Last 12 months
Inside the activity.
0 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 11 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2024 Filed Feb 1, 2024 01:19 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
GrantCommon Stock | 53,506 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002106 · form4-02012024_010257.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 218,598 Read SEC document |
| January 29, 2024 Filed Feb 1, 2024 01:18 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
Tax withholdingCommon Stock | 12,087 | $393.11 | $4,751,520.57 |
DisclosureSEC source: 0001415889-24-002105 · form4-02012024_010219.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,755 Read SEC document |
| January 29, 2024 Filed Feb 1, 2024 01:18 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
GrantCommon Stock | 21,544 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002105 · form4-02012024_010219.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,842 Read SEC document |
| January 29, 2024 Filed Jan 31, 2024 23:09 UTC |
WILLIAMS CHRISTOPHER JDirector
|
GrantPhantom Stock (Retainer Deferral) · Derivative | 78.6993 | $393.11 | $30,937.48 |
DisclosureSEC source: 0001415889-24-002092 · form4-01312024_110114.xml · derivative · entry 1 WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,315.0414 Underlying: Common Stock · 78.6993 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. Read SEC document |
| January 28, 2024 Filed Jan 31, 2024 02:42 UTC |
Davies WilliamEXECUTIVE VP, GLOBAL CIO
|
Tax withholdingCommon Stock | 442.32 | $391.40 | $173,124.05 |
DisclosureSEC source: 0001415889-24-002025 · form4-01312024_020110.xml · nonDerivative · entry 3 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,445.24 Read SEC document |
| January 28, 2024 Filed Jan 31, 2024 01:57 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
|
Tax withholdingCommon Stock | 521 | $391.40 | $203,919.40 |
DisclosureSEC source: 0001415889-24-002013 · form4-01312024_010103.xml · nonDerivative · entry 6 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,024 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| January 28, 2024 Filed Jan 31, 2024 01:54 UTC |
Brockman Dawn M.SVP AND CONTROLLER
|
Tax withholdingCommon Stock | 21 | $391.40 | $8,219.40 |
DisclosureSEC source: 0001415889-24-002011 · form4-01312024_010147.xml · nonDerivative · entry 3 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,320 Read SEC document |
| January 28, 2024 Filed Jan 31, 2024 01:54 UTC |
Smyth Gerard P.EVP TECHNOLOGY AND CIO
|
Tax withholdingCommon Stock | 86 | $391.40 | $33,660.40 |
DisclosureSEC source: 0001415889-24-002010 · form4-01312024_010117.xml · nonDerivative · entry 3 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,493 Read SEC document |
| January 28, 2024 Filed Jan 31, 2024 01:53 UTC |
MELLOH HEATHER J.EVP AND GENERAL COUNSEL
|
Tax withholdingCommon Stock | 32 | $391.40 | $12,524.80 |
DisclosureSEC source: 0001415889-24-002009 · form4-01312024_010129.xml · nonDerivative · entry 3 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,509 Read SEC document |
| January 28, 2024 Filed Jan 31, 2024 01:53 UTC |
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
|
Tax withholdingCommon Stock | 50 | $391.40 | $19,570.00 |
DisclosureSEC source: 0001415889-24-002008 · form4-01312024_010102.xml · nonDerivative · entry 3 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,441 Read SEC document |
| January 28, 2024 Filed Jan 31, 2024 01:51 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
Tax withholdingCommon Stock | 458 | $391.40 | $179,261.20 |
DisclosureSEC source: 0001415889-24-002007 · form4-01312024_010147.xml · nonDerivative · entry 3 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,298 Read SEC document |
| January 28, 2024 Filed Jan 31, 2024 01:51 UTC |
Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES
|
Tax withholdingCommon Stock | 313 | $391.40 | $122,508.20 |
DisclosureSEC source: 0001415889-24-002006 · form4-01312024_010115.xml · nonDerivative · entry 3 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,421 Read SEC document |
| January 28, 2024 Filed Jan 31, 2024 01:50 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
Tax withholdingCommon Stock | 2,057 | $391.40 | $805,109.80 |
DisclosureSEC source: 0001415889-24-002005 · form4-01312024_010139.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,092 Read SEC document |
| January 27, 2024 Filed Jan 31, 2024 02:42 UTC |
Davies WilliamEXECUTIVE VP, GLOBAL CIO
|
Tax withholdingCommon Stock | 111.77 | $391.40 | $43,746.78 |
DisclosureSEC source: 0001415889-24-002025 · form4-01312024_020110.xml · nonDerivative · entry 2 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,887.56 Read SEC document |
| January 27, 2024 Filed Jan 31, 2024 01:57 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
|
Tax withholdingCommon Stock | 469 | $391.40 | $183,566.60 |
DisclosureSEC source: 0001415889-24-002013 · form4-01312024_010103.xml · nonDerivative · entry 5 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,156 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| January 27, 2024 Filed Jan 31, 2024 01:54 UTC |
Brockman Dawn M.SVP AND CONTROLLER
|
Tax withholdingCommon Stock | 21 | $391.40 | $8,219.40 |
DisclosureSEC source: 0001415889-24-002011 · form4-01312024_010147.xml · nonDerivative · entry 2 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,341 Read SEC document |
| January 27, 2024 Filed Jan 31, 2024 01:54 UTC |
Smyth Gerard P.EVP TECHNOLOGY AND CIO
|
Tax withholdingCommon Stock | 96 | $391.40 | $37,574.40 |
DisclosureSEC source: 0001415889-24-002010 · form4-01312024_010117.xml · nonDerivative · entry 2 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,579 Read SEC document |
| January 27, 2024 Filed Jan 31, 2024 01:53 UTC |
MELLOH HEATHER J.EVP AND GENERAL COUNSEL
|
Tax withholdingCommon Stock | 43 | $391.40 | $16,830.20 |
DisclosureSEC source: 0001415889-24-002009 · form4-01312024_010129.xml · nonDerivative · entry 2 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,541 Read SEC document |
| January 27, 2024 Filed Jan 31, 2024 01:53 UTC |
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
|
Tax withholdingCommon Stock | 36 | $391.40 | $14,090.40 |
DisclosureSEC source: 0001415889-24-002008 · form4-01312024_010102.xml · nonDerivative · entry 2 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,491 Read SEC document |
| January 27, 2024 Filed Jan 31, 2024 01:51 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
Tax withholdingCommon Stock | 396 | $391.40 | $154,994.40 |
DisclosureSEC source: 0001415889-24-002007 · form4-01312024_010147.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,756 Read SEC document |
| January 27, 2024 Filed Jan 31, 2024 01:51 UTC |
Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES
|
Tax withholdingCommon Stock | 208 | $391.40 | $81,411.20 |
DisclosureSEC source: 0001415889-24-002006 · form4-01312024_010115.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,734 Read SEC document |
| January 27, 2024 Filed Jan 31, 2024 01:50 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
Tax withholdingCommon Stock | 1,808 | $391.40 | $707,651.20 |
DisclosureSEC source: 0001415889-24-002005 · form4-01312024_010139.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,149 Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 02:42 UTC |
Davies WilliamEXECUTIVE VP, GLOBAL CIO
|
GrantEmployee Stock Option (right to buy) · Derivative | 1,793 | $0.00 Strike: $391.40 | $0.00 |
DisclosureSEC source: 0001415889-24-002025 · form4-01312024_020110.xml · derivative · entry 5 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,793 Underlying: Common Stock · 1,793 shares Expires 2034-01-27 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2024. Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 02:42 UTC |
Davies WilliamEXECUTIVE VP, GLOBAL CIO
|
GrantCommon Stock | 607 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002025 · form4-01312024_020110.xml · nonDerivative · entry 1 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,999.33 F1 · balance_after: Of the 2,766 shares reported as acquired on Table I in a Form 4 filed on January 31, 2023, 2,064 of the shares were actually granted as stock options. This Form 4 reflects the correct reporting of that total award amount. Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:57 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
|
GrantEmployee Stock Option (right to buy) · Derivative | 7,386 | $0.00 Strike: $391.40 | $0.00 |
DisclosureSEC source: 0001415889-24-002013 · form4-01312024_010103.xml · derivative · entry 10 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,386 Underlying: Common Stock · 7,386 shares Expires 2034-01-27 F5 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2024. Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:57 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 30,958 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001415889-24-002013 · form4-01312024_010103.xml · derivative · entry 9 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,958 shares Expires 2028-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:57 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
|
SaleCommon Stock | 9,689 | $390.22 | $3,780,831.89 |
DisclosureSEC source: 0001415889-24-002013 · form4-01312024_010103.xml · nonDerivative · entry 4 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Indirect · By LLC Disclosed balance after: 12,126 F2 · price: Reflects the weighted average price of 9,689 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on January 26, 2024, with sale prices ranging from $389.93 to $390.4841 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:57 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
|
Tax withholdingCommon Stock | 21,269 | $391.92 | $8,335,746.48 |
DisclosureSEC source: 0001415889-24-002013 · form4-01312024_010103.xml · nonDerivative · entry 3 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,175 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:57 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
|
Exercise / conversionCommon Stock | 30,958 | $179.84 | $5,567,486.72 |
DisclosureSEC source: 0001415889-24-002013 · form4-01312024_010103.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,133 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:57 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
|
GrantCommon Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002013 · form4-01312024_010103.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,175 Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:54 UTC |
Brockman Dawn M.SVP AND CONTROLLER
|
GrantEmployee Stock Option (right to buy) · Derivative | 311 | $0.00 Strike: $391.40 | $0.00 |
DisclosureSEC source: 0001415889-24-002011 · form4-01312024_010147.xml · derivative · entry 5 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 311 Underlying: Common Stock · 311 shares Expires 2034-01-27 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2024. Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:54 UTC |
Brockman Dawn M.SVP AND CONTROLLER
|
GrantCommon Stock | 179 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002011 · form4-01312024_010147.xml · nonDerivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,362 Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:54 UTC |
Smyth Gerard P.EVP TECHNOLOGY AND CIO
|
GrantEmployee Stock Option (right to buy) · Derivative | 2,852 | $0.00 Strike: $391.40 | $0.00 |
DisclosureSEC source: 0001415889-24-002010 · form4-01312024_010117.xml · derivative · entry 4 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,852 Underlying: Common Stock · 2,852 shares Expires 2034-01-27 F1 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2024. Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:54 UTC |
Smyth Gerard P.EVP TECHNOLOGY AND CIO
|
GrantCommon Stock | 965 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002010 · form4-01312024_010117.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP TECHNOLOGY AND CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,675 Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:53 UTC |
MELLOH HEATHER J.EVP AND GENERAL COUNSEL
|
GrantEmployee Stock Option (right to buy) · Derivative | 1,630 | $0.00 Strike: $391.40 | $0.00 |
DisclosureSEC source: 0001415889-24-002009 · form4-01312024_010129.xml · derivative · entry 4 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,630 Underlying: Common Stock · 1,630 shares Expires 2034-01-27 F1 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2024. Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:53 UTC |
MELLOH HEATHER J.EVP AND GENERAL COUNSEL
|
GrantCommon Stock | 551 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002009 · form4-01312024_010129.xml · nonDerivative · entry 1 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,584 Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:53 UTC |
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
|
GrantEmployee Stock Option (right to buy) · Derivative | 1,018 | $0.00 Strike: $391.40 | $0.00 |
DisclosureSEC source: 0001415889-24-002008 · form4-01312024_010102.xml · derivative · entry 5 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,018 Underlying: Common Stock · 1,018 shares Expires 2034-01-27 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2024. Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:53 UTC |
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
|
GrantCommon Stock | 344 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002008 · form4-01312024_010102.xml · nonDerivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,527 Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:51 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
GrantEmployee Stock Option (right to buy) · Derivative | 9,169 | $0.00 Strike: $391.40 | $0.00 |
DisclosureSEC source: 0001415889-24-002007 · form4-01312024_010147.xml · derivative · entry 5 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,169 Underlying: Common Stock · 9,169 shares Expires 2034-01-27 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2024. Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:51 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
GrantCommon Stock | 3,104 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002007 · form4-01312024_010147.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,152 Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:51 UTC |
Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES
|
GrantEmployee Stock Option (right to buy) · Derivative | 5,246 | $0.00 Strike: $391.40 | $0.00 |
DisclosureSEC source: 0001415889-24-002006 · form4-01312024_010115.xml · derivative · entry 8 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,246 Underlying: Common Stock · 5,246 shares Expires 2034-01-27 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2024. Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:51 UTC |
Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES
|
GrantCommon Stock | 1,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002006 · form4-01312024_010115.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,942 Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:50 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
GrantEmployee Stock Option (right to buy) · Derivative | 29,766 | $0.00 Strike: $391.40 | $0.00 |
DisclosureSEC source: 0001415889-24-002005 · form4-01312024_010139.xml · derivative · entry 5 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,766 Underlying: Common Stock · 29,766 shares Expires 2034-01-27 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 26, 2024. Read SEC document |
| January 26, 2024 Filed Jan 31, 2024 01:50 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
GrantCommon Stock | 11,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-002005 · form4-01312024_010139.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 168,957 Read SEC document |
| December 18, 2023 Filed Dec 20, 2023 21:19 UTC |
Brockman Dawn M.SVP AND CONTROLLER
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 420 | $0.00 Strike: $107.61 | $0.00 |
DisclosureSEC source: 0001415889-23-016793 · form4-12202023_091228.xml · derivative · entry 4 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 420 shares Expires 2024-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| December 18, 2023 Filed Dec 20, 2023 21:19 UTC |
Brockman Dawn M.SVP AND CONTROLLER
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Tax withholdingCommon Stock | 213 | $375.61 | $80,003.87 |
DisclosureSEC source: 0001415889-23-016793 · form4-12202023_091228.xml · nonDerivative · entry 2 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,183 Read SEC document |
| December 18, 2023 Filed Dec 20, 2023 21:19 UTC |
Brockman Dawn M.SVP AND CONTROLLER
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Exercise / conversionCommon Stock | 420 | $107.61 | $45,196.20 |
DisclosureSEC source: 0001415889-23-016793 · form4-12202023_091228.xml · nonDerivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,396 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 21:27 UTC |
Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES
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SaleCommon Stock | 3,000 | $378.23 | $1,134,691.50 |
DisclosureSEC source: 0001415889-23-016592 · form4-12182023_091228.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,166 F1 · price: Reflects the weighted average price of 3,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on December 14, 2023, with sale prices ranging from $378.1593 to $378.29 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 21:54 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
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Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 25,382 | $0.00 Strike: $179.84 | $0.00 |
DisclosureSEC source: 0001415889-23-016533 · form4-12152023_091251.xml · derivative · entry 5 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,382 shares Expires 2028-01-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| December 13, 2023 Filed Dec 15, 2023 21:54 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
SaleCommon Stock | 6,409 | $370.81 | $2,376,552.05 |
DisclosureSEC source: 0001415889-23-016533 · form4-12152023_091251.xml · nonDerivative · entry 3 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,048 F1 · price: Reflects the weighted average price of 6,409 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on December 13, 2023 with sale prices ranging from $370.645 to $371.009 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.