. The prices actually received range from $71.27 to $71.35. The reporting person has provided the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price. Read SEC document |
| May 04, 2021 Filed May 12, 2021 20:39 UTC Amendment |
Gurholt Helen EVice President and Controller
|
Exercise / conversionCommon Stock | 1,400 | $20.08 | $28,112.00 |
DisclosureSEC source: 0000091142-21-000089 · edgar.xml · nonDerivative · entry 1 Gurholt Helen E · CIK 0001775339 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,903 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Ms. Gurholt is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 5 shares of Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.