Last 12 months
Inside the activity.
0 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 11 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 26, 2017 Filed Apr 28, 2017 20:18 UTC |
SARLES H JAYDirector
|
GrantPhantom Stock (Annual) · Derivative | 1,162.7907 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-006261 · edgar.xml · derivative · entry 1 SARLES H JAY · CIK 0001195078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,555.8831 Underlying: Common Stock · 1,162.7907 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:14 UTC |
WILLIAMS CHRISTOPHER JDirector
|
GrantPhantom Stock (Annual) · Derivative | 1,162.7907 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-006259 · edgar.xml · derivative · entry 1 WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,064.2239 Underlying: Common Stock · 1,162.7907 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:11 UTC |
Sharpe Robert Francis JRDirector
|
GrantPhantom Stock (Annual) · Derivative | 1,162.7907 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-006257 · edgar.xml · derivative · entry 1 Sharpe Robert Francis JR · CIK 0001340573 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,555.8831 Underlying: Common Stock · 1,162.7907 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:13 UTC |
MOORE COLINEVP & Global CIO
|
SaleCommon Stock | 20,233 | $129.08 | $2,611,602.80 |
DisclosureSEC source: 0001179110-17-005540 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,314 F1 · price: Reflects the weighted average price of 20,233 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on March 31, 2017 with sale prices ranging from $128.91 to $129.194 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 20:35 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
SaleCommon Stock | 8,000 | $134.63 | $1,077,026.40 |
DisclosureSEC source: 0001179110-17-004918 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 39,852 F1 · price: Reflects the weighted average price of 8,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on March 16, 2017 with sale prices ranging from $134.57 to $134.72 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:29 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 18,611 | $0.00 Strike: $58.70 | $0.00 |
DisclosureSEC source: 0001179110-17-003830 · edgar.xml · derivative · entry 5 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,611 shares Expires 2021-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:29 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
SaleCommon Stock | 5,337 | $134.57 | $718,216.10 |
DisclosureSEC source: 0001179110-17-003830 · edgar.xml · nonDerivative · entry 3 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,862 F1 · price: Reflects the weighted average price of 5,337 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on March 1, 2017 with sale prices ranging from $134.55 to $134.605 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:29 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Tax withholdingCommon Stock | 13,274 | $131.50 | $1,745,531.00 |
DisclosureSEC source: 0001179110-17-003830 · edgar.xml · nonDerivative · entry 2 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,199 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 21:29 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Exercise / conversionCommon Stock | 18,611 | $58.70 | $1,092,465.70 |
DisclosureSEC source: 0001179110-17-003830 · edgar.xml · nonDerivative · entry 1 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,473 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2017 Filed Mar 6, 2017 21:27 UTC |
SARLES H JAYDirector
|
GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-003992 · edgar.xml · nonDerivative · entry 1 SARLES H JAY · CIK 0001195078 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 8,609 F1 · shares: The reporting person made an in-kind charitable gift to a not for profit charitable organization. F2 · balance_after: The reporting person's Form 4 filed on November 15, 2016 inadvertently understated the reporting person's holdings by 2,000 shares, all of which shares are held indirectly by trust. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 21:52 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,520 | $0.00 Strike: $54.33 | $0.00 |
DisclosureSEC source: 0001179110-17-003036 · edgar.xml · derivative · entry 5 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,520 shares Expires 2022-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 21:52 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
SaleCommon Stock | 535 | $131.17 | $70,178.41 |
DisclosureSEC source: 0001179110-17-003036 · edgar.xml · nonDerivative · entry 3 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,324 Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 21:52 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Tax withholdingCommon Stock | 3,378 | $130.77 | $441,741.06 |
DisclosureSEC source: 0001179110-17-003036 · edgar.xml · nonDerivative · entry 2 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,859 Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 21:52 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Exercise / conversionCommon Stock | 5,520 | $54.33 | $299,901.60 |
DisclosureSEC source: 0001179110-17-003036 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,237 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2017 Filed Feb 23, 2017 21:52 UTC |
Kupper RandyEVP Technology and CIO
|
SaleCommon Stock | 3,327 | $129.71 | $431,528.54 |
DisclosureSEC source: 0001179110-17-003035 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,696 Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 21:56 UTC |
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
|
SaleCommon Stock | 3,916 | $128.88 | $504,701.91 |
DisclosureSEC source: 0001179110-17-002773 · edgar.xml · nonDerivative · entry 1 HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,747 Read SEC document |
| February 14, 2017 Filed Feb 16, 2017 21:46 UTC |
McGraw Deirdre DaveyEVP Corp Comm/Cmnity Rltns
|
SaleCommon Stock | 2,100 | $128.01 | $268,827.30 |
DisclosureSEC source: 0001179110-17-002532 · edgar.xml · nonDerivative · entry 1 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,889 F1 · price: Reflects the weighted average price of 2,100 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 14, 2017 with sale prices ranging from $128.00 to $128.035 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 21:13 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
SaleCommon Stock | 9,602 | $124.46 | $1,195,090.85 |
DisclosureSEC source: 0001179110-17-002331 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,309 F2 · price: Reflects the weighted average price of 9,602 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 10, 2017 with sale prices ranging from $124.43 to $124.51 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 21:13 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
SaleCommon Stock | 44,508 | $123.65 | $5,503,454.26 |
DisclosureSEC source: 0001179110-17-002331 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,911 F1 · price: Reflects the weighted average price of 44,508 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 10, 2017 with sale prices ranging from $123.45 to $124.32 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:36 UTC |
McGraw Deirdre DaveyEVP Corp Comm/Cmnity Rltns
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,099 | $0.00 Strike: $65.31 | $0.00 |
DisclosureSEC source: 0001179110-17-002254 · edgar.xml · derivative · entry 4 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,099 shares Expires 2023-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:36 UTC |
McGraw Deirdre DaveyEVP Corp Comm/Cmnity Rltns
|
Tax withholdingCommon Stock | 2,465 | $121.58 | $299,694.70 |
DisclosureSEC source: 0001179110-17-002254 · edgar.xml · nonDerivative · entry 2 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,989 Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:36 UTC |
McGraw Deirdre DaveyEVP Corp Comm/Cmnity Rltns
|
Exercise / conversionCommon Stock | 3,099 | $65.31 | $202,395.69 |
DisclosureSEC source: 0001179110-17-002254 · edgar.xml · nonDerivative · entry 1 McGraw Deirdre Davey · CIK 0001389812 · EVP Corp Comm/Cmnity Rltns 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:37 UTC |
Berman Walter StanleyExecutive VP and CFO
|
SaleCommon Stock | 19,000 | $123.03 | $2,337,585.20 |
DisclosureSEC source: 0001179110-17-002255 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,836 F1 · price: Reflects the weighted average price of 19,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 9, 2017 with sale prices ranging from $122.971 to $123.113 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:36 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
SaleCommon Stock | 2,440 | $123.70 | $301,818.24 |
DisclosureSEC source: 0001179110-17-002253 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,314 Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:52 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 176,343 | $0.00 Strike: $58.70 | $0.00 |
DisclosureSEC source: 0001179110-17-001983 · edgar.xml · derivative · entry 7 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 176,343 shares Expires 2021-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:52 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 3,344 | $123.18 | $411,913.92 |
DisclosureSEC source: 0001179110-17-001983 · edgar.xml · nonDerivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,419 Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:52 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 131,835 | $123.37 | $16,264,483.95 |
DisclosureSEC source: 0001179110-17-001983 · edgar.xml · nonDerivative · entry 3 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,763 Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:52 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 176,343 | $58.70 | $10,351,334.10 |
DisclosureSEC source: 0001179110-17-001983 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,598 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:52 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Tax withholdingCommon Stock | 1,078 | $123.18 | $132,788.04 |
DisclosureSEC source: 0001179110-17-001982 · edgar.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,836 Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:52 UTC |
MOORE COLINEVP & Global CIO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 25,428 | $0.00 Strike: $65.31 | $0.00 |
DisclosureSEC source: 0001179110-17-001981 · edgar.xml · derivative · entry 10 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,713 Underlying: Common Stock · 25,428 shares Expires 2023-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:52 UTC |
MOORE COLINEVP & Global CIO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,239 | $0.00 Strike: $54.33 | $0.00 |
DisclosureSEC source: 0001179110-17-001981 · edgar.xml · derivative · entry 9 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,474 Underlying: Common Stock · 12,239 shares Expires 2022-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:52 UTC |
MOORE COLINEVP & Global CIO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 13,195 | $0.00 Strike: $47.50 | $0.00 |
DisclosureSEC source: 0001179110-17-001981 · edgar.xml · derivative · entry 8 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,195 shares Expires 2020-05-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:52 UTC |
MOORE COLINEVP & Global CIO
|
Tax withholdingCommon Stock | 928 | $123.18 | $114,311.04 |
DisclosureSEC source: 0001179110-17-001981 · edgar.xml · nonDerivative · entry 6 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,547 Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:52 UTC |
MOORE COLINEVP & Global CIO
|
Tax withholdingCommon Stock | 36,624 | $123.37 | $4,518,302.88 |
DisclosureSEC source: 0001179110-17-001981 · edgar.xml · nonDerivative · entry 5 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,475 Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:52 UTC |
MOORE COLINEVP & Global CIO
|
Exercise / conversionCommon Stock | 25,428 | $65.31 | $1,660,702.68 |
DisclosureSEC source: 0001179110-17-001981 · edgar.xml · nonDerivative · entry 4 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,099 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:52 UTC |
MOORE COLINEVP & Global CIO
|
Exercise / conversionCommon Stock | 12,239 | $54.33 | $664,944.87 |
DisclosureSEC source: 0001179110-17-001981 · edgar.xml · nonDerivative · entry 3 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,671 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:52 UTC |
MOORE COLINEVP & Global CIO
|
Exercise / conversionCommon Stock | 13,195 | $47.50 | $626,762.50 |
DisclosureSEC source: 0001179110-17-001981 · edgar.xml · nonDerivative · entry 2 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:51 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Tax withholdingCommon Stock | 989 | $123.18 | $121,825.02 |
DisclosureSEC source: 0001179110-17-001980 · edgar.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,370 F2 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:51 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Tax withholdingCommon Stock | 455 | $123.18 | $56,046.90 |
DisclosureSEC source: 0001179110-17-001979 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,754 Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:50 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Tax withholdingCommon Stock | 397 | $123.18 | $48,902.46 |
DisclosureSEC source: 0001179110-17-001978 · edgar.xml · nonDerivative · entry 2 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,862 Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:50 UTC |
Kupper RandyEVP Technology and CIO
|
Tax withholdingCommon Stock | 243 | $123.18 | $29,932.74 |
DisclosureSEC source: 0001179110-17-001977 · edgar.xml · nonDerivative · entry 2 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,023 Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:50 UTC |
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,390 | $0.00 Strike: $65.31 | $0.00 |
DisclosureSEC source: 0001179110-17-001975 · edgar.xml · derivative · entry 9 Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Commmon Stock · 12,390 shares Expires 2023-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:50 UTC |
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
|
Tax withholdingCommon Stock | 284 | $123.18 | $34,983.12 |
DisclosureSEC source: 0001179110-17-001975 · edgar.xml · nonDerivative · entry 6 Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,572 Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:50 UTC |
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
|
SaleCommon Stock | 1,193 | $123.12 | $146,882.16 |
DisclosureSEC source: 0001179110-17-001975 · edgar.xml · nonDerivative · entry 5 Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,856 Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:50 UTC |
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
|
SaleCommon Stock | 2,630 | $123.71 | $325,357.30 |
DisclosureSEC source: 0001179110-17-001975 · edgar.xml · nonDerivative · entry 4 Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,049 Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:50 UTC |
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
|
Tax withholdingCommon Stock | 9,760 | $123.37 | $1,204,091.20 |
DisclosureSEC source: 0001179110-17-001975 · edgar.xml · nonDerivative · entry 3 Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,679 Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:50 UTC |
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
|
Exercise / conversionCommon Stock | 12,390 | $65.31 | $809,190.90 |
DisclosureSEC source: 0001179110-17-001975 · edgar.xml · nonDerivative · entry 2 Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,439 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:50 UTC |
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 13,742 | $0.00 Strike: $54.33 | $0.00 |
DisclosureSEC source: 0001179110-17-001976 · edgar.xml · derivative · entry 8 HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,742 shares Expires 2022-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:50 UTC |
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
|
Tax withholdingCommon Stock | 250 | $123.18 | $30,795.00 |
DisclosureSEC source: 0001179110-17-001976 · edgar.xml · nonDerivative · entry 5 HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,663 Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 21:50 UTC |
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
|
SaleCommon Stock | 4,152 | $123.36 | $512,194.87 |
DisclosureSEC source: 0001179110-17-001976 · edgar.xml · nonDerivative · entry 4 HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,913 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.