Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERIPRISE FINANCIAL INCAMP · Entity 3035 | Director | April 28, 2021 | April 30, 2021 |
| CLOROX CO /DE/CLX · Entity 3474 | Director | December 29, 2017 | January 03, 2018 |
| DONALDSON Co INCDCI · Entity 8785 | Director | September 11, 2017 | September 12, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERIPRISE FINANCIAL INC
Report date April 28, 2021 · Filed April 30, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock (Annual)SEC Table II · derivative / convertible security | Direct | 34,633.0656 |
Reported balance
After 2021-04-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-04-28 · Grant · Acquired 584.5219 · Balance 34,633.0656 F1: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F2: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs.
CLOROX CO /DE/
Report date December 29, 2017 · Filed January 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,599.7545 |
Reported balance
After 2017-02-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-02-10 · Grant · Acquired 28.7867 · Balance 4,599.7545 F1: 1-for-1 F2: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan. F3: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,627.4451 |
Reported balance
After 2017-05-05 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-05-05 · Grant · Acquired 27.6906 · Balance 4,627.4451 F1: 1-for-1 F2: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan. F3: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,656.3473 |
Reported balance
After 2017-08-04 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-08-04 · Grant · Acquired 28.9022 · Balance 4,656.3473 F1: 1-for-1 F2: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan. F3: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,685.303 |
Reported balance
After 2017-11-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-11-13 · Grant · Acquired 28.9557 · Balance 4,685.303 F1: 1-for-1 F2: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan. F3: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,687.3719 |
Reported balance
After 2017-12-29 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-12-29 · Grant · Acquired 1,002.0689 · Balance 5,687.3719 F1: 1-for-1 F4: Annual award of Deferred Stock Units pursuant to the 2005 Stock Incentive Plan. F3: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director. |
Filing footnotes · ownership attribution and instrument terms
F1: 1-for-1
F2: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan.
F3: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director.
F4: Annual award of Deferred Stock Units pursuant to the 2005 Stock Incentive Plan.
DONALDSON Co INC
Report date September 11, 2017 · Filed September 12, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 106,291 |
Ending reported balance
After 2017-09-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-09-11 · Exercise / conversion · Acquired 14,400 · Balance 113,839 Row 2 · 2017-09-11 · Tax withholding · Disposed 7,548 · Balance 106,291 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.77 · Expires 2018-01-02 | Direct | 0 |
Reported balance
After 2017-09-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-09-11 · Exercise / conversion · Disposed 14,400 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 28, 2021 Filed Apr 30, 2021 22:01 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock (Annual) · Derivative | 584.5219 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-004732 · edgar.xml · derivative · entry 1 NODDLE JEFFREY · CIK 0001180798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,633.0656 Underlying: Common Stock · 584.5219 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 29, 2020 Filed May 1, 2020 23:33 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock (Annual) · Derivative | 1,270.971 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-005396 · edgar.xml · derivative · entry 1 NODDLE JEFFREY · CIK 0001180798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,222.3929 Underlying: Common Stock · 1,270.971 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 21:23 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock (Annual) · Derivative | 1,041.6667 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-005229 · edgar.xml · derivative · entry 1 NODDLE JEFFREY · CIK 0001180798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,092.4759 Underlying: Common Stock · 1,041.6667 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 22:28 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock (Annual) · Derivative | 1,060.5204 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-005934 · edgar.xml · derivative · entry 1 NODDLE JEFFREY · CIK 0001180798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,259.1763 Underlying: Common Stock · 1,060.5204 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 23:10 UTC | CLOROX CO /DE/ CLX · Entity 3474 | GrantDeferred Stock Units · Derivative | 1,002.0689 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000446 · doc4.xml · derivative · entry 5 NODDLE JEFFREY · CIK 0001180798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,687.3719 Underlying: Common Stock · 1,002.0689 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F4 · kind: Annual award of Deferred Stock Units pursuant to the 2005 Stock Incentive Plan. F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director. F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director. Read SEC document |
| November 13, 2017 Filed Jan 3, 2018 23:10 UTC | CLOROX CO /DE/ CLX · Entity 3474 | GrantDeferred Stock Units · Derivative | 28.9557 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000446 · doc4.xml · derivative · entry 4 NODDLE JEFFREY · CIK 0001180798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,685.303 Underlying: Common Stock · 28.9557 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan. F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director. F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director. Read SEC document |
| September 11, 2017 Filed Sep 12, 2017 14:54 UTC | DONALDSON Co INC DCI · Entity 8785 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 14,400 | $0.00 Strike: $22.77 | $0.00 |
DisclosureSEC source: 0001615216-17-000034 · edgar.xml · derivative · entry 3 NODDLE JEFFREY · CIK 0001180798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,400 shares Expires 2018-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2017 Filed Sep 12, 2017 14:54 UTC | DONALDSON Co INC DCI · Entity 8785 | Tax withholdingCommon Stock | 7,548 | $43.43 | $327,809.64 |
DisclosureSEC source: 0001615216-17-000034 · edgar.xml · nonDerivative · entry 2 NODDLE JEFFREY · CIK 0001180798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,291 Read SEC document |
| September 11, 2017 Filed Sep 12, 2017 14:54 UTC | DONALDSON Co INC DCI · Entity 8785 | Exercise / conversionCommon Stock | 14,400 | $22.77 | $327,888.00 |
DisclosureSEC source: 0001615216-17-000034 · edgar.xml · nonDerivative · entry 1 NODDLE JEFFREY · CIK 0001180798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,839 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2017 Filed Jan 3, 2018 23:10 UTC | CLOROX CO /DE/ CLX · Entity 3474 | GrantDeferred Stock Units · Derivative | 28.9022 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000446 · doc4.xml · derivative · entry 3 NODDLE JEFFREY · CIK 0001180798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,656.3473 Underlying: Common Stock · 28.9022 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan. F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director. F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director. Read SEC document |
| May 05, 2017 Filed Jan 3, 2018 23:10 UTC | CLOROX CO /DE/ CLX · Entity 3474 | GrantDeferred Stock Units · Derivative | 27.6906 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000446 · doc4.xml · derivative · entry 2 NODDLE JEFFREY · CIK 0001180798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,627.4451 Underlying: Common Stock · 27.6906 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan. F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director. F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director. Read SEC document |
| April 26, 2017 Filed Apr 28, 2017 20:21 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock (Annual) · Derivative | 1,162.7907 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-006263 · edgar.xml · derivative · entry 1 NODDLE JEFFREY · CIK 0001180798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,555.8831 Underlying: Common Stock · 1,162.7907 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| February 10, 2017 Filed Jan 3, 2018 23:10 UTC | CLOROX CO /DE/ CLX · Entity 3474 | GrantDeferred Stock Units · Derivative | 28.7867 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000446 · doc4.xml · derivative · entry 1 NODDLE JEFFREY · CIK 0001180798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,599.7545 Underlying: Common Stock · 28.7867 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan. F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director. F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 16:44 UTC | DONALDSON Co INC DCI · Entity 8785 | GrantEmployee Stock Option (right to buy) · Derivative | 13,200 | $0.00 Strike: $42.26 | $0.00 |
DisclosureSEC source: 0001615216-17-000005 · edgar.xml · derivative · entry 2 NODDLE JEFFREY · CIK 0001180798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,200 Underlying: Common Stock · 13,200 shares Expires 2027-01-03 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning on January 3, 2018. Read SEC document |
| January 01, 2017 Filed Jan 5, 2017 16:44 UTC | DONALDSON Co INC DCI · Entity 8785 | GrantCommon Stock | 356 | $42.08 | $14,980.48 |
DisclosureSEC source: 0001615216-17-000005 · edgar.xml · nonDerivative · entry 1 NODDLE JEFFREY · CIK 0001180798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,866 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 21:31 UTC | CLOROX CO /DE/ CLX · Entity 3474 | GrantDeferred Stock Units · Derivative | 1,136.5522 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-000377 · doc4.xml · derivative · entry 5 NODDLE JEFFREY · CIK 0001180798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,570.9678 Underlying: Common Stock · 1,136.5522 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F4 · kind: Annual award of Deferred Stock Units pursuant to the 2005 Stock Incentive Plan. F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director. F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director. Read SEC document |
| November 14, 2016 Filed Jan 4, 2017 21:31 UTC | CLOROX CO /DE/ CLX · Entity 3474 | GrantDeferred Stock Units · Derivative | 24.1139 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-000377 · doc4.xml · derivative · entry 4 NODDLE JEFFREY · CIK 0001180798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,434.4156 Underlying: Common Stock · 24.1139 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan. F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director. F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director. Read SEC document |
| September 23, 2016 Filed Sep 26, 2016 21:19 UTC | DONALDSON Co INC DCI · Entity 8785 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 14,400 | $0.00 Strike: $17.50 | $0.00 |
DisclosureSEC source: 0001615216-16-000195 · edgar.xml · derivative · entry 3 NODDLE JEFFREY · CIK 0001180798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,400 shares Expires 2016-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 23, 2016 Filed Sep 26, 2016 21:19 UTC | DONALDSON Co INC DCI · Entity 8785 | Tax withholdingCommon Stock | 6,737 | $37.39 | $251,896.43 |
DisclosureSEC source: 0001615216-16-000195 · edgar.xml · nonDerivative · entry 2 NODDLE JEFFREY · CIK 0001180798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,310 Read SEC document |
| September 23, 2016 Filed Sep 26, 2016 21:19 UTC | DONALDSON Co INC DCI · Entity 8785 | Exercise / conversionCommon Stock | 14,400 | $17.50 | $252,000.00 |
DisclosureSEC source: 0001615216-16-000195 · edgar.xml · nonDerivative · entry 1 NODDLE JEFFREY · CIK 0001180798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 12, 2016 Filed Jan 4, 2017 21:31 UTC | CLOROX CO /DE/ CLX · Entity 3474 | GrantDeferred Stock Units · Derivative | 20.3266 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-000377 · doc4.xml · derivative · entry 3 NODDLE JEFFREY · CIK 0001180798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,410.3017 Underlying: Common Stock · 20.3266 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan. F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director. F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director. Read SEC document |
| May 06, 2016 Filed Jan 4, 2017 21:31 UTC | CLOROX CO /DE/ CLX · Entity 3474 | GrantDeferred Stock Units · Derivative | 19.8909 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-000377 · doc4.xml · derivative · entry 2 NODDLE JEFFREY · CIK 0001180798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,389.9751 Underlying: Common Stock · 19.8909 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan. F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director. F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director. Read SEC document |
| February 12, 2016 Filed Jan 4, 2017 21:31 UTC | CLOROX CO /DE/ CLX · Entity 3474 | GrantDeferred Stock Units · Derivative | 20.2242 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-000377 · doc4.xml · derivative · entry 1 NODDLE JEFFREY · CIK 0001180798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,370.0842 Underlying: Common Stock · 20.2242 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · kind: Deferred Stock Units acquired through dividend reinvestment during the fiscal year pursuant to the Independent Directors' Deferred Compensation Plan. F3 · derivative.exercise_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director. F3 · derivative.expiration_date: The Deferred Stock Units will be settled 100% in Clorox stock in connection with the reporting person's retirement or other termination of service as a Director. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.