Last 12 months
Inside the activity.
0 purchase rows · 25 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 11 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 9 |
| Aug 2026 | 0 | 2 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2022 Filed Jul 5, 2022 23:41 UTC |
TRUSCOTT WILLIAM FCEO, GLOBAL ASSET MANAGEMENT
|
Exercise / conversionCommon Stock | 938.4999 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-007419 · form4-07052022_040752.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, GLOBAL ASSET MANAGEMENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,429.4999 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 23:40 UTC |
Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES
|
Exercise / conversionPhantom Stock · Derivative | 583.7769 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-007418 · form4-07052022_040707.xml · derivative · entry 4 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 981.4863 Underlying: Common Stock · 583.7769 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F3 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 23:40 UTC |
Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES
|
Tax withholdingCommon Stock | 267.7769 | $237.68 | $63,645.21 |
DisclosureSEC source: 0001415889-22-007418 · form4-07052022_040707.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,456 Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 23:40 UTC |
Sweeney Joseph EdwardPRES-AWM PRODUCTS & SERVICES
|
Exercise / conversionCommon Stock | 583.7769 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-22-007418 · form4-07052022_040707.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · PRES-AWM PRODUCTS & SERVICES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,723.7769 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. Read SEC document |
| April 28, 2022 Filed Apr 29, 2022 22:27 UTC |
WILLIAMS CHRISTOPHER JDirector
|
GrantPhantom Stock (Retainer Deferral) · Derivative | 141.9882 | $272.91 | $38,750.00 |
DisclosureSEC source: 0001415889-22-004397 · form4-04292022_030403.xml · derivative · entry 2 WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,375.2998 Underlying: Common Stock · 141.9882 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F3 · derivative.exercise_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. F3 · derivative.expiration_date: Distribution of Ameriprise Financial, Inc. Deferred Stock Units are made in accordance with distribution elections made by the plan participants in the manner permitted by Ameriprise Financial Deferred Share Plan for Directors. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 22:40 UTC |
NEAL BLIXT DIANNEDirector
|
GrantPhantom Stock (Annual) · Derivative | 713.7222 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-004416 · form4-04292022_030413.xml · derivative · entry 1 NEAL BLIXT DIANNE · CIK 0001242260 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,458.5525 Underlying: Common Stock · 713.7222 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 22:39 UTC |
Shea Brian TDirector
|
GrantPhantom Stock (Annual) · Derivative | 713.7222 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-004415 · form4-04292022_030423.xml · derivative · entry 1 Shea Brian T · CIK 0001502259 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,606.4469 Underlying: Common Stock · 713.7222 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 22:38 UTC |
Sharpe Robert Francis JRDirector
|
GrantPhantom Stock (Annual) · Derivative | 713.7222 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-004413 · form4-04292022_030443.xml · derivative · entry 1 Sharpe Robert Francis JR · CIK 0001340573 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,914.9457 Underlying: Common Stock · 713.7222 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 22:36 UTC |
WALTER W EDWARDDirector
|
GrantPhantom Stock (Annual) · Derivative | 713.7222 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-004410 · form4-04292022_030420.xml · derivative · entry 1 WALTER W EDWARD · CIK 0001194638 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,912.7951 Underlying: Common Stock · 713.7222 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 22:30 UTC |
DiGeso AmyDirector
|
GrantPhantom Stock (Annual) · Derivative | 713.7222 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-004400 · form4-04292022_030401.xml · derivative · entry 1 DiGeso Amy · CIK 0001325475 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,458.5525 Underlying: Common Stock · 713.7222 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 22:35 UTC |
GREENBERG LON RDirector
|
GrantPhantom Stock (Annual) · Derivative | 713.7222 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-004407 · form4-04292022_030443.xml · derivative · entry 1 GREENBERG LON R · CIK 0001234234 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,365.9907 Underlying: Common Stock · 713.7222 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 22:27 UTC |
WILLIAMS CHRISTOPHER JDirector
|
GrantPhantom Stock (Annual) · Derivative | 713.7222 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-004397 · form4-04292022_030403.xml · derivative · entry 1 WILLIAMS CHRISTOPHER J · CIK 0001269949 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,235.1803 Underlying: Common Stock · 713.7222 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. F2 · derivative.expiration_date: Upon ceasing to be a non-employee director of Ameriprise Financial, Inc., the reporting director will receive common stock of Ameriprise Financial, Inc. in settlement of the reporting director's deferred share units on a one-for-one basis in a lump sum at the end of the quarter immediately following the quarter in which the reporting director's termination of service on the Board of Directors occurs. Read SEC document |
| March 28, 2022 Filed Mar 30, 2022 20:16 UTC |
Berman Walter StanleyEXECUTIVE VP AND CFO
|
SaleCommon Stock | 8,711 | $312.01 | $2,717,958.31 |
DisclosureSEC source: 0001415889-22-003474 · form4-03302022_010330.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · EXECUTIVE VP AND CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,751 F1 · price: Reflects the weighted average price of 8,711 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on March 28, 2022 with sale prices ranging from $312.00 to $312.36 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:22 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
SaleCommon Stock | 24,572 | $314.60 | $7,730,255.37 |
DisclosureSEC source: 0001415889-22-003428 · form4-03292022_010355.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,597 F2 · price: Reflects the weighted average price of 24,572 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on March 25, 2022 with sale prices ranging from $314.4621 to $314.8757 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:22 UTC |
CRACCHIOLO JAMES MDirector · CHAIRMAN AND CEO
|
SaleCommon Stock | 32,050 | $313.83 | $10,058,267.53 |
DisclosureSEC source: 0001415889-22-003428 · form4-03292022_010355.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · CHAIRMAN AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,169 F1 · price: Reflects the weighted average price of 32,050 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on March 25, 2022 with sale prices ranging from $313.2665 to $313.9951 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:19 UTC |
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 5,061 | $0.00 Strike: $87.79 | $0.00 |
DisclosureSEC source: 0001415889-22-003426 · form4-03292022_010318.xml · derivative · entry 5 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,061 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:19 UTC |
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
|
SaleCommon Stock | 2,044 | $314.30 | $642,424.91 |
DisclosureSEC source: 0001415889-22-003426 · form4-03292022_010318.xml · nonDerivative · entry 3 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,717 F1 · price: Reflects the weighted average price of 2,044 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on March 25, 2022 with sale prices ranging from $314.29 to $314.347 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:19 UTC |
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
|
Tax withholdingCommon Stock | 3,017 | $314.37 | $948,454.29 |
DisclosureSEC source: 0001415889-22-003426 · form4-03292022_010318.xml · nonDerivative · entry 2 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,761 Read SEC document |
| March 25, 2022 Filed Mar 29, 2022 20:19 UTC |
Alvero GumerPRESIDENT-INSURANCE&ANNUITIES
|
Exercise / conversionCommon Stock | 5,061 | $87.79 | $444,305.19 |
DisclosureSEC source: 0001415889-22-003426 · form4-03292022_010318.xml · nonDerivative · entry 1 Alvero Gumer · CIK 0001915877 · PRESIDENT-INSURANCE&ANNUITIES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,778 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 23:09 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
SaleCommon Stock | 10,500 | $305.44 | $3,207,112.65 |
DisclosureSEC source: 0001179110-22-001284 · edgar.xml · nonDerivative · entry 2 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 17,863 F2 · price: Reflects the weighted average price of 10,500 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 14, 2022 with sale prices ranging from $305.1698 to $305.88 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 14, 2022 Filed Feb 15, 2022 23:09 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
SaleCommon Stock | 5,500 | $304.43 | $1,674,355.65 |
DisclosureSEC source: 0001179110-22-001284 · edgar.xml · nonDerivative · entry 1 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC Disclosed balance after: 28,363 F1 · price: Reflects the weighted average price of 5,500 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 14, 2022 with sale prices ranging from $304.0637 to $305.05 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 23:10 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
GrantPhantom Stock · Derivative | 293.5855 | $304.00 | $89,249.99 |
DisclosureSEC source: 0001179110-22-001288 · edgar.xml · derivative · entry 4 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,551.8676 Underlying: Common Stock · 293.5855 shares Expires not disclosed F4 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F5 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F5 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 23:10 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
SaleCommon Stock | 4,800 | $316.15 | $1,517,529.12 |
DisclosureSEC source: 0001179110-22-001288 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,140 F2 · price: Reflects the weighted average price of 4,800 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 11, 2022 with sale prices ranging from $315.8297 to $316.7374 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 23:10 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
SaleCommon Stock | 8,181 | $315.04 | $2,577,308.70 |
DisclosureSEC source: 0001179110-22-001288 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,940 F1 · price: Reflects the weighted average price of 8,181 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 11, 2022 with sale prices ranging from $314.694 to $315.40 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 23:10 UTC |
Berman Walter StanleyExecutive VP and CFO
|
GrantPhantom Stock · Derivative | 546.875 | $304.00 | $166,250.00 |
DisclosureSEC source: 0001179110-22-001286 · edgar.xml · derivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,394.0764 Underlying: Common Stock · 546.875 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 23:10 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
GrantPhantom Stock · Derivative | 193.4211 | $304.00 | $58,800.01 |
DisclosureSEC source: 0001179110-22-001287 · edgar.xml · derivative · entry 6 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,456.9723 Underlying: Common Stock · 193.4211 shares Expires not disclosed F4 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F5 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F5 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 23:10 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 4,459 | $0.00 Strike: $126.89 | $0.00 |
DisclosureSEC source: 0001179110-22-001287 · edgar.xml · derivative · entry 5 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,459 shares Expires 2029-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 23:10 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
SaleCommon Stock | 6,444 | $313.88 | $2,022,660.76 |
DisclosureSEC source: 0001179110-22-001287 · edgar.xml · nonDerivative · entry 3 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,223 F1 · price: Reflects the weighted average price of 6,444 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 11, 2022 with sale prices ranging from $313.6175 to $314.3259 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 23:10 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Tax withholdingCommon Stock | 3,015 | $313.75 | $945,956.25 |
DisclosureSEC source: 0001179110-22-001287 · edgar.xml · nonDerivative · entry 2 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 23:10 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Exercise / conversionCommon Stock | 4,459 | $126.89 | $565,802.51 |
DisclosureSEC source: 0001179110-22-001287 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 23:09 UTC |
TRUSCOTT WILLIAM FCEO, Global Asset Management
|
GrantPhantom Stock · Derivative | 503.2895 | $304.00 | $153,000.01 |
DisclosureSEC source: 0001179110-22-001284 · edgar.xml · derivative · entry 5 TRUSCOTT WILLIAM F · CIK 0001282835 · CEO, Global Asset Management 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,529.3776 Underlying: Common Stock · 503.2895 shares Expires not disclosed F4 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F5 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F5 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 23:08 UTC |
Hutt John R.Sr Vice Pres and Controller
|
GrantPhantom Stock · Derivative | 65.7895 | $304.00 | $20,000.01 |
DisclosureSEC source: 0001179110-22-001283 · edgar.xml · derivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 777.6837 Underlying: Common Stock · 65.7895 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 23:09 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
GrantPhantom Stock · Derivative | 1,113.898 | $304.00 | $338,624.99 |
DisclosureSEC source: 0001179110-22-001285 · edgar.xml · derivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,746.4891 Underlying: Common Stock · 1,113.898 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 23:08 UTC |
Smyth Gerard P.EVP Technology and CIO
|
GrantPhantom Stock · Derivative | 193.4211 | $304.00 | $58,800.01 |
DisclosureSEC source: 0001179110-22-001282 · edgar.xml · derivative · entry 1 Smyth Gerard P. · CIK 0001823254 · EVP Technology and CIO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 793.8278 Underlying: Common Stock · 193.4211 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 11, 2022 Filed Feb 15, 2022 23:08 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
GrantPhantom Stock · Derivative | 98.6842 | $304.00 | $30,000.00 |
DisclosureSEC source: 0001179110-22-001281 · edgar.xml · derivative · entry 1 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,105.6849 Underlying: Common Stock · 98.6842 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock. F2 · derivative.exercise_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. F2 · derivative.expiration_date: Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 21:14 UTC |
Hutt John R.Sr Vice Pres and Controller
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 2,825 | $0.00 Strike: $87.79 | $0.00 |
DisclosureSEC source: 0001179110-22-001147 · edgar.xml · derivative · entry 4 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,825 shares Expires 2026-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 21:14 UTC |
Hutt John R.Sr Vice Pres and Controller
|
SaleCommon Stock | 1,285 | $323.02 | $415,081.47 |
DisclosureSEC source: 0001179110-22-001147 · edgar.xml · nonDerivative · entry 3 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,088 F1 · price: Reflects the weighted average price of 1,285 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 10, 2022 with sale prices ranging from $323.00 to $323.125 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 21:14 UTC |
Hutt John R.Sr Vice Pres and Controller
|
Tax withholdingCommon Stock | 1,540 | $322.53 | $496,688.50 |
DisclosureSEC source: 0001179110-22-001147 · edgar.xml · nonDerivative · entry 2 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,373 Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 21:14 UTC |
Hutt John R.Sr Vice Pres and Controller
|
Exercise / conversionCommon Stock | 2,825 | $87.79 | $248,006.75 |
DisclosureSEC source: 0001179110-22-001147 · edgar.xml · nonDerivative · entry 1 Hutt John R. · CIK 0001778665 · Sr Vice Pres and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2022 Filed Feb 9, 2022 23:13 UTC |
Berman Walter StanleyExecutive VP and CFO
|
SaleCommon Stock | 7,000 | $319.37 | $2,235,597.00 |
DisclosureSEC source: 0001179110-22-000967 · edgar.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,462 F2 · price: Reflects the weighted average price of 7,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 9, 2022 with sale prices ranging from $319.00 to $319.708 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 23:13 UTC |
Berman Walter StanleyExecutive VP and CFO
|
SaleCommon Stock | 5,000 | $311.00 | $1,554,993.00 |
DisclosureSEC source: 0001179110-22-000967 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,462 F1 · price: Reflects the weighted average price of 5,000 shares of common stock of Ameriprise Financial, Inc. sold by the reporting person in multiple transactions on February 7, 2022 with sale prices ranging from $310.7806 to $311.35 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 21:25 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
Tax withholdingCommon Stock | 3,806 | $313.21 | $1,192,077.26 |
DisclosureSEC source: 0001179110-22-000869 · edgar.xml · nonDerivative · entry 2 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,223 Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 21:25 UTC |
THISSEN KAREN WILSONExecutive VP and GC
|
GrantCommon Stock | 8,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-000869 · edgar.xml · nonDerivative · entry 1 THISSEN KAREN WILSON · CIK 0001695293 · Executive VP and GC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,029 Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 21:25 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
Tax withholdingCommon Stock | 45,957 | $313.21 | $14,394,191.97 |
DisclosureSEC source: 0001179110-22-000868 · edgar.xml · nonDerivative · entry 2 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,219 Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 21:25 UTC |
CRACCHIOLO JAMES MDirector · Chairman and CEO
|
GrantCommon Stock | 89,829 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-000868 · edgar.xml · nonDerivative · entry 1 CRACCHIOLO JAMES M · CIK 0001196484 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,176 Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 21:24 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
Tax withholdingCommon Stock | 7,842 | $313.21 | $2,456,192.82 |
DisclosureSEC source: 0001179110-22-000866 · edgar.xml · nonDerivative · entry 2 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,121 Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 21:24 UTC |
Sweeney Joseph EdwardPres-AWM Products & Services
|
GrantCommon Stock | 15,771 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-000866 · edgar.xml · nonDerivative · entry 1 Sweeney Joseph Edward · CIK 0001335749 · Pres-AWM Products & Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,963 Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 21:24 UTC |
Berman Walter StanleyExecutive VP and CFO
|
Tax withholdingCommon Stock | 16,467 | $313.21 | $5,157,629.07 |
DisclosureSEC source: 0001179110-22-000867 · edgar.xml · nonDerivative · entry 2 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,462 Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 21:24 UTC |
Berman Walter StanleyExecutive VP and CFO
|
GrantCommon Stock | 32,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-000867 · edgar.xml · nonDerivative · entry 1 Berman Walter Stanley · CIK 0001335761 · Executive VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,929 Read SEC document |
| February 02, 2022 Filed Feb 4, 2022 21:24 UTC |
Woerner John RobertPres Ins & Chief Strat Officer
|
Tax withholdingCommon Stock | 6,488 | $313.21 | $2,032,106.48 |
DisclosureSEC source: 0001179110-22-000865 · edgar.xml · nonDerivative · entry 2 Woerner John Robert · CIK 0001336621 · Pres Ins & Chief Strat Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,167 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.