Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERIPRISE FINANCIAL INCAMP · Entity 3035 | Sr Vice Pres and Controller | February 11, 2022 | February 15, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERIPRISE FINANCIAL INC
Report date February 11, 2022 · Filed February 15, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 777.6837 |
Reported balance
After 2022-02-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-02-11 · Grant · Acquired 65.7895 · Balance 777.6837 F1: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
F2: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2022 Filed Feb 15, 2022 23:08 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 65.7895 | $304.00 | $20,000.01 |
DisclosureSEC source: 0001179110-22-001283 · edgar.xml · derivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 777.6837 Underlying: Common Stock · 65.7895 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 21:14 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,825 | $0.00 Strike: $87.79 | $0.00 |
DisclosureSEC source: 0001179110-22-001147 · edgar.xml · derivative · entry 4 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,825 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 21:14 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 1,285 | $323.02 | $415,081.47 |
DisclosureSEC source: 0001179110-22-001147 · edgar.xml · nonDerivative · entry 3 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,088 F1 · price: Reflects the weighted average price of 1,285 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 10, 2022 with sale prices ranging from $323.00 to $323.125 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 21:14 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 1,540 | $322.53 | $496,688.50 |
DisclosureSEC source: 0001179110-22-001147 · edgar.xml · nonDerivative · entry 2 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,373 Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 21:14 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 2,825 | $87.79 | $248,006.75 |
DisclosureSEC source: 0001179110-22-001147 · edgar.xml · nonDerivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2022 Filed Feb 3, 2022 21:59 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 62 | $308.10 | $19,102.20 |
DisclosureSEC source: 0001179110-22-000843 · edgar.xml · nonDerivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,088 Read SEC document |
| January 31, 2022 Filed Feb 1, 2022 23:36 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 64 | $304.31 | $19,475.84 |
DisclosureSEC source: 0001179110-22-000681 · edgar.xml · nonDerivative · entry 3 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,150 Read SEC document |
| January 29, 2022 Filed Feb 1, 2022 23:36 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 64 | $298.09 | $19,077.76 |
DisclosureSEC source: 0001179110-22-000681 · edgar.xml · nonDerivative · entry 2 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,214 Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 23:36 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 659 | $0.00 Strike: $298.09 | $0.00 |
DisclosureSEC source: 0001179110-22-000681 · edgar.xml · derivative · entry 4 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 659 Underlying: Common Stock · 659 shares Expires 2032-01-29 F1 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 28, 2022. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 23:36 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 356 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-000681 · edgar.xml · nonDerivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,278 Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 21:37 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,735 | $0.00 Strike: $128.76 | $0.00 |
DisclosureSEC source: 0001179110-21-011146 · edgar.xml · derivative · entry 4 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,735 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested. Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 21:37 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 668 | $302.61 | $202,145.35 |
DisclosureSEC source: 0001179110-21-011146 · edgar.xml · nonDerivative · entry 3 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,922 Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 21:37 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 1,067 | $302.80 | $323,087.60 |
DisclosureSEC source: 0001179110-21-011146 · edgar.xml · nonDerivative · entry 2 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,590 Read SEC document |
| December 16, 2021 Filed Dec 20, 2021 21:37 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 1,735 | $128.76 | $223,398.60 |
DisclosureSEC source: 0001179110-21-011146 · edgar.xml · nonDerivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 20:29 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,476 | $0.00 Strike: $107.61 | $0.00 |
DisclosureSEC source: 0001179110-21-009827 · edgar.xml · derivative · entry 3 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,476 shares Expires 2024-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 20:29 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 813 | $305.71 | $248,542.23 |
DisclosureSEC source: 0001179110-21-009827 · edgar.xml · nonDerivative · entry 2 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,922 Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 20:29 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 1,476 | $107.61 | $158,832.36 |
DisclosureSEC source: 0001179110-21-009827 · edgar.xml · nonDerivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 22:15 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 74.7432 | $218.08 | $16,300.00 |
DisclosureSEC source: 0001179110-21-001700 · edgar.xml · derivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 699.853 Underlying: Common Stock · 74.7432 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:33 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 77 | $216.07 | $16,637.39 |
DisclosureSEC source: 0001179110-21-001609 · edgar.xml · nonDerivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,259 Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 22:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 73 | $200.84 | $14,661.32 |
DisclosureSEC source: 0001179110-21-001233 · edgar.xml · nonDerivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,336 Read SEC document |
| January 31, 2021 Filed Feb 2, 2021 23:22 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 64 | $197.87 | $12,663.68 |
DisclosureSEC source: 0001179110-21-001096 · edgar.xml · nonDerivative · entry 2 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,409 Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 23:22 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 1,094 | $0.00 Strike: $197.87 | $0.00 |
DisclosureSEC source: 0001179110-21-001096 · edgar.xml · derivative · entry 3 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,094 Underlying: Common Stock · 1,094 shares Expires 2031-01-29 F1 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 29, 2021. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 23:22 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 536 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001096 · edgar.xml · nonDerivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,473 Read SEC document |
| January 26, 2021 Filed Jan 28, 2021 23:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 41 | $211.27 | $8,662.07 |
DisclosureSEC source: 0001179110-21-000909 · edgar.xml · nonDerivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,937 Read SEC document |
| December 03, 2020 Filed Dec 7, 2020 21:32 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | SaleCommon Stock | 302 | $196.12 | $59,228.84 |
DisclosureSEC source: 0001179110-20-011731 · edgar.xml · nonDerivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,978 Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 23:14 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,092 | $0.00 Strike: $65.31 | $0.00 |
DisclosureSEC source: 0001179110-20-011064 · edgar.xml · derivative · entry 3 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,092 shares Expires 2023-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested. Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 23:14 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 626 | $169.78 | $106,282.28 |
DisclosureSEC source: 0001179110-20-011064 · edgar.xml · nonDerivative · entry 2 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,280 Read SEC document |
| November 09, 2020 Filed Nov 12, 2020 23:14 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Exercise / conversionCommon Stock | 1,092 | $65.31 | $71,318.52 |
DisclosureSEC source: 0001179110-20-011064 · edgar.xml · nonDerivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:00 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantPhantom Stock · Derivative | 79.6891 | $178.82 | $14,250.00 |
DisclosureSEC source: 0001179110-20-001852 · edgar.xml · derivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608.7582 Underlying: Common Stock · 79.6891 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 06, 2020 Filed Feb 10, 2020 22:25 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 47 | $175.91 | $8,267.77 |
DisclosureSEC source: 0001179110-20-001387 · edgar.xml · nonDerivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,814 Read SEC document |
| February 01, 2020 Filed Feb 4, 2020 21:47 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 73 | $165.41 | $12,074.93 |
DisclosureSEC source: 0001179110-20-001009 · edgar.xml · nonDerivative · entry 2 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,861 Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:47 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantEmployee Stock Option (right to buy) · Derivative | 1,396 | $0.00 Strike: $165.41 | $0.00 |
DisclosureSEC source: 0001179110-20-001009 · edgar.xml · derivative · entry 3 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,396 Underlying: Common Stock · 1,396 shares Expires 2030-01-31 F1 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from January 31, 2020. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 21:47 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | GrantCommon Stock | 533 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001009 · edgar.xml · nonDerivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,934 Read SEC document |
| January 26, 2020 Filed Jan 28, 2020 23:05 UTC | AMERIPRISE FINANCIAL INC AMP · Entity 3035 | Tax withholdingCommon Stock | 40 | $167.57 | $6,702.80 |
DisclosureSEC source: 0001179110-20-000844 · edgar.xml · nonDerivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,401 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.