Last 12 months
Inside the activity.
0 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 11 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 29, 2021 Filed May 3, 2021 20:52 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
SaleCommon Stock | 1,560 | $259.85 | $405,366.00 |
DisclosureSEC source: 0001179110-21-004784 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,657 Read SEC document |
| April 29, 2021 Filed Mar 19, 2025 21:27 UTC |
Smyth Gerard P.EVP & CIO
|
SaleCommon Stock | 974 | $259.53 | $252,782.22 |
DisclosureSEC source: 0001415889-25-008604 · form4-03192025_090335.xml · nonDerivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP & CIO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,020 F1 · balance_after: Following a reconciliation of the reporting person's ownership records, the balance reflects the corrected number of shares held following the transaction reported in this Form 4. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 22:02 UTC |
NEAL BLIXT DIANNEDirector
|
GrantPhantom Stock (Annual) · Derivative | 584.5219 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-004735 · edgar.xml · derivative · entry 1 NEAL BLIXT DIANNE · CIK 0001242260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,587.5459 Underlying: Common Stock · 584.5219 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 22:02 UTC |
DiGeso AmyDirector
|
GrantPhantom Stock (Annual) · Derivative | 584.5219 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-004734 · edgar.xml · derivative · entry 1 DiGeso Amy · CIK 0001325475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,587.5459 Underlying: Common Stock · 584.5219 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 22:01 UTC |
GREENBERG LON RDirector
|
GrantPhantom Stock (Annual) · Derivative | 584.5219 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-004733 · edgar.xml · derivative · entry 1 GREENBERG LON R · CIK 0001234234 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,383.4961 Underlying: Common Stock · 584.5219 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 22:01 UTC |
NODDLE JEFFREYDirector
|
GrantPhantom Stock (Annual) · Derivative | 584.5219 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-004732 · edgar.xml · derivative · entry 1 NODDLE JEFFREY · CIK 0001180798 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,633.0656 Underlying: Common Stock · 584.5219 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 22:00 UTC |
Sharpe Robert Francis JRDirector
|
GrantPhantom Stock (Annual) · Derivative | 584.5219 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-004731 · edgar.xml · derivative · entry 1 Sharpe Robert Francis JR · CIK 0001340573 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,633.0656 Underlying: Common Stock · 584.5219 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 22:00 UTC |
Shea Brian TDirector
|
GrantPhantom Stock (Annual) · Derivative | 584.5219 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-004730 · edgar.xml · derivative · entry 1 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,846.0352 Underlying: Common Stock · 584.5219 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 22:00 UTC |
WILLIAMS CHRISTOPHER JDirector
|
GrantPhantom Stock (Annual) · Derivative | 584.5219 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-004729 · edgar.xml · derivative · entry 1 WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,416.1999 Underlying: Common Stock · 584.5219 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 28, 2021 Filed Apr 30, 2021 21:59 UTC |
WALTER W EDWARDDirector
|
GrantPhantom Stock (Annual) · Derivative | 584.5219 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-004728 · edgar.xml · derivative · entry 1 WALTER W EDWARD · CIK 0001194638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,131.2986 Underlying: Common Stock · 584.5219 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:35 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 8,918 | $0.00 Strike: $126.89 | $0.00 |
DisclosureSEC source: 0001179110-21-001995 · edgar.xml · derivative · entry 5 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,459 Underlying: Common Stock · 8,918 shares Expires 2029-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One-third of the options vest after one year; one-third of the options vest after two years and the final options vest three years from February 1, 2019. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:35 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
SaleCommon Stock | 2,055 | $219.20 | $450,465.45 |
DisclosureSEC source: 0001179110-21-001995 · edgar.xml · nonDerivative · entry 3 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,217 F1 · price: Reflects the weighted average price of 2,055 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 17, 2021 with sale prices ranging from $219.10 to $219.246 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:35 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Tax withholdingCommon Stock | 6,863 | $220.19 | $1,511,163.97 |
DisclosureSEC source: 0001179110-21-001995 · edgar.xml · nonDerivative · entry 2 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,272 Read SEC document |
| February 17, 2021 Filed Feb 19, 2021 21:35 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Exercise / conversionCommon Stock | 8,918 | $126.89 | $1,131,605.02 |
DisclosureSEC source: 0001179110-21-001995 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,135 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2021 Filed Feb 16, 2021 21:55 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
GiftCommon Stock | 9,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001689 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 34,433 F1 · shares: The reporting person made an in-kind charitable gift of shares of Ameriprise Financial, Inc. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 22:18 UTC |
Berman Walter StanleyExecutive VP and CFO
|
GrantPhantom Stock · Derivative | 601.6141 | $218.08 | $131,200.00 |
DisclosureSEC source: 0001179110-21-001705 · edgar.xml · derivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,355.3861 Underlying: Common Stock · 601.6141 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 22:17 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
GrantPhantom Stock · Derivative | 1,286.6838 | $218.08 | $280,600.00 |
DisclosureSEC source: 0001179110-21-001704 · edgar.xml · derivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,001.9109 Underlying: Common Stock · 1,286.6838 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 22:15 UTC |
Hutt John R.Sr Vice Pres and Controller
|
GrantPhantom Stock · Derivative | 74.7432 | $218.08 | $16,300.00 |
DisclosureSEC source: 0001179110-21-001700 · edgar.xml · derivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 699.853 Underlying: Common Stock · 74.7432 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 22:09 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
GrantPhantom Stock · Derivative | 149.3259 | $218.08 | $32,564.99 |
DisclosureSEC source: 0001179110-21-001696 · edgar.xml · derivative · entry 1 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,519.6514 Underlying: Common Stock · 149.3259 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 22:08 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
GrantPhantom Stock · Derivative | 158.8866 | $218.08 | $34,649.99 |
DisclosureSEC source: 0001179110-21-001694 · edgar.xml · derivative · entry 3 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,242.0634 Underlying: Common Stock · 158.8866 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 22:08 UTC |
Smyth Gerard P.EVP Technology and CIO
|
GrantPhantom Stock · Derivative | 109.3635 | $218.08 | $23,849.99 |
DisclosureSEC source: 0001179110-21-001695 · edgar.xml · derivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590.2424 Underlying: Common Stock · 109.3635 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 22:02 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
GrantPhantom Stock · Derivative | 293.4703 | $218.08 | $64,000.00 |
DisclosureSEC source: 0001179110-21-001691 · edgar.xml · derivative · entry 3 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,786.0421 Underlying: Common Stock · 293.4703 shares Expires not disclosed F3 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F4 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F4 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 12, 2021 Filed Feb 16, 2021 21:55 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
GrantPhantom Stock · Derivative | 473.9087 | $218.08 | $103,350.01 |
DisclosureSEC source: 0001179110-21-001689 · edgar.xml · derivative · entry 4 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,925.2216 Underlying: Common Stock · 473.9087 shares Expires not disclosed F3 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F4 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F4 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:08 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
SaleCommon Stock | 3,720 | $214.08 | $796,380.20 |
DisclosureSEC source: 0001179110-21-001694 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,217 Read SEC document |
| February 11, 2021 Filed Feb 16, 2021 22:02 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
SaleCommon Stock | 9,500 | $215.22 | $2,044,550.10 |
DisclosureSEC source: 0001179110-21-001691 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,727 F1 · price: Reflects the weighted average price of 9,500 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 11, 2021 with sale prices ranging from $215.01 to $215.36 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:33 UTC |
Hutt John R.Sr Vice Pres and Controller
|
SaleCommon Stock | 77 | $216.07 | $16,637.39 |
DisclosureSEC source: 0001179110-21-001609 · edgar.xml · nonDerivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,259 Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:31 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
SaleCommon Stock | 10,897 | $215.66 | $2,350,064.46 |
DisclosureSEC source: 0001179110-21-001608 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,880 F2 · price: Reflects the weighted average price of 10,897 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 10, 2021 with sale prices ranging from $215.47 to $216.02 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 10, 2021 Filed Feb 12, 2021 21:31 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
SaleCommon Stock | 41,300 | $215.15 | $8,885,880.85 |
DisclosureSEC source: 0001179110-21-001608 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,777 F1 · price: Reflects the weighted average price of 41,300 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 10, 2021 with sale prices ranging from $214.50 to $215.44 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 09, 2021 Filed Feb 9, 2021 22:43 UTC |
Berman Walter StanleyExecutive VP and CFO
|
SaleCommon Stock | 19,000 | $212.09 | $4,029,721.40 |
DisclosureSEC source: 0001179110-21-001467 · edgar.xml · nonDerivative · entry 3 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,343 F1 · price: Reflects the weighted average price of 19,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 9, 2021 with sale prices ranging from $211.77 to $212.71 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 22:44 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 40,116 | $211.06 | $8,466,882.96 |
DisclosureSEC source: 0001179110-21-001468 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,077 Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 22:44 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
GrantCommon Stock | 78,403 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001468 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,193 Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 22:43 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Tax withholdingCommon Stock | 12,952 | $211.06 | $2,733,649.12 |
DisclosureSEC source: 0001179110-21-001467 · edgar.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,343 Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 22:43 UTC |
Berman Walter StanleyExecutive VP and CFO
|
GrantCommon Stock | 26,407 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001467 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,295 Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 22:43 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Tax withholdingCommon Stock | 5,624 | $211.06 | $1,187,001.44 |
DisclosureSEC source: 0001179110-21-001466 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,227 Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 22:43 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
GrantCommon Stock | 11,901 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001466 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,851 Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 22:43 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Tax withholdingCommon Stock | 5,100 | $211.06 | $1,076,406.00 |
DisclosureSEC source: 0001179110-21-001465 · edgar.xml · nonDerivative · entry 2 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,009 Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 22:43 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
GrantCommon Stock | 11,489 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001465 · edgar.xml · nonDerivative · entry 1 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,109 Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 22:43 UTC |
MOORE COLINEVP & Global CIO
|
Tax withholdingCommon Stock | 7,929 | $211.06 | $1,673,494.74 |
DisclosureSEC source: 0001179110-21-001464 · edgar.xml · nonDerivative · entry 2 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,126 Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 22:43 UTC |
MOORE COLINEVP & Global CIO
|
GrantCommon Stock | 18,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001464 · edgar.xml · nonDerivative · entry 1 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,055 Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 22:42 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Tax withholdingCommon Stock | 2,184 | $211.06 | $460,955.04 |
DisclosureSEC source: 0001179110-21-001463 · edgar.xml · nonDerivative · entry 2 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,937 Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 22:42 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
GrantCommon Stock | 5,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001463 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,121 Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 22:41 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
Tax withholdingCommon Stock | 9,074 | $211.06 | $1,915,158.44 |
DisclosureSEC source: 0001179110-21-001462 · edgar.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,926 F1 · balance_after: The balances reflect the transfer of the shares remaining following the forfeiture of shares to satisfy tax withholding upon vesting and/or exercise to the reporting person's indirect LLC holdings. Read SEC document |
| February 05, 2021 Filed Feb 9, 2021 22:41 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
GrantCommon Stock | 20,242 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-21-001462 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,168 Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 22:05 UTC |
MOORE COLINEVP & Global CIO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 32,641 | $0.00 Strike: $123.37 | $0.00 |
DisclosureSEC source: 0001179110-21-001230 · edgar.xml · derivative · entry 13 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,461 shares Expires 2027-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 22:05 UTC |
MOORE COLINEVP & Global CIO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 36,754 | $0.00 Strike: $87.79 | $0.00 |
DisclosureSEC source: 0001179110-21-001230 · edgar.xml · derivative · entry 12 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 36,754 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 22:05 UTC |
MOORE COLINEVP & Global CIO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 54,655 | $0.00 Strike: $128.76 | $0.00 |
DisclosureSEC source: 0001179110-21-001230 · edgar.xml · derivative · entry 11 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,655 shares Expires 2025-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 22:05 UTC |
MOORE COLINEVP & Global CIO
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 51,958 | $0.00 Strike: $107.61 | $0.00 |
DisclosureSEC source: 0001179110-21-001230 · edgar.xml · derivative · entry 10 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 51,958 shares Expires 2024-02-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Fully vested. Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 22:05 UTC |
MOORE COLINEVP & Global CIO
|
SaleCommon Stock | 9,168 | $203.79 | $1,868,367.81 |
DisclosureSEC source: 0001179110-21-001230 · edgar.xml · nonDerivative · entry 9 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,775 F3 · price: Reflects the weighted average price of 9,168 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 3, 2021 with sale prices ranging from $203.46 to $204.15 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 22:05 UTC |
MOORE COLINEVP & Global CIO
|
SaleCommon Stock | 26,000 | $202.61 | $5,267,904.20 |
DisclosureSEC source: 0001179110-21-001230 · edgar.xml · nonDerivative · entry 8 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,943 F2 · price: Reflects the weighted average price of 26,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 3, 2021 with sale prices ranging from $202.07 to $203.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 03, 2021 Filed Feb 3, 2021 22:05 UTC |
MOORE COLINEVP & Global CIO
|
SaleCommon Stock | 8,900 | $201.32 | $1,791,767.58 |
DisclosureSEC source: 0001179110-21-001230 · edgar.xml · nonDerivative · entry 7 MOORE COLIN · CIK 0001205983 · EVP & Global CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,943 F1 · price: Reflects the weighted average price of 8,900 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 3, 2021 with sale prices ranging from $201.14 to $201.61 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.