Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERIPRISE FINANCIAL INCAMP · Entity 3035 | Director | April 26, 2017 | April 28, 2017 |
| Alphatec Holdings, Inc.ATEC · Entity 4720 | Director | December 12, 2016 | December 16, 2016 |
| EQUIFAX INCEFX · Entity 3235 | Director | March 31, 2021 | April 02, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERIPRISE FINANCIAL INC
Report date April 26, 2017 · Filed April 28, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock (Annual)SEC Table II · derivative / convertible security | Direct | 27,555.8831 |
Reported balance
After 2017-04-26 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-04-26 · Grant · Acquired 1,162.7907 · Balance 27,555.8831 F1: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F2: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.
Alphatec Holdings, Inc.
Report date December 12, 2016 · Filed December 16, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| NQ Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $4.43 · Expires 2026-12-12 | Direct | 29,221 |
Reported balance
After 2016-12-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2016-12-12 · Grant · Acquired 14,610 · Balance 29,221 F2: Exercise price per share. F1: The options are fully vested as of the grant date. |
| Restricted Common StockSEC Table I · non-derivative | Direct | 6,570 |
Reported balance
Holding disclosure · report date 2016-12-12 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 6,570 |
Filing footnotes · ownership attribution and instrument terms
F1: The options are fully vested as of the grant date.
F2: Exercise price per share.
EQUIFAX INC
Report date March 31, 2021 · Filed April 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,531.221 |
Reported balance
After 2021-03-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-03-31 · Grant · Acquired 155 · Balance 5,531.221 F1: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2021 Filed Apr 2, 2021 16:11 UTC | EQUIFAX INC EFX · Entity 3235 | GrantPhantom Stock Units · Derivative | 155 | $181.13 | $28,075.15 |
DisclosureSEC source: 0001225208-21-006267 · doc4.xml · derivative · entry 1 MARSHALL SIRI S · CIK 0001206689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,531.221 Underlying: Common Stock · 155 shares Expires not disclosed F1 · derivative.exercise_price: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:20 UTC | EQUIFAX INC EFX · Entity 3235 | GrantPhantom Stock Units · Derivative | 146 | $192.84 | $28,154.64 |
DisclosureSEC source: 0001225208-21-000054 · doc4.xml · derivative · entry 1 MARSHALL SIRI S · CIK 0001206689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,376.221 Underlying: Common Stock · 146 shares Expires not disclosed F1 · derivative.exercise_price: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 13:11 UTC | EQUIFAX INC EFX · Entity 3235 | GrantPhantom Stock Units · Derivative | 187.221 | $156.90 | $29,374.97 |
DisclosureSEC source: 0001225208-20-012018 · doc4.xml · derivative · entry 1 MARSHALL SIRI S · CIK 0001206689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,230.221 Underlying: Common Stock · 187.221 shares Expires not disclosed F1 · derivative.exercise_price: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 01:27 UTC | EQUIFAX INC EFX · Entity 3235 | GrantPhantom Stock Units · Derivative | 171 | $171.88 | $29,391.48 |
DisclosureSEC source: 0001225208-20-009295 · doc4.xml · derivative · entry 1 MARSHALL SIRI S · CIK 0001206689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,043 Underlying: Common Stock · 171 shares Expires not disclosed F1 · derivative.exercise_price: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. Read SEC document |
| May 07, 2020 Filed May 11, 2020 20:13 UTC | EQUIFAX INC EFX · Entity 3235 | GrantCommon Stock | 1,147 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-007385 · doc4.xml · nonDerivative · entry 1 MARSHALL SIRI S · CIK 0001206689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,088 F1 · security: Annual director equity grant pursuant to the Company's long-term incentive plan. The award of restricted stock units vests 100% on 5/7/2021. F2 · balance_after: Includes accrued dividend equivalent units for dividends reinvested in corresponding restricted stock units through the Company's last dividend payment date. Read SEC document |
| March 31, 2020 Filed Apr 3, 2020 20:25 UTC | EQUIFAX INC EFX · Entity 3235 | GrantPhantom Stock Units · Derivative | 246 | $119.45 | $29,384.70 |
DisclosureSEC source: 0001225208-20-006048 · doc4.xml · derivative · entry 1 MARSHALL SIRI S · CIK 0001206689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,872 Underlying: Common Stock · 246 shares Expires not disclosed F1 · derivative.exercise_price: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 21:24 UTC | EQUIFAX INC EFX · Entity 3235 | GrantPhantom Stock Units · Derivative | 210 | $140.12 | $29,425.20 |
DisclosureSEC source: 0001225208-20-000034 · doc4.xml · derivative · entry 1 MARSHALL SIRI S · CIK 0001206689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,626 Underlying: Common Stock · 210 shares Expires not disclosed F1 · derivative.exercise_price: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 17:50 UTC | EQUIFAX INC EFX · Entity 3235 | GrantPhantom Stock Units · Derivative | 209 | $140.67 | $29,400.03 |
DisclosureSEC source: 0001225208-19-012984 · doc4.xml · derivative · entry 1 MARSHALL SIRI S · CIK 0001206689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,416 Underlying: Common Stock · 209 shares Expires not disclosed F1 · derivative.exercise_price: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:16 UTC | EQUIFAX INC EFX · Entity 3235 | GrantPhantom Stock Units · Derivative | 217 | $135.24 | $29,347.08 |
DisclosureSEC source: 0001225208-19-009829 · doc4.xml · derivative · entry 1 MARSHALL SIRI S · CIK 0001206689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,207 Underlying: Common Stock · 217 shares Expires not disclosed F1 · derivative.exercise_price: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. Read SEC document |
| May 02, 2019 Filed May 6, 2019 21:59 UTC | EQUIFAX INC EFX · Entity 3235 | GrantCommon Stock | 1,379 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-012275 · doc4.xml · nonDerivative · entry 1 MARSHALL SIRI S · CIK 0001206689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,929 F1 · security: Annual director equity grant pursuant to the Company's long-term incentive plan. The award of restricted stock units vests 100% on 5/2/2020. F2 · balance_after: Includes accrued dividend equivalent units for dividends reinvested in corresponding restricted stock units through the Company's last dividend payment date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 20:16 UTC | EQUIFAX INC EFX · Entity 3235 | GrantPhantom Stock Units · Derivative | 248 | $118.50 | $29,388.00 |
DisclosureSEC source: 0001225208-19-006101 · doc4.xml · derivative · entry 1 MARSHALL SIRI S · CIK 0001206689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,990 Underlying: Common Stock · 248 shares Expires not disclosed F1 · derivative.exercise_price: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 21:13 UTC | EQUIFAX INC EFX · Entity 3235 | GrantPhantom Stock Units · Derivative | 315 | $93.13 | $29,335.95 |
DisclosureSEC source: 0001225208-19-000356 · doc4.xml · derivative · entry 1 MARSHALL SIRI S · CIK 0001206689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,742 Underlying: Common Stock · 315 shares Expires not disclosed F1 · derivative.exercise_price: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:17 UTC | EQUIFAX INC EFX · Entity 3235 | GrantPhantom Stock Units · Derivative | 225 | $130.57 | $29,378.25 |
DisclosureSEC source: 0001225208-18-014086 · doc4.xml · derivative · entry 1 MARSHALL SIRI S · CIK 0001206689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,427 Underlying: Common Stock · 225 shares Expires not disclosed F1 · derivative.exercise_price: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 10:56 UTC | EQUIFAX INC EFX · Entity 3235 | GrantPhantom Stock Units · Derivative | 235 | $125.11 | $29,400.85 |
DisclosureSEC source: 0001225208-18-011110 · doc4.xml · derivative · entry 1 MARSHALL SIRI S · CIK 0001206689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,202 Underlying: Common Stock · 235 shares Expires not disclosed F1 · derivative.exercise_price: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. Read SEC document |
| May 03, 2018 Filed May 7, 2018 20:16 UTC | EQUIFAX INC EFX · Entity 3235 | GrantCommon Stock | 1,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-008822 · doc4.xml · nonDerivative · entry 1 MARSHALL SIRI S · CIK 0001206689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,530 F1 · security: Annual director equity grant pursuant to the Company's long-term incentive plan. The award of restricted stock units vests 100% on 5/3/2019. F2 · balance_after: Includes accrued dividend equivalent units for dividends reinvested in corresponding restricted stock units through the Company's last dividend payment date. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 20:18 UTC | EQUIFAX INC EFX · Entity 3235 | GrantPhantom Stock Units · Derivative | 249 | $117.81 | $29,334.69 |
DisclosureSEC source: 0001225208-18-007163 · doc4.xml · derivative · entry 1 MARSHALL SIRI S · CIK 0001206689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,967 Underlying: Common Stock · 249 shares Expires not disclosed F1 · derivative.exercise_price: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 21:22 UTC | EQUIFAX INC EFX · Entity 3235 | GrantPhantom Stock Units · Derivative | 249 | $117.92 | $29,362.08 |
DisclosureSEC source: 0001225208-18-000300 · doc4.xml · derivative · entry 1 MARSHALL SIRI S · CIK 0001206689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,718 Underlying: Common Stock · 249 shares Expires not disclosed F1 · derivative.exercise_price: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 20:22 UTC | EQUIFAX INC EFX · Entity 3235 | GrantPhantom Stock Units · Derivative | 277 | $105.99 | $29,359.23 |
DisclosureSEC source: 0001225208-17-015765 · doc4.xml · derivative · entry 1 MARSHALL SIRI S · CIK 0001206689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,469 Underlying: Common Stock · 277 shares Expires not disclosed F1 · derivative.exercise_price: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Represents phantom stock units previously elected by the reporting person to be received as deferred compensation in lieu of annual cash retainer fees under the Company's Director Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:30 UTC | EQUIFAX INC EFX · Entity 3235 | GrantPhantom Stock Units · Derivative | 214 | $137.42 | $29,407.88 |
DisclosureSEC source: 0001225208-17-012217 · doc4.xml · derivative · entry 1 MARSHALL SIRI S · CIK 0001206689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,192 Underlying: Common Stock · 214 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. Read SEC document |
| May 04, 2017 Filed May 8, 2017 19:32 UTC | EQUIFAX INC EFX · Entity 3235 | GrantCommon Stock | 1,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-009291 · doc4.xml · nonDerivative · entry 1 MARSHALL SIRI S · CIK 0001206689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,002 F1 · security: Award of restricted stock units. The stock vests 100% on 5/4/2018. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:23 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock (Annual) · Derivative | 1,162.7907 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-006266 · edgar.xml · derivative · entry 1 MARSHALL SIRI S · CIK 0001206689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,555.8831 Underlying: Common Stock · 1,162.7907 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 20:35 UTC | EQUIFAX INC EFX · Entity 3235 | GrantPhantom Stock Units · Derivative | 215 | $136.74 | $29,399.10 |
DisclosureSEC source: 0001225208-17-007409 · doc4.xml · derivative · entry 1 MARSHALL SIRI S · CIK 0001206689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,978.738 Underlying: Common Stock · 215 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 21:53 UTC | EQUIFAX INC EFX · Entity 3235 | GrantPhantom Stock Units · Derivative | 216.738 | $118.23 | $25,624.93 |
DisclosureSEC source: 0001225208-17-000446 · doc4.xml · derivative · entry 1 MARSHALL SIRI S · CIK 0001206689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,763.738 Underlying: Common Stock · 216.738 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. Read SEC document |
| December 12, 2016 Filed Dec 16, 2016 13:16 UTC | Alphatec Holdings, Inc. ATEC · Entity 4720 | GrantNQ Stock Option · Derivative | 14,610 | $4.43 Strike: $4.43 | $64,722.30 |
DisclosureSEC source: 0001350653-16-000122 · wf-form4_148191216110643.xml · derivative · entry 2 MARSHALL SIRI S · CIK 0001206689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,221 Underlying: Common Stock · 14,610 shares Expires 2026-12-12 F2 · price: Exercise price per share. F1 · derivative.exercise_date: The options are fully vested as of the grant date. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:16 UTC | EQUIFAX INC EFX · Entity 3235 | GrantPhantom Stock Units · Derivative | 190 | $134.58 | $25,570.20 |
DisclosureSEC source: 0001225208-16-040035 · doc4.xml · derivative · entry 1 MARSHALL SIRI S · CIK 0001206689 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,547 Underlying: Common Stock · 190 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.exercise_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. F1 · derivative.expiration_date: Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, at the election of the reporting person, upon the reporting person's termination of service as a director. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.