Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PIPER SANDLER COMPANIESPIPR · Entity 3863 | Director | September 11, 2026 | September 14, 2026 |
| Proto Labs IncPRLB · Entity 4553 | Director · President and CEO | February 16, 2021 | February 18, 2021 |
| SMITH A O CORPAOS · Entity 3642 | Director | April 13, 2026 | April 15, 2026 |
| WASTE MANAGEMENT INCWM · Entity 2932 | Director | May 15, 2026 | May 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PIPER SANDLER COMPANIES
Report date September 11, 2026 · Filed September 14, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,942 |
Reported balance
After 2026-09-11 transaction · row 1
1 source rowRow 1 · 2026-09-11 · Grant · Acquired 79 · Balance 31,942 F1: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. |
Filing footnotes · ownership attribution and instrument terms
F1: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates.
Proto Labs Inc
Report date February 16, 2021 · Filed February 18, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 54,840 |
Ending reported balance
After 2021-02-16 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2021-02-16 · Exercise / conversion · Acquired 18,910 · Balance 77,369 Row 2 · 2021-02-16 · Sale · Disposed 8,112 · Balance 69,257 F1: Reflects the weighted average price of 8,112 shares of common stock of Proto Labs, Inc. sold by the reporting person on February 16, 2021 with sale prices ranging from $187.11 to $188.04 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Row 3 · 2021-02-16 · Sale · Disposed 9,540 · Balance 59,717 F2: Reflects the weighted average price of 9,540 shares of common stock of Proto Labs, Inc. sold by the reporting person on February 16, 2021 with sale prices ranging from $188.12 to $189.09 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Row 4 · 2021-02-16 · Sale · Disposed 1,258 · Balance 58,459 F3: Reflects the weighted average price of 1,258 shares of common stock of Proto Labs, Inc. sold by the reporting person on February 16, 2021 with sale prices ranging from $189.17 to $189.77 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Row 5 · 2021-02-16 · Tax withholding · Disposed 3,619 · Balance 54,840 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.88 · Expires 2026-02-08 | Direct | 0 |
Reported balance
After 2021-02-16 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-02-16 · Exercise / conversion · Disposed 18,910 · Balance 0 F4: Fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the weighted average price of 8,112 shares of common stock of Proto Labs, Inc. sold by the reporting person on February 16, 2021 with sale prices ranging from $187.11 to $188.04 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2: Reflects the weighted average price of 9,540 shares of common stock of Proto Labs, Inc. sold by the reporting person on February 16, 2021 with sale prices ranging from $188.12 to $189.09 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: Reflects the weighted average price of 1,258 shares of common stock of Proto Labs, Inc. sold by the reporting person on February 16, 2021 with sale prices ranging from $189.17 to $189.77 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4: Fully vested.
SMITH A O CORP
Report date April 13, 2026 · Filed April 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 13,284 |
Reported balance
After 2026-04-13 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-04-13 · Grant · Acquired 2,262 · Balance 13,284 F1: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 13, 2026. F2: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral. F3: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 215 units of Restricted Stock Units. |
| Common StockSEC Table I · non-derivative | Direct | 10 |
Reported balance
Holding disclosure · report date 2026-04-13 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 10 |
Filing footnotes · ownership attribution and instrument terms
F1: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 13, 2026.
F2: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral.
F3: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 215 units of Restricted Stock Units.
WASTE MANAGEMENT INC
Report date May 15, 2026 · Filed May 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectVictoria M. Holt Trust | 23,881 |
Reported balance
After 2026-05-15 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-05-15 · Grant · Acquired 861 · Balance 23,881 F1: Stock award granted pursuant to Waste Management, Inc. 2023 Stock Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock award granted pursuant to Waste Management, Inc. 2023 Stock Incentive Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 11, 2026 Filed Sep 14, 2026 21:11 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 79 | $0.00 | $0.00 |
DisclosureSEC source: 0001181629-26-000011 · wk-form4_1789420298.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,942 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| June 12, 2026 Filed Jun 15, 2026 20:22 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 76 | $0.00 | $0.00 |
DisclosureSEC source: 0001181629-26-000008 · wk-form4_1781554972.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,863 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 20, 2026 Filed May 21, 2026 20:07 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 1,875 | $0.00 | $0.00 |
DisclosureSEC source: 0001181629-26-000006 · wk-form4_1779394056.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,787 F1 · shares: The reporting person elected to defer receipt of an annual equity grant of 1,875 shares of common stock resulting in an accrual to her account of 1,875 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 15, 2026 Filed May 18, 2026 19:04 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 861 | $220.71 | $190,031.31 |
DisclosureSEC source: 0001225208-26-005439 · doc4.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Victoria M. Holt Trust Disclosed balance after: 23,881 F1 · security: Stock award granted pursuant to Waste Management, Inc. 2023 Stock Incentive Plan. Read SEC document |
| April 13, 2026 Filed Apr 15, 2026 18:48 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 2,262 | $66.32 Strike: $0.00 | $150,015.84 |
DisclosureSEC source: 0001181629-26-000004 · wk-form4_1776278888.xml · derivative · entry 2 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,284 Underlying: Common Stock · 2,262 shares Expires not disclosed F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 13, 2026. F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral. F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral. F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 215 units of Restricted Stock Units. Read SEC document |
| March 13, 2026 Filed Mar 16, 2026 20:19 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 139 | $0.00 | $0.00 |
DisclosureSEC source: 0001181629-26-000002 · wk-form4_1773692342.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,478 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| December 12, 2025 Filed Dec 15, 2025 21:45 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 14 | $0.00 | $0.00 |
DisclosureSEC source: 0001181629-25-000009 · wk-form4_1765835148.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,339 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 12, 2025 Filed Sep 15, 2025 20:28 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 14 | $0.00 | $0.00 |
DisclosureSEC source: 0001181629-25-000007 · wk-form4_1757968114.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,325 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| July 15, 2025 Filed Jul 16, 2025 17:04 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 696 | $227.45 | $158,301.72 |
DisclosureSEC source: 0001225208-25-006676 · doc4.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Victoria M. Holt Trust Disclosed balance after: 23,020 F1 · security: Stock award granted pursuant to Waste Management, Inc. 2023 Stock Incentive Plan. Read SEC document |
| June 13, 2025 Filed Jun 16, 2025 20:28 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-25-000107 · wk-form4_1750105704.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,311 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 22, 2025 Filed May 23, 2025 20:24 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 598 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-25-000100 · wk-form4_1748031842.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,293 F1 · shares: The reporting person elected to defer receipt of an annual equity grant of 598 shares of common stock resulting in an accrual to her account of 598 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| April 08, 2025 Filed Apr 9, 2025 17:52 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 2,468 | $60.78 Strike: $0.00 | $150,005.04 |
DisclosureSEC source: 0000091142-25-000057 · wk-form4_1744221153.xml · derivative · entry 2 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,807 Underlying: Common Stock · 2,468 shares Expires not disclosed F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 8, 2025. F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral. F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral. F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 145 units of Restricted Stock Units. Read SEC document |
| March 14, 2025 Filed Mar 17, 2025 20:40 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 89 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-25-000056 · wk-form4_1742243997.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,695 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| January 15, 2025 Filed Jan 16, 2025 19:19 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 433 | $207.78 | $89,966.58 |
DisclosureSEC source: 0001225208-25-000680 · doc4.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Victoria M. Holt Trust Disclosed balance after: 22,324 F1 · security: Stock award granted pursuant to Waste Management, Inc. 2023 Stock Incentive Plan. Read SEC document |
| December 13, 2024 Filed Dec 16, 2024 21:16 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 13 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-24-000189 · wk-form4_1734383810.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,606 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 13, 2024 Filed Sep 16, 2024 20:40 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 15 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-24-000146 · wk-form4_1726519215.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,593 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| July 15, 2024 Filed Jul 17, 2024 19:02 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 418 | $215.07 | $89,897.17 |
DisclosureSEC source: 0001104659-24-080528 · tm2419682-1_4seq1.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Victoria M. Holt Trust Disclosed balance after: 21,891 F1 · security: Stock award granted pursuant to Waste Management, Inc. 2023 Stock Incentive Plan. Read SEC document |
| June 07, 2024 Filed Jun 10, 2024 20:16 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 18 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-24-000110 · wk-form4_1718050604.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,578 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 23, 2024 Filed May 28, 2024 20:12 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 477 | $209.72 | $100,036.44 |
DisclosureSEC source: 0001230245-24-000094 · wk-form4_1716927150.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,560 Read SEC document |
| April 09, 2024 Filed Apr 10, 2024 20:31 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 1,626 | $86.14 Strike: $0.00 | $140,063.64 |
DisclosureSEC source: 0000091142-24-000112 · wk-form4_1712781083.xml · derivative · entry 2 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,194 Underlying: Common Stock · 1,626 shares Expires not disclosed F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 9, 2024. F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral. F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral. F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 129 units of Restricted Stock Units. Read SEC document |
| March 15, 2024 Filed Mar 18, 2024 20:14 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 51 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-24-000056 · wk-form4_1710792849.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,083 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 20:47 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GiftCommon Stock | 21,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-003446 · doc4.xml · nonDerivative · entry 2 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Victoria M. Holt Trust Disclosed balance after: 21,473 F1 · kind: Reflects the gift of shares to a revocable living trust, of which the reporting person and spouse are co-trustees, and in which the reporting person has a beneficial interest. Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 20:47 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GiftCommon Stock | 21,473 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-003446 · doc4.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · kind: Reflects the gift of shares to a revocable living trust, of which the reporting person and spouse are co-trustees, and in which the reporting person has a beneficial interest. Read SEC document |
| January 15, 2024 Filed Jan 17, 2024 18:45 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 499 | $180.29 | $89,964.71 |
DisclosureSEC source: 0001225208-24-000966 · doc4.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,473 F1 · security: Stock award granted pursuant to Waste Management, Inc. 2023 Stock Incentive Plan. Read SEC document |
| December 08, 2023 Filed Dec 11, 2023 21:13 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 22 | $164.55 | $3,620.10 |
DisclosureSEC source: 0001230245-23-000160 · wk-form4_1702329175.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,032 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 08, 2023 Filed Sep 11, 2023 20:30 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 25 | $146.10 | $3,652.50 |
DisclosureSEC source: 0001230245-23-000129 · wk-form4_1694464197.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,010 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| July 15, 2023 Filed Jul 18, 2023 20:29 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 536 | $167.92 | $90,005.39 |
DisclosureSEC source: 0001225208-23-007564 · doc4.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,974 F1 · security: Stock award granted pursuant to Waste Management, Inc. 2023 Stock Incentive Plan. Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 21:23 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 27 | $137.14 | $3,702.78 |
DisclosureSEC source: 0001230245-23-000102 · wk-form4_1686605008.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,985 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 17, 2023 Filed May 18, 2023 19:18 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 775 | $129.14 | $100,083.50 |
DisclosureSEC source: 0001230245-23-000081 · wf-form4_168443749332908.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,958 F1 · shares: The reporting person elected to defer receipt of an annual equity grant of 775 shares of common stock resulting in an accrual to her account of 775 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| April 11, 2023 Filed Apr 13, 2023 16:37 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 2,126 | $65.86 Strike: $0.00 | $140,018.36 |
DisclosureSEC source: 0000091142-23-000046 · wf-form4_168140381373395.xml · derivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,439 Underlying: Common Stock · 2,126 shares Expires not disclosed F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 11, 2023. F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral. F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral. F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 60 units of Restricted Stock Units. Read SEC document |
| March 17, 2023 Filed Mar 20, 2023 20:04 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0001230245-23-000047 · wf-form4_167934264953795.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,183 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| January 15, 2023 Filed Jan 17, 2023 22:01 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 588 | $153.06 | $89,996.34 |
DisclosureSEC source: 0001225208-23-000665 · doc4.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,438 F1 · security: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. Read SEC document |
| December 09, 2022 Filed Dec 12, 2022 21:08 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 23 | $136.61 | $3,142.03 |
DisclosureSEC source: 0001230245-22-000144 · wf-form4_167087930508710.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,114 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 09, 2022 Filed Sep 12, 2022 20:20 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 27 | $115.97 | $3,131.19 |
DisclosureSEC source: 0001230245-22-000118 · wf-form4_166301402695499.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,091 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| July 15, 2022 Filed Jul 19, 2022 18:22 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 593 | $151.78 | $90,007.02 |
DisclosureSEC source: 0001225208-22-008851 · doc4.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,850 F1 · security: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 20:57 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 26 | $116.98 | $3,041.48 |
DisclosureSEC source: 0001230245-22-000094 · wf-form4_165515384279979.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,064 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 06, 2022 Filed May 9, 2022 20:31 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 756 | $125.75 | $95,067.00 |
DisclosureSEC source: 0001230245-22-000078 · wf-form4_165212823532926.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,038 F1 · shares: The reporting person elected to defer receipt of an annual equity grant of 756 shares of common stock resulting in an accrual to her account of 756 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| April 12, 2022 Filed Apr 13, 2022 19:04 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 2,160 | $64.82 Strike: $0.00 | $140,011.20 |
DisclosureSEC source: 0000091142-22-000053 · wf-form4_164987668378462.xml · derivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,253 Underlying: Common Stock · 2,160 shares Expires not disclosed F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 12, 2022. F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral. F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral. F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of the dividends received was 22 units of Restricted Stock Units. Read SEC document |
| March 11, 2022 Filed Mar 14, 2022 21:32 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 169 | $124.28 | $21,003.32 |
DisclosureSEC source: 0001230245-22-000052 · wf-form4_164729344480268.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,282 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| January 15, 2022 Filed Jan 18, 2022 20:58 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 528 | $156.27 | $82,509.77 |
DisclosureSEC source: 0001225208-22-000792 · doc4.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,257 F1 · security: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. Read SEC document |
| December 10, 2021 Filed Dec 13, 2021 21:20 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 87 | $166.16 | $14,455.92 |
DisclosureSEC source: 0001230245-21-000156 · wf-form4_163943041456515.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,113 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| September 10, 2021 Filed Sep 10, 2021 22:03 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 17 | $135.04 | $2,295.68 |
DisclosureSEC source: 0001230245-21-000115 · wf-form4_163131135106434.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,026 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| August 02, 2021 Filed Aug 4, 2021 16:11 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | SaleCommon Stock | 604 | $146.91 | $88,732.85 |
DisclosureSEC source: 0001225208-21-011097 · doc4.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,729 F1 · security: Sale of shares to cover personal income tax obligations on stock awards. F2 · price: This transaction was executed in multiple trades at prices ranging from $146.89 to $146.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 15, 2021 Filed Jul 19, 2021 20:54 UTC | WASTE MANAGEMENT INC WM · Entity 2932 | GrantCommon Stock | 571 | $144.48 | $82,498.08 |
DisclosureSEC source: 0001225208-21-010767 · doc4.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,333 F1 · security: Stock award granted pursuant to Waste Management, Inc. 2014 Stock Incentive Plan. Read SEC document |
| July 12, 2021 Filed Jul 14, 2021 18:39 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 142 | $0.00 Strike: $70.86 | $0.00 |
DisclosureSEC source: 0000091142-21-000108 · edgar.xml · derivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,071 Underlying: Common Stock · 142 shares Expires not disclosed F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on July 12, 2021. F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral. F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral. F3 · balance_after: The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 7 units of Restricted Stock Units. Read SEC document |
| June 11, 2021 Filed Jun 14, 2021 19:25 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 14 | $130.77 | $1,830.78 |
DisclosureSEC source: 0001230245-21-000082 · edgar.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,009 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| May 21, 2021 Filed May 24, 2021 20:11 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 757 | $125.51 | $95,011.07 |
DisclosureSEC source: 0001230245-21-000073 · edgar.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,995 F1 · price: The reporting person elected to defer receipt of an annual equity grant of 757 shares of common stock resulting in an accrual to her account of 757 shares of phantom stock. The shares of phantom stock become payable, in common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
| April 13, 2021 Filed Apr 15, 2021 20:02 UTC | SMITH A O CORP AOS · Entity 3642 | GrantCommon Stock | 1,922 | $67.67 | $130,052.13 |
DisclosureSEC source: 0000091142-21-000069 · edgar.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,922 F1 · shares: Payment of retainer in stock under the A. O. Smith Corporation directors' compensation program based on the average of the high and the low price of Common Stock on April 13, 2021. Read SEC document |
| April 13, 2021 Filed Apr 29, 2021 19:50 UTC Amendment | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 1,922 | $0.00 Strike: $67.66 | $0.00 |
DisclosureSEC source: 0000091142-21-000083 · edgar.xml · derivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,922 Underlying: Common Stock · 1,922 shares Expires not disclosed F1 · shares: Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the average of the high and the low price of Common Stock on April 13, 2021. F2 · derivative.exercise_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral. F2 · derivative.expiration_date: The Plan permits the participant to defer the receipt of the award, and Ms. Holt has made a deferral. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 20:06 UTC | PIPER SANDLER COMPANIES PIPR · Entity 3863 | GrantCommon Stock | 59 | $123.00 | $7,257.00 |
DisclosureSEC source: 0001230245-21-000046 · edgar.xml · nonDerivative · entry 1 HOLT VICTORIA M · CIK 0001181629 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,238 F1 · shares: Dividend equivalents that are paid on shares of phantom stock are deemed reinvested in additional shares of phantom stock as of the payment date. These phantom shares accrue to the reporting person's account in the directors' deferred compensation plan. The shares of phantom stock become payable, in an equal number of shares of common stock, on the last day of the year in which the reporting person's service as a director terminates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.