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Hogan John James

Disclosed activity across 1 company

Tapewire entity
12673
SEC CIK
0001539754

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

JPMORGAN CHASE & CO

Report date October 04, 2013 · Filed October 04, 2013

Section 16 reporting ended · disclosed 2013-10-04. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 17, 2013 Filed Jul 17, 2013 20:14 UTC JPMORGAN CHASE & CO JPM · Entity 2795 SaleCommon Stock 18,934 $55.12 $1,043,642.08
Disclosure

SEC source: 0001225208-13-016310 · doc4.xml · nonDerivative · entry 1

Hogan John James · CIK 0001539754 · Chairman of Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,081.657

Read SEC document
February 12, 2013 Filed Feb 14, 2013 20:52 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionStock Appreciation Rights · Derivative 100,000 $0.00 Strike: $46.79 $0.00
Disclosure

SEC source: 0001225208-13-004126 · doc4.xml · derivative · entry 10

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2016-10-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Stock Appreciate Rights vest and become exercisable in three equal annual installments beginning October 19, 2009. Shares resulting from exercise must be held at least 5 years from the grant date.

Read SEC document
February 12, 2013 Filed Feb 14, 2013 20:52 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionStock Appreciation Rights · Derivative 100,000 $0.00 Strike: $45.79 $0.00
Disclosure

SEC source: 0001225208-13-004126 · doc4.xml · derivative · entry 9

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2017-10-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Stock Appreciation Rights vest and become exercisable in five equal annual installments beginning October 18, 2008. Shares resulting from exercise must be held at least 5 years from the grant date.

Read SEC document
February 12, 2013 Filed Feb 14, 2013 20:52 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionStock Appreciation Rights · Derivative 24,000 $0.00 Strike: $43.20 $0.00
Disclosure

SEC source: 0001225208-13-004126 · doc4.xml · derivative · entry 8

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 24,000 shares

Expires 2020-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 20, 2011. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
February 12, 2013 Filed Feb 14, 2013 20:52 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionStock Appreciation Rights · Derivative 12,000 $0.00 Strike: $44.29 $0.00
Disclosure

SEC source: 0001225208-13-004126 · doc4.xml · derivative · entry 7

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 12,000 shares

Expires 2021-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 19, 2012. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
February 12, 2013 Filed Feb 14, 2013 20:52 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Tax withholdingCommon Stock 228,809 $48.96 $11,201,344.60
Disclosure

SEC source: 0001225208-13-004126 · doc4.xml · nonDerivative · entry 5

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,006.9648

Read SEC document
February 12, 2013 Filed Feb 14, 2013 20:52 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionCommon Stock 12,000 $44.29 $531,480.00
Disclosure

SEC source: 0001225208-13-004126 · doc4.xml · nonDerivative · entry 4

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,815.9648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2013 Filed Feb 14, 2013 20:52 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionCommon Stock 24,000 $43.20 $1,036,800.00
Disclosure

SEC source: 0001225208-13-004126 · doc4.xml · nonDerivative · entry 3

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,815.9648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2013 Filed Feb 14, 2013 20:52 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionCommon Stock 100,000 $45.79 $4,579,000.00
Disclosure

SEC source: 0001225208-13-004126 · doc4.xml · nonDerivative · entry 2

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,815.9648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 12, 2013 Filed Feb 14, 2013 20:52 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionCommon Stock 100,000 $46.79 $4,679,000.00
Disclosure

SEC source: 0001225208-13-004126 · doc4.xml · nonDerivative · entry 1

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,815.9648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2013 Filed Jan 23, 2013 23:11 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionStock Appreciation Rights · Derivative 50,000 $0.00 Strike: $19.49 $0.00
Disclosure

SEC source: 0001225208-13-001916 · doc4.xml · derivative · entry 7

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2019-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date.

Read SEC document
January 22, 2013 Filed Jan 23, 2013 23:11 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionStock Appreciation Rights · Derivative 7,874 $0.00 Strike: $35.61 $0.00
Disclosure

SEC source: 0001225208-13-001916 · doc4.xml · derivative · entry 6

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,497

Underlying: Common Stock · 7,874 shares

Expires 2022-01-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
January 22, 2013 Filed Jan 23, 2013 23:11 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Tax withholdingCommon Stock 35,970 $46.34 $1,666,849.80
Disclosure

SEC source: 0001225208-13-001916 · doc4.xml · nonDerivative · entry 4

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,815.9648

Read SEC document
January 22, 2013 Filed Jan 23, 2013 23:11 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Tax withholdingCommon Stock 6,992 $46.34 $324,009.28
Disclosure

SEC source: 0001225208-13-001916 · doc4.xml · nonDerivative · entry 3

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,785.9648

Read SEC document
January 22, 2013 Filed Jan 23, 2013 23:11 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionCommon Stock 7,874 $35.61 $280,393.14
Disclosure

SEC source: 0001225208-13-001916 · doc4.xml · nonDerivative · entry 2

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,777.9648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 22, 2013 Filed Jan 23, 2013 23:11 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionCommon Stock 50,000 $19.49 $974,500.00
Disclosure

SEC source: 0001225208-13-001916 · doc4.xml · nonDerivative · entry 1

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,903.9648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2013 Filed Jan 19, 2013 00:03 UTC JPMORGAN CHASE & CO JPM · Entity 2795 GrantStock Appreciation Rights · Derivative 278,452 $0.00 Strike: $46.58 $0.00
Disclosure

SEC source: 0001225208-13-001719 · doc4.xml · derivative · entry 2

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,452

Underlying: Common Stock · 278,452 shares

Expires 2023-01-17

F4 · kind: See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards.

F5 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
January 17, 2013 Filed Jan 19, 2013 00:03 UTC JPMORGAN CHASE & CO JPM · Entity 2795 GrantRestricted Stock Units · Derivative 77,287 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001719 · doc4.xml · derivative · entry 1

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,287

Underlying: Common Stock · 77,287 shares

Expires 2016-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2015 and 50% on January 13, 2016.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionRestricted Stock Units · Derivative 42,001 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001599 · doc4.xml · derivative · entry 6

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,001

Underlying: Common Stock · 42,001 shares

Expires 2014-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2013 and 50% on January 13, 2014.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionRestricted Stock Units · Derivative 43,061 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001599 · doc4.xml · derivative · entry 5

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,061 shares

Expires 2013-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Tax withholdingCommon Stock 40,759 $45.81 $1,867,169.79
Disclosure

SEC source: 0001225208-13-001599 · doc4.xml · nonDerivative · entry 3

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,903.9648

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionCommon Stock 42,001 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001599 · doc4.xml · nonDerivative · entry 2

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,662.9648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2013 Filed Jan 16, 2013 23:44 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionCommon Stock 43,061 $0.00 $0.00
Disclosure

SEC source: 0001225208-13-001599 · doc4.xml · nonDerivative · entry 1

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,661.9648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 25, 2012 Filed Jan 25, 2012 17:25 UTC JPMORGAN CHASE & CO JPM · Entity 2795 SaleCommon Stock 40,797 $37.50 $1,529,887.50
Disclosure

SEC source: 0001225208-12-002072 · doc4.xml · nonDerivative · entry 1

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,642.229

Read SEC document
January 25, 2012 Filed Mar 6, 2012 15:32 UTC Amendment JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionStock Appreciation Rights · Derivative 50,000 $0.00 Strike: $19.49 $0.00
Disclosure

SEC source: 0001225208-12-006857 · doc4a.xml · derivative · entry 3

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 50,000 shares

Expires 2019-01-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date.

Read SEC document
January 25, 2012 Filed Mar 6, 2012 15:32 UTC Amendment JPMORGAN CHASE & CO JPM · Entity 2795 Tax withholdingCommon Stock 37,061 $37.47 $1,388,675.67
Disclosure

SEC source: 0001225208-12-006857 · doc4a.xml · nonDerivative · entry 2

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,378.229

Read SEC document
January 25, 2012 Filed Mar 6, 2012 15:32 UTC Amendment JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionCommon Stock 50,000 $19.49 $974,500.00
Disclosure

SEC source: 0001225208-12-006857 · doc4a.xml · nonDerivative · entry 1

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,439.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 18:02 UTC JPMORGAN CHASE & CO JPM · Entity 2795 GrantStock Appreciation Rights · Derivative 39,371 $0.00 Strike: $35.61 $0.00
Disclosure

SEC source: 0001225208-12-001776 · doc4.xml · derivative · entry 2

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,371

Underlying: Common Stock · 39,371 shares

Expires 2022-01-18

F4 · kind: See Exhibit 99.2 for description of the Firm's bonus recovery policies applicable to these awards.

F5 · derivative.exercise_date: Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 18, 2013. Shares resulting from exercise must be held at least five years from the grant date.

Read SEC document
January 18, 2012 Filed Jan 20, 2012 18:02 UTC JPMORGAN CHASE & CO JPM · Entity 2795 GrantRestricted Stock Units · Derivative 95,212 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001776 · doc4.xml · derivative · entry 1

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,212

Underlying: Common Stock · 95,212 shares

Expires 2015-01-13

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · kind: See Exhibit 99.1 for description of the Firm's bonus recovery policies applicable to these awards.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2014 and 50% on January 13, 2015.

Read SEC document
January 13, 2012 Filed Jan 18, 2012 17:33 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionRestricted Stock Units · Derivative 43,061 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001580 · doc4.xml · derivative · entry 6

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,061

Underlying: Common Stock · 43,061 shares

Expires 2013-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F3 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2012 and 50% on January 13, 2013.

Read SEC document
January 13, 2012 Filed Jan 18, 2012 17:33 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionRestricted Stock Units · Derivative 46,190 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001580 · doc4.xml · derivative · entry 5

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 46,190 shares

Expires 2012-01-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

F2 · derivative.exercise_date: Restricted stock units vest 50% on January 13, 2011 amd 50% on January 13, 2012.

Read SEC document
January 13, 2012 Filed Jan 18, 2012 17:33 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Tax withholdingCommon Stock 38,398 $35.53 $1,364,088.95
Disclosure

SEC source: 0001225208-12-001580 · doc4.xml · nonDerivative · entry 3

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,439.229

Read SEC document
January 13, 2012 Filed Jan 18, 2012 17:33 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionCommon Stock 43,061 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001580 · doc4.xml · nonDerivative · entry 2

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,837.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document
January 13, 2012 Filed Jan 18, 2012 17:33 UTC JPMORGAN CHASE & CO JPM · Entity 2795 Exercise / conversionCommon Stock 46,190 $0.00 $0.00
Disclosure

SEC source: 0001225208-12-001580 · doc4.xml · nonDerivative · entry 1

Hogan John James · CIK 0001539754 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,776.229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of JPMC common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.