Last 12 months
Inside the activity.
0 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 11 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 24, 2019 Filed Apr 26, 2019 21:23 UTC |
NODDLE JEFFREYDirector
|
GrantPhantom Stock (Annual) · Derivative | 1,041.6667 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-005229 · edgar.xml · derivative · entry 1 NODDLE JEFFREY · CIK 0001180798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,092.4759 Underlying: Common Stock · 1,041.6667 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 21:22 UTC |
DiGeso AmyDirector
|
GrantPhantom Stock (Annual) · Derivative | 1,041.6667 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-005228 · edgar.xml · derivative · entry 1 DiGeso Amy · CIK 0001325475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,311.6171 Underlying: Common Stock · 1,041.6667 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 21:22 UTC |
Sharpe Robert Francis JRDirector
|
GrantPhantom Stock (Annual) · Derivative | 1,041.6667 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-005227 · edgar.xml · derivative · entry 1 Sharpe Robert Francis JR · CIK 0001340573 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,092.4759 Underlying: Common Stock · 1,041.6667 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 21:21 UTC |
WILLIAMS CHRISTOPHER JDirector
|
GrantPhantom Stock (Annual) · Derivative | 1,041.6667 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-005226 · edgar.xml · derivative · entry 1 WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,300.4068 Underlying: Common Stock · 1,041.6667 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 21:21 UTC |
WALTER W EDWARDDirector
|
GrantPhantom Stock (Annual) · Derivative | 1,041.6667 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-005225 · edgar.xml · derivative · entry 1 WALTER W EDWARD · CIK 0001194638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,130.8805 Underlying: Common Stock · 1,041.6667 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:18 UTC |
MOORE COLINEVP & Global CIO
|
SaleCommon Stock | 24,032 | $133.64 | $3,211,578.80 |
DisclosureSEC source: 0001179110-19-002707 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,447 F1 · price: Reflects the weighted average price of 24,032 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 25, 2019 with sale prices ranging from $133.44 to $133.72 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:09 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
GrantPhantom Stock · Derivative | 294.6128 | $130.68 | $38,500.00 |
DisclosureSEC source: 0001179110-19-002181 · edgar.xml · derivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 834.08 Underlying: Common Stock · 294.6128 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:12 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
GrantPhantom Stock · Derivative | 866.6208 | $130.68 | $113,250.01 |
DisclosureSEC source: 0001179110-19-002185 · edgar.xml · derivative · entry 5 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,989.53 Underlying: Common Stock · 866.6208 shares Expires not disclosed F3 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F4 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F4 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:12 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Tax withholdingCommon Stock | 6,501 | $130.68 | $849,550.68 |
DisclosureSEC source: 0001179110-19-002185 · edgar.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,611 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting and/or exercise to the reporting person's indirect LLC holdings. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:12 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
GrantCommon Stock | 14,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002185 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,003 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:11 UTC |
Stewart David KentSr Vice Pres and Controller
|
GrantPhantom Stock · Derivative | 80.3489 | $130.68 | $10,499.99 |
DisclosureSEC source: 0001179110-19-002184 · edgar.xml · derivative · entry 1 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,229.6434 Underlying: Common Stock · 80.3489 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:11 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
GrantPhantom Stock · Derivative | 486.3024 | $130.68 | $63,550.00 |
DisclosureSEC source: 0001179110-19-002183 · edgar.xml · derivative · entry 4 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,129.672 Underlying: Common Stock · 486.3024 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:11 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Tax withholdingCommon Stock | 3,154 | $130.68 | $412,164.72 |
DisclosureSEC source: 0001179110-19-002183 · edgar.xml · nonDerivative · entry 2 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,266 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:11 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
GrantCommon Stock | 6,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002183 · edgar.xml · nonDerivative · entry 1 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,420 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:10 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
GrantPhantom Stock · Derivative | 539.1032 | $130.68 | $70,450.01 |
DisclosureSEC source: 0001179110-19-002182 · edgar.xml · derivative · entry 4 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,232.8862 Underlying: Common Stock · 539.1032 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:10 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Tax withholdingCommon Stock | 3,424 | $130.68 | $447,448.32 |
DisclosureSEC source: 0001179110-19-002182 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,769 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:10 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
GrantCommon Stock | 7,234 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002182 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,193 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:09 UTC |
MOORE COLINEVP & Global CIO
|
Tax withholdingCommon Stock | 6,646 | $130.68 | $868,499.28 |
DisclosureSEC source: 0001179110-19-002180 · edgar.xml · nonDerivative · entry 2 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,479 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:09 UTC |
MOORE COLINEVP & Global CIO
|
GrantCommon Stock | 14,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002180 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,125 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:08 UTC |
Kupper RandyEVP Technology and CIO
|
Tax withholdingCommon Stock | 2,349 | $130.68 | $306,967.32 |
DisclosureSEC source: 0001179110-19-002179 · edgar.xml · nonDerivative · entry 2 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,816 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:08 UTC |
Kupper RandyEVP Technology and CIO
|
GrantCommon Stock | 5,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002179 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,165 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:06 UTC |
Berman Walter StanleyExecutive VP and CFO
|
GrantPhantom Stock · Derivative | 1,101.5458 | $130.68 | $143,950.01 |
DisclosureSEC source: 0001179110-19-002178 · edgar.xml · derivative · entry 4 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,599.1654 Underlying: Common Stock · 1,101.5458 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:06 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Tax withholdingCommon Stock | 8,356 | $130.68 | $1,091,962.08 |
DisclosureSEC source: 0001179110-19-002178 · edgar.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,396 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:06 UTC |
Berman Walter StanleyExecutive VP and CFO
|
GrantCommon Stock | 17,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002178 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,752 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:05 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
GrantPhantom Stock · Derivative | 2,443.3731 | $130.68 | $319,300.00 |
DisclosureSEC source: 0001179110-19-002177 · edgar.xml · derivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,836.1215 Underlying: Common Stock · 2,443.3731 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:05 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 26,558 | $130.68 | $3,470,599.44 |
DisclosureSEC source: 0001179110-19-002177 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,575 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 23:05 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
GrantCommon Stock | 51,987 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-002177 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,133 Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 22:00 UTC |
Stewart David KentSr Vice Pres and Controller
|
Tax withholdingCommon Stock | 49 | $126.69 | $6,207.81 |
DisclosureSEC source: 0001179110-19-001670 · edgar.xml · nonDerivative · entry 1 Stewart David Kent · CIK 0001335728 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,242 Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:59 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Tax withholdingCommon Stock | 328 | $126.69 | $41,554.32 |
DisclosureSEC source: 0001179110-19-001669 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,611 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting and/or exercise to the reporting person's indirect LLC holdings. Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 22:00 UTC |
MOORE COLINEVP & Global CIO
|
Tax withholdingCommon Stock | 339 | $126.69 | $42,947.91 |
DisclosureSEC source: 0001179110-19-001675 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,175 Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 22:00 UTC |
Kupper RandyEVP Technology and CIO
|
Tax withholdingCommon Stock | 133 | $126.69 | $16,849.77 |
DisclosureSEC source: 0001179110-19-001673 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,345 Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 22:00 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Tax withholdingCommon Stock | 196 | $126.69 | $24,831.24 |
DisclosureSEC source: 0001179110-19-001672 · edgar.xml · nonDerivative · entry 1 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,504 Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:59 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Tax withholdingCommon Stock | 195 | $126.69 | $24,704.55 |
DisclosureSEC source: 0001179110-19-001667 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,959 Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 22:00 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Tax withholdingCommon Stock | 81 | $126.69 | $10,261.89 |
DisclosureSEC source: 0001179110-19-001671 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,715 Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:59 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Tax withholdingCommon Stock | 456 | $126.69 | $57,770.64 |
DisclosureSEC source: 0001179110-19-001666 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,690 Read SEC document |
| February 06, 2019 Filed Feb 8, 2019 21:59 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 2,107 | $126.69 | $266,935.83 |
DisclosureSEC source: 0001179110-19-001665 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,146 Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:36 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
GrantEmployee Stock Option (right to buy) · Derivative | 39,323 | $0.00 Strike: $126.89 | $0.00 |
DisclosureSEC source: 0001179110-19-001357 · edgar.xml · derivative · entry 5 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,323 Underlying: Common Stock · 39,323 shares Expires 2029-02-01 F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 1, 2019. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:36 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Tax withholdingCommon Stock | 477 | $126.89 | $60,526.53 |
DisclosureSEC source: 0001179110-19-001357 · edgar.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,789 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting and/or exercise to the reporting person's indirect LLC holdings. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:36 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
GrantCommon Stock | 8,921 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001357 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,502 Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:36 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
GrantEmployee Stock Option (right to buy) · Derivative | 24,485 | $0.00 Strike: $126.89 | $0.00 |
DisclosureSEC source: 0001179110-19-001356 · edgar.xml · derivative · entry 4 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,485 Underlying: Common Stock · 24,485 shares Expires 2029-02-01 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 1, 2019. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:36 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Tax withholdingCommon Stock | 259 | $126.89 | $32,864.51 |
DisclosureSEC source: 0001179110-19-001356 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,154 Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:36 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
GrantCommon Stock | 5,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001356 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,413 Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:37 UTC |
Berman Walter StanleyExecutive VP and CFO
|
GrantEmployee Stock Option (right to buy) · Derivative | 50,025 | $0.00 Strike: $126.89 | $0.00 |
DisclosureSEC source: 0001179110-19-001361 · edgar.xml · derivative · entry 4 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,025 Underlying: Common Stock · 50,025 shares Expires 2029-02-01 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 1, 2019. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:37 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Tax withholdingCommon Stock | 643 | $126.89 | $81,590.27 |
DisclosureSEC source: 0001179110-19-001361 · edgar.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,146 Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:37 UTC |
Berman Walter StanleyExecutive VP and CFO
|
GrantCommon Stock | 11,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001361 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,789 Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:37 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
GrantEmployee Stock Option (right to buy) · Derivative | 129,401 | $0.00 Strike: $126.89 | $0.00 |
DisclosureSEC source: 0001179110-19-001360 · edgar.xml · derivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,401 Underlying: Common Stock · 129,401 shares Expires 2029-02-01 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 1, 2019. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:37 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 2,918 | $126.89 | $370,265.02 |
DisclosureSEC source: 0001179110-19-001360 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,253 Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:37 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
GrantCommon Stock | 33,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-001360 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,171 Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:36 UTC |
MOORE COLINEVP & Global CIO
|
GrantEmployee Stock Option (right to buy) · Derivative | 34,539 | $0.00 Strike: $126.89 | $0.00 |
DisclosureSEC source: 0001179110-19-001359 · edgar.xml · derivative · entry 3 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,539 Underlying: Common Stock · 34,539 shares Expires 2029-02-01 F1 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 1, 2019. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 22:36 UTC |
MOORE COLINEVP & Global CIO
|
Tax withholdingCommon Stock | 483 | $126.89 | $61,287.87 |
DisclosureSEC source: 0001179110-19-001359 · edgar.xml · nonDerivative · entry 2 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,514 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.