Last 12 months
Inside the activity.
0 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 11 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 07, 2017 Filed Feb 8, 2017 21:50 UTC |
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
|
Tax withholdingCommon Stock | 9,590 | $123.37 | $1,183,118.30 |
DisclosureSEC source: 0001179110-17-001976 · edgar.xml · nonDerivative · entry 3 HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,065 Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:50 UTC |
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
|
Exercise / conversionCommon Stock | 13,742 | $54.33 | $746,602.86 |
DisclosureSEC source: 0001179110-17-001976 · edgar.xml · nonDerivative · entry 2 HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,655 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:49 UTC |
McGraw Deirdre DaveyEVP Corp Comm/Cmnity Rltns
|
Tax withholdingCommon Stock | 213 | $123.18 | $26,237.34 |
DisclosureSEC source: 0001179110-17-001974 · edgar.xml · nonDerivative · entry 2 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,355 Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:49 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Tax withholdingCommon Stock | 79 | $123.18 | $9,731.22 |
DisclosureSEC source: 0001179110-17-001973 · edgar.xml · nonDerivative · entry 2 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,717 Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:49 UTC |
Stewart David KentSr Vice Pres and Controller
|
Tax withholdingCommon Stock | 59 | $123.18 | $7,267.62 |
DisclosureSEC source: 0001179110-17-001972 · edgar.xml · nonDerivative · entry 2 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,470 Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 21:58 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 22,726 | $0.00 Strike: $58.70 | $0.00 |
DisclosureSEC source: 0001179110-17-001896 · edgar.xml · derivative · entry 8 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,726 shares Expires 2021-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 21:58 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
SaleCommon Stock | 5,889 | $122.82 | $723,298.76 |
DisclosureSEC source: 0001179110-17-001896 · edgar.xml · nonDerivative · entry 5 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,264 Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 21:58 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Tax withholdingCommon Stock | 16,837 | $121.26 | $2,041,654.62 |
DisclosureSEC source: 0001179110-17-001896 · edgar.xml · nonDerivative · entry 4 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,153 Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 21:58 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Exercise / conversionCommon Stock | 22,726 | $58.70 | $1,334,016.20 |
DisclosureSEC source: 0001179110-17-001896 · edgar.xml · nonDerivative · entry 3 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 22:00 UTC |
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 13,514 | $0.00 Strike: $58.70 | $0.00 |
DisclosureSEC source: 0001179110-17-001901 · edgar.xml · derivative · entry 8 HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,514 shares Expires 2021-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 22:00 UTC |
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
|
SaleCommon Stock | 2,700 | $121.00 | $326,700.00 |
DisclosureSEC source: 0001179110-17-001901 · edgar.xml · nonDerivative · entry 6 HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,673 Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 22:00 UTC |
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
|
SaleCommon Stock | 3,764 | $123.64 | $465,362.14 |
DisclosureSEC source: 0001179110-17-001901 · edgar.xml · nonDerivative · entry 5 HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,373 Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 22:00 UTC |
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
|
Tax withholdingCommon Stock | 9,750 | $121.26 | $1,182,285.00 |
DisclosureSEC source: 0001179110-17-001901 · edgar.xml · nonDerivative · entry 4 HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,137 Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 22:00 UTC |
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
|
Exercise / conversionCommon Stock | 13,514 | $58.70 | $793,271.80 |
DisclosureSEC source: 0001179110-17-001901 · edgar.xml · nonDerivative · entry 3 HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,887 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 21:59 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 62,989 | $0.00 Strike: $58.70 | $0.00 |
DisclosureSEC source: 0001179110-17-001900 · edgar.xml · derivative · entry 8 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 62,989 shares Expires 2021-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 21:59 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
SaleCommon Stock | 16,831 | $122.95 | $2,069,405.11 |
DisclosureSEC source: 0001179110-17-001900 · edgar.xml · nonDerivative · entry 5 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 46,651 F2 · price: Reflects the weighted average price of 16,831 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 6, 2017 with sale prices ranging from $122.85 to $123.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting and/or exercise to the reporting person's indirect LLC holdings. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 21:59 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Tax withholdingCommon Stock | 46,158 | $121.26 | $5,597,119.08 |
DisclosureSEC source: 0001179110-17-001900 · edgar.xml · nonDerivative · entry 4 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,026 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting and/or exercise to the reporting person's indirect LLC holdings. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 21:59 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Exercise / conversionCommon Stock | 62,989 | $58.70 | $3,697,454.30 |
DisclosureSEC source: 0001179110-17-001900 · edgar.xml · nonDerivative · entry 3 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 21:57 UTC |
Kupper RandyEVP Technology and CIO
|
SaleCommon Stock | 3,591 | $122.88 | $441,244.13 |
DisclosureSEC source: 0001179110-17-001894 · edgar.xml · nonDerivative · entry 5 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,532 Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 21:57 UTC |
Kupper RandyEVP Technology and CIO
|
Tax withholdingCommon Stock | 10,348 | $121.26 | $1,254,798.48 |
DisclosureSEC source: 0001179110-17-001894 · edgar.xml · nonDerivative · entry 4 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,123 Read SEC document |
| February 06, 2017 Filed Feb 7, 2017 21:57 UTC |
Kupper RandyEVP Technology and CIO
|
Exercise / conversionCommon Stock | 13,939 | $65.31 | $910,356.09 |
DisclosureSEC source: 0001179110-17-001894 · edgar.xml · nonDerivative · entry 3 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:53 UTC |
SARLES H JAYDirector
|
GrantPhantom Stock (Retainer Deferral) · Derivative | 146.9158 | $123.37 | $18,125.00 |
DisclosureSEC source: 0001179110-17-001985 · edgar.xml · derivative · entry 1 SARLES H JAY · CIK 0001195078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 835.1882 Underlying: Common Stock · 146.9158 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:53 UTC |
WILLIAMS CHRISTOPHER JDirector
|
GrantPhantom Stock (Retainer Deferral) · Derivative | 163.1272 | $123.37 | $20,125.00 |
DisclosureSEC source: 0001179110-17-001984 · edgar.xml · derivative · entry 1 WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163.1272 Underlying: Common Stock · 163.1272 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:52 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
GrantEmployee Stock Option (right to buy) · Derivative | 108,334 | $0.00 Strike: $123.37 | $0.00 |
DisclosureSEC source: 0001179110-17-001983 · edgar.xml · derivative · entry 6 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,334 Underlying: Common Stock · 108,334 shares Expires 2027-02-07 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 6, 2017. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:52 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
GrantCommon Stock | 13,163 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001983 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,255 F1 · shares: Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on February 6, 2018, February 6, 2019 and February 6, 2020. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:52 UTC |
Berman Walter StanleyExecutive VP and CFO
|
GrantEmployee Stock Option (right to buy) · Derivative | 37,723 | $0.00 Strike: $123.37 | $0.00 |
DisclosureSEC source: 0001179110-17-001982 · edgar.xml · derivative · entry 4 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,723 Underlying: Common Stock · 37,723 shares Expires 2027-02-07 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 6, 2017. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:52 UTC |
Berman Walter StanleyExecutive VP and CFO
|
GrantCommon Stock | 4,328 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001982 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,914 F1 · shares: Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on February 6, 2018, February 6, 2019 and February 6, 2020. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:52 UTC |
MOORE COLINEVP & Global CIO
|
GrantEmployee Stock Option (right to buy) · Derivative | 32,641 | $0.00 Strike: $123.37 | $0.00 |
DisclosureSEC source: 0001179110-17-001981 · edgar.xml · derivative · entry 7 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,641 Underlying: Common Stock · 32,641 shares Expires 2027-02-07 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 6, 2017. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:52 UTC |
MOORE COLINEVP & Global CIO
|
GrantCommon Stock | 3,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001981 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,237 F1 · shares: Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on February 6, 2018, February 6, 2019 and February 6, 2020. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:51 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
GrantEmployee Stock Option (right to buy) · Derivative | 30,841 | $0.00 Strike: $123.37 | $0.00 |
DisclosureSEC source: 0001179110-17-001980 · edgar.xml · derivative · entry 5 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,841 Underlying: Common Stock · 30,841 shares Expires 2027-02-07 F4 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 6, 2017. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:51 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
GrantCommon Stock | 3,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001980 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,560 F1 · shares: Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on February 6, 2018, February 6, 2019 and February 6, 2020. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:51 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
GrantEmployee Stock Options (right to buy) · Derivative | 16,938 | $0.00 Strike: $123.37 | $0.00 |
DisclosureSEC source: 0001179110-17-001979 · edgar.xml · derivative · entry 4 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,938 Underlying: Common Stock · 16,938 shares Expires 2027-02-07 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 6, 2017. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:51 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
GrantCommon Stock | 1,945 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001979 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,209 F1 · shares: Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on February 6, 2018, February 6, 2019 and February 6, 2020. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:50 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 16,761 | $0.00 Strike: $123.37 | $0.00 |
DisclosureSEC source: 0001179110-17-001978 · edgar.xml · derivative · entry 4 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,761 Underlying: Common Stock · 16,761 shares Expires 2027-02-07 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 6, 2017. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:50 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
GrantCommon Stock | 1,921 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001978 · edgar.xml · nonDerivative · entry 1 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,259 F1 · shares: Restricted stock award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on February 6, 2018, February 6, 2019 and February 6, 2020. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:50 UTC |
Kupper RandyEVP Technology and CIO
|
GrantEmployee Stock Option (right to buy) · Derivative | 15,103 | $0.00 Strike: $123.37 | $0.00 |
DisclosureSEC source: 0001179110-17-001977 · edgar.xml · derivative · entry 4 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,103 Underlying: Common Stock · 15,103 shares Expires 2027-02-07 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 6, 2017. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:50 UTC |
Kupper RandyEVP Technology and CIO
|
GrantCommon Stock | 1,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001977 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,266 F1 · shares: Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on February 6, 2018, February 6, 2019 and February 6, 2020. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:50 UTC |
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
|
GrantEmployee Stock Option (right to buy) · Derivative | 10,657 | $0.00 Strike: $123.37 | $0.00 |
DisclosureSEC source: 0001179110-17-001975 · edgar.xml · derivative · entry 8 Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,657 Underlying: Common Stock · 10,657 shares Expires 2027-02-07 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 6, 2017. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:50 UTC |
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
|
GrantCommon Stock | 1,223 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001975 · edgar.xml · nonDerivative · entry 1 Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,049 F1 · shares: Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on February 6, 2018, February 6, 2019 and February 6, 2020. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:50 UTC |
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
|
GrantEmployee Stock Option (right to buy) · Derivative | 10,762 | $0.00 Strike: $123.37 | $0.00 |
DisclosureSEC source: 0001179110-17-001976 · edgar.xml · derivative · entry 7 HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,762 Underlying: Common Stock · 10,762 shares Expires 2027-02-07 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 6, 2017. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:50 UTC |
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
|
GrantCommon Stock | 1,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001976 · edgar.xml · nonDerivative · entry 1 HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,913 F1 · shares: Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on February 6, 2018, February 6, 2019 and February 6, 2020. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:49 UTC |
McGraw Deirdre DaveyEVP Corp Comm/Cmnity Rltns
|
GrantEmployee Stock Option (right to buy) · Derivative | 10,762 | $0.00 Strike: $123.37 | $0.00 |
DisclosureSEC source: 0001179110-17-001974 · edgar.xml · derivative · entry 4 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,762 Underlying: Common Stock · 10,762 shares Expires 2027-02-07 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 6, 2017. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:49 UTC |
McGraw Deirdre DaveyEVP Corp Comm/Cmnity Rltns
|
GrantCommon Stock | 1,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001974 · edgar.xml · nonDerivative · entry 1 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,568 F1 · shares: Restricted stock award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on February 6, 2018, February 6, 2019 and February 6, 2020. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:49 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
GrantEmployee Stock Option (right to buy) · Derivative | 4,728 | $0.00 Strike: $123.37 | $0.00 |
DisclosureSEC source: 0001179110-17-001973 · edgar.xml · derivative · entry 4 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,728 Underlying: Common Stock · 4,728 shares Expires 2027-02-07 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 6, 2017. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:49 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
GrantCommon Stock | 814 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001973 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,796 F1 · shares: Restricted stock award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on February 6, 2018, February 6, 2019 and February 6, 2020. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:49 UTC |
Stewart David KentSr Vice Pres and Controller
|
GrantEmployee Stock Option (right to buy) · Derivative | 2,965 | $0.00 Strike: $123.37 | $0.00 |
DisclosureSEC source: 0001179110-17-001972 · edgar.xml · derivative · entry 4 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,965 Underlying: Common Stock · 2,965 shares Expires 2027-02-07 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 6, 2017. Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 21:49 UTC |
Stewart David KentSr Vice Pres and Controller
|
GrantCommon Stock | 511 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001972 · edgar.xml · nonDerivative · entry 1 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,529 F1 · shares: Restricted stock unit award, granted under the Ameriprise Financial 2005 Incentive Compensation Plan, will vest in three equal installments on February 6, 2018, February 6, 2019 and February 6, 2020. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:58 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
GrantPhantom Stock · Derivative | 412.3371 | $121.26 | $50,000.00 |
DisclosureSEC source: 0001179110-17-001896 · edgar.xml · derivative · entry 7 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,587.4145 Underlying: Common Stock · 412.3371 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:58 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Tax withholdingCommon Stock | 2,781 | $121.26 | $337,224.06 |
DisclosureSEC source: 0001179110-17-001896 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,264 Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 21:58 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
GrantCommon Stock | 5,528 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-001896 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,045 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.