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AMERIPRISE FINANCIAL INC

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3035
SEC CIK
0000820027
Parsed reports
711

Last 12 months

Inside the activity.

0 purchase rows · 25 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 2026011
Mar 202600
Apr 202600
May 202602
Jun 202600
Jul 202609
Aug 202602
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2017 Filed Feb 7, 2017 22:00 UTC
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
GrantPhantom Stock · Derivative 265.5451 $121.26 $32,200.00
Disclosure

SEC source: 0001179110-17-001901 · edgar.xml · derivative · entry 9

HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,191.8391

Underlying: Common Stock · 265.5451 shares

Expires not disclosed

F3 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F4 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F4 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 22:00 UTC
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
Tax withholdingCommon Stock 1,012 $121.26 $122,715.12
Disclosure

SEC source: 0001179110-17-001901 · edgar.xml · nonDerivative · entry 2

HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,373

Read SEC document
February 03, 2017 Filed Feb 7, 2017 22:00 UTC
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
GrantCommon Stock 3,137 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001901 · edgar.xml · nonDerivative · entry 1

HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,385

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:59 UTC
TRUSCOTT WILLIAM FCEO, Global Asset Management
GrantPhantom Stock · Derivative 727.3627 $121.26 $88,200.00
Disclosure

SEC source: 0001179110-17-001900 · edgar.xml · derivative · entry 7

TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,334.4325

Underlying: Common Stock · 727.3627 shares

Expires not disclosed

F5 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F6 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F6 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:59 UTC
TRUSCOTT WILLIAM FCEO, Global Asset Management
Tax withholdingCommon Stock 5,767 $121.26 $699,306.42
Disclosure

SEC source: 0001179110-17-001900 · edgar.xml · nonDerivative · entry 2

TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,026

F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting and/or exercise to the reporting person's indirect LLC holdings.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:59 UTC
TRUSCOTT WILLIAM FCEO, Global Asset Management
GrantCommon Stock 12,146 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001900 · edgar.xml · nonDerivative · entry 1

TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,172

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:59 UTC
CRACCHIOLO JAMES MDirector · Chairman and CEO
GrantPhantom Stock · Derivative 2,580.4057 $121.26 $312,900.00
Disclosure

SEC source: 0001179110-17-001899 · edgar.xml · derivative · entry 4

CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,419.257

Underlying: Common Stock · 2,580.4057 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:59 UTC
CRACCHIOLO JAMES MDirector · Chairman and CEO
Tax withholdingCommon Stock 19,352 $121.26 $2,346,623.52
Disclosure

SEC source: 0001179110-17-001899 · edgar.xml · nonDerivative · entry 2

CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,092

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:59 UTC
CRACCHIOLO JAMES MDirector · Chairman and CEO
GrantCommon Stock 37,322 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001899 · edgar.xml · nonDerivative · entry 1

CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,444

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:58 UTC
Berman Walter StanleyExecutive VP and CFO
GrantPhantom Stock · Derivative 924.8722 $121.26 $112,150.00
Disclosure

SEC source: 0001179110-17-001898 · edgar.xml · derivative · entry 4

Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,439.4969

Underlying: Common Stock · 924.8722 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:58 UTC
Berman Walter StanleyExecutive VP and CFO
Tax withholdingCommon Stock 6,264 $121.26 $759,572.64
Disclosure

SEC source: 0001179110-17-001898 · edgar.xml · nonDerivative · entry 2

Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,586

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:58 UTC
Berman Walter StanleyExecutive VP and CFO
GrantCommon Stock 12,146 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001898 · edgar.xml · nonDerivative · entry 1

Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,850

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:58 UTC
McGraw Deirdre DaveyEVP Corp Comm/Cmnity Rltns
GrantPhantom Stock · Derivative 283.523 $121.26 $34,380.00
Disclosure

SEC source: 0001179110-17-001897 · edgar.xml · derivative · entry 4

McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 938.0241

Underlying: Common Stock · 283.523 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:58 UTC
McGraw Deirdre DaveyEVP Corp Comm/Cmnity Rltns
Tax withholdingCommon Stock 916 $121.26 $111,074.16
Disclosure

SEC source: 0001179110-17-001897 · edgar.xml · nonDerivative · entry 2

McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,328

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:58 UTC
McGraw Deirdre DaveyEVP Corp Comm/Cmnity Rltns
GrantCommon Stock 2,114 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001897 · edgar.xml · nonDerivative · entry 1

McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,244

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:57 UTC
Woerner John RobertPres Ins & Chief Strat Officer
GrantPhantom Stock · Derivative 412.3371 $121.26 $50,000.00
Disclosure

SEC source: 0001179110-17-001895 · edgar.xml · derivative · entry 4

Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,306.7263

Underlying: Common Stock · 412.3371 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:57 UTC
Woerner John RobertPres Ins & Chief Strat Officer
Tax withholdingCommon Stock 2,194 $121.26 $266,044.44
Disclosure

SEC source: 0001179110-17-001895 · edgar.xml · nonDerivative · entry 2

Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,338

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:57 UTC
Woerner John RobertPres Ins & Chief Strat Officer
GrantCommon Stock 4,551 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001895 · edgar.xml · nonDerivative · entry 1

Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,532

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:57 UTC
Kupper RandyEVP Technology and CIO
GrantPhantom Stock · Derivative 376.0515 $121.26 $45,600.00
Disclosure

SEC source: 0001179110-17-001894 · edgar.xml · derivative · entry 7

Kupper Randy · CIK 0001552030 · EVP Technology and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,864.9707

Underlying: Common Stock · 376.0515 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:57 UTC
Kupper RandyEVP Technology and CIO
Tax withholdingCommon Stock 1,184 $121.26 $143,571.84
Disclosure

SEC source: 0001179110-17-001894 · edgar.xml · nonDerivative · entry 2

Kupper Randy · CIK 0001552030 · EVP Technology and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,532

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:57 UTC
Kupper RandyEVP Technology and CIO
GrantCommon Stock 3,235 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001894 · edgar.xml · nonDerivative · entry 1

Kupper Randy · CIK 0001552030 · EVP Technology and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,716

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:57 UTC
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
GrantPhantom Stock · Derivative 263.0711 $121.26 $31,900.00
Disclosure

SEC source: 0001179110-17-001893 · edgar.xml · derivative · entry 4

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,483.6791

Underlying: Common Stock · 263.0711 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:57 UTC
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
Tax withholdingCommon Stock 1,100 $121.26 $133,386.00
Disclosure

SEC source: 0001179110-17-001893 · edgar.xml · nonDerivative · entry 2

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,826

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:57 UTC
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
GrantCommon Stock 2,926 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001893 · edgar.xml · nonDerivative · entry 1

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,926

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:56 UTC
MOORE COLINEVP & Global CIO
Tax withholdingCommon Stock 5,579 $121.26 $676,509.54
Disclosure

SEC source: 0001179110-17-001891 · edgar.xml · nonDerivative · entry 2

MOORE COLIN · CIK 0001205983 · EVP & Global CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,485

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:56 UTC
MOORE COLINEVP & Global CIO
GrantCommon Stock 11,838 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-001891 · edgar.xml · nonDerivative · entry 1

MOORE COLIN · CIK 0001205983 · EVP & Global CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,064

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:50 UTC
Stewart David KentSr Vice Pres and Controller
GrantPhantom Stock · Derivative 86.5908 $121.26 $10,500.00
Disclosure

SEC source: 0001179110-17-001888 · edgar.xml · derivative · entry 1

Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,568.7602

Underlying: Common Stock · 86.5908 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

Read SEC document
February 03, 2017 Filed Feb 7, 2017 21:50 UTC
THISSEN KAREN WILSONExecutive VP and GC
GrantPhantom Stock · Derivative 129.8862 $121.26 $15,750.00
Disclosure

SEC source: 0001179110-17-001887 · edgar.xml · derivative · entry 1

THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543.1729

Underlying: Common Stock · 129.8862 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.

F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:30 UTC
Sweeney Joseph EdwardPres-AWM Products & Services
Tax withholdingCommon Stock 325 $117.90 $38,317.50
Disclosure

SEC source: 0001179110-17-001627 · edgar.xml · nonDerivative · entry 2

Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,517

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:31 UTC
MOORE COLINEVP & Global CIO
Tax withholdingCommon Stock 801 $117.90 $94,437.90
Disclosure

SEC source: 0001179110-17-001633 · edgar.xml · nonDerivative · entry 2

MOORE COLIN · CIK 0001205983 · EVP & Global CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,226

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:33 UTC
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
Tax withholdingCommon Stock 183 $117.90 $21,575.70
Disclosure

SEC source: 0001179110-17-001644 · edgar.xml · nonDerivative · entry 2

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:34 UTC
CRACCHIOLO JAMES MDirector · Chairman and CEO
Tax withholdingCommon Stock 2,989 $117.90 $352,403.10
Disclosure

SEC source: 0001179110-17-001645 · edgar.xml · nonDerivative · entry 2

CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,122

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:33 UTC
McGraw Deirdre DaveyEVP Corp Comm/Cmnity Rltns
Tax withholdingCommon Stock 189 $117.90 $22,283.10
Disclosure

SEC source: 0001179110-17-001643 · edgar.xml · nonDerivative · entry 2

McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,130

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:32 UTC
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
Tax withholdingCommon Stock 149 $117.90 $17,567.10
Disclosure

SEC source: 0001179110-17-001637 · edgar.xml · nonDerivative · entry 2

HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,248

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:32 UTC
Stewart David KentSr Vice Pres and Controller
Tax withholdingCommon Stock 51 $117.90 $6,012.90
Disclosure

SEC source: 0001179110-17-001638 · edgar.xml · nonDerivative · entry 2

Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,018

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:33 UTC
THISSEN KAREN WILSONExecutive VP and GC
Tax withholdingCommon Stock 71 $117.90 $8,370.90
Disclosure

SEC source: 0001179110-17-001640 · edgar.xml · nonDerivative · entry 2

THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,982

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:29 UTC
Kupper RandyEVP Technology and CIO
Tax withholdingCommon Stock 165 $117.90 $19,453.50
Disclosure

SEC source: 0001179110-17-001623 · edgar.xml · nonDerivative · entry 2

Kupper Randy · CIK 0001552030 · EVP Technology and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,481

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:32 UTC
Berman Walter StanleyExecutive VP and CFO
Tax withholdingCommon Stock 983 $117.90 $115,895.70
Disclosure

SEC source: 0001179110-17-001635 · edgar.xml · nonDerivative · entry 2

Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,704

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:31 UTC
TRUSCOTT WILLIAM FCEO, Global Asset Management
Tax withholdingCommon Stock 879 $117.90 $103,634.10
Disclosure

SEC source: 0001179110-17-001629 · edgar.xml · nonDerivative · entry 2

TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,026

F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings.

Read SEC document
February 02, 2017 Filed Feb 3, 2017 21:29 UTC
Woerner John RobertPres Ins & Chief Strat Officer
Tax withholdingCommon Stock 255 $117.90 $30,064.50
Disclosure

SEC source: 0001179110-17-001626 · edgar.xml · nonDerivative · entry 2

Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,981

Read SEC document
February 01, 2017 Filed Feb 3, 2017 21:30 UTC
Sweeney Joseph EdwardPres-AWM Products & Services
Tax withholdingCommon Stock 288 $113.08 $32,567.04
Disclosure

SEC source: 0001179110-17-001627 · edgar.xml · nonDerivative · entry 1

Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,842

Read SEC document
February 01, 2017 Filed Feb 3, 2017 21:31 UTC
MOORE COLINEVP & Global CIO
Tax withholdingCommon Stock 803 $113.08 $90,803.24
Disclosure

SEC source: 0001179110-17-001633 · edgar.xml · nonDerivative · entry 1

MOORE COLIN · CIK 0001205983 · EVP & Global CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,027

Read SEC document
February 01, 2017 Filed Feb 3, 2017 21:33 UTC
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
Tax withholdingCommon Stock 203 $113.08 $22,955.24
Disclosure

SEC source: 0001179110-17-001644 · edgar.xml · nonDerivative · entry 1

Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,183

Read SEC document
February 01, 2017 Filed Feb 3, 2017 21:34 UTC
CRACCHIOLO JAMES MDirector · Chairman and CEO
Tax withholdingCommon Stock 3,058 $113.08 $345,798.64
Disclosure

SEC source: 0001179110-17-001645 · edgar.xml · nonDerivative · entry 1

CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,111

Read SEC document
February 01, 2017 Filed Feb 3, 2017 21:33 UTC
McGraw Deirdre DaveyEVP Corp Comm/Cmnity Rltns
Tax withholdingCommon Stock 223 $113.08 $25,216.84
Disclosure

SEC source: 0001179110-17-001643 · edgar.xml · nonDerivative · entry 1

McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,319

Read SEC document
February 01, 2017 Filed Feb 3, 2017 21:32 UTC
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
Tax withholdingCommon Stock 154 $113.08 $17,414.32
Disclosure

SEC source: 0001179110-17-001637 · edgar.xml · nonDerivative · entry 1

HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,397

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February 01, 2017 Filed Feb 3, 2017 21:32 UTC
Stewart David KentSr Vice Pres and Controller
Tax withholdingCommon Stock 75 $113.08 $8,481.00
Disclosure

SEC source: 0001179110-17-001638 · edgar.xml · nonDerivative · entry 1

Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,069

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February 01, 2017 Filed Feb 3, 2017 21:33 UTC
THISSEN KAREN WILSONExecutive VP and GC
Tax withholdingCommon Stock 100 $113.08 $11,308.00
Disclosure

SEC source: 0001179110-17-001640 · edgar.xml · nonDerivative · entry 1

THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,053

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February 01, 2017 Filed Feb 3, 2017 21:29 UTC
Kupper RandyEVP Technology and CIO
Tax withholdingCommon Stock 189 $113.08 $21,372.12
Disclosure

SEC source: 0001179110-17-001623 · edgar.xml · nonDerivative · entry 1

Kupper Randy · CIK 0001552030 · EVP Technology and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,646

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February 01, 2017 Filed Feb 3, 2017 21:32 UTC
Berman Walter StanleyExecutive VP and CFO
Tax withholdingCommon Stock 1,015 $113.08 $114,776.20
Disclosure

SEC source: 0001179110-17-001635 · edgar.xml · nonDerivative · entry 1

Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,687

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.