Last 12 months
Inside the activity.
0 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 11 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2019 Filed Feb 5, 2019 22:36 UTC |
MOORE COLINEVP & Global CIO
|
GrantCommon Stock | 7,825 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001359 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,997 Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:36 UTC |
Kupper RandyEVP Technology and CIO
|
GrantEmployee Stock Option (right to buy) · Derivative | 19,053 | $0.00 Strike: $126.89 | $0.00 |
DisclosureSEC source: 0001179110-19-001358 · edgar.xml · derivative · entry 4 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,053 Underlying: Common Stock · 19,053 shares Expires 2029-02-01 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 1, 2019. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:36 UTC |
Kupper RandyEVP Technology and CIO
|
Tax withholdingCommon Stock | 159 | $126.89 | $20,175.51 |
DisclosureSEC source: 0001179110-19-001358 · edgar.xml · nonDerivative · entry 2 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,478 Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:36 UTC |
Kupper RandyEVP Technology and CIO
|
GrantCommon Stock | 4,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001358 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,637 Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:36 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 22,053 | $0.00 Strike: $126.89 | $0.00 |
DisclosureSEC source: 0001179110-19-001354 · edgar.xml · derivative · entry 4 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,053 Underlying: Common Stock · 22,053 shares Expires 2029-02-01 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 1, 2019. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:36 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Tax withholdingCommon Stock | 253 | $126.89 | $32,103.17 |
DisclosureSEC source: 0001179110-19-001354 · edgar.xml · nonDerivative · entry 2 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,700 Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:36 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
GrantCommon Stock | 5,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001354 · edgar.xml · nonDerivative · entry 1 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,953 Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:36 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
GrantEmployee Stock Option (right to buy) · Derivative | 13,377 | $0.00 Strike: $126.89 | $0.00 |
DisclosureSEC source: 0001179110-19-001355 · edgar.xml · derivative · entry 4 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,377 Underlying: Common Stock · 13,377 shares Expires 2029-02-01 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 1, 2019. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:36 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Tax withholdingCommon Stock | 101 | $126.89 | $12,815.89 |
DisclosureSEC source: 0001179110-19-001355 · edgar.xml · nonDerivative · entry 2 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,796 Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:36 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
GrantCommon Stock | 3,034 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001355 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,897 Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:35 UTC |
Stewart David KentSr Vice Pres and Controller
|
Tax withholdingCommon Stock | 68 | $126.89 | $8,628.52 |
DisclosureSEC source: 0001179110-19-001353 · edgar.xml · nonDerivative · entry 1 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,291 Read SEC document |
| January 26, 2019 Filed Jan 29, 2019 22:02 UTC |
MOORE COLINEVP & Global CIO
|
Tax withholdingCommon Stock | 572 | $121.12 | $69,280.64 |
DisclosureSEC source: 0001179110-19-001046 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,172 Read SEC document |
| January 26, 2019 Filed Jan 29, 2019 22:02 UTC |
Kupper RandyEVP Technology and CIO
|
Tax withholdingCommon Stock | 296 | $121.12 | $35,851.52 |
DisclosureSEC source: 0001179110-19-001045 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,311 Read SEC document |
| January 26, 2019 Filed Jan 29, 2019 22:02 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Tax withholdingCommon Stock | 385 | $121.12 | $46,631.20 |
DisclosureSEC source: 0001179110-19-001044 · edgar.xml · nonDerivative · entry 1 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,949 Read SEC document |
| January 26, 2019 Filed Jan 29, 2019 22:01 UTC |
Stewart David KentSr Vice Pres and Controller
|
Tax withholdingCommon Stock | 40 | $121.12 | $4,844.80 |
DisclosureSEC source: 0001179110-19-001042 · edgar.xml · nonDerivative · entry 1 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,359 Read SEC document |
| January 26, 2019 Filed Jan 29, 2019 22:02 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Tax withholdingCommon Stock | 180 | $121.12 | $21,801.60 |
DisclosureSEC source: 0001179110-19-001043 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,863 Read SEC document |
| January 26, 2019 Filed Jan 29, 2019 22:01 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Tax withholdingCommon Stock | 418 | $121.12 | $50,628.16 |
DisclosureSEC source: 0001179110-19-001041 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,865 Read SEC document |
| January 26, 2019 Filed Jan 29, 2019 22:01 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Tax withholdingCommon Stock | 919 | $121.12 | $111,309.28 |
DisclosureSEC source: 0001179110-19-001040 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,449 Read SEC document |
| January 26, 2019 Filed Jan 29, 2019 22:01 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 2,793 | $121.12 | $338,288.16 |
DisclosureSEC source: 0001179110-19-001039 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,623 Read SEC document |
| January 26, 2019 Filed Jan 29, 2019 22:01 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Tax withholdingCommon Stock | 637 | $121.12 | $77,153.44 |
DisclosureSEC source: 0001179110-19-001038 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,581 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting and/or exercise to the reporting person's indirect LLC holdings. Read SEC document |
| November 21, 2018 Filed Nov 27, 2018 17:29 UTC |
Sharpe Robert Francis JRDirector
|
GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-013237 · edgar.xml · nonDerivative · entry 1 Sharpe Robert Francis JR · CIK 0001340573 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,180 F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc. Read SEC document |
| October 26, 2018 Filed Oct 30, 2018 21:43 UTC |
WILLIAMS CHRISTOPHER JDirector
|
GrantPhantom Stock (Retainer Deferral) · Derivative | 193.6475 | $122.00 | $23,625.00 |
DisclosureSEC source: 0001179110-18-012398 · edgar.xml · derivative · entry 1 WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,233.923 Underlying: Common Stock · 193.6475 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. Read SEC document |
| July 27, 2018 Filed Jul 31, 2018 20:07 UTC |
WILLIAMS CHRISTOPHER JDirector
|
GrantPhantom Stock (Retainer Deferral) · Derivative | 176.1474 | $148.75 | $26,201.93 |
DisclosureSEC source: 0001179110-18-010026 · edgar.xml · derivative · entry 1 WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,033.6057 Underlying: Common Stock · 176.1474 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 22:11 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Exercise / conversionPhantom Stock · Derivative | 547.7713 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-009571 · edgar.xml · derivative · entry 4 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,926.9173 Underlying: Common Stock · 547.7713 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 22:11 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Tax withholdingCommon Stock | 255.7713 | $140.97 | $36,056.08 |
DisclosureSEC source: 0001179110-18-009571 · edgar.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,368 Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 22:11 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Exercise / conversionCommon Stock | 547.7713 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-009571 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,623.7713 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 22:11 UTC |
Stewart David KentSr Vice Pres and Controller
|
Exercise / conversionPhantom Stock · Derivative | 524.8091 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-009570 · edgar.xml · derivative · entry 4 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,999.5702 Underlying: Common Stock · 524.8091 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 22:11 UTC |
Stewart David KentSr Vice Pres and Controller
|
Tax withholdingCommon Stock | 148.8091 | $140.97 | $20,977.62 |
DisclosureSEC source: 0001179110-18-009570 · edgar.xml · nonDerivative · entry 2 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,399 Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 22:11 UTC |
Stewart David KentSr Vice Pres and Controller
|
Exercise / conversionCommon Stock | 524.8091 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-009570 · edgar.xml · nonDerivative · entry 1 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,547.8091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 22:11 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Exercise / conversionPhantom Stock · Derivative | 696.6276 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-009569 · edgar.xml · derivative · entry 4 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,671.0372 Underlying: Common Stock · 696.6276 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 22:11 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Tax withholdingCommon Stock | 316.6276 | $140.97 | $44,634.99 |
DisclosureSEC source: 0001179110-18-009569 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,283 Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 22:11 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Exercise / conversionCommon Stock | 696.6276 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-009569 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,599.6276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 22:11 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Exercise / conversionPhantom Stock · Derivative | 1,494.3998 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-009568 · edgar.xml · derivative · entry 5 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,080.9715 Underlying: Common Stock · 1,494.3998 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F4 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F4 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 22:11 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Tax withholdingCommon Stock | 636.3998 | $140.97 | $89,713.28 |
DisclosureSEC source: 0001179110-18-009568 · edgar.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,590 F2 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 22:11 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Exercise / conversionCommon Stock | 1,494.3998 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-009568 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,084.3998 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 22:11 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Exercise / conversionPhantom Stock · Derivative | 111.044 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-009567 · edgar.xml · derivative · entry 4 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 532.2227 Underlying: Common Stock · 111.044 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 22:11 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Tax withholdingCommon Stock | 32.044 | $140.97 | $4,517.24 |
DisclosureSEC source: 0001179110-18-009567 · edgar.xml · nonDerivative · entry 2 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,043 Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 22:11 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Exercise / conversionCommon Stock | 111.044 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-009567 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,075.044 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 22:11 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Exercise / conversionPhantom Stock · Derivative | 579.4085 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-009566 · edgar.xml · derivative · entry 4 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,621.3007 Underlying: Common Stock · 579.4085 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 22:11 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Tax withholdingCommon Stock | 251.4085 | $140.97 | $35,441.06 |
DisclosureSEC source: 0001179110-18-009566 · edgar.xml · nonDerivative · entry 2 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,334 Read SEC document |
| July 05, 2018 Filed Jul 9, 2018 22:11 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Exercise / conversionCommon Stock | 579.4085 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-18-009566 · edgar.xml · nonDerivative · entry 1 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,585.4085 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| May 10, 2018 Filed May 10, 2018 22:21 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
PurchaseCommon Stock | 7,400 | $136.04 | $1,006,677.50 |
DisclosureSEC source: 0001179110-18-006581 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,416 F1 · price: Reflects the weighted average price of 7,400 shares of common stock of Ameriprise Financial, Inc. purchased by the reporting person in multiple transactions on May 10, 2018 with purchase prices ranging from $135.88 to $136.21 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 02, 2018 Filed May 3, 2018 21:32 UTC |
Berman Walter StanleyExecutive VP and CFO
|
PurchaseCommon Stock | 3,728 | $134.12 | $500,004.21 |
DisclosureSEC source: 0001179110-18-006177 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,076 F1 · price: Reflects the weighted average price of 3,728 shares of common stock of Ameriprise Financial, Inc. purchased by the reporting person in multiple transactions on May 2, 2018 with purchase prices ranging from $134.085 to $134.13 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 22:27 UTC |
WILLIAMS CHRISTOPHER JDirector
|
GrantPhantom Stock (Retainer Deferral) · Derivative | 141.5459 | $142.18 | $20,125.00 |
DisclosureSEC source: 0001179110-18-005930 · edgar.xml · derivative · entry 2 WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 852.0203 Underlying: Common Stock · 141.5459 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. F3 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 22:28 UTC |
DiGeso AmyDirector
|
GrantPhantom Stock (Annual) · Derivative | 1,060.5204 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-005936 · edgar.xml · derivative · entry 1 DiGeso Amy · CIK 0001325475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,104.7805 Underlying: Common Stock · 1,060.5204 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 22:28 UTC |
GREENBERG LON RDirector
|
GrantPhantom Stock (Annual) · Derivative | 1,060.5204 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-005935 · edgar.xml · derivative · entry 1 GREENBERG LON R · CIK 0001234234 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,387.5856 Underlying: Common Stock · 1,060.5204 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 22:28 UTC |
NODDLE JEFFREYDirector
|
GrantPhantom Stock (Annual) · Derivative | 1,060.5204 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-005934 · edgar.xml · derivative · entry 1 NODDLE JEFFREY · CIK 0001180798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,259.1763 Underlying: Common Stock · 1,060.5204 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 22:27 UTC |
Sharpe Robert Francis JRDirector
|
GrantPhantom Stock (Annual) · Derivative | 1,060.5204 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-005933 · edgar.xml · derivative · entry 1 Sharpe Robert Francis JR · CIK 0001340573 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,259.1763 Underlying: Common Stock · 1,060.5204 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 22:27 UTC |
WALTER W EDWARDDirector
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GrantPhantom Stock (Annual) · Derivative | 1,060.5204 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-005932 · edgar.xml · derivative · entry 1 WALTER W EDWARD · CIK 0001194638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,060.5204 Underlying: Common Stock · 1,060.5204 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 25, 2018 Filed Apr 27, 2018 22:27 UTC |
NEAL BLIXT DIANNEDirector
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GrantPhantom Stock (Annual) · Derivative | 1,060.5204 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-18-005931 · edgar.xml · derivative · entry 1 NEAL BLIXT DIANNE · CIK 0001242260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,104.7805 Underlying: Common Stock · 1,060.5204 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.