Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JPMORGAN CHASE & CO
Report date December 31, 2017 · Filed January 08, 2018
Section 16 reporting ended · disclosed 2018-01-08. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 25, 2017 Filed Jan 27, 2017 17:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 16,873 | $0.00 Strike: $35.61 | $0.00 |
DisclosureSEC source: 0001225208-17-001820 · doc4.xml · derivative · entry 5 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,873 shares Expires 2022-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 17:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 10,461 | $0.00 Strike: $46.58 | $0.00 |
DisclosureSEC source: 0001225208-17-001820 · doc4.xml · derivative · entry 4 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,461 Underlying: Common Stock · 10,461 shares Expires 2023-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 17:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 20,871 | $85.67 | $1,788,018.57 |
DisclosureSEC source: 0001225208-17-001820 · doc4.xml · nonDerivative · entry 3 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,481.2938 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 17:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 10,461 | $46.58 | $487,273.38 |
DisclosureSEC source: 0001225208-17-001820 · doc4.xml · nonDerivative · entry 2 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,352.2938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 17:17 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 16,873 | $35.61 | $600,847.53 |
DisclosureSEC source: 0001225208-17-001820 · doc4.xml · nonDerivative · entry 1 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,891.2938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2017 Filed Jan 18, 2017 21:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 6,444 | $84.16 | $542,313.51 |
DisclosureSEC source: 0001225208-17-001314 · doc4.xml · nonDerivative · entry 4 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,018.2938 F2 · kind: Sale pursuant to 10b5-1 Plan dated November 14, 2016. F3 · balance_after: The Reporting Person no longer has a reportable beneficial interest in 12,500 shares, owned by his sons who do not reside in his household. Read SEC document |
| January 17, 2017 Filed Jan 19, 2017 21:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 20,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001357 · doc4.xml · derivative · entry 1 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,475 Underlying: Common Stock · 20,475 shares Expires 2020-01-13 F1 · security: Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2016, with the remaining 50% awarded in the form of Performance Share Units (PSUs), consistent with last year. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2017 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation & Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2019 and 50% on January 13, 2020. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 21,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001314 · doc4.xml · derivative · entry 6 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,241 Underlying: Common Stock · 21,241 shares Expires 2018-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F5 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 18,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001314 · doc4.xml · derivative · entry 5 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,359 shares Expires 2017-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 20,481 | $87.14 | $1,784,611.94 |
DisclosureSEC source: 0001225208-17-001314 · doc4.xml · nonDerivative · entry 3 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,462.2938 Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 18,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001314 · doc4.xml · nonDerivative · entry 2 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,943.2938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2017 Filed Jan 18, 2017 21:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 21,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-001314 · doc4.xml · nonDerivative · entry 1 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,584.2938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| April 21, 2016 Filed Apr 22, 2016 20:10 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 15,385 | $0.00 Strike: $44.29 | $0.00 |
DisclosureSEC source: 0001225208-16-031663 · doc4.xml · derivative · entry 10 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,385 shares Expires 2021-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| April 21, 2016 Filed Apr 22, 2016 20:10 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 16,873 | $0.00 Strike: $35.61 | $0.00 |
DisclosureSEC source: 0001225208-16-031663 · doc4.xml · derivative · entry 9 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,873 Underlying: Common Stock · 16,873 shares Expires 2022-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| April 21, 2016 Filed Apr 22, 2016 20:10 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 10,460 | $0.00 Strike: $46.58 | $0.00 |
DisclosureSEC source: 0001225208-16-031663 · doc4.xml · derivative · entry 8 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,922 Underlying: Common Stock · 10,460 shares Expires 2023-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| April 21, 2016 Filed Apr 22, 2016 20:10 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 13,567 | $64.00 | $868,288.00 |
DisclosureSEC source: 0001225208-16-031663 · doc4.xml · nonDerivative · entry 6 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,343.2938 Read SEC document |
| April 21, 2016 Filed Apr 22, 2016 20:10 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 13,292 | $64.00 | $850,688.00 |
DisclosureSEC source: 0001225208-16-031663 · doc4.xml · nonDerivative · entry 5 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,910.2938 Read SEC document |
| April 21, 2016 Filed Apr 22, 2016 20:10 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 9,203 | $64.00 | $588,992.00 |
DisclosureSEC source: 0001225208-16-031663 · doc4.xml · nonDerivative · entry 4 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,202.2938 Read SEC document |
| April 21, 2016 Filed Apr 22, 2016 20:10 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 10,460 | $46.58 | $487,226.80 |
DisclosureSEC source: 0001225208-16-031663 · doc4.xml · nonDerivative · entry 3 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,405.2938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2016 Filed Apr 22, 2016 20:10 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 15,385 | $44.29 | $681,401.65 |
DisclosureSEC source: 0001225208-16-031663 · doc4.xml · nonDerivative · entry 2 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,945.2938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 21, 2016 Filed Apr 22, 2016 20:10 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 16,873 | $35.61 | $600,847.53 |
DisclosureSEC source: 0001225208-16-031663 · doc4.xml · nonDerivative · entry 1 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,560.2938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2016 Filed Jan 21, 2016 22:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 27,516 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024625 · doc4.xml · derivative · entry 1 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,516 Underlying: Common Stock · 27,516 shares Expires 2019-01-13 F1 · security: As announced by the Firm on its Current Report on Form 8-K dated January 21, 2016, Restricted Stock Units (RSUs) represent 50% of the Reporting Person's equity-based compensation for performance year 2015, with the remaining 50% awarded in the form of Performance Share Units (PSUs). Additional information on PSUs is provided in such Form 8-K. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards granted in 2016 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of equity awards awarded to Operating Committee members are also subject to additional Protection-based Vesting provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2018 and 50% on January 13, 2019. Read SEC document |
| January 15, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 7,093 | $56.81 | $402,966.81 |
DisclosureSEC source: 0001225208-16-024258 · doc4.xml · nonDerivative · entry 4 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,687.2938 F2 · kind: Sale pursuant to 10b5-1 Plan dated October 26, 2015. Read SEC document |
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 18,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024258 · doc4.xml · derivative · entry 7 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,359 Underlying: Common Stock · 18,359 shares Expires 2017-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. Read SEC document |
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 20,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024258 · doc4.xml · derivative · entry 6 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,127 shares Expires 2016-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016. Read SEC document |
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 19,046 | $58.29 | $1,110,238.96 |
DisclosureSEC source: 0001225208-16-024258 · doc4.xml · nonDerivative · entry 3 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,780.2938 Read SEC document |
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 18,359 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024258 · doc4.xml · nonDerivative · entry 2 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,826.2938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2016 Filed Jan 15, 2016 23:00 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 20,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-024258 · doc4.xml · nonDerivative · entry 1 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,467.2938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| November 09, 2015 Filed Nov 10, 2015 21:35 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 20,920 | $0.00 Strike: $46.58 | $0.00 |
DisclosureSEC source: 0001225208-15-020658 · doc4.xml · derivative · entry 4 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,382 Underlying: Common Stock · 20,920 shares Expires 2023-01-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| November 09, 2015 Filed Nov 10, 2015 21:35 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 18,018 | $67.90 | $1,223,422.20 |
DisclosureSEC source: 0001225208-15-020658 · doc4.xml · nonDerivative · entry 2 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,340.2938 F2 · shares: Represents the number of shares surrendered to the company in satisfaction of tax withholding obligations, plus a number of shares equal in value to the exercise price multiplied by the number of SARs exercised. Read SEC document |
| November 09, 2015 Filed Nov 10, 2015 21:35 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 20,920 | $46.58 | $974,453.60 |
DisclosureSEC source: 0001225208-15-020658 · doc4.xml · nonDerivative · entry 1 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,358.2938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the gross number of shares underlying the Stock Appreciation Rights, without reduction as described in Note 2 below. Read SEC document |
| February 06, 2015 Filed Feb 9, 2015 21:13 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 10,000 | $0.00 Strike: $43.20 | $0.00 |
DisclosureSEC source: 0001225208-15-003214 · doc4.xml · derivative · entry 8 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2020-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| February 06, 2015 Filed Feb 9, 2015 21:13 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 15,385 | $0.00 Strike: $44.29 | $0.00 |
DisclosureSEC source: 0001225208-15-003214 · doc4.xml · derivative · entry 7 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,385 Underlying: Common Stock · 15,385 shares Expires 2021-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| February 06, 2015 Filed Feb 9, 2015 21:13 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 16,873 | $0.00 Strike: $35.61 | $0.00 |
DisclosureSEC source: 0001225208-15-003214 · doc4.xml · derivative · entry 6 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,746 Underlying: Common Stock · 16,873 shares Expires 2022-01-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| February 06, 2015 Filed Feb 9, 2015 21:13 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 36,618 | $58.14 | $2,128,787.43 |
DisclosureSEC source: 0001225208-15-003214 · doc4.xml · nonDerivative · entry 4 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,050.4713 F2 · shares: Represents the number of shares surrendered to the company in satisfaction of tax withholding obligations, plus a number of shares equal in value to the exercise price multiplied by the number of SARs exercised. Read SEC document |
| February 06, 2015 Filed Feb 9, 2015 21:13 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 10,000 | $43.20 | $432,000.00 |
DisclosureSEC source: 0001225208-15-003214 · doc4.xml · nonDerivative · entry 3 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,668.4713 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the gross number of shares underlying the Stock Appreciation Rights, without reduction as described in Note 2 below. Read SEC document |
| February 06, 2015 Filed Feb 9, 2015 21:13 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 15,385 | $44.29 | $681,401.65 |
DisclosureSEC source: 0001225208-15-003214 · doc4.xml · nonDerivative · entry 2 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,668.4713 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the gross number of shares underlying the Stock Appreciation Rights, without reduction as described in Note 2 below. Read SEC document |
| February 06, 2015 Filed Feb 9, 2015 21:13 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 16,873 | $35.61 | $600,847.53 |
DisclosureSEC source: 0001225208-15-003214 · doc4.xml · nonDerivative · entry 1 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,283.4713 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the gross number of shares underlying the Stock Appreciation Rights, without reduction as described in Note 2 below. Read SEC document |
| January 20, 2015 Filed Jan 22, 2015 21:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 42,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001768 · doc4.xml · derivative · entry 1 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,482 Underlying: Common Stock · 42,482 shares Expires 2018-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. The grant amount was calculated using a value of $55.9066 per restricted stock unit, the "fair market value" (the average of the high and low selling prices on the New York Stock Exchange composite tape) of one share of JPMC common stock on January 20, 2015, the date of grant under the terms of the JPMorgan Chase & Co. Long Term Incentive Plan. F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2015 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. Read SEC document |
| January 15, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 5,396 | $55.35 | $298,679.93 |
DisclosureSEC source: 0001225208-15-001444 · doc4.xml · nonDerivative · entry 4 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,410.4713 F2 · kind: Sale pursuant to 10b5-1 Plan dated August 13, 2014. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 20,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001444 · doc4.xml · derivative · entry 7 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,127 Underlying: Common Stock · 20,127 shares Expires 2016-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 22,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001444 · doc4.xml · derivative · entry 6 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,820 shares Expires 2015-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 21,567 | $59.04 | $1,273,207.85 |
DisclosureSEC source: 0001225208-15-001444 · doc4.xml · nonDerivative · entry 3 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,806.4713 Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 20,127 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001444 · doc4.xml · nonDerivative · entry 2 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,373.4713 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 22,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001444 · doc4.xml · nonDerivative · entry 1 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,246.4713 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| October 15, 2014 Filed Oct 15, 2014 21:37 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 6,540 | $55.89 | $365,495.09 |
DisclosureSEC source: 0001225208-14-021613 · doc4.xml · nonDerivative · entry 1 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,325.8181 F1 · kind: Sale pursuant to 10b5-1 Plan dated August 13, 2014. Read SEC document |
| April 14, 2014 Filed Apr 16, 2014 16:46 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 9,851 | $54.92 | $541,022.83 |
DisclosureSEC source: 0001225208-14-010756 · doc4.xml · nonDerivative · entry 1 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,660.6424 F1 · kind: Sale pursuant to 10b5-1 Plan dated November 15, 2013. Read SEC document |
| January 27, 2014 Filed Jan 29, 2014 23:02 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 9,851 | $55.26 | $544,369.22 |
DisclosureSEC source: 0001225208-14-002690 · doc4.xml · nonDerivative · entry 1 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,351.7587 F1 · kind: Sale pursuant to 10b5-1 Plan dated November 15, 2013. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 36,718 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002235 · doc4.xml · derivative · entry 1 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,718 Underlying: Common Stock · 36,718 shares Expires 2017-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2014 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances.In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. Read SEC document |
| January 21, 2014 Filed Jan 22, 2014 22:36 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 66,667 | $0.00 Strike: $31.06 | $0.00 |
DisclosureSEC source: 0001225208-14-002108 · doc4.xml · derivative · entry 10 Donnelly John L · CIK 0001458126 · Director Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,667 shares Expires 2019-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: SARs vest and become exercisable in three equal installments beginning January 2, 2012. Shares resulting from exercise must be held at least until 5 years after the grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.