Last 12 months
Inside the activity.
0 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 11 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 03, 2020 Filed Nov 5, 2020 21:38 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Exercise / conversionCommon Stock | 24,853 | $107.61 | $2,674,431.33 |
DisclosureSEC source: 0001179110-20-010837 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,161 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 21:16 UTC |
WILLIAMS CHRISTOPHER JDirector
|
GrantPhantom Stock (Retainer Deferral) · Derivative | 106.4153 | $164.45 | $17,500.00 |
DisclosureSEC source: 0001179110-20-010814 · edgar.xml · derivative · entry 1 WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,773.6003 Underlying: Common Stock · 106.4153 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 21:16 UTC |
Sharpe Robert Francis JRDirector
|
SaleCommon Stock | 1,000 | $164.55 | $164,545.00 |
DisclosureSEC source: 0001179110-20-010813 · edgar.xml · nonDerivative · entry 1 Sharpe Robert Francis JR · CIK 0001340573 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,180 Read SEC document |
| October 30, 2020 Filed Nov 3, 2020 22:36 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
SaleCommon Stock | 620 | $159.22 | $98,716.40 |
DisclosureSEC source: 0001179110-20-010771 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,164 Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 20:32 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 20,581 | $0.00 Strike: $107.61 | $0.00 |
DisclosureSEC source: 0001179110-20-008989 · edgar.xml · derivative · entry 5 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,581 shares Expires 2024-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 20:32 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
SaleCommon Stock | 9,873 | $163.83 | $1,617,461.01 |
DisclosureSEC source: 0001179110-20-008989 · edgar.xml · nonDerivative · entry 3 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,402 F1 · price: Reflects the weighted average price of 9,873 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on August 11, 2020 with sale prices ranging from $163.4607 to $164.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 20:32 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Tax withholdingCommon Stock | 16,877 | $160.83 | $2,714,327.91 |
DisclosureSEC source: 0001179110-20-008989 · edgar.xml · nonDerivative · entry 2 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,275 Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 20:32 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Exercise / conversionCommon Stock | 20,581 | $107.61 | $2,214,721.41 |
DisclosureSEC source: 0001179110-20-008989 · edgar.xml · nonDerivative · entry 1 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 03, 2020 Filed Aug 5, 2020 20:38 UTC |
WILLIAMS CHRISTOPHER JDirector
|
GrantPhantom Stock (Retainer Deferral) · Derivative | 112.4029 | $155.69 | $17,500.01 |
DisclosureSEC source: 0001179110-20-008749 · edgar.xml · derivative · entry 1 WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,656.0383 Underlying: Common Stock · 112.4029 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:40 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Exercise / conversionPhantom Stock · Derivative | 451.1081 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-008033 · edgar.xml · derivative · entry 4 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,353.3357 Underlying: Common Stock · 451.1081 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:40 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Tax withholdingCommon Stock | 195.1081 | $145.83 | $28,452.61 |
DisclosureSEC source: 0001179110-20-008033 · edgar.xml · nonDerivative · entry 2 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,571 Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:40 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Exercise / conversionCommon Stock | 451.1081 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-008033 · edgar.xml · nonDerivative · entry 1 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,766.1081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:40 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Exercise / conversionPhantom Stock · Derivative | 795.8618 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-008031 · edgar.xml · derivative · entry 5 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,420.9204 Underlying: Common Stock · 795.8618 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock F4 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F4 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:40 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Tax withholdingCommon Stock | 339.8618 | $145.83 | $49,562.05 |
DisclosureSEC source: 0001179110-20-008031 · edgar.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,798 F2 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting to the reporting person's indirect LLC holdings. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:40 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Exercise / conversionCommon Stock | 795.8618 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-008031 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,593.8618 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:39 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Exercise / conversionPhantom Stock · Derivative | 451.1343 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-008030 · edgar.xml · derivative · entry 4 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,474.0662 Underlying: Common Stock · 451.1343 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:39 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Tax withholdingCommon Stock | 204.1343 | $145.83 | $29,768.90 |
DisclosureSEC source: 0001179110-20-008030 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,308 Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:39 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Exercise / conversionCommon Stock | 451.1343 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-20-008030 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,512.1343 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| June 05, 2020 Filed Jun 17, 2020 21:13 UTC |
MOORE COLINEVP & Global CIO
|
GiftCommon Stock | 1,598 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-007504 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,373 F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc. Read SEC document |
| May 26, 2020 Filed May 27, 2020 21:02 UTC |
Sharpe Robert Francis JRDirector
|
SaleCommon Stock | 1,000 | $141.03 | $141,030.00 |
DisclosureSEC source: 0001179110-20-006637 · edgar.xml · nonDerivative · entry 1 Sharpe Robert Francis JR · CIK 0001340573 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,180 Read SEC document |
| May 11, 2020 Filed May 13, 2020 21:04 UTC |
WILLIAMS CHRISTOPHER JDirector
|
GrantPhantom Stock (Retainer Deferral) · Derivative | 141.2771 | $123.87 | $17,499.99 |
DisclosureSEC source: 0001179110-20-005892 · edgar.xml · derivative · entry 1 WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,532.2586 Underlying: Common Stock · 141.2771 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. F2 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. Read SEC document |
| April 29, 2020 Filed May 1, 2020 23:34 UTC |
NEAL BLIXT DIANNEDirector
|
GrantPhantom Stock (Annual) · Derivative | 1,270.971 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-005399 · edgar.xml · derivative · entry 1 NEAL BLIXT DIANNE · CIK 0001242260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,784.5754 Underlying: Common Stock · 1,270.971 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 29, 2020 Filed May 1, 2020 23:34 UTC |
DiGeso AmyDirector
|
GrantPhantom Stock (Annual) · Derivative | 1,270.971 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-005398 · edgar.xml · derivative · entry 1 DiGeso Amy · CIK 0001325475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,784.5754 Underlying: Common Stock · 1,270.971 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 29, 2020 Filed May 1, 2020 23:34 UTC |
GREENBERG LON RDirector
|
GrantPhantom Stock (Annual) · Derivative | 1,270.971 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-005397 · edgar.xml · derivative · entry 1 GREENBERG LON R · CIK 0001234234 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,415.6295 Underlying: Common Stock · 1,270.971 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 29, 2020 Filed May 1, 2020 23:33 UTC |
NODDLE JEFFREYDirector
|
GrantPhantom Stock (Annual) · Derivative | 1,270.971 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-005396 · edgar.xml · derivative · entry 1 NODDLE JEFFREY · CIK 0001180798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,222.3929 Underlying: Common Stock · 1,270.971 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 29, 2020 Filed May 1, 2020 23:33 UTC |
Sharpe Robert Francis JRDirector
|
GrantPhantom Stock (Annual) · Derivative | 1,270.971 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-005395 · edgar.xml · derivative · entry 1 Sharpe Robert Francis JR · CIK 0001340573 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,222.3929 Underlying: Common Stock · 1,270.971 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 29, 2020 Filed May 1, 2020 23:33 UTC |
Shea Brian TDirector
|
GrantPhantom Stock (Annual) · Derivative | 1,270.971 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-005394 · edgar.xml · derivative · entry 1 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,206.6401 Underlying: Common Stock · 1,270.971 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 29, 2020 Filed May 1, 2020 23:33 UTC |
WILLIAMS CHRISTOPHER JDirector
|
GrantPhantom Stock (Annual) · Derivative | 1,270.971 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-005393 · edgar.xml · derivative · entry 1 WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,690.1788 Underlying: Common Stock · 1,270.971 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 29, 2020 Filed May 1, 2020 23:32 UTC |
WALTER W EDWARDDirector
|
GrantPhantom Stock (Annual) · Derivative | 1,270.971 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-005392 · edgar.xml · derivative · entry 1 WALTER W EDWARD · CIK 0001194638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,460.7181 Underlying: Common Stock · 1,270.971 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| February 20, 2020 Filed Feb 24, 2020 21:22 UTC |
Kupper RandyEVP Technology and CIO
|
SaleCommon Stock | 6,862 | $179.55 | $1,232,104.35 |
DisclosureSEC source: 0001179110-20-002091 · edgar.xml · nonDerivative · entry 1 Kupper Randy · CIK 0001552030 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,202 F1 · price: Reflects the weighted average price of 6,862 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 20, 2020 with sale prices ranging from $179.451 to $179.655 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 19, 2020 Filed Feb 19, 2020 21:59 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
SaleCommon Stock | 25,429 | $178.59 | $4,541,461.74 |
DisclosureSEC source: 0001179110-20-001851 · edgar.xml · nonDerivative · entry 7 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,564 F3 · price: Reflects the weighted average price of 25,429 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 19, 2020 with sale prices ranging from $178.22 to $179.0449 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 22:02 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 54,910 | $0.00 Strike: $107.61 | $0.00 |
DisclosureSEC source: 0001179110-20-001859 · edgar.xml · derivative · entry 9 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,910 shares Expires 2024-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Fully vested. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 22:02 UTC |
Berman Walter StanleyExecutive VP and CFO
|
SaleCommon Stock | 41,002 | $177.77 | $7,288,937.84 |
DisclosureSEC source: 0001179110-20-001859 · edgar.xml · nonDerivative · entry 6 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,760 F3 · price: Reflects the weighted average price of 41,002 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 18, 2020 with sale prices ranging from $177.14 to $177.99per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 22:02 UTC |
Berman Walter StanleyExecutive VP and CFO
|
SaleCommon Stock | 11,158 | $176.20 | $1,966,036.25 |
DisclosureSEC source: 0001179110-20-001859 · edgar.xml · nonDerivative · entry 5 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,762 F2 · price: Reflects the weighted average price of 11,158 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 18, 2020 with sale prices ranging from $175.88 to $176.6908 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 22:02 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Tax withholdingCommon Stock | 43,752 | $178.82 | $7,823,732.64 |
DisclosureSEC source: 0001179110-20-001859 · edgar.xml · nonDerivative · entry 4 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,920 Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 22:02 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Exercise / conversionCommon Stock | 54,910 | $107.61 | $5,908,865.10 |
DisclosureSEC source: 0001179110-20-001859 · edgar.xml · nonDerivative · entry 3 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,672 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 22:02 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 54,910 | $0.00 Strike: $107.61 | $0.00 |
DisclosureSEC source: 0001179110-20-001857 · edgar.xml · derivative · entry 8 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,910 shares Expires 2024-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Fully vested. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 22:02 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
SaleCommon Stock | 11,998 | $177.88 | $2,134,229.44 |
DisclosureSEC source: 0001179110-20-001857 · edgar.xml · nonDerivative · entry 5 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 59,401 F2 · price: Reflects the weighted average price of 11,998 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 18, 2020 with sale prices ranging from $177.7508 to $177.9455 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting and/or exercise to the reporting person's indirect LLC holdings. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 22:02 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Tax withholdingCommon Stock | 42,912 | $178.82 | $7,673,523.84 |
DisclosureSEC source: 0001179110-20-001857 · edgar.xml · nonDerivative · entry 4 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,798 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting and/or exercise to the reporting person's indirect LLC holdings. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 22:02 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Exercise / conversionCommon Stock | 54,910 | $107.61 | $5,908,865.10 |
DisclosureSEC source: 0001179110-20-001857 · edgar.xml · nonDerivative · entry 3 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 21:59 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 169,313 | $0.00 Strike: $107.61 | $0.00 |
DisclosureSEC source: 0001179110-20-001851 · edgar.xml · derivative · entry 10 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 169,313 shares Expires 2024-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Fully vested. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 21:59 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
SaleCommon Stock | 70,108 | $177.46 | $12,441,365.68 |
DisclosureSEC source: 0001179110-20-001851 · edgar.xml · nonDerivative · entry 6 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,993 F2 · price: Reflects the weighted average price of 70,108 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 18, 2020 with sale prices ranging from $177.22 to $177.79 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 21:59 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 136,377 | $178.82 | $24,386,935.14 |
DisclosureSEC source: 0001179110-20-001851 · edgar.xml · nonDerivative · entry 5 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,101 Read SEC document |
| February 18, 2020 Filed Feb 19, 2020 21:59 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Exercise / conversionCommon Stock | 169,313 | $107.61 | $18,219,771.93 |
DisclosureSEC source: 0001179110-20-001851 · edgar.xml · nonDerivative · entry 4 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2020 Filed Feb 24, 2020 21:21 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
GiftCommon Stock | 11,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-002090 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 48,201 F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:02 UTC |
Berman Walter StanleyExecutive VP and CFO
|
GrantPhanton Stock · Derivative | 738.4521 | $178.82 | $132,050.00 |
DisclosureSEC source: 0001179110-20-001859 · edgar.xml · derivative · entry 8 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,022.3102 Underlying: Common Stock · 738.4521 shares Expires not disclosed F4 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F5 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F5 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:02 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Tax withholdingCommon Stock | 10,671 | $178.82 | $1,908,188.22 |
DisclosureSEC source: 0001179110-20-001859 · edgar.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,762 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:02 UTC |
Berman Walter StanleyExecutive VP and CFO
|
GrantCommon Stock | 20,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-20-001859 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,433 Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:02 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
GrantPhantom Stock · Derivative | 364.6125 | $178.82 | $65,200.01 |
DisclosureSEC source: 0001179110-20-001858 · edgar.xml · derivative · entry 4 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,898.0635 Underlying: Common Stock · 364.6125 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 14, 2020 Filed Feb 19, 2020 22:02 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Tax withholdingCommon Stock | 5,121 | $178.82 | $915,737.22 |
DisclosureSEC source: 0001179110-20-001858 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,061 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.