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HOLT VICTORIA M

Disclosed activity across 4 companies

Tapewire entity
38174
SEC CIK
0001181629

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
PIPER SANDLER COMPANIESPIPR · Entity 3863DirectorSeptember 11, 2026September 14, 2026
Proto Labs IncPRLB · Entity 4553Director · President and CEOFebruary 16, 2021February 18, 2021
SMITH A O CORPAOS · Entity 3642DirectorApril 13, 2026April 15, 2026
WASTE MANAGEMENT INCWM · Entity 2932DirectorMay 15, 2026May 18, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PIPER SANDLER COMPANIES

Report date September 11, 2026 · Filed September 14, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect31,942 Reported balance After 2026-09-11 transaction · row 1
1 source row

Row 1 · 2026-09-11 · Grant · Acquired 79 · Balance 31,942

F1: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Filing footnotes · ownership attribution and instrument terms

F1: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Proto Labs Inc

Report date February 16, 2021 · Filed February 18, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect54,840 Ending reported balance After 2021-02-16 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2021-02-16 · Exercise / conversion · Acquired 18,910 · Balance 77,369

Row 2 · 2021-02-16 · Sale · Disposed 8,112 · Balance 69,257

F1: Reflects the weighted average price of 8,112 shares of common stock of Proto Labs, Inc. sold by the reporting person on February 16, 2021 with sale prices ranging from $187.11 to $188.04 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Row 3 · 2021-02-16 · Sale · Disposed 9,540 · Balance 59,717

F2: Reflects the weighted average price of 9,540 shares of common stock of Proto Labs, Inc. sold by the reporting person on February 16, 2021 with sale prices ranging from $188.12 to $189.09 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Row 4 · 2021-02-16 · Sale · Disposed 1,258 · Balance 58,459

F3: Reflects the weighted average price of 1,258 shares of common stock of Proto Labs, Inc. sold by the reporting person on February 16, 2021 with sale prices ranging from $189.17 to $189.77 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Row 5 · 2021-02-16 · Tax withholding · Disposed 3,619 · Balance 54,840

Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.88 · Expires 2026-02-08Direct0 Reported balance After 2021-02-16 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-02-16 · Exercise / conversion · Disposed 18,910 · Balance 0

F4: Fully vested.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the weighted average price of 8,112 shares of common stock of Proto Labs, Inc. sold by the reporting person on February 16, 2021 with sale prices ranging from $187.11 to $188.04 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F2: Reflects the weighted average price of 9,540 shares of common stock of Proto Labs, Inc. sold by the reporting person on February 16, 2021 with sale prices ranging from $188.12 to $189.09 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: Reflects the weighted average price of 1,258 shares of common stock of Proto Labs, Inc. sold by the reporting person on February 16, 2021 with sale prices ranging from $189.17 to $189.77 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F4: Fully vested.

SMITH A O CORP

Report date April 13, 2026 · Filed April 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct13,284 Reported balance After 2026-04-13 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-04-13 · Grant · Acquired 2,262 · Balance 13,284

F1: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 13, 2026.

F2: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral.

F3: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 215 units of Restricted Stock Units.

Common StockSEC Table I · non-derivativeDirect10 Reported balance Holding disclosure · report date 2026-04-13 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 10

Filing footnotes · ownership attribution and instrument terms

F1: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 13, 2026.

F2: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral.

F3: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 215 units of Restricted Stock Units.

WASTE MANAGEMENT INC

Report date May 15, 2026 · Filed May 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectVictoria M. Holt Trust23,881 Reported balance After 2026-05-15 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-05-15 · Grant · Acquired 861 · Balance 23,881

F1: Stock award granted pursuant to Waste Management, Inc. 2023 Stock Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Stock award granted pursuant to Waste Management, Inc. 2023 Stock Incentive Plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 11, 2026 Filed Sep 14, 2026 21:11 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 79 $0.00 $0.00
Disclosure

SEC source: 0001181629-26-000011 · wk-form4_1789420298.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,942

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
June 12, 2026 Filed Jun 15, 2026 20:22 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 76 $0.00 $0.00
Disclosure

SEC source: 0001181629-26-000008 · wk-form4_1781554972.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,863

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
May 20, 2026 Filed May 21, 2026 20:07 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001181629-26-000006 · wk-form4_1779394056.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,787

F1 · shares: The reporting person elected to defer receipt of an annual equity grant of 1,875 shares of common stock resulting in an accrual to her account of 1,875 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
May 15, 2026 Filed May 18, 2026 19:04 UTC WASTE MANAGEMENT INC WM · Entity 2932 GrantCommon Stock 861 $220.71 $190,031.31
Disclosure

SEC source: 0001225208-26-005439 · doc4.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Victoria M. Holt Trust

Disclosed balance after: 23,881

F1 · security: Stock award granted pursuant to Waste Management, Inc. 2023 Stock Incentive Plan.

Read SEC document
April 13, 2026 Filed Apr 15, 2026 18:48 UTC SMITH A O CORP AOS · Entity 3642 GrantRestricted Stock Units · Derivative 2,262 $66.32 Strike: $0.00 $150,015.84
Disclosure

SEC source: 0001181629-26-000004 · wk-form4_1776278888.xml · derivative · entry 2

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,284

Underlying: Common Stock · 2,262 shares

Expires not disclosed

F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 13, 2026.

F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral.

F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral.

F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 215 units of Restricted Stock Units.

Read SEC document
March 13, 2026 Filed Mar 16, 2026 20:19 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 139 $0.00 $0.00
Disclosure

SEC source: 0001181629-26-000002 · wk-form4_1773692342.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,478

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
December 12, 2025 Filed Dec 15, 2025 21:45 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 14 $0.00 $0.00
Disclosure

SEC source: 0001181629-25-000009 · wk-form4_1765835148.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,339

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
September 12, 2025 Filed Sep 15, 2025 20:28 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 14 $0.00 $0.00
Disclosure

SEC source: 0001181629-25-000007 · wk-form4_1757968114.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,325

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
July 15, 2025 Filed Jul 16, 2025 17:04 UTC WASTE MANAGEMENT INC WM · Entity 2932 GrantCommon Stock 696 $227.45 $158,301.72
Disclosure

SEC source: 0001225208-25-006676 · doc4.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Victoria M. Holt Trust

Disclosed balance after: 23,020

F1 · security: Stock award granted pursuant to Waste Management, Inc. 2023 Stock Incentive Plan.

Read SEC document
June 13, 2025 Filed Jun 16, 2025 20:28 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 18 $0.00 $0.00
Disclosure

SEC source: 0001230245-25-000107 · wk-form4_1750105704.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,311

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
May 22, 2025 Filed May 23, 2025 20:24 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 598 $0.00 $0.00
Disclosure

SEC source: 0001230245-25-000100 · wk-form4_1748031842.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,293

F1 · shares: The reporting person elected to defer receipt of an annual equity grant of 598 shares of common stock resulting in an accrual to her account of 598 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
April 08, 2025 Filed Apr 9, 2025 17:52 UTC SMITH A O CORP AOS · Entity 3642 GrantRestricted Stock Units · Derivative 2,468 $60.78 Strike: $0.00 $150,005.04
Disclosure

SEC source: 0000091142-25-000057 · wk-form4_1744221153.xml · derivative · entry 2

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,807

Underlying: Common Stock · 2,468 shares

Expires not disclosed

F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 8, 2025.

F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral.

F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral.

F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 145 units of Restricted Stock Units.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 20:40 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 89 $0.00 $0.00
Disclosure

SEC source: 0001230245-25-000056 · wk-form4_1742243997.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,695

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
January 15, 2025 Filed Jan 16, 2025 19:19 UTC WASTE MANAGEMENT INC WM · Entity 2932 GrantCommon Stock 433 $207.78 $89,966.58
Disclosure

SEC source: 0001225208-25-000680 · doc4.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Victoria M. Holt Trust

Disclosed balance after: 22,324

F1 · security: Stock award granted pursuant to Waste Management, Inc. 2023 Stock Incentive Plan.

Read SEC document
December 13, 2024 Filed Dec 16, 2024 21:16 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 13 $0.00 $0.00
Disclosure

SEC source: 0001230245-24-000189 · wk-form4_1734383810.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,606

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
September 13, 2024 Filed Sep 16, 2024 20:40 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 15 $0.00 $0.00
Disclosure

SEC source: 0001230245-24-000146 · wk-form4_1726519215.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,593

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
July 15, 2024 Filed Jul 17, 2024 19:02 UTC WASTE MANAGEMENT INC WM · Entity 2932 GrantCommon Stock 418 $215.07 $89,897.17
Disclosure

SEC source: 0001104659-24-080528 · tm2419682-1_4seq1.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Victoria M. Holt Trust

Disclosed balance after: 21,891

F1 · security: Stock award granted pursuant to Waste Management, Inc. 2023 Stock Incentive Plan.

Read SEC document
June 07, 2024 Filed Jun 10, 2024 20:16 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 18 $0.00 $0.00
Disclosure

SEC source: 0001230245-24-000110 · wk-form4_1718050604.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,578

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
May 23, 2024 Filed May 28, 2024 20:12 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 477 $209.72 $100,036.44
Disclosure

SEC source: 0001230245-24-000094 · wk-form4_1716927150.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,560

Read SEC document
April 09, 2024 Filed Apr 10, 2024 20:31 UTC SMITH A O CORP AOS · Entity 3642 GrantRestricted Stock Units · Derivative 1,626 $86.14 Strike: $0.00 $140,063.64
Disclosure

SEC source: 0000091142-24-000112 · wk-form4_1712781083.xml · derivative · entry 2

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,194

Underlying: Common Stock · 1,626 shares

Expires not disclosed

F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 9, 2024.

F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral.

F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral.

F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 129 units of Restricted Stock Units.

Read SEC document
March 15, 2024 Filed Mar 18, 2024 20:14 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 51 $0.00 $0.00
Disclosure

SEC source: 0001230245-24-000056 · wk-form4_1710792849.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,083

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 20:47 UTC WASTE MANAGEMENT INC WM · Entity 2932 GiftCommon Stock 21,473 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-003446 · doc4.xml · nonDerivative · entry 2

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Victoria M. Holt Trust

Disclosed balance after: 21,473

F1 · kind: Reflects the gift of shares to a revocable living trust, of which the reporting person and spouse are co-trustees, and in which the reporting person has a beneficial interest.

Read SEC document
March 01, 2024 Filed Mar 4, 2024 20:47 UTC WASTE MANAGEMENT INC WM · Entity 2932 GiftCommon Stock 21,473 $0.00 $0.00
Disclosure

SEC source: 0001225208-24-003446 · doc4.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Reflects the gift of shares to a revocable living trust, of which the reporting person and spouse are co-trustees, and in which the reporting person has a beneficial interest.

Read SEC document
January 15, 2024 Filed Jan 17, 2024 18:45 UTC WASTE MANAGEMENT INC WM · Entity 2932 GrantCommon Stock 499 $180.29 $89,964.71
Disclosure

SEC source: 0001225208-24-000966 · doc4.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,473

F1 · security: Stock award granted pursuant to Waste Management, Inc. 2023 Stock Incentive Plan.

Read SEC document
December 08, 2023 Filed Dec 11, 2023 21:13 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 22 $164.55 $3,620.10
Disclosure

SEC source: 0001230245-23-000160 · wk-form4_1702329175.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,032

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
September 08, 2023 Filed Sep 11, 2023 20:30 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 25 $146.10 $3,652.50
Disclosure

SEC source: 0001230245-23-000129 · wk-form4_1694464197.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,010

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
July 15, 2023 Filed Jul 18, 2023 20:29 UTC WASTE MANAGEMENT INC WM · Entity 2932 GrantCommon Stock 536 $167.92 $90,005.39
Disclosure

SEC source: 0001225208-23-007564 · doc4.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,974

F1 · security: Stock award granted pursuant to Waste Management, Inc. 2023 Stock Incentive Plan.

Read SEC document
June 09, 2023 Filed Jun 12, 2023 21:23 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 27 $137.14 $3,702.78
Disclosure

SEC source: 0001230245-23-000102 · wk-form4_1686605008.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,985

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

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May 17, 2023 Filed May 18, 2023 19:18 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 775 $129.14 $100,083.50
Disclosure

SEC source: 0001230245-23-000081 · wf-form4_168443749332908.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,958

F1 · shares: The reporting person elected to defer receipt of an annual equity grant of 775 shares of common stock resulting in an accrual to her account of 775 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

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April 11, 2023 Filed Apr 13, 2023 16:37 UTC SMITH A O CORP AOS · Entity 3642 GrantRestricted Stock Units · Derivative 2,126 $65.86 Strike: $0.00 $140,018.36
Disclosure

SEC source: 0000091142-23-000046 · wf-form4_168140381373395.xml · derivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,439

Underlying: Common Stock · 2,126 shares

Expires not disclosed

F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 11, 2023.

F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral.

F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral.

F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 60 units of Restricted Stock Units.

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March 17, 2023 Filed Mar 20, 2023 20:04 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 69 $0.00 $0.00
Disclosure

SEC source: 0001230245-23-000047 · wf-form4_167934264953795.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,183

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
January 15, 2023 Filed Jan 17, 2023 22:01 UTC WASTE MANAGEMENT INC WM · Entity 2932 GrantCommon Stock 588 $153.06 $89,996.34
Disclosure

SEC source: 0001225208-23-000665 · doc4.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,438

F1 · security: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan.

Read SEC document
December 09, 2022 Filed Dec 12, 2022 21:08 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 23 $136.61 $3,142.03
Disclosure

SEC source: 0001230245-22-000144 · wf-form4_167087930508710.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,114

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
September 09, 2022 Filed Sep 12, 2022 20:20 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 27 $115.97 $3,131.19
Disclosure

SEC source: 0001230245-22-000118 · wf-form4_166301402695499.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,091

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
July 15, 2022 Filed Jul 19, 2022 18:22 UTC WASTE MANAGEMENT INC WM · Entity 2932 GrantCommon Stock 593 $151.78 $90,007.02
Disclosure

SEC source: 0001225208-22-008851 · doc4.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,850

F1 · security: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan.

Read SEC document
June 10, 2022 Filed Jun 13, 2022 20:57 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 26 $116.98 $3,041.48
Disclosure

SEC source: 0001230245-22-000094 · wf-form4_165515384279979.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,064

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
May 06, 2022 Filed May 9, 2022 20:31 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 756 $125.75 $95,067.00
Disclosure

SEC source: 0001230245-22-000078 · wf-form4_165212823532926.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,038

F1 · shares: The reporting person elected to defer receipt of an annual equity grant of 756 shares of common stock resulting in an accrual to her account of 756 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
April 12, 2022 Filed Apr 13, 2022 19:04 UTC SMITH A O CORP AOS · Entity 3642 GrantRestricted Stock Units · Derivative 2,160 $64.82 Strike: $0.00 $140,011.20
Disclosure

SEC source: 0000091142-22-000053 · wf-form4_164987668378462.xml · derivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,253

Underlying: Common Stock · 2,160 shares

Expires not disclosed

F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 12, 2022.

F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral.

F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral.

F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 22 units of Restricted Stock Units.

Read SEC document
March 11, 2022 Filed Mar 14, 2022 21:32 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 169 $124.28 $21,003.32
Disclosure

SEC source: 0001230245-22-000052 · wf-form4_164729344480268.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,282

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
January 15, 2022 Filed Jan 18, 2022 20:58 UTC WASTE MANAGEMENT INC WM · Entity 2932 GrantCommon Stock 528 $156.27 $82,509.77
Disclosure

SEC source: 0001225208-22-000792 · doc4.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,257

F1 · security: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan.

Read SEC document
December 10, 2021 Filed Dec 13, 2021 21:20 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 87 $166.16 $14,455.92
Disclosure

SEC source: 0001230245-21-000156 · wf-form4_163943041456515.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,113

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
September 10, 2021 Filed Sep 10, 2021 22:03 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 17 $135.04 $2,295.68
Disclosure

SEC source: 0001230245-21-000115 · wf-form4_163131135106434.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,026

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 16:11 UTC WASTE MANAGEMENT INC WM · Entity 2932 SaleCommon Stock 604 $146.91 $88,732.85
Disclosure

SEC source: 0001225208-21-011097 · doc4.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,729

F1 · security: Sale of shares to cover personal income tax obligations on stock awards.

F2 · price: This transaction was executed in multiple trades at prices ranging from $146.89 to $146.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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July 15, 2021 Filed Jul 19, 2021 20:54 UTC WASTE MANAGEMENT INC WM · Entity 2932 GrantCommon Stock 571 $144.48 $82,498.08
Disclosure

SEC source: 0001225208-21-010767 · doc4.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,333

F1 · security: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan.

Read SEC document
July 12, 2021 Filed Jul 14, 2021 18:39 UTC SMITH A O CORP AOS · Entity 3642 GrantRestricted Stock Units · Derivative 142 $0.00 Strike: $70.86 $0.00
Disclosure

SEC source: 0000091142-21-000108 · edgar.xml · derivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,071

Underlying: Common Stock · 142 shares

Expires not disclosed

F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on July 12, 2021.

F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral.

F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral.

F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 7 units of Restricted Stock Units.

Read SEC document
June 11, 2021 Filed Jun 14, 2021 19:25 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 14 $130.77 $1,830.78
Disclosure

SEC source: 0001230245-21-000082 · edgar.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,009

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
May 21, 2021 Filed May 24, 2021 20:11 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 757 $125.51 $95,011.07
Disclosure

SEC source: 0001230245-21-000073 · edgar.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,995

F1 · price: The reporting person elected to defer receipt of an annual equity grant of 757 shares of common stock resulting in an accrual to her account of 757 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document
April 13, 2021 Filed Apr 15, 2021 20:02 UTC SMITH A O CORP AOS · Entity 3642 GrantCommon Stock 1,922 $67.67 $130,052.13
Disclosure

SEC source: 0000091142-21-000069 · edgar.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,922

F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and the low price of Common Stock on April 13, 2021.

Read SEC document
April 13, 2021 Filed Apr 29, 2021 19:50 UTC Amendment SMITH A O CORP AOS · Entity 3642 GrantRestricted Stock Units · Derivative 1,922 $0.00 Strike: $67.66 $0.00
Disclosure

SEC source: 0000091142-21-000083 · edgar.xml · derivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,922

Underlying: Common Stock · 1,922 shares

Expires not disclosed

F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 13, 2021.

F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral.

F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:06 UTC PIPER SANDLER COMPANIES PIPR · Entity 3863 GrantCommon Stock 59 $123.00 $7,257.00
Disclosure

SEC source: 0001230245-21-000046 · edgar.xml · nonDerivative · entry 1

HOLT VICTORIA M · CIK 0001181629 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,238

F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.