Last 12 months
Inside the activity.
0 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 11 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2025 Filed Feb 5, 2025 00:04 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
GrantCommon Stock | 2,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-003051 · form4-02052025_120256.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,739 Read SEC document |
| January 31, 2025 Filed Feb 5, 2025 00:04 UTC |
MELLOH HEATHER J.EVP AND GENERAL COUNSEL
|
GrantEmployee Stock Option (right to buy) · Derivative | 1,258 | $0.00 Strike: $543.46 | $0.00 |
DisclosureSEC source: 0001415889-25-003049 · form4-02052025_120232.xml · derivative · entry 2 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,258 Underlying: Common Stock · 1,258 shares Expires 2035-02-01 F1 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2025. Read SEC document |
| January 31, 2025 Filed Feb 5, 2025 00:04 UTC |
MELLOH HEATHER J.EVP AND GENERAL COUNSEL
|
GrantCommon Stock | 447 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-003049 · form4-02052025_120232.xml · nonDerivative · entry 1 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,061 Read SEC document |
| January 31, 2025 Filed Feb 5, 2025 00:03 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
GrantEmployee Stock Option (right to buy) · Derivative | 24,258 | $0.00 Strike: $543.46 | $0.00 |
DisclosureSEC source: 0001415889-25-003048 · form4-02052025_120219.xml · derivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,258 Underlying: Common Stock · 24,258 shares Expires 2035-02-01 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2025. Read SEC document |
| January 31, 2025 Filed Feb 5, 2025 00:03 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
GrantCommon Stock | 10,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-003048 · form4-02052025_120219.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,780 Read SEC document |
| January 31, 2025 Filed Feb 5, 2025 00:03 UTC |
Brockman Dawn M.SVP AND CONTROLLER
|
GrantEmployee Stock Option (right to buy) · Derivative | 262 | $0.00 Strike: $543.46 | $0.00 |
DisclosureSEC source: 0001415889-25-003047 · form4-02052025_120255.xml · derivative · entry 3 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 262 Underlying: Common Stock · 262 shares Expires 2035-02-01 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2025. Read SEC document |
| January 31, 2025 Filed Feb 5, 2025 00:03 UTC |
Brockman Dawn M.SVP AND CONTROLLER
|
GrantCommon Stock | 159 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-003047 · form4-02052025_120255.xml · nonDerivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,039 Read SEC document |
| January 31, 2025 Filed Feb 5, 2025 00:02 UTC |
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
|
GrantEmployee Stock Option (right to buy) · Derivative | 908 | $0.00 Strike: $543.46 | $0.00 |
DisclosureSEC source: 0001415889-25-003046 · form4-02052025_120229.xml · derivative · entry 3 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 908 Underlying: Common Stock · 908 shares Expires 2035-02-01 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2025. Read SEC document |
| January 31, 2025 Filed Feb 5, 2025 00:02 UTC |
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
|
GrantCommon Stock | 322 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-003046 · form4-02052025_120229.xml · nonDerivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,866 Read SEC document |
| January 28, 2025 Filed Jan 31, 2025 00:34 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
Tax withholdingCommon Stock | 21,576 | $571.84 | $12,338,019.84 |
DisclosureSEC source: 0001415889-25-002427 · form4-01312025_120140.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171,640 Read SEC document |
| January 28, 2025 Filed Jan 31, 2025 00:34 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
GrantCommon Stock | 38,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-002427 · form4-01312025_120140.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 193,216 Read SEC document |
| January 28, 2025 Filed Jan 31, 2025 00:34 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
Tax withholdingCommon Stock | 7,406 | $571.84 | $4,235,047.04 |
DisclosureSEC source: 0001415889-25-002426 · form4-01312025_120120.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,255 Read SEC document |
| January 28, 2025 Filed Jan 31, 2025 00:34 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
GrantCommon Stock | 13,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-002426 · form4-01312025_120120.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,661 Read SEC document |
| January 28, 2025 Filed Jan 31, 2025 00:34 UTC |
Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES
|
Tax withholdingCommon Stock | 3,386 | $571.84 | $1,936,250.24 |
DisclosureSEC source: 0001415889-25-002425 · form4-01312025_120100.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,456 Read SEC document |
| January 28, 2025 Filed Jan 31, 2025 00:34 UTC |
Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES
|
GrantCommon Stock | 6,457 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-002425 · form4-01312025_120100.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,842 Read SEC document |
| January 28, 2025 Filed Jan 31, 2025 00:33 UTC |
Smyth Gerard P.EVP & CIO
|
Tax withholdingCommon Stock | 1,305 | $571.84 | $746,251.20 |
DisclosureSEC source: 0001415889-25-002424 · form4-01312025_120140.xml · nonDerivative · entry 2 Smyth Gerard P. · CIK 0001823254 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,274 Read SEC document |
| January 28, 2025 Filed Jan 31, 2025 00:33 UTC |
Smyth Gerard P.EVP & CIO
|
GrantCommon Stock | 2,934 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-002424 · form4-01312025_120140.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,579 Read SEC document |
| January 28, 2025 Filed Jan 31, 2025 00:33 UTC |
Brockman Dawn M.SVP AND CONTROLLER
|
Tax withholdingCommon Stock | 22 | $571.84 | $12,580.48 |
DisclosureSEC source: 0001415889-25-002422 · form4-01312025_120157.xml · nonDerivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 880 Read SEC document |
| January 28, 2025 Filed Jan 31, 2025 00:32 UTC |
MELLOH HEATHER J.EVP AND GENERAL COUNSEL
|
Tax withholdingCommon Stock | 27 | $571.84 | $15,439.68 |
DisclosureSEC source: 0001415889-25-002421 · form4-01312025_120137.xml · nonDerivative · entry 1 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,614 Read SEC document |
| January 28, 2025 Filed Jan 31, 2025 00:32 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
|
Tax withholdingCommon Stock | 5,843 | $571.84 | $3,341,261.12 |
DisclosureSEC source: 0001415889-25-002419 · form4-01312025_120157.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,297 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| January 28, 2025 Filed Jan 31, 2025 00:32 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
|
GrantCommon Stock | 11,007 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-002419 · form4-01312025_120157.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,436 Read SEC document |
| January 28, 2025 Filed Jan 31, 2025 00:32 UTC |
Davies WilliamEXECUTIVE VP, GLOBAL CIO
|
Tax withholdingCommon Stock | 448.4204 | $571.84 | $256,424.72 |
DisclosureSEC source: 0001415889-25-002420 · form4-01312025_120117.xml · nonDerivative · entry 1 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,730.0209 Read SEC document |
| January 28, 2025 Filed Jan 31, 2025 00:31 UTC |
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
|
Tax withholdingCommon Stock | 49 | $571.84 | $28,020.16 |
DisclosureSEC source: 0001415889-25-002418 · form4-01312025_120130.xml · nonDerivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,544 Read SEC document |
| January 27, 2025 Filed Jan 30, 2025 00:33 UTC |
Brockman Dawn M.SVP AND CONTROLLER
|
Tax withholdingCommon Stock | 21 | $561.38 | $11,788.98 |
DisclosureSEC source: 0001415889-25-002306 · form4-01302025_120113.xml · nonDerivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 902 Read SEC document |
| January 27, 2025 Filed Jan 30, 2025 00:33 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
Tax withholdingCommon Stock | 2,192 | $561.38 | $1,230,544.96 |
DisclosureSEC source: 0001415889-25-002307 · form4-01302025_120133.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,058 Read SEC document |
| January 27, 2025 Filed Jan 30, 2025 00:32 UTC |
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
|
Tax withholdingCommon Stock | 36 | $561.38 | $20,209.68 |
DisclosureSEC source: 0001415889-25-002305 · form4-01302025_120147.xml · nonDerivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,593 Read SEC document |
| January 27, 2025 Filed Jan 30, 2025 00:32 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
Tax withholdingCommon Stock | 573 | $561.38 | $321,670.74 |
DisclosureSEC source: 0001415889-25-002304 · form4-01302025_120127.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,452 Read SEC document |
| January 27, 2025 Filed Jan 30, 2025 00:31 UTC |
Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES
|
Tax withholdingCommon Stock | 221 | $561.38 | $124,064.98 |
DisclosureSEC source: 0001415889-25-002303 · form4-01302025_120146.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,385 Read SEC document |
| January 27, 2025 Filed Jan 30, 2025 00:31 UTC |
Smyth Gerard P.EVP & CIO
|
Tax withholdingCommon Stock | 96 | $561.38 | $53,892.48 |
DisclosureSEC source: 0001415889-25-002302 · form4-01302025_120126.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,645 Read SEC document |
| January 27, 2025 Filed Jan 30, 2025 00:31 UTC |
MELLOH HEATHER J.EVP AND GENERAL COUNSEL
|
Tax withholdingCommon Stock | 41 | $561.38 | $23,016.58 |
DisclosureSEC source: 0001415889-25-002301 · form4-01302025_120100.xml · nonDerivative · entry 1 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,641 Read SEC document |
| January 27, 2025 Filed Jan 30, 2025 00:29 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
|
Tax withholdingCommon Stock | 469 | $561.38 | $263,287.22 |
DisclosureSEC source: 0001415889-25-002300 · form4-01302025_120156.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,429 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| January 27, 2025 Filed Jan 30, 2025 00:28 UTC |
Davies WilliamEXECUTIVE VP, GLOBAL CIO
|
Tax withholdingCommon Stock | 113.8259 | $561.38 | $63,899.58 |
DisclosureSEC source: 0001415889-25-002299 · form4-01302025_120140.xml · nonDerivative · entry 1 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,178.4413 Read SEC document |
| January 26, 2025 Filed Jan 29, 2025 02:06 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
|
Tax withholdingCommon Stock | 290 | $563.58 | $163,438.20 |
DisclosureSEC source: 0001415889-25-002227 · form4-01292025_020114.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,448 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| January 26, 2025 Filed Jan 29, 2025 02:05 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
Tax withholdingCommon Stock | 1,762 | $563.58 | $993,027.96 |
DisclosureSEC source: 0001415889-25-002226 · form4-01292025_020134.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 157,250 Read SEC document |
| January 26, 2025 Filed Jan 29, 2025 02:05 UTC |
Brockman Dawn M.SVP AND CONTROLLER
|
Tax withholdingCommon Stock | 22 | $563.58 | $12,398.76 |
DisclosureSEC source: 0001415889-25-002225 · form4-01292025_020112.xml · nonDerivative · entry 1 Brockman Dawn M. · CIK 0001937010 · SVP AND CONTROLLER 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 923 Read SEC document |
| January 26, 2025 Filed Jan 29, 2025 02:04 UTC |
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
|
Tax withholdingCommon Stock | 40 | $563.58 | $22,543.20 |
DisclosureSEC source: 0001415889-25-002224 · form4-01292025_020133.xml · nonDerivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,629 Read SEC document |
| January 26, 2025 Filed Jan 29, 2025 02:04 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
Tax withholdingCommon Stock | 384 | $563.58 | $216,414.72 |
DisclosureSEC source: 0001415889-25-002223 · form4-01292025_020110.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,025 Read SEC document |
| January 26, 2025 Filed Jan 29, 2025 02:03 UTC |
Smyth Gerard P.EVP & CIO
|
Tax withholdingCommon Stock | 111 | $563.58 | $62,557.38 |
DisclosureSEC source: 0001415889-25-002221 · form4-01292025_020127.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,741 Read SEC document |
| January 26, 2025 Filed Jan 29, 2025 02:03 UTC |
Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES
|
Tax withholdingCommon Stock | 205 | $563.58 | $115,533.90 |
DisclosureSEC source: 0001415889-25-002222 · form4-01292025_020149.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,606 Read SEC document |
| January 26, 2025 Filed Jan 29, 2025 02:03 UTC |
MELLOH HEATHER J.EVP AND GENERAL COUNSEL
|
Tax withholdingCommon Stock | 66 | $563.58 | $37,196.28 |
DisclosureSEC source: 0001415889-25-002220 · form4-01292025_020103.xml · nonDerivative · entry 1 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,682 Read SEC document |
| January 26, 2025 Filed Jan 29, 2025 02:02 UTC |
Davies WilliamEXECUTIVE VP, GLOBAL CIO
|
Tax withholdingCommon Stock | 96.5928 | $563.58 | $54,437.77 |
DisclosureSEC source: 0001415889-25-002219 · form4-01292025_020142.xml · nonDerivative · entry 1 Davies William · CIK 0001910206 · EXECUTIVE VP, GLOBAL CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,292.2672 F1 · balance_after: Includes 190.33 shares credited for dividend equivalents on deferred stock units. Read SEC document |
| November 13, 2024 Filed Nov 15, 2024 21:05 UTC |
MELLOH HEATHER J.EVP AND GENERAL COUNSEL
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 698 | $0.00 Strike: $165.41 | $0.00 |
DisclosureSEC source: 0001415889-24-026945 · form4-11152024_091121.xml · derivative · entry 3 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 698 shares Expires 2030-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested. Read SEC document |
| November 13, 2024 Filed Nov 15, 2024 21:05 UTC |
MELLOH HEATHER J.EVP AND GENERAL COUNSEL
|
Tax withholdingCommon Stock | 416 | $562.89 | $234,162.24 |
DisclosureSEC source: 0001415889-24-026945 · form4-11152024_091121.xml · nonDerivative · entry 2 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,748 Read SEC document |
| November 13, 2024 Filed Nov 15, 2024 21:05 UTC |
MELLOH HEATHER J.EVP AND GENERAL COUNSEL
|
Exercise / conversionCommon Stock | 698 | $165.41 | $115,456.18 |
DisclosureSEC source: 0001415889-24-026945 · form4-11152024_091121.xml · nonDerivative · entry 1 MELLOH HEATHER J. · CIK 0001935239 · EVP AND GENERAL COUNSEL 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,164 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 23:07 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $165.41 | $0.00 |
DisclosureSEC source: 0001415889-24-026752 · form4-11132024_111124.xml · derivative · entry 6 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,905 Underlying: Common Stock · 25,000 shares Expires 2030-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 23:07 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
SaleCommon Stock | 3,192 | $564.78 | $1,802,773.61 |
DisclosureSEC source: 0001415889-24-026752 · form4-11132024_111124.xml · nonDerivative · entry 4 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,409 Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 23:07 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
SaleCommon Stock | 5,463 | $563.79 | $3,080,006.08 |
DisclosureSEC source: 0001415889-24-026752 · form4-11132024_111124.xml · nonDerivative · entry 3 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,601 F1 · price: Reflects the weighted average price of 5,463 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on November 11, 2024 with sale prices ranging from $563.445 to $563.8724 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 23:07 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
Tax withholdingCommon Stock | 16,345 | $565.15 | $9,237,376.75 |
DisclosureSEC source: 0001415889-24-026752 · form4-11132024_111124.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,064 Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 23:07 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
Exercise / conversionCommon Stock | 25,000 | $165.41 | $4,135,250.00 |
DisclosureSEC source: 0001415889-24-026752 · form4-11132024_111124.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,409 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2024 Filed Nov 13, 2024 22:40 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
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Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $165.41 | $0.00 |
DisclosureSEC source: 0001415889-24-026740 · form4-11132024_101125.xml · derivative · entry 5 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,932 Underlying: Common Stock · 25,000 shares Expires 2030-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.