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AMJB

JPMORGAN CHASE & CO

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2795
SEC CIK
0000019617
Parsed reports
2,624

Last 12 months

Inside the activity.

0 purchase rows · 43 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202608
Feb 2026014
Mar 202601
Apr 202608
May 202608
Jun 202601
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 20, 2012 Filed Jan 20, 2012 18:03 UTC
Bisignano FrankChief Administrative Officer
SaleCommon Stock 10,000 $37.09 $370,946.00
Disclosure

SEC source: 0001225208-12-001782 · doc4.xml · nonDerivative · entry 1

Bisignano Frank · CIK 0001346629 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,537

Read SEC document
January 19, 2012 Filed Jan 19, 2012 20:18 UTC
Smith GordonExecutive Vice President
SaleCommon Stock 40,000 $37.00 $1,480,016.00
Disclosure

SEC source: 0001225208-12-001647 · doc4.xml · nonDerivative · entry 1

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,202

Read SEC document
January 19, 2012 Filed Jan 20, 2012 17:39 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,640 $0.00 Strike: $31.22 $0.00
Disclosure

SEC source: 0001225208-12-001768 · doc4.xml · derivative · entry 15

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,640 shares

Expires 2012-04-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 19, 2012 Filed Jan 20, 2012 17:39 UTC Exercise / conversionCommon Stock 2,640 $31.22 $82,420.80
Disclosure

SEC source: 0001225208-12-001768 · doc4.xml · nonDerivative · entry 2

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,784.7981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 22:23 UTC
DIMON JAMESDirector · Chairman & CEO
GrantStock Appreciation Rights · Derivative 562,430 $0.00 Strike: $35.61 $0.00
Disclosure

SEC source: 0001225208-12-001757 · doc4.xml · derivative · entry 2

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 562,430

Underlying: Common Stock · 562,430 shares

Expires 2022-01-18

F4 · kind: See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards.

F5 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 22:23 UTC
DIMON JAMESDirector · Chairman & CEO
GrantRestricted Stock Units · Derivative 337,032 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001757 · doc4.xml · derivative · entry 1

DIMON JAMES · CIK 0001195345 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 337,032

Underlying: Common Stock · 337,032 shares

Expires 2015-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 17:38 UTC
BELL JAMES ADirector
GrantCommon Stock 4,774.6103 $35.61 $170,000.00
Disclosure

SEC source: 0001225208-12-001758 · doc4.xml · nonDerivative · entry 1

BELL JAMES A · CIK 0001182047 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,774.6103

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 17:38 UTC GrantCommon Stock 4,774.6103 $35.61 $170,000.00
Disclosure

SEC source: 0001225208-12-001759 · doc4.xml · nonDerivative · entry 1

BOWLES CRANDALL CLOSE · CIK 0000903518 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,410.5326

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 17:38 UTC
COTE DAVID MDirector
GrantCommon Stock 4,774.6103 $35.61 $170,000.00
Disclosure

SEC source: 0001225208-12-001760 · doc4.xml · nonDerivative · entry 1

COTE DAVID M · CIK 0001136538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,447.8714

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 17:38 UTC GrantCommon Stock 4,774.6103 $35.61 $170,000.00
Disclosure

SEC source: 0001225208-12-001761 · doc4.xml · nonDerivative · entry 1

FUTTER ELLEN V · CIK 0001206676 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,622.1946

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 17:38 UTC GrantCommon Stock 4,774.6103 $35.61 $170,000.00
Disclosure

SEC source: 0001225208-12-001762 · doc4.xml · nonDerivative · entry 1

GRAY III WILLIAM H · CIK 0001140889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,415.4136

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 17:38 UTC GrantCommon Stock 4,774.6103 $35.61 $170,000.00
Disclosure

SEC source: 0001225208-12-001763 · doc4.xml · nonDerivative · entry 1

JACKSON LABAN · CIK 0001202252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,950.283

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 22:38 UTC GrantCommon Stock 4,774.6103 $35.61 $170,000.00
Disclosure

SEC source: 0001225208-12-001764 · doc4.xml · nonDerivative · entry 1

WELDON WILLIAM C · CIK 0001189019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,192.508

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 17:38 UTC GrantCommon Stock 4,774.6103 $35.61 $170,000.00
Disclosure

SEC source: 0001225208-12-001765 · doc4.xml · nonDerivative · entry 1

RAYMOND LEE R · CIK 0001198809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,293.3173

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 22:38 UTC GrantCommon Stock 4,774.6103 $35.61 $170,000.00
Disclosure

SEC source: 0001225208-12-001766 · doc4.xml · nonDerivative · entry 1

BURKE STEPHEN B · CIK 0001203694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,467.5242

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 22:39 UTC GrantCommon Stock 4,774.6103 $35.61 $170,000.00
Disclosure

SEC source: 0001225208-12-001767 · doc4.xml · nonDerivative · entry 1

NOVAK DAVID C · CIK 0001211696 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,433.1202

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 17:39 UTC GrantCommon Stock 4,774.6103 $35.61 $170,000.00
Disclosure

SEC source: 0001225208-12-001768 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,144.7981

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 23:02 UTC
Smith GordonExecutive Vice President
GrantStock Appreciation Rights · Derivative 224,972 $0.00 Strike: $35.61 $0.00
Disclosure

SEC source: 0001225208-12-001769 · doc4.xml · derivative · entry 2

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,972

Underlying: Common Stock · 224,972 shares

Expires 2022-01-18

F4 · kind: See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards.

F5 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 23:02 UTC
Smith GordonExecutive Vice President
GrantRestricted Stock Units · Derivative 113,749 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001769 · doc4.xml · derivative · entry 1

Smith Gordon · CIK 0001311487 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,749

Underlying: Common Stock · 113,749 shares

Expires 2015-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 23:02 UTC
Braunstein Douglas LChief Financial Officer
GrantStock Appreciation Rights · Derivative 168,729 $0.00 Strike: $35.61 $0.00
Disclosure

SEC source: 0001225208-12-001770 · doc4.xml · derivative · entry 2

Braunstein Douglas L · CIK 0001495110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,729

Underlying: Common Stock · 168,729 shares

Expires 2022-01-18

F4 · kind: See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards.

F5 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 23:02 UTC
Braunstein Douglas LChief Financial Officer
GrantRestricted Stock Units · Derivative 122,174 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001770 · doc4.xml · derivative · entry 1

Braunstein Douglas L · CIK 0001495110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,174

Underlying: Common Stock · 122,174 shares

Expires 2015-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 18:02 UTC
Cavanagh Michael JExecutive Vice President
GrantStock Appreciation Rights · Derivative 224,972 $0.00 Strike: $35.61 $0.00
Disclosure

SEC source: 0001225208-12-001771 · doc4.xml · derivative · entry 2

Cavanagh Michael J · CIK 0001304481 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,972

Underlying: Common Stock · 224,972 shares

Expires 2022-01-18

F4 · kind: See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards.

F5 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 18:02 UTC
Cavanagh Michael JExecutive Vice President
GrantRestricted Stock Units · Derivative 122,174 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001771 · doc4.xml · derivative · entry 1

Cavanagh Michael J · CIK 0001304481 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,174

Underlying: Common Stock · 122,174 shares

Expires 2015-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 23:02 UTC
Cutler Stephen MGeneral Counsel
GrantStock Appreciation Rights · Derivative 112,486 $0.00 Strike: $35.61 $0.00
Disclosure

SEC source: 0001225208-12-001772 · doc4.xml · derivative · entry 2

Cutler Stephen M · CIK 0001388539 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,486

Underlying: Common Stock · 112,486 shares

Expires 2022-01-18

F4 · kind: See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards.

F5 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 23:02 UTC
Cutler Stephen MGeneral Counsel
GrantRestricted Stock Units · Derivative 130,600 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001772 · doc4.xml · derivative · entry 1

Cutler Stephen M · CIK 0001388539 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,600

Underlying: Common Stock · 130,600 shares

Expires 2015-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 18:02 UTC
Donnelly John LDirector Human Resources
GrantStock Appreciation Rights · Derivative 84,365 $0.00 Strike: $35.61 $0.00
Disclosure

SEC source: 0001225208-12-001773 · doc4.xml · derivative · entry 2

Donnelly John L · CIK 0001458126 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,365

Underlying: Common Stock · 84,365 shares

Expires 2022-01-18

F4 · kind: See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards.

F5 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 18:02 UTC
Donnelly John LDirector Human Resources
GrantRestricted Stock Units · Derivative 45,640 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001773 · doc4.xml · derivative · entry 1

Donnelly John L · CIK 0001458126 · Director Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,640

Underlying: Common Stock · 45,640 shares

Expires 2015-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 18:02 UTC
DREW INA RChief Investment Officer
GrantStock Appreciation Rights · Derivative 168,729 $0.00 Strike: $35.61 $0.00
Disclosure

SEC source: 0001225208-12-001774 · doc4.xml · derivative · entry 2

DREW INA R · CIK 0001254768 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,729

Underlying: Common Stock · 168,729 shares

Expires 2022-01-18

F4 · kind: See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards.

F5 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 18:02 UTC
DREW INA RChief Investment Officer
GrantRestricted Stock Units · Derivative 198,006 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001774 · doc4.xml · derivative · entry 1

DREW INA R · CIK 0001254768 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,006

Underlying: Common Stock · 198,006 shares

Expires 2015-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 23:02 UTC
Erdoes Mary E.Managing Director
GrantStock Appreciation Rights · Derivative 224,972 $0.00 Strike: $35.61 $0.00
Disclosure

SEC source: 0001225208-12-001775 · doc4.xml · derivative · entry 2

Erdoes Mary E. · CIK 0001473446 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,972

Underlying: Common Stock · 224,972 shares

Expires 2022-01-18

F4 · kind: See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards.

F5 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 23:02 UTC
Erdoes Mary E.Managing Director
GrantRestricted Stock Units · Derivative 198,006 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001775 · doc4.xml · derivative · entry 1

Erdoes Mary E. · CIK 0001473446 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,006

Underlying: Common Stock · 198,006 shares

Expires 2015-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 18:02 UTC
Hogan John JamesChief Risk Officer
GrantStock Appreciation Rights · Derivative 39,371 $0.00 Strike: $35.61 $0.00
Disclosure

SEC source: 0001225208-12-001776 · doc4.xml · derivative · entry 2

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,371

Underlying: Common Stock · 39,371 shares

Expires 2022-01-18

F4 · kind: See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards.

F5 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 18:02 UTC
Hogan John JamesChief Risk Officer
GrantRestricted Stock Units · Derivative 95,212 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001776 · doc4.xml · derivative · entry 1

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,212

Underlying: Common Stock · 95,212 shares

Expires 2015-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 18:02 UTC
Maclin Samuel ToddExecutive Vice President
GrantStock Appreciation Rights · Derivative 112,486 $0.00 Strike: $35.61 $0.00
Disclosure

SEC source: 0001225208-12-001777 · doc4.xml · derivative · entry 2

Maclin Samuel Todd · CIK 0001298816 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,486

Underlying: Common Stock · 112,486 shares

Expires 2022-01-18

F4 · kind: See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards.

F5 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 18:02 UTC
Maclin Samuel ToddExecutive Vice President
GrantRestricted Stock Units · Derivative 122,174 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001777 · doc4.xml · derivative · entry 1

Maclin Samuel Todd · CIK 0001298816 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,174

Underlying: Common Stock · 122,174 shares

Expires 2015-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 23:02 UTC
Petno Douglas BManaging Director
GrantStock Appreciation Rights · Derivative 73,116 $0.00 Strike: $35.61 $0.00
Disclosure

SEC source: 0001225208-12-001778 · doc4.xml · derivative · entry 2

Petno Douglas B · CIK 0001539649 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,116

Underlying: Common Stock · 73,116 shares

Expires 2022-01-18

F4 · kind: See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards.

F5 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 23:02 UTC
Petno Douglas BManaging Director
GrantRestricted Stock Units · Derivative 85,943 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001778 · doc4.xml · derivative · entry 1

Petno Douglas B · CIK 0001539649 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,943

Underlying: Common Stock · 85,943 shares

Expires 2015-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 18:02 UTC
STALEY JAMES EManaging Director
GrantStock Appreciation Rights · Derivative 224,972 $0.00 Strike: $35.61 $0.00
Disclosure

SEC source: 0001225208-12-001779 · doc4.xml · derivative · entry 2

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,972

Underlying: Common Stock · 224,972 shares

Expires 2022-01-18

F4 · kind: See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards.

F5 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 18:02 UTC
STALEY JAMES EManaging Director
GrantRestricted Stock Units · Derivative 223,284 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001779 · doc4.xml · derivative · entry 1

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,284

Underlying: Common Stock · 223,284 shares

Expires 2015-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 18:02 UTC
ZUBROW BARRY LExecutive Vice President
GrantStock Appreciation Rights · Derivative 112,486 $0.00 Strike: $35.61 $0.00
Disclosure

SEC source: 0001225208-12-001780 · doc4.xml · derivative · entry 2

ZUBROW BARRY L · CIK 0001090350 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,486

Underlying: Common Stock · 112,486 shares

Expires 2022-01-18

F4 · kind: See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards.

F5 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date.

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January 18, 2012 Filed Jan 20, 2012 18:02 UTC
ZUBROW BARRY LExecutive Vice President
GrantRestricted Stock Units · Derivative 113,749 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001780 · doc4.xml · derivative · entry 1

ZUBROW BARRY L · CIK 0001090350 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,749

Underlying: Common Stock · 113,749 shares

Expires 2015-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 23:02 UTC
Warren Shannon SCorporate Controller
GrantStock Appreciation Rights · Derivative 62,430 $0.00 Strike: $35.61 $0.00
Disclosure

SEC source: 0001225208-12-001781 · doc4.xml · derivative · entry 2

Warren Shannon S · CIK 0001530922 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,430

Underlying: Common Stock · 62,430 shares

Expires 2022-01-18

F3 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 23:02 UTC
Warren Shannon SCorporate Controller
GrantRestricted Stock Units · Derivative 11,256 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001781 · doc4.xml · derivative · entry 1

Warren Shannon S · CIK 0001530922 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,256

Underlying: Common Stock · 11,256 shares

Expires 2015-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015.

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January 18, 2012 Filed Jan 20, 2012 18:03 UTC
Bisignano FrankChief Administrative Officer
GrantStock Appreciation Rights · Derivative 281,215 $0.00 Strike: $35.61 $0.00
Disclosure

SEC source: 0001225208-12-001782 · doc4.xml · derivative · entry 6

Bisignano Frank · CIK 0001346629 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,215

Underlying: Common Stock · 281,215 shares

Expires 2022-01-18

F4 · kind: See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards.

F5 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 18:03 UTC
Bisignano FrankChief Administrative Officer
GrantRestricted Stock Units · Derivative 139,026 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001782 · doc4.xml · derivative · entry 5

Bisignano Frank · CIK 0001346629 · Chief Administrative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,026

Underlying: Common Stock · 139,026 shares

Expires 2015-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015.

Read SEC document
January 17, 2012 Filed Jan 18, 2012 17:24 UTC
STALEY JAMES EManaging Director
SaleCommon Stock 55,000 $35.21 $1,936,792.00
Disclosure

SEC source: 0001225208-12-001565 · doc4.xml · nonDerivative · entry 4

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,584.8154

Read SEC document
January 13, 2012 Filed Jan 18, 2012 22:10 UTC
Braunstein Douglas LChief Financial Officer
Tax withholdingCommon Stock 92,149 $35.53 $3,273,593.23
Disclosure

SEC source: 0001225208-12-001544 · doc4.xml · nonDerivative · entry 1

Braunstein Douglas L · CIK 0001495110 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603,836

Read SEC document
January 13, 2012 Filed Jan 18, 2012 22:11 UTC
Warren Shannon SCorporate Controller
Tax withholdingCommon Stock 4,594 $35.53 $163,201.85
Disclosure

SEC source: 0001225208-12-001555 · doc4.xml · nonDerivative · entry 1

Warren Shannon S · CIK 0001530922 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,087.3878

Read SEC document
January 13, 2012 Filed Jan 18, 2012 17:24 UTC
STALEY JAMES EManaging Director
Exercise / conversionRestricted Stock Units · Derivative 57,737 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001565 · doc4.xml · derivative · entry 7

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 57,737 shares

Expires 2012-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2011 amd 50% on January 13, 2012.

Read SEC document
January 13, 2012 Filed Jan 18, 2012 17:24 UTC
STALEY JAMES EManaging Director
Exercise / conversionRestricted Stock Units · Derivative 63,665 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001565 · doc4.xml · derivative · entry 6

STALEY JAMES E · CIK 0001197620 · Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,665

Underlying: Common Stock · 63,665 shares

Expires 2013-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.