Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hudson Executive Investment Corp. IIIHIII · Entity 129488 | Director | February 23, 2021 | February 23, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hudson Executive Investment Corp. III
Report date February 23, 2021 · Filed February 23, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-02-23 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-252744) (the "Registration Statement") and have no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-252744) (the "Registration Statement") and have no expiration date.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Arc Logistics Partners LP
Report date December 21, 2017 · Filed December 26, 2017
Section 16 reporting ended · disclosed 2017-12-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common units representing limited partner interestsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-12-21 transaction · row 1
1 source rowRow 1 · 2017-12-21 · Disposition to issuer · Disposed 40,000 · Balance 0 F1: Pursuant to the Purchase Agreement and Plan of Merger dated as of August 29, 2017, by and among Zenith Energy U.S., L.P., Zenith Energy U.S. GP, LLC, Zenith Energy U.S. Logistics Holdings, LLC, Zenith Energy U.S. Logistics, LLC, Arc Logistics Partners LP, Arc Logistic GP LLC, Lightfoot Capital Partners, LP and Lightfoot Capital Partners GP LLC, all of the common units and phantom units (each representing a contingent right to receive one common unit upon settlement) held by the Reporting Person were cancelled and converted into the right to receive an amount in cash equal to $16.50 per unit, subject to any required withholding taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Purchase Agreement and Plan of Merger dated as of August 29, 2017, by and among Zenith Energy U.S., L.P., Zenith Energy U.S. GP, LLC, Zenith Energy U.S. Logistics Holdings, LLC, Zenith Energy U.S. Logistics, LLC, Arc Logistics Partners LP, Arc Logistic GP LLC, Lightfoot Capital Partners, LP and Lightfoot Capital Partners GP LLC, all of the common units and phantom units (each representing a contingent right to receive one common unit upon settlement) held by the Reporting Person were cancelled and converted into the right to receive an amount in cash equal to $16.50 per unit, subject to any required withholding taxes.
JPMORGAN CHASE & CO
Report date October 16, 2012 · Filed October 16, 2012
Section 16 reporting ended · disclosed 2012-10-16. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 21, 2017 Filed Dec 26, 2017 20:44 UTC | Arc Logistics Partners LP ARCX · Entity 170891 | Disposition to issuerCommon units representing limited partner interests | 40,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-029576 · doc4.xml · nonDerivative · entry 1 ZUBROW BARRY L · CIK 0001090350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Purchase Agreement and Plan of Merger dated as of August 29, 2017, by and among Zenith Energy U.S., L.P., Zenith Energy U.S. GP, LLC, Zenith Energy U.S. Logistics Holdings, LLC, Zenith Energy U.S. Logistics, LLC, Arc Logistics Partners LP, Arc Logistic GP LLC, Lightfoot Capital Partners, LP and Lightfoot Capital Partners GP LLC, all of the common units and phantom units (each representing a contingent right to receive one common unit upon settlement) held by the Reporting Person were cancelled and converted into the right to receive an amount in cash equal to $16.50 per unit, subject to any required withholding taxes. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 20:43 UTC | Arc Logistics Partners LP ARCX · Entity 170891 | GrantCommon units representing limited partner interests | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-007237 · doc4.xml · nonDerivative · entry 1 ZUBROW BARRY L · CIK 0001090350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 F1 · kind: Represents an award of phantom units granted under the Arc Logistics Amended and Restated Long Term Incentive Plan. Each phantom unit represents a contingent right to receive one common unit upon settlement. The award is subject to a risk of forfeiture until July 18, 2017 and the economic benefits associated with the award do not begin to accrue until such date (e.g., eligibility to vest and eligibility to receive distribution equivalent rights). Unless earlier forfeited, the phantom units will vest in three equal annual installments on July 18, 2018, July 18, 2019 and July 18, 2020. Read SEC document |
| January 18, 2012 Filed Jan 20, 2012 18:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 112,486 | $0.00 Strike: $35.61 | $0.00 |
DisclosureSEC source: 0001225208-12-001780 · doc4.xml · derivative · entry 2 ZUBROW BARRY L · CIK 0001090350 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,486 Underlying: Common Stock · 112,486 shares Expires 2022-01-18 F4 · kind: See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards. F5 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| January 18, 2012 Filed Jan 20, 2012 18:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 113,749 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-001780 · doc4.xml · derivative · entry 1 ZUBROW BARRY L · CIK 0001090350 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,749 Underlying: Common Stock · 113,749 shares Expires 2015-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015. Read SEC document |
| January 13, 2012 Filed Jan 18, 2012 17:43 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 44,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-001588 · doc4.xml · derivative · entry 5 ZUBROW BARRY L · CIK 0001090350 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,907 shares Expires 2012-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 25, 2011 and 50% on January 25, 2012. Read SEC document |
| January 13, 2012 Filed Jan 18, 2012 17:43 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 34,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-001588 · doc4.xml · derivative · entry 4 ZUBROW BARRY L · CIK 0001090350 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,727 Underlying: Common Stock · 34,726 shares Expires 2013-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013. Read SEC document |
| January 13, 2012 Filed Jan 18, 2012 17:43 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 34,190 | $35.53 | $1,214,599.75 |
DisclosureSEC source: 0001225208-12-001588 · doc4.xml · nonDerivative · entry 3 ZUBROW BARRY L · CIK 0001090350 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,755 Read SEC document |
| January 13, 2012 Filed Jan 18, 2012 17:43 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 34,726 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-001588 · doc4.xml · nonDerivative · entry 2 ZUBROW BARRY L · CIK 0001090350 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2012 Filed Jan 18, 2012 17:43 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 44,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-001588 · doc4.xml · nonDerivative · entry 1 ZUBROW BARRY L · CIK 0001090350 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,219 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 19, 2011 Filed Jan 21, 2011 16:57 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 76,924 | $0.00 Strike: $44.29 | $0.00 |
DisclosureSEC source: 0001225208-11-003591 · doc4.xml · derivative · entry 2 ZUBROW BARRY L · CIK 0001090350 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,924 Underlying: Common Stock · 76,924 shares Expires 2021-01-19 F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| January 19, 2011 Filed Jan 21, 2011 16:57 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 101,615 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-003591 · doc4.xml · derivative · entry 1 ZUBROW BARRY L · CIK 0001090350 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,615 Underlying: Common Stock · 101,615 shares Expires 2014-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014. Read SEC document |
| January 13, 2011 Filed Jan 18, 2011 19:14 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 44,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-003237 · doc4.xml · derivative · entry 3 ZUBROW BARRY L · CIK 0001090350 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,907 Underlying: Common Stock · 44,906 shares Expires 2012-01-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F1 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2011 amd 50% on January 13, 2012. Read SEC document |
| January 13, 2011 Filed Jan 18, 2011 19:14 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 18,594 | $44.57 | $828,734.58 |
DisclosureSEC source: 0001225208-11-003237 · doc4.xml · nonDerivative · entry 2 ZUBROW BARRY L · CIK 0001090350 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,312 Read SEC document |
| January 13, 2011 Filed Jan 18, 2011 19:14 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 44,906 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-003237 · doc4.xml · nonDerivative · entry 1 ZUBROW BARRY L · CIK 0001090350 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 14, 2010 Filed Oct 15, 2010 11:28 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | PurchasePreferred Stock, Series J | 200 | $28.50 | $5,700.00 |
DisclosureSEC source: 0001225208-10-023053 · doc4.xml · nonDerivative · entry 1 ZUBROW BARRY L · CIK 0001090350 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200 F1 · security: Purchase of depositary shares, each representing a 1/400th interest in a share of JPMorgan Chase & Co. 8.625% Non-Cumulative Preferred Stock , Series J. Read SEC document |
| February 03, 2010 Filed Feb 5, 2010 08:45 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 150,000 | $0.00 Strike: $43.20 | $0.00 |
DisclosureSEC source: 0001225208-10-003582 · doc4.xml · derivative · entry 2 ZUBROW BARRY L · CIK 0001090350 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires 2020-01-20 F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| February 03, 2010 Filed Feb 5, 2010 08:45 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 69,453 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-003582 · doc4.xml · derivative · entry 1 ZUBROW BARRY L · CIK 0001090350 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,453 Underlying: Common Stock · 69,453 shares Expires 2013-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 20:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 200,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-09-001857 · doc4.xml · derivative · entry 2 ZUBROW BARRY L · CIK 0001090350 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2019-01-20 F3 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| January 20, 2009 Filed Jan 22, 2009 20:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 89,813 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-001857 · doc4.xml · derivative · entry 1 ZUBROW BARRY L · CIK 0001090350 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,813 Underlying: Common Stock · 89,813 shares Expires 2012-01-25 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 25, 2011 and 50% on January 25, 2012. Read SEC document |
| November 30, 2007 Filed Dec 3, 2007 16:49 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantStock Appreciation Rights · Derivative | 1,000,000 | $0.00 Strike: $45.55 | $0.00 |
DisclosureSEC source: 0000019617-07-000814 · zub1095.xml · derivative · entry 1 ZUBROW BARRY L · CIK 0001090350 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000,000 Underlying: Common Stock · 1,000,000 shares Expires 2017-11-30 F1 · derivative.exercise_date: SARs vest and become exercisable in five equal annual installments beginning November 30, 2008. Shares resulting from exercise must be held at least until 5 years after the grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.