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person · Reporting owner

CROWN JAMES S

Disclosed activity across 2 companies

Tapewire entity
11554
SEC CIK
0001185064

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GENERAL DYNAMICS CORPGD · Entity 2916DirectorMay 12, 2023May 16, 2023
JPMORGAN CHASE & COJPM · Entity 2795DirectorFebruary 03, 2023February 06, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GENERAL DYNAMICS CORP

Report date May 12, 2023 · Filed May 16, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect3,379.263 Reported balance After 2023-05-12 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-05-12 · Grant · Acquired 21.187 · Balance 3,379.263

F1: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

Filing footnotes · ownership attribution and instrument terms

F1: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

JPMORGAN CHASE & CO

Report date February 03, 2023 · Filed February 06, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Partnership (The Crown Fund)5,996,007 Reported balance After 2023-02-03 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2023-02-03 · Other · Disposed 85,269 · Balance 5,996,007

F1: Represents shares of JPM stock included in a distribution (non-pro rata) to person other than the Reporting Person.

F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeDirect347,276.6988 Reported balance Holding disclosure · report date 2023-02-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 347,276.6988

Common StockSEC Table I · non-derivativeIndirectBy IRA13,407 Reported balance Holding disclosure · report date 2023-02-03 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 13,407

Common StockSEC Table I · non-derivativeIndirectBy Partnership (Areljay II LLC)1,834,723 Reported balance Holding disclosure · report date 2023-02-03 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 1,834,723

F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Partnership (Crown Fund II)906,435 Reported balance Holding disclosure · report date 2023-02-03 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 906,435

F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Partnership (HCNI II LLC)3,048,854 Reported balance Holding disclosure · report date 2023-02-03 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 3,048,854

F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy SEP IRA24,842 Reported balance Holding disclosure · report date 2023-02-03 · row 7 Holding and transaction disclosures are not merged.
1 source row

Row 7 · Balance 24,842

Common StockSEC Table I · non-derivativeIndirectBy Spouse26,303 Reported balance Holding disclosure · report date 2023-02-03 · row 8 Holding and transaction disclosures are not merged.
1 source row

Row 8 · Balance 26,303

F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Spouse's IRA4,682 Reported balance Holding disclosure · report date 2023-02-03 · row 9 Holding and transaction disclosures are not merged.
1 source row

Row 9 · Balance 4,682

F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Spouse's SEP IRA6,436 Reported balance Holding disclosure · report date 2023-02-03 · row 10 Holding and transaction disclosures are not merged.
1 source row

Row 10 · Balance 6,436

F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Trust (Crown)168,305 Reported balance Holding disclosure · report date 2023-02-03 · row 11 Holding and transaction disclosures are not merged.
1 source row

Row 11 · Balance 168,305

F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Trust for child (HCC Trusts)16,571 Reported balance Holding disclosure · report date 2023-02-03 · row 12 Holding and transaction disclosures are not merged.
1 source row

Row 12 · Balance 16,571

F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Trust for child (SOHC Trust)3,500 Reported balance Holding disclosure · report date 2023-02-03 · row 13 Holding and transaction disclosures are not merged.
1 source row

Row 13 · Balance 3,500

F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Trust for child (VSC Trust)12,256 Reported balance Holding disclosure · report date 2023-02-03 · row 14 Holding and transaction disclosures are not merged.
1 source row

Row 14 · Balance 12,256

F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Trust for child (WAHC Trust)5,813 Reported balance Holding disclosure · report date 2023-02-03 · row 15 Holding and transaction disclosures are not merged.
1 source row

Row 15 · Balance 5,813

F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of JPM stock included in a distribution (non-pro rata) to person other than the Reporting Person.

F2: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 12, 2023 Filed May 16, 2023 15:28 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantPhantom Stock Units · Derivative 21.187 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-013039 · doc4.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,379.263

Underlying: Common Stock · 21.187 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:15 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantStock Options · Derivative 1,780 $0.00 Strike: $227.58 $0.00
Disclosure

SEC source: 0000899243-23-008032 · doc4.xml · derivative · entry 6

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,780

Underlying: Common Stock · 1,780 shares

Expires 2033-03-07

F7 · derivative.exercise_date: One half of the options becomes exercisable on March 8, 2025 and the remaining half becomes exercisable on March 8, 2026.

Read SEC document
March 08, 2023 Filed Mar 10, 2023 21:15 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 375 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-008032 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,575

F1 · shares: Reflects shares of restricted stock that vest three years after the grant date, subject to continued service conditions.

F2 · ownership.direct: Includes 1,215 shares of restricted stock.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 13:48 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantPhantom Stock Units · Derivative 18.204 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-23-004869 · doc4.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,358.076

Underlying: Common Stock · 18.204 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

Read SEC document
February 03, 2023 Filed Feb 6, 2023 21:19 UTC JPMORGAN CHASE & CO JPM · Entity 2795 OtherCommon Stock 85,269 $0.00 $0.00
Disclosure

SEC source: 0001225208-23-001352 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership (The Crown Fund)

Disclosed balance after: 5,996,007

F1 · kind: Represents shares of JPM stock included in a distribution (non-pro rata) to person other than the Reporting Person.

F2 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Read SEC document
January 17, 2023 Filed Jan 19, 2023 21:29 UTC JPMORGAN CHASE & CO JPM · Entity 2795 GrantCommon Stock 1,780.8488 $140.38 $250,000.01
Disclosure

SEC source: 0001225208-23-000769 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 347,276.6988

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
November 10, 2022 Filed Nov 14, 2022 21:06 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantPhantom Stock Units · Derivative 16.616 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-035688 · doc4.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,339.872

Underlying: Common Stock · 16.616 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

Read SEC document
September 08, 2022 Filed Sep 13, 2022 21:33 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GiftCommon Stock 192,307 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-030952 · doc4.xml · nonDerivative · entry 2

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,200

F2 · shares: Reflects a gift of shares by the reporting person to a charitable trust. The reporting person has no reportable beneficial ownership in the shares held by the charitable trust.

F3 · ownership.direct: Includes 1,325 shares of restricted stock.

Read SEC document
September 08, 2022 Filed Sep 13, 2022 21:33 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GiftCommon Stock 192,307 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-030952 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,507

F1 · shares: Reflects receipt of a distribution of shares from a trust in which the reporting person is a beneficiary and over which the reporting person does not have investment control.

F3 · ownership.direct: Includes 1,325 shares of restricted stock.

Read SEC document
August 05, 2022 Filed Aug 9, 2022 20:05 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantPhantom Stock Units · Derivative 18.292 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-028087 · doc4.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,323.256

Underlying: Common Stock · 18.292 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

Read SEC document
May 06, 2022 Filed May 10, 2022 12:50 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantPhantom Stock Units · Derivative 17.371 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-017377 · doc4.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,304.965

Underlying: Common Stock · 17.371 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

Read SEC document
April 22, 2022 Filed May 2, 2022 20:21 UTC JPMORGAN CHASE & CO JPM · Entity 2795 GiftCommon Stock 5,148 $0.00 $0.00
Disclosure

SEC source: 0001225208-22-006320 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 341,731.8817

Read SEC document
March 02, 2022 Filed Mar 4, 2022 14:09 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantStock Options · Derivative 2,190 $0.00 Strike: $232.90 $0.00
Disclosure

SEC source: 0000899243-22-009316 · doc4.xml · derivative · entry 6

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,190

Underlying: Common Stock · 2,190 shares

Expires 2032-03-01

F7 · derivative.exercise_date: One half of the options becomes exercisable on March 2, 2024 and the remaining half becomes exercisable on March 2, 2025.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 14:09 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 365 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-009316 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,200

F1 · shares: Reflects shares of restricted stock that vest three years after the grant date, subject to continued service conditions.

F2 · ownership.direct: Includes 1,770 shares of restricted stock.

Read SEC document
February 04, 2022 Filed Feb 7, 2022 22:09 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantPhantom Stock Units · Derivative 18.223 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-005059 · doc4.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,287.593

Underlying: Common Stock · 18.223 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

Read SEC document
January 18, 2022 Filed Jan 20, 2022 21:35 UTC JPMORGAN CHASE & CO JPM · Entity 2795 GrantCommon Stock 1,632.28 $153.16 $250,000.00
Disclosure

SEC source: 0001225208-22-000935 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,573.5017

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 13:22 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantPhantom Stock Units · Derivative 19.339 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-044720 · doc4.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,269.37

Underlying: Common Stock · 19.339 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

Read SEC document
August 06, 2021 Filed Aug 10, 2021 17:56 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantPhantom Stock Units · Derivative 19.373 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-032321 · doc4.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250.031

Underlying: Common Stock · 19.373 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

Read SEC document
May 07, 2021 Filed Jun 21, 2021 10:15 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantPhantom Stock Units · Derivative 19.712 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-024649 · doc4.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,230.659

Underlying: Common Stock · 19.712 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:13 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantStock Options · Derivative 2,770 $0.00 Strike: $168.58 $0.00
Disclosure

SEC source: 0000899243-21-010138 · doc4.xml · derivative · entry 6

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,770

Underlying: Common Stock · 2,770 shares

Expires 2031-03-02

F7 · derivative.exercise_date: One half of the options becomes exercisable on March 3, 2023 and the remaining half becomes exercisable on March 3, 2024.

Read SEC document
March 03, 2021 Filed Mar 5, 2021 21:13 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 475 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-010138 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,835

F1 · shares: Reflects shares of restricted stock that vest three years after the grant date, subject to continued service conditions.

F2 · ownership.direct: Includes 1,740 shares of restricted stock.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 16:38 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantPhantom Stock Units · Derivative 22.053 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-005409 · doc4.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,210.947

Underlying: Common Stock · 22.053 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

Read SEC document
January 19, 2021 Filed Jan 21, 2021 22:26 UTC JPMORGAN CHASE & CO JPM · Entity 2795 GrantCommon Stock 1,795.2032 $139.26 $250,000.00
Disclosure

SEC source: 0001225208-21-001024 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,320.0297

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 19:40 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantPhantom Stock Units · Derivative 23.262 Not disclosed Not disclosed
Disclosure

SEC source: 0001185064-20-000004 · primary_doc.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,188.894

Underlying: Common Stock · 23.262 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

Read SEC document
November 11, 2020 Filed Nov 13, 2020 15:45 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Exercise / conversionStock Options · Derivative 2,200 $0.00 Strike: $112.40 $0.00
Disclosure

SEC source: 0001185064-20-000003 · primary_doc.xml · derivative · entry 7

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,200 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 11, 2020 Filed Nov 13, 2020 15:45 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Exercise / conversionStock Options · Derivative 2,200 $0.00 Strike: $112.40 $0.00
Disclosure

SEC source: 0001185064-20-000003 · primary_doc.xml · derivative · entry 6

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,200 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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November 11, 2020 Filed Nov 13, 2020 15:45 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Exercise / conversionCommon Stock 4,400 $112.40 $494,560.00
Disclosure

SEC source: 0001185064-20-000003 · primary_doc.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Includes 1,265 shares of restricted stock.

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August 07, 2020 Filed Aug 10, 2020 15:27 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantPhantom Stock Units · Derivative 22.933 Not disclosed Not disclosed
Disclosure

SEC source: 0001185064-20-000002 · primary_doc.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,165.632

Underlying: Common Stock · 22.933 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

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May 08, 2020 Filed May 11, 2020 19:38 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantPhantom Stock Units · Derivative 25.936 Not disclosed Not disclosed
Disclosure

SEC source: 0001185064-20-000001 · primary_doc.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,142.7

Underlying: Common Stock · 25.936 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

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March 04, 2020 Filed Mar 6, 2020 21:56 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantStock Options · Derivative 3,210 $0.00 Strike: $165.47 $0.00
Disclosure

SEC source: 0000913849-20-000135 · ownership.xml · derivative · entry 6

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,210

Underlying: Common Stock · 3,210 shares

Expires 2030-03-03

F7 · derivative.exercise_date: One half of the options becomes exercisable on March 4, 2022 and the remaining half becomes exercisable on March 4, 2023.

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March 04, 2020 Filed Mar 6, 2020 21:56 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 485 $0.00 $0.00
Disclosure

SEC source: 0000913849-20-000135 · ownership.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,960

F1 · shares: Reflects shares of restricted stock that vest three years after the grant date, subject to continued service conditions.

F2 · ownership.direct: Includes 1,265 shares of restricted stock.

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February 07, 2020 Filed Feb 11, 2020 22:13 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantPhantom Stock Units · Derivative 16.913 Not disclosed Not disclosed
Disclosure

SEC source: 0000913849-20-000088 · ownership.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,116.764

Underlying: Common Stock · 16.913 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

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January 21, 2020 Filed Jan 23, 2020 21:32 UTC JPMORGAN CHASE & CO JPM · Entity 2795 GrantCommon Stock 1,819.7699 $137.38 $249,999.99
Disclosure

SEC source: 0001225208-20-001070 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,817.0032

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

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December 09, 2019 Filed Dec 11, 2019 22:22 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Exercise / conversionStock Options · Derivative 6,900 $0.00 Strike: $67.70 $0.00
Disclosure

SEC source: 0000913849-19-000426 · ownership.xml · derivative · entry 6

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,900 shares

Expires 2020-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 22:22 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Exercise / conversionCommon Stock 6,900 $67.70 $467,130.00
Disclosure

SEC source: 0000913849-19-000426 · ownership.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,475

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.direct: Includes 1,690 shares of restricted stock.

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November 15, 2019 Filed Nov 19, 2019 22:10 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantPhantom Stock Units · Derivative 16.828 Not disclosed Not disclosed
Disclosure

SEC source: 0000913849-19-000412 · ownership.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,099.851

Underlying: Common Stock · 16.828 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

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September 26, 2019 Filed Sep 27, 2019 21:28 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GiftCommon Stock 146,649 $0.00 $0.00
Disclosure

SEC source: 0000913849-19-000372 · ownership.xml · nonDerivative · entry 2

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,575

F2 · shares: Reflects a gift of shares by the reporting person to a charitable trust. The reporting person has no reportable beneficial ownership in the shares held by the charitable trust.

F3 · ownership.direct: Includes 1,690 shares of restricted stock.

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September 26, 2019 Filed Sep 27, 2019 21:28 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GiftCommon Stock 70,578 $0.00 $0.00
Disclosure

SEC source: 0000913849-19-000372 · ownership.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,224

F1 · shares: Reflects receipt of a distribution of shares from a trust in which the reporting person is a beneficiary and over which the reporting person does not have or share investment control.

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August 09, 2019 Filed Aug 13, 2019 15:57 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantPhantom Stock Units · Derivative 17.002 Not disclosed Not disclosed
Disclosure

SEC source: 0000913849-19-000338 · ownership.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,083.022

Underlying: Common Stock · 17.002 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

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May 10, 2019 Filed May 14, 2019 14:32 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantPhantom Stock Units · Derivative 18.126 Not disclosed Not disclosed
Disclosure

SEC source: 0000913849-19-000286 · ownership.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,066.02

Underlying: Common Stock · 18.126 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

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March 06, 2019 Filed Mar 8, 2019 21:58 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantStock Options · Derivative 2,590 $0.00 Strike: $167.61 $0.00
Disclosure

SEC source: 0000913849-19-000168 · ownership.xml · derivative · entry 6

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,590

Underlying: Common Stock · 2,590 shares

Expires 2029-03-05

F7 · derivative.exercise_date: One half of the options becomes exercisable on March 6, 2021 and the remaining half becomes exercisable on March 6, 2022.

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March 06, 2019 Filed Mar 8, 2019 21:58 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantCommon Stock 445 $0.00 $0.00
Disclosure

SEC source: 0000913849-19-000168 · ownership.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,646

F1 · shares: Reflects shares of restricted stock that vest three years after the grant date, subject to continued service conditions.

F2 · balance_after: Includes 1,690 shares of restricted stock.

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February 08, 2019 Filed Feb 12, 2019 21:09 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantPhantom Stock Units · Derivative 16.364 Not disclosed Not disclosed
Disclosure

SEC source: 0000913849-19-000052 · ownership.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,047.895

Underlying: Common Stock · 16.364 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

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February 05, 2019 Filed Feb 6, 2019 21:13 UTC JPMORGAN CHASE & CO JPM · Entity 2795 PurchaseCommon Stock 5,000 $103.79 $518,949.50
Disclosure

SEC source: 0001225208-19-001861 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 26,303

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

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January 15, 2019 Filed Jan 17, 2019 21:19 UTC JPMORGAN CHASE & CO JPM · Entity 2795 GrantCommon Stock 2,486.6962 $100.54 $250,000.00
Disclosure

SEC source: 0001225208-19-000959 · doc4.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 311,446.7837

F1 · kind: Deferral of annual stock grant, payable in shares of JPM stock upon termination of service as a director.

Read SEC document
November 09, 2018 Filed Nov 13, 2018 21:36 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantPhantom Stock Units · Derivative 15.239 Not disclosed Not disclosed
Disclosure

SEC source: 0000913849-18-000398 · ownership.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,031.53

Underlying: Common Stock · 15.239 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

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October 31, 2018 Filed Nov 2, 2018 20:32 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Exercise / conversionStock Options · Derivative 4,580 $0.00 Strike: $71.01 $0.00
Disclosure

SEC source: 0000913849-18-000389 · ownership.xml · derivative · entry 6

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,580 shares

Expires 2019-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 31, 2018 Filed Nov 2, 2018 20:32 UTC GENERAL DYNAMICS CORP GD · Entity 2916 Exercise / conversionCommon Stock 4,580 $71.01 $325,225.80
Disclosure

SEC source: 0000913849-18-000389 · ownership.xml · nonDerivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,201

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,765 shares of restricted stock.

Read SEC document
August 10, 2018 Filed Aug 13, 2018 17:58 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantPhantom Stock Units · Derivative 14.561 Not disclosed Not disclosed
Disclosure

SEC source: 0000913849-18-000352 · ownership.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,016.29

Underlying: Common Stock · 14.561 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirment in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirment plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirment in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirment in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

Read SEC document
May 11, 2018 Filed May 15, 2018 20:18 UTC GENERAL DYNAMICS CORP GD · Entity 2916 GrantPhantom Stock Units · Derivative 13.695 Not disclosed Not disclosed
Disclosure

SEC source: 0000913849-18-000278 · form4_051418.xml · derivative · entry 1

CROWN JAMES S · CIK 0001185064 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,001.73

Underlying: Common Stock · 13.695 shares

Expires not disclosed

F1 · derivative.exercise_price: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F2 · price: Acquired pursuant to the dividend equivalent provisions of the Issuer's director retirement plan for certain non-employee directors.

F1 · derivative.exercise_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

F1 · derivative.expiration_date: Each unit of phantom stock settles into cash upon the Reporting Person's retirement in an amount equal to the average of the high and low market prices of one share of Common Stock as of the date of the Reporting Person's retirement.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.