Last 12 months
Inside the activity.
0 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 11 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 27, 2017 Filed Jul 31, 2017 21:12 UTC |
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
|
SaleCommon Stock | 1,500 | $144.59 | $216,885.00 |
DisclosureSEC source: 0001179110-17-010825 · edgar.xml · nonDerivative · entry 1 HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,356 Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 21:12 UTC |
Stewart David KentSr Vice Pres and Controller
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,072 | $0.00 Strike: $107.61 | $0.00 |
DisclosureSEC source: 0001179110-17-010824 · edgar.xml · derivative · entry 11 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,035 Underlying: Common Stock · 2,072 shares Expires 2024-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 21:12 UTC |
Stewart David KentSr Vice Pres and Controller
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,426 | $0.00 Strike: $65.31 | $0.00 |
DisclosureSEC source: 0001179110-17-010824 · edgar.xml · derivative · entry 10 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,426 shares Expires 2023-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 21:12 UTC |
Stewart David KentSr Vice Pres and Controller
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,857 | $0.00 Strike: $54.33 | $0.00 |
DisclosureSEC source: 0001179110-17-010824 · edgar.xml · derivative · entry 9 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,857 shares Expires 2022-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 21:12 UTC |
Stewart David KentSr Vice Pres and Controller
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,116 | $0.00 Strike: $58.70 | $0.00 |
DisclosureSEC source: 0001179110-17-010824 · edgar.xml · derivative · entry 8 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,116 shares Expires 2021-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 21:12 UTC |
Stewart David KentSr Vice Pres and Controller
|
SaleCommon Stock | 4,945 | $144.21 | $713,123.40 |
DisclosureSEC source: 0001179110-17-010824 · edgar.xml · nonDerivative · entry 6 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,853 Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 21:12 UTC |
Stewart David KentSr Vice Pres and Controller
|
Tax withholdingCommon Stock | 10,526 | $144.65 | $1,522,585.90 |
DisclosureSEC source: 0001179110-17-010824 · edgar.xml · nonDerivative · entry 5 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,798 Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 21:12 UTC |
Stewart David KentSr Vice Pres and Controller
|
Exercise / conversionCommon Stock | 2,072 | $107.61 | $222,967.92 |
DisclosureSEC source: 0001179110-17-010824 · edgar.xml · nonDerivative · entry 4 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,324 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 21:12 UTC |
Stewart David KentSr Vice Pres and Controller
|
Exercise / conversionCommon Stock | 4,426 | $65.31 | $289,062.06 |
DisclosureSEC source: 0001179110-17-010824 · edgar.xml · nonDerivative · entry 3 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 21:12 UTC |
Stewart David KentSr Vice Pres and Controller
|
Exercise / conversionCommon Stock | 4,857 | $54.33 | $263,880.81 |
DisclosureSEC source: 0001179110-17-010824 · edgar.xml · nonDerivative · entry 2 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,826 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 21:12 UTC |
Stewart David KentSr Vice Pres and Controller
|
Exercise / conversionCommon Stock | 4,116 | $58.70 | $241,609.20 |
DisclosureSEC source: 0001179110-17-010824 · edgar.xml · nonDerivative · entry 1 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 21:09 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Exercise / conversionPhantom Stock · Derivative | 133.494 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-010281 · edgar.xml · derivative · entry 4 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 409.6789 Underlying: Common Stock · 133.494 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 21:09 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Tax withholdingCommon Stock | 33.494 | $129.15 | $4,325.75 |
DisclosureSEC source: 0001179110-17-010281 · edgar.xml · nonDerivative · entry 2 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,424 Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 21:09 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Exercise / conversionCommon Stock | 133.494 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-010281 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,457.494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 21:09 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Exercise / conversionPhantom Stock · Derivative | 668.0427 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-010280 · edgar.xml · derivative · entry 4 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,638.6836 Underlying: Common Stock · 668.0427 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 21:09 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Tax withholdingCommon Stock | 265.0427 | $129.15 | $34,230.26 |
DisclosureSEC source: 0001179110-17-010280 · edgar.xml · nonDerivative · entry 2 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,265 Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 21:09 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Exercise / conversionCommon Stock | 668.0427 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-010280 · edgar.xml · nonDerivative · entry 1 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,530.0427 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 21:09 UTC |
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
|
Exercise / conversionPhantom Stock · Derivative | 463.8193 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-010279 · edgar.xml · derivative · entry 4 HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,728.0198 Underlying: Common Stock · 463.8193 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 21:09 UTC |
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
|
Tax withholdingCommon Stock | 183.8193 | $129.15 | $23,740.26 |
DisclosureSEC source: 0001179110-17-010279 · edgar.xml · nonDerivative · entry 2 HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,856 Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 21:09 UTC |
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
|
Exercise / conversionCommon Stock | 463.8193 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-010279 · edgar.xml · nonDerivative · entry 1 HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,039.8193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 21:08 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Exercise / conversionPhantom Stock · Derivative | 1,781.0971 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-010278 · edgar.xml · derivative · entry 5 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,553.3354 Underlying: Common Stock · 1,781.0971 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F4 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F4 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 21:08 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Tax withholdingCommon Stock | 706.0971 | $129.15 | $91,192.44 |
DisclosureSEC source: 0001179110-17-010278 · edgar.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,370 F2 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 21:08 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Exercise / conversionCommon Stock | 1,781.0971 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-010278 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,151.0971 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 21:08 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Exercise / conversionPhantom Stock · Derivative | 535.4021 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-010277 · edgar.xml · derivative · entry 4 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,904.0948 Underlying: Common Stock · 535.4021 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 21:08 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Tax withholdingCommon Stock | 212.4021 | $129.15 | $27,431.73 |
DisclosureSEC source: 0001179110-17-010277 · edgar.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,159 Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 21:08 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Exercise / conversionCommon Stock | 535.4021 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-010277 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,371.4021 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 21:08 UTC |
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
|
Exercise / conversionPhantom Stock · Derivative | 429.0659 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-010276 · edgar.xml · derivative · entry 4 Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,054.6132 Underlying: Common Stock · 429.0659 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 21:08 UTC |
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
|
Tax withholdingCommon Stock | 170.0659 | $129.15 | $21,964.01 |
DisclosureSEC source: 0001179110-17-010276 · edgar.xml · nonDerivative · entry 2 Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,831 Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 21:08 UTC |
Maglaque Charles NealPres. Advice & Wealth Mgt, COO
|
Exercise / conversionCommon Stock | 429.0659 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-010276 · edgar.xml · nonDerivative · entry 1 Maglaque Charles Neal · CIK 0001552029 · Pres. Advice & Wealth Mgt, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,001.0659 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 21:07 UTC |
Stewart David KentSr Vice Pres and Controller
|
Exercise / conversionPhantom Stock · Derivative | 512.9736 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-010275 · edgar.xml · derivative · entry 4 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,055.7866 Underlying: Common Stock · 512.9736 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 21:07 UTC |
Stewart David KentSr Vice Pres and Controller
|
Tax withholdingCommon Stock | 129.9736 | $129.15 | $16,786.09 |
DisclosureSEC source: 0001179110-17-010275 · edgar.xml · nonDerivative · entry 2 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,853 Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 21:07 UTC |
Stewart David KentSr Vice Pres and Controller
|
Exercise / conversionCommon Stock | 512.9736 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-010275 · edgar.xml · nonDerivative · entry 1 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,982.9736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| July 06, 2017 Filed Jul 31, 2017 21:13 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Exercise / conversionPhantom Stock · Derivative | 806.762 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-010826 · edgar.xml · derivative · entry 7 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,780.6525 Underlying: Common Stock · 806.762 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 06, 2017 Filed Jul 31, 2017 21:13 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Tax withholdingCommon Stock | 387.762 | $129.15 | $50,079.46 |
DisclosureSEC source: 0001179110-17-010826 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,733 Read SEC document |
| July 06, 2017 Filed Jul 31, 2017 21:13 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Exercise / conversionCommon Stock | 806.762 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-010826 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,120.762 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 20:12 UTC |
Kupper RandyEVP Technology and CIO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 9,273 | $0.00 Strike: $54.33 | $0.00 |
DisclosureSEC source: 0001179110-17-009820 · edgar.xml · derivative · entry 5 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,273 shares Expires 2022-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 20:12 UTC |
Kupper RandyEVP Technology and CIO
|
SaleCommon Stock | 2,987 | $130.24 | $389,029.87 |
DisclosureSEC source: 0001179110-17-009820 · edgar.xml · nonDerivative · entry 3 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,696 Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 20:12 UTC |
Kupper RandyEVP Technology and CIO
|
Tax withholdingCommon Stock | 6,286 | $128.41 | $807,185.26 |
DisclosureSEC source: 0001179110-17-009820 · edgar.xml · nonDerivative · entry 2 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,683 Read SEC document |
| June 29, 2017 Filed Jun 30, 2017 20:12 UTC |
Kupper RandyEVP Technology and CIO
|
Exercise / conversionCommon Stock | 9,273 | $54.33 | $503,802.09 |
DisclosureSEC source: 0001179110-17-009820 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,969 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2017 Filed May 10, 2017 21:28 UTC |
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 14,172 | $0.00 Strike: $65.31 | $0.00 |
DisclosureSEC source: 0001179110-17-006998 · edgar.xml · derivative · entry 5 HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,172 shares Expires 2023-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested. Read SEC document |
| May 08, 2017 Filed May 10, 2017 21:28 UTC |
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
|
SaleCommon Stock | 943 | $128.80 | $121,458.40 |
DisclosureSEC source: 0001179110-17-006998 · edgar.xml · nonDerivative · entry 3 HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,576 Read SEC document |
| May 08, 2017 Filed May 10, 2017 21:28 UTC |
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
|
Tax withholdingCommon Stock | 10,400 | $128.82 | $1,339,728.00 |
DisclosureSEC source: 0001179110-17-006998 · edgar.xml · nonDerivative · entry 2 HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,519 Read SEC document |
| May 08, 2017 Filed May 10, 2017 21:28 UTC |
HUNTER PETRUZILLO KELLI A.Exec VP of Human Resources
|
Exercise / conversionCommon Stock | 14,172 | $65.31 | $925,573.32 |
DisclosureSEC source: 0001179110-17-006998 · edgar.xml · nonDerivative · entry 1 HUNTER KELLI A · CIK 0001184353 · Exec VP of Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,919 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 20:18 UTC |
SARLES H JAYDirector
|
GrantPhantom Stock (Retainer Deferral) · Derivative | 141.0945 | $128.46 | $18,125.00 |
DisclosureSEC source: 0001179110-17-006261 · edgar.xml · derivative · entry 2 SARLES H JAY · CIK 0001195078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 981.0461 Underlying: Common Stock · 141.0945 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. F3 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. Read SEC document |
| April 27, 2017 Filed Apr 28, 2017 20:14 UTC |
WILLIAMS CHRISTOPHER JDirector
|
GrantPhantom Stock (Retainer Deferral) · Derivative | 156.6636 | $128.46 | $20,125.01 |
DisclosureSEC source: 0001179110-17-006259 · edgar.xml · derivative · entry 2 WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320.7211 Underlying: Common Stock · 156.6636 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. F3 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:21 UTC |
NODDLE JEFFREYDirector
|
GrantPhantom Stock (Annual) · Derivative | 1,162.7907 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-006263 · edgar.xml · derivative · entry 1 NODDLE JEFFREY · CIK 0001180798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,555.8831 Underlying: Common Stock · 1,162.7907 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:29 UTC |
NEAL BLIXT DIANNEDirector
|
GrantPhantom Stock (Annual) · Derivative | 1,162.7907 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-006280 · edgar.xml · derivative · entry 1 NEAL BLIXT DIANNE · CIK 0001242260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,929.2789 Underlying: Common Stock · 1,162.7907 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:26 UTC |
DiGeso AmyDirector
|
GrantPhantom Stock (Annual) · Derivative | 1,162.7907 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-006273 · edgar.xml · derivative · entry 1 DiGeso Amy · CIK 0001325475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,929.2789 Underlying: Common Stock · 1,162.7907 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:24 UTC |
GREENBERG LON RDirector
|
GrantPhantom Stock (Annual) · Derivative | 1,162.7907 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-006269 · edgar.xml · derivative · entry 1 GREENBERG LON R · CIK 0001234234 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,068.871 Underlying: Common Stock · 1,162.7907 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:23 UTC |
MARSHALL SIRI SDirector
|
GrantPhantom Stock (Annual) · Derivative | 1,162.7907 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-006266 · edgar.xml · derivative · entry 1 MARSHALL SIRI S · CIK 0001206689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,555.8831 Underlying: Common Stock · 1,162.7907 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.