Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Happen, Inc.LC · Entity 4526 | Director | June 02, 2026 | June 04, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Happen, Inc.
Report date June 02, 2026 · Filed June 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 13,715 |
Reported balance
After 2026-06-02 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2026-06-02 · Grant · Acquired 13,715 · Balance 13,715 F1: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 2, 2026, subject to continued service through each vesting date. |
| Common StockSEC Table I · non-derivative | Direct | 95,462 |
Reported balance
Holding disclosure · report date 2026-06-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 95,462 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 2, 2026, subject to continued service through each vesting date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JPMORGAN CHASE & CO
Report date December 31, 2015 · Filed January 08, 2016
Section 16 reporting ended · disclosed 2016-01-08. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 02, 2026 Filed Jun 4, 2026 21:22 UTC | Happen, Inc. LC · Entity 4526 | GrantCommon Stock | 13,715 | $0.00 | $0.00 |
DisclosureSEC source: 0001409970-26-000104 · form4.xml · nonDerivative · entry 1 Cutler Stephen M · CIK 0001388539 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,715 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 2, 2026, subject to continued service through each vesting date. Read SEC document |
| June 03, 2025 Filed Jun 5, 2025 22:56 UTC | Happen, Inc. LC · Entity 4526 | GrantCommon Stock | 19,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-016906 · form4.xml · nonDerivative · entry 1 Cutler Stephen M · CIK 0001388539 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,121 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 3, 2025, subject to continued service through each vesting date. Read SEC document |
| June 11, 2024 Filed Jun 13, 2024 21:39 UTC | Happen, Inc. LC · Entity 4526 | GrantCommon Stock | 24,480 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-018613 · form4.xml · nonDerivative · entry 1 Cutler Stephen M · CIK 0001388539 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,480 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 11, 2024, subject to continued service through each vesting date. Read SEC document |
| October 31, 2023 Filed Nov 2, 2023 21:08 UTC | Happen, Inc. LC · Entity 4526 | PurchaseCommon Stock | 10,000 | $5.10 | $51,000.00 |
DisclosureSEC source: 0001127602-23-026663 · form4.xml · nonDerivative · entry 1 Cutler Stephen M · CIK 0001388539 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,800 Read SEC document |
| June 08, 2023 Filed Jun 12, 2023 23:37 UTC | Happen, Inc. LC · Entity 4526 | GrantCommon Stock | 21,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-018621 · form4.xml · nonDerivative · entry 1 Cutler Stephen M · CIK 0001388539 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,414 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on June 8, 2023, subject to continued service through each vesting date. Read SEC document |
| May 09, 2023 Filed May 9, 2023 23:37 UTC | Happen, Inc. LC · Entity 4526 | PurchaseCommon Stock | 7,407 | $6.75 | $49,997.25 |
DisclosureSEC source: 0001127602-23-015054 · form4.xml · nonDerivative · entry 2 Cutler Stephen M · CIK 0001388539 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,806 Read SEC document |
| May 05, 2023 Filed May 9, 2023 23:37 UTC | Happen, Inc. LC · Entity 4526 | PurchaseCommon Stock | 7,250 | $6.80 | $49,299.28 |
DisclosureSEC source: 0001127602-23-015054 · form4.xml · nonDerivative · entry 1 Cutler Stephen M · CIK 0001388539 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,399 Read SEC document |
| March 23, 2023 Filed Mar 27, 2023 22:20 UTC | Happen, Inc. LC · Entity 4526 | GrantCommon Stock | 5,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-011430 · form4.xml · nonDerivative · entry 1 Cutler Stephen M · CIK 0001388539 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,790 F1 · shares: Represents a grant of Restricted Stock Units ("RSU") under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The RSUs are subject to the following vesting schedule: 149 RSUs vested on March 23, 2023 and 5,641 RSUs will vest on June 2, 2023, subject to continued service through the vesting date. Read SEC document |
| October 14, 2015 Filed Oct 14, 2015 21:07 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 7,217 | $60.63 | $437,532.07 |
DisclosureSEC source: 0001225208-15-019549 · doc4.xml · nonDerivative · entry 1 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 223,138 F1 · kind: Sale pursuant to 10b5-1 Plans dated May 22, 2015 and July 23, 2015. Read SEC document |
| July 16, 2015 Filed Jul 17, 2015 20:18 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 40,000 | $0.00 Strike: $43.20 | $0.00 |
DisclosureSEC source: 0001225208-15-015620 · doc4.xml · derivative · entry 3 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2020-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| July 16, 2015 Filed Jul 17, 2015 20:18 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 32,639 | $69.68 | $2,274,285.52 |
DisclosureSEC source: 0001225208-15-015620 · doc4.xml · nonDerivative · entry 2 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,355 Read SEC document |
| July 16, 2015 Filed Jul 17, 2015 20:18 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 40,000 | $43.20 | $1,728,000.00 |
DisclosureSEC source: 0001225208-15-015620 · doc4.xml · nonDerivative · entry 1 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 262,994 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 15, 2015 Filed Jul 15, 2015 21:25 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 5,376 | $69.08 | $371,347.20 |
DisclosureSEC source: 0001225208-15-015534 · doc4.xml · nonDerivative · entry 1 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,994 F1 · kind: Sale pursuant to 10b5-1 Plan dated May 22, 2015. Read SEC document |
| May 21, 2015 Filed May 22, 2015 19:25 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 50,000 | $0.00 Strike: $39.83 | $0.00 |
DisclosureSEC source: 0001225208-15-012679 · doc4.xml · derivative · entry 5 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2018-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: SARs vest and become exercisable in five equal annual installments beginning January 22, 2009. Shares resulting from exercise must be held at least until 5 years after the grant. Read SEC document |
| May 21, 2015 Filed May 22, 2015 19:25 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 70,000 | $0.00 Strike: $43.20 | $0.00 |
DisclosureSEC source: 0001225208-15-012679 · doc4.xml · derivative · entry 4 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,000 Underlying: Common Stock · 70,000 shares Expires 2020-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date. Read SEC document |
| May 21, 2015 Filed May 22, 2015 19:25 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 98,497 | $66.35 | $6,534,783.47 |
DisclosureSEC source: 0001225208-15-012679 · doc4.xml · nonDerivative · entry 3 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,370 F2 · shares: Represents the number of shares surrendered to the company in satisfaction of tax withholding obligations, plus a number of shares equal in value to the exercise price multiplied by the number of SARs exercised. Read SEC document |
| May 21, 2015 Filed May 22, 2015 19:25 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 50,000 | $39.83 | $1,991,500.00 |
DisclosureSEC source: 0001225208-15-012679 · doc4.xml · nonDerivative · entry 2 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the gross number of shares underlying the Stock Appreciation Rights, without reduction as described in Note 2 below. Read SEC document |
| May 21, 2015 Filed May 22, 2015 19:25 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 70,000 | $43.20 | $3,024,000.00 |
DisclosureSEC source: 0001225208-15-012679 · doc4.xml · nonDerivative · entry 1 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the gross number of shares underlying the Stock Appreciation Rights, without reduction as described in Note 2 below. Read SEC document |
| April 15, 2015 Filed Apr 15, 2015 21:15 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 18,617 | $64.09 | $1,193,089.06 |
DisclosureSEC source: 0001225208-15-010066 · doc4.xml · nonDerivative · entry 1 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,867 F1 · kind: Sale pursuant to 10b5-1 Plan dated August 14, 2014. Read SEC document |
| January 20, 2015 Filed Jan 22, 2015 21:16 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 99,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001770 · doc4.xml · derivative · entry 1 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,273 Underlying: Common Stock · 99,273 shares Expires 2018-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. The grant amount was calculated using a value of $55.9066 per restricted stock unit, the "fair market value" (the average of the high and low selling prices on the New York Stock Exchange composite tape) of one share of JPMC common stock on January 20, 2015, the date of grant under the terms of the JPMorgan Chase & Co. Long Term Incentive Plan. F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2015 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances. In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2017 and 50% on January 13, 2018. Read SEC document |
| January 15, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 23,027 | $55.37 | $1,274,961.24 |
DisclosureSEC source: 0001225208-15-001443 · doc4.xml · nonDerivative · entry 4 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,484 F2 · kind: Sale pursuant to 10b5-1 Plan dated August 14, 2014. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 53,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001443 · doc4.xml · derivative · entry 6 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,135 Underlying: Common Stock · 53,134 shares Expires 2016-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F4 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 65,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001443 · doc4.xml · derivative · entry 5 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 65,300 shares Expires 2015-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 58,671 | $59.04 | $3,463,642.49 |
DisclosureSEC source: 0001225208-15-001443 · doc4.xml · nonDerivative · entry 3 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 248,511 Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 53,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001443 · doc4.xml · nonDerivative · entry 2 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2015 Filed Jan 16, 2015 00:03 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 65,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-001443 · doc4.xml · nonDerivative · entry 1 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,048 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| July 23, 2014 Filed Jul 25, 2014 20:09 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 100,000 | $0.00 Strike: $39.83 | $0.00 |
DisclosureSEC source: 0001225208-14-017466 · doc4.xml · derivative · entry 3 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2018-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: SARs vest and become exercisable in five equal annual installments beginning January 22, 2009. Shares resulting from exercise must be held at least until 5 years after the grant. Read SEC document |
| July 23, 2014 Filed Jul 25, 2014 20:09 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 84,345 | $58.86 | $4,964,124.98 |
DisclosureSEC source: 0001225208-14-017466 · doc4.xml · nonDerivative · entry 2 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,748 F2 · shares: Represents the number of shares surrendered to the company in satisfaction of tax withholding obligations, plus a number of shares equal in value to the exercise price multiplied by the number of SARs exercised. Read SEC document |
| July 23, 2014 Filed Jul 25, 2014 20:09 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 100,000 | $39.83 | $3,983,000.00 |
DisclosureSEC source: 0001225208-14-017466 · doc4.xml · nonDerivative · entry 1 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,093 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the gross number of shares underlying the Stock Appreciation Rights, without reduction as described in Note 2 below. Read SEC document |
| July 16, 2014 Filed Jul 18, 2014 19:19 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 43,997 | $58.74 | $2,584,247.39 |
DisclosureSEC source: 0001225208-14-017285 · doc4.xml · nonDerivative · entry 1 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,093 F1 · kind: Sale pursuant to 10b5-1 Plan dated January 28, 2014. Read SEC document |
| April 14, 2014 Filed Apr 16, 2014 20:46 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 43,997 | $54.91 | $2,415,800.48 |
DisclosureSEC source: 0001225208-14-010755 · doc4.xml · nonDerivative · entry 1 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,090 F1 · kind: Sale pursuant to 10b5-1 Plan dated January 28, 2014. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 100,000 | $0.00 Strike: $39.83 | $0.00 |
DisclosureSEC source: 0001225208-14-002242 · doc4.xml · derivative · entry 6 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 100,000 shares Expires 2018-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: SARs vest and become exercisable in five equal annual installments beginning January 22, 2009. Shares resulting from exercise must be held at least until 5 years after the grant. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 100,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-14-002242 · doc4.xml · derivative · entry 5 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 100,000 shares Expires 2019-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | GrantRestricted Stock Units · Derivative | 95,897 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-002242 · doc4.xml · derivative · entry 4 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,897 Underlying: Common Stock · 95,897 shares Expires 2017-01-13 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · kind: Equity incentives are subject to the JPMorgan Chase Bonus Recoupment Policy which applies in the event of a material restatement of the Firm's financials. In addition, all equity awards (restricted stock units) granted in 2014 contain recapture provisions that enable the Firm to cancel an unvested or unexercisable award and/or recover the value of certain stock distributed under the award in specified circumstances.In addition to recapture provisions, portions of RSUs awarded to Operating Committee members are also subject to certain additional provisions under which awards may be cancelled, any determination with respect to which is subject to ratification by the Compensation and Management Development Committee of the Board of Directors (Committee). In the case of an award to the CEO, all such determinations shall be made by the Committee. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2016 and 50% on January 13, 2017. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 152,780 | $57.88 | $8,842,142.50 |
DisclosureSEC source: 0001225208-14-002242 · doc4.xml · nonDerivative · entry 3 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 261,087 Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 100,000 | $19.49 | $1,949,000.00 |
DisclosureSEC source: 0001225208-14-002242 · doc4.xml · nonDerivative · entry 2 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 22, 2014 Filed Jan 24, 2014 16:58 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 100,000 | $39.83 | $3,983,000.00 |
DisclosureSEC source: 0001225208-14-002242 · doc4.xml · nonDerivative · entry 1 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 313,867 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 16, 2014 Filed Jan 17, 2014 21:28 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 400,000 | $0.00 Strike: $51.05 | $0.00 |
DisclosureSEC source: 0001225208-14-002013 · doc4.xml · derivative · entry 5 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 400,000 shares Expires 2017-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: SARs vest and become exercisable in three equal annual installments beginning February 1, 2010. Read SEC document |
| January 16, 2014 Filed Jan 17, 2014 21:28 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionStock Appreciation Rights · Derivative | 100,000 | $0.00 Strike: $19.49 | $0.00 |
DisclosureSEC source: 0001225208-14-002013 · doc4.xml · derivative · entry 4 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2019-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date. Read SEC document |
| January 16, 2014 Filed Jan 17, 2014 21:28 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 440,599 | $59.28 | $26,118,708.72 |
DisclosureSEC source: 0001225208-14-002013 · doc4.xml · nonDerivative · entry 3 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,867 Read SEC document |
| January 16, 2014 Filed Jan 17, 2014 21:28 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 100,000 | $19.49 | $1,949,000.00 |
DisclosureSEC source: 0001225208-14-002013 · doc4.xml · nonDerivative · entry 2 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 654,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 16, 2014 Filed Jan 17, 2014 21:28 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 400,000 | $51.05 | $20,420,000.00 |
DisclosureSEC source: 0001225208-14-002013 · doc4.xml · nonDerivative · entry 1 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 65,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001804 · doc4.xml · derivative · entry 5 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,300 Underlying: Common Stock · 65,300 shares Expires 2015-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionRestricted Stock Units · Derivative | 57,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001804 · doc4.xml · derivative · entry 4 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,582 shares Expires 2014-01-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Tax withholdingCommon Stock | 60,925 | $58.10 | $3,539,742.50 |
DisclosureSEC source: 0001225208-14-001804 · doc4.xml · nonDerivative · entry 3 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,466 Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 57,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001804 · doc4.xml · nonDerivative · entry 2 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| January 13, 2014 Filed Jan 15, 2014 21:20 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | Exercise / conversionCommon Stock | 65,300 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-001804 · doc4.xml · nonDerivative · entry 1 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,809 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock. Read SEC document |
| May 15, 2013 Filed May 15, 2013 23:07 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 15,000 | $51.00 | $765,000.00 |
DisclosureSEC source: 0001225208-13-012393 · doc4.xml · nonDerivative · entry 1 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,509 F1 · kind: Shares sold pursuant to Rule 10b5-1 plan dated January 25, 2013. Read SEC document |
| April 23, 2013 Filed Apr 23, 2013 22:39 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 15,000 | $48.00 | $720,000.00 |
DisclosureSEC source: 0001225208-13-010267 · doc4.xml · nonDerivative · entry 1 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,509 F1 · kind: Shares sold pursuant to Rule 10b5-1 plan dated January 25, 2013. Read SEC document |
| April 18, 2013 Filed Apr 18, 2013 21:59 UTC | JPMORGAN CHASE & CO JPM · Entity 2795 | SaleCommon Stock | 15,000 | $46.77 | $701,550.00 |
DisclosureSEC source: 0001225208-13-010127 · doc4.xml · nonDerivative · entry 1 Cutler Stephen M · CIK 0001388539 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,509 F1 · kind: Shares sold pursuant to Rule 10b5-1 plan dated January 25, 2013. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.