Last 12 months
Inside the activity.
0 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 11 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2020 Filed Feb 4, 2020 21:48 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
GrantCommon Stock | 6,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001016 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,949 Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:48 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
GrantEmployee Stock Option (right to buy) · Derivative | 77,932 | $0.00 Strike: $165.41 | $0.00 |
DisclosureSEC source: 0001179110-20-001014 · edgar.xml · derivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,932 Underlying: Common Stock · 77,932 shares Expires 2030-01-31 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2020. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:48 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
GrantCommon Stock | 20,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001014 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,186 Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:48 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
GrantEmployee Stock Option (right to buy) · Derivative | 15,478 | $0.00 Strike: $165.41 | $0.00 |
DisclosureSEC source: 0001179110-20-001013 · edgar.xml · derivative · entry 8 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,478 Underlying: Common Stock · 15,478 shares Expires 2030-01-31 F4 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2020. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:48 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 25,535 | $0.00 Strike: $87.79 | $0.00 |
DisclosureSEC source: 0001179110-20-001013 · edgar.xml · derivative · entry 7 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,535 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:48 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
GrantCommon Stock | 3,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001013 · edgar.xml · nonDerivative · entry 4 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,266 Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:48 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
SaleCommon Stock | 7,598 | $166.15 | $1,262,422.90 |
DisclosureSEC source: 0001179110-20-001013 · edgar.xml · nonDerivative · entry 3 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,821 F1 · price: Reflects the weighted average price of 7,598 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on January 31, 2020 with sale prices ranging from $166.0857 to $166.335 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:48 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Tax withholdingCommon Stock | 17,937 | $170.51 | $3,058,437.87 |
DisclosureSEC source: 0001179110-20-001013 · edgar.xml · nonDerivative · entry 2 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,419 Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:48 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Exercise / conversionCommon Stock | 25,535 | $87.79 | $2,241,717.65 |
DisclosureSEC source: 0001179110-20-001013 · edgar.xml · nonDerivative · entry 1 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,356 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:48 UTC |
Berman Walter StanleyExecutive VP and CFO
|
GrantEmployee Stock Option (right to buy) · Derivative | 35,905 | $0.00 Strike: $165.41 | $0.00 |
DisclosureSEC source: 0001179110-20-001015 · edgar.xml · derivative · entry 4 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,905 Underlying: Common Stock · 35,905 shares Expires 2030-01-31 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2020. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:48 UTC |
Berman Walter StanleyExecutive VP and CFO
|
GrantCommon Stock | 7,986 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001015 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,553 Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:47 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
GrantEmployee Stock Option (right to buy) · Derivative | 17,730 | $0.00 Strike: $165.41 | $0.00 |
DisclosureSEC source: 0001179110-20-001011 · edgar.xml · derivative · entry 4 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,730 Underlying: Common Stock · 17,730 shares Expires 2030-01-31 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2020. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:47 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
GrantCommon Stock | 3,941 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001011 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,260 Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:47 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
GrantEmployee Stock Option (right to buy) · Derivative | 9,610 | $0.00 Strike: $165.41 | $0.00 |
DisclosureSEC source: 0001179110-20-001010 · edgar.xml · derivative · entry 4 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,610 Underlying: Common Stock · 9,610 shares Expires 2030-01-31 F2 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2020. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:47 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
GrantCommon Stock | 2,140 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001010 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,587 Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:47 UTC |
Hutt John R.Sr Vice Pres and Controller
|
GrantEmployee Stock Option (right to buy) · Derivative | 1,396 | $0.00 Strike: $165.41 | $0.00 |
DisclosureSEC source: 0001179110-20-001009 · edgar.xml · derivative · entry 3 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,396 Underlying: Common Stock · 1,396 shares Expires 2030-01-31 F1 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2020. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:47 UTC |
Hutt John R.Sr Vice Pres and Controller
|
GrantCommon Stock | 533 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001009 · edgar.xml · nonDerivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,934 Read SEC document |
| January 26, 2020 Filed Jan 28, 2020 23:05 UTC |
Hutt John R.Sr Vice Pres and Controller
|
Tax withholdingCommon Stock | 40 | $167.57 | $6,702.80 |
DisclosureSEC source: 0001179110-20-000844 · edgar.xml · nonDerivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,401 Read SEC document |
| January 26, 2020 Filed Jan 28, 2020 23:04 UTC |
MOORE COLINEVP & Global CIO
|
Tax withholdingCommon Stock | 491 | $167.57 | $82,276.87 |
DisclosureSEC source: 0001179110-20-000843 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,956 Read SEC document |
| January 26, 2020 Filed Jan 28, 2020 23:04 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Tax withholdingCommon Stock | 375 | $167.57 | $62,838.75 |
DisclosureSEC source: 0001179110-20-000841 · edgar.xml · nonDerivative · entry 1 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,821 Read SEC document |
| January 26, 2020 Filed Jan 28, 2020 23:04 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Tax withholdingCommon Stock | 180 | $167.57 | $30,162.60 |
DisclosureSEC source: 0001179110-20-000840 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,447 Read SEC document |
| January 26, 2020 Filed Jan 28, 2020 23:04 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Tax withholdingCommon Stock | 559 | $167.57 | $93,671.63 |
DisclosureSEC source: 0001179110-20-000839 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,602 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting and/or exercise to the reporting person's indirect LLC holdings. Read SEC document |
| January 26, 2020 Filed Jan 28, 2020 23:03 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Tax withholdingCommon Stock | 350 | $167.57 | $58,649.50 |
DisclosureSEC source: 0001179110-20-000838 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,319 Read SEC document |
| January 26, 2020 Filed Jan 28, 2020 23:02 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Tax withholdingCommon Stock | 829 | $167.57 | $138,915.53 |
DisclosureSEC source: 0001179110-20-000836 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,567 Read SEC document |
| January 26, 2020 Filed Jan 28, 2020 23:02 UTC |
Kupper RandyEVP Technology and CIO
|
Tax withholdingCommon Stock | 237 | $167.57 | $39,714.09 |
DisclosureSEC source: 0001179110-20-000837 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,419 Read SEC document |
| January 26, 2020 Filed Jan 28, 2020 23:01 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 2,901 | $167.57 | $486,120.57 |
DisclosureSEC source: 0001179110-20-000835 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,674 Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 21:11 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
SaleCommon Stock | 8,100 | $167.50 | $1,356,725.70 |
DisclosureSEC source: 0001179110-19-013072 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,669 F1 · price: Reflects the weighted average price of 8,100 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on December 18, 2019 with sale prices ranging from $167.4611 to $167.5604 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 20:56 UTC |
Sharpe Robert Francis JRDirector
|
GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-012071 · edgar.xml · nonDerivative · entry 1 Sharpe Robert Francis JR · CIK 0001340573 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,180 F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 22:29 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,299 | $0.00 Strike: $128.76 | $0.00 |
DisclosureSEC source: 0001179110-19-011632 · edgar.xml · derivative · entry 7 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,299 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 22:29 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 3,884 | $0.00 Strike: $107.61 | $0.00 |
DisclosureSEC source: 0001179110-19-011632 · edgar.xml · derivative · entry 6 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,884 shares Expires 2024-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 22:29 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
SaleCommon Stock | 303 | $158.67 | $48,077.01 |
DisclosureSEC source: 0001179110-19-011632 · edgar.xml · nonDerivative · entry 4 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,627 Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 22:29 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Tax withholdingCommon Stock | 6,968 | $157.74 | $1,099,132.32 |
DisclosureSEC source: 0001179110-19-011632 · edgar.xml · nonDerivative · entry 3 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,930 Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 22:29 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Exercise / conversionCommon Stock | 4,299 | $128.76 | $553,539.24 |
DisclosureSEC source: 0001179110-19-011632 · edgar.xml · nonDerivative · entry 2 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 22:29 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Exercise / conversionCommon Stock | 3,884 | $107.61 | $417,957.24 |
DisclosureSEC source: 0001179110-19-011632 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,599 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 21:22 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
GiftCommon Stock | 6,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-011494 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 45,863 F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc. Read SEC document |
| October 31, 2019 Filed Nov 5, 2019 22:05 UTC |
Sharpe Robert Francis JRDirector
|
GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-011432 · edgar.xml · nonDerivative · entry 1 Sharpe Robert Francis JR · CIK 0001340573 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,680 F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc. Read SEC document |
| October 29, 2019 Filed Oct 31, 2019 21:34 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
SaleCommon Stock | 6,477 | $154.13 | $998,329.80 |
DisclosureSEC source: 0001179110-19-011333 · edgar.xml · nonDerivative · entry 1 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,196 F1 · price: Reflects the weighted average price of 6,477 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on October 29, 2019 with sale prices ranging from $154.08 to $154.28 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 23, 2019 Filed Sep 25, 2019 20:09 UTC |
Sharpe Robert Francis JRDirector
|
GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-010620 · edgar.xml · nonDerivative · entry 1 Sharpe Robert Francis JR · CIK 0001340573 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,180 F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 21:19 UTC |
Shea Brian TDirector
|
GrantPhantom Stock (Annual) · Derivative | 916.658 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-008940 · edgar.xml · derivative · entry 1 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 916.658 Underlying: Common Stock · 916.658 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| July 05, 2019 Filed Jul 9, 2019 21:26 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Exercise / conversionPhantom Stock · Derivative | 718.1454 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-008557 · edgar.xml · derivative · entry 4 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,440.438 Underlying: Common Stock · 718.1454 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 05, 2019 Filed Jul 9, 2019 21:26 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Tax withholdingCommon stock | 311.1454 | $150.12 | $46,709.15 |
DisclosureSEC source: 0001179110-19-008557 · edgar.xml · nonDerivative · entry 2 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,673 Read SEC document |
| July 05, 2019 Filed Jul 9, 2019 21:26 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Exercise / conversionCommon Stock | 718.1454 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-008557 · edgar.xml · nonDerivative · entry 1 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,984.1454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| July 05, 2019 Filed Jul 9, 2019 21:25 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Exercise / conversionPhantom Stock · Derivative | 1,494.7381 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-008556 · edgar.xml · derivative · entry 5 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,549.0733 Underlying: Common Stock · 1,494.7381 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock F4 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F4 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 05, 2019 Filed Jul 9, 2019 21:25 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Tax withholdingCommon Stock | 639.7381 | $150.12 | $96,037.48 |
DisclosureSEC source: 0001179110-19-008556 · edgar.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,611 F2 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| July 05, 2019 Filed Jul 9, 2019 21:25 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Exercise / conversionCommon Stock | 1,494.7381 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-19-008556 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,105.7381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock Read SEC document |
| July 05, 2019 Filed Feb 21, 2025 21:43 UTC |
Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES
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GrantCommon Stock | 413 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-005098 · form4-02212025_090220.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,873 F1 · balance_after: Following a reconciliation of the reporting person's ownership records, the balance reflects the corrected number of shares held following the transaction reported in this Form 4. Read SEC document |
| June 07, 2019 Filed Jun 11, 2019 20:15 UTC |
Kupper RandyEVP Technology and CIO
|
SaleCommon Stock | 5,160 | $150.38 | $775,936.55 |
DisclosureSEC source: 0001179110-19-007471 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,656 Read SEC document |
| May 20, 2019 Filed May 22, 2019 20:50 UTC |
Sharpe Robert Francis JRDirector
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GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-006488 · edgar.xml · nonDerivative · entry 1 Sharpe Robert Francis JR · CIK 0001340573 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,680 F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 21:23 UTC |
NEAL BLIXT DIANNEDirector
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GrantPhantom Stock (Annual) · Derivative | 1,041.6667 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-005231 · edgar.xml · derivative · entry 1 NEAL BLIXT DIANNE · CIK 0001242260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,311.6171 Underlying: Common Stock · 1,041.6667 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 24, 2019 Filed Apr 26, 2019 21:23 UTC |
GREENBERG LON RDirector
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GrantPhantom Stock (Annual) · Derivative | 1,041.6667 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-19-005230 · edgar.xml · derivative · entry 1 GREENBERG LON R · CIK 0001234234 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,764.4092 Underlying: Common Stock · 1,041.6667 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.