Last 12 months
Inside the activity.
0 purchase rows · 45 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 5 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 32 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 05, 2012 Filed Dec 8, 2012 02:35 UTC |
Humiston Mary ESenior VP, Global HR
|
GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-033219 · form4.xml · nonDerivative · entry 1 Humiston Mary E · CIK 0001466931 · Senior VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 728,417 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting depends on the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2013 (subject to continued employment through each applicable vest date). The number of shares shown is the target amount. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals. F2 · balance_after: Number of shares includes 407,500 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 15,000 shares are scheduled to vest in July 2013; (b) 56,250 shares are scheduled to vest in installments during each September of 2013 through 2015; (c) 163,750 shares are scheduled to vest in installments during each December of 2012 through 2014; (d) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (e) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 05, 2012 Filed Dec 8, 2012 02:36 UTC |
Larkins Thomas FSr. VP, GC & Corp. Secretary
|
GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-033220 · form4.xml · nonDerivative · entry 1 Larkins Thomas F · CIK 0001562962 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575,000 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting depends on the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2013 (subject to continued employment through each applicable vest date). The number of shares shown is the target amount. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals. F2 · balance_after: Number of shares includes 425,000 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments during each December of 2013 through 2015 (subject to continued employment through each applicable vesting date). Read SEC document |
| December 05, 2012 Filed Dec 8, 2012 02:37 UTC |
Nalamasu OmkaramGroup VP, CTO
|
GrantCommon Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-033221 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Group VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 427,792 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting depends on the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2013 (subject to continued employment through each applicable vest date). The number of shares shown is the target amount. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 189,625 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 2,500 shares are scheduled to vest in July 2013; (b) 30,500 shares are scheduled to vest in installments during each February of 2013 through 2015; (c) 31,625 shares are scheduled to vest in installments during each January of 2013 through 2015; and (d) provided specified performance goals are achieved, 125,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 05, 2012 Filed Dec 8, 2012 02:38 UTC |
Pappis Charles CGroup VP, GM AGS
|
GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-033222 · form4.xml · nonDerivative · entry 1 Pappis Charles C · CIK 0001475345 · Group VP, GM AGS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,709.9165 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting depends on the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2013 (subject to continued employment through each applicable vest date). The number of shares shown is the target amount. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals. F2 · balance_after: Number of shares includes 317,500 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 145,000 shares are scheduled to vest in installments during each December of 2012 through 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in December 2013; and (c) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on the achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 05, 2012 Filed Dec 8, 2012 02:40 UTC |
Salehpour AliGroup VP, GM EES & Display
|
GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-033223 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Group VP, GM EES & Display 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,000 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting depends on the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2013 (subject to continued employment through each applicable vest date). The number of shares shown is the target amount. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals. F2 · balance_after: Number of shares includes 182,000 restricted stock units previously reported that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning December 2013 (subject to continued employment through each applicable vest date). Read SEC document |
| December 05, 2012 Filed Dec 8, 2012 02:41 UTC |
SPLINTER MICHAEL RDirector · Chairman and CEO
|
GrantCommon Stock | 575,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-033224 · form4.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,343,371 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting depends on the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2013 (subject to continued employment through each applicable vest date). The number of shares shown is the target amount. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals. F2 · balance_after: Increased in number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 702,000 performance shares previously reported that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 406,000 shares are scheduled to vest in installments during each December of 2012 through 2014; (ii) provided specified performance goals are achieved, 63,000 shares will be scheduled to vest in December 2013; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; (b) 337,500 shares of restricted stock that are scheduled to vest as follows: (i) 95,500 shares are scheduled to vest in installments during each December of 2012 through 2014; (ii) provided specified performance goals are achieved, 9,000 shares will be scheduled to vest in December 2013; (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (c) provided specified performance goals are achieved, 109,000 performance units will be scheduled to vest in installments during each December of 2013 through 2015, which number of units is the target amount, and the actual number of units that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 05, 2012 Filed Dec 8, 2012 02:42 UTC |
Thakur RandhirEVP & GM, Silicon Systems
|
GrantCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-033225 · form4.xml · nonDerivative · entry 1 Thakur Randhir · CIK 0001322349 · EVP & GM, Silicon Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,230,988 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting depends on the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2013 (subject to continued employment through each applicable vest date). The number of shares shown is the target amount. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 838,500 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (i) 269,500 shares are scheduled to vest in installments during each December of 2012 through 2014; (ii) provided specified performance goals are achieved, 36,000 shares will be scheduled to vest in December 2013; (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals; and (iv) provided specified performance goals are achieved, 300,000 shares will be scheduled to vest in installments during each July of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals; and (b) provided specified performance goals are achieved, 17,000 shares of restricted stock will be scheduled to vest in installments during each December of 2013 through 2015, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 05, 2012 Filed Dec 8, 2012 02:43 UTC |
Timko Thomas SCorp. VP, Corp. Contrlr. & CAO
|
GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-033226 · form4.xml · nonDerivative · entry 1 Timko Thomas S · CIK 0001368469 · Corp. VP, Corp. Contrlr. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,625 F1 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning January 1, 2014 (subject to continued employment through each applicable vest date). F2 · balance_after: Number of shares includes 93,625 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 shares are scheduled to vest in installments during each April of 2013 and 2014; (b) 53,625 shares are scheduled to vest in installments during each January of 2013 through 2016; and (c) 15,000 shares are scheduled to vest in installments during each June of 2013 through 2015 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 03, 2012 Filed Dec 6, 2012 02:01 UTC |
Larkins Thomas FSr. VP, GC & Corp. Secretary
|
GrantCommon Stock | 425,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-033025 · form4.xml · nonDerivative · entry 1 Larkins Thomas F · CIK 0001562962 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 425,000 F1 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: 50% of the shares are scheduled to vest on December 3, 2013; and 25% of the shares are scheduled to vest on each of December 3, 2014 and December 3, 2015 (subject to continued employment through each applicable vest date). Read SEC document |
| November 29, 2012 Filed Dec 4, 2012 02:26 UTC |
Salehpour AliGroup VP, GM EES & Display
|
GrantCommon Stock | 182,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-032583 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Group VP, GM EES & Display 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,000 F1 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning December 1, 2013 (subject to continued employment through each applicable vest date). Read SEC document |
| November 19, 2012 Filed Nov 22, 2012 00:41 UTC |
Timko Thomas SCorp. VP, Corp. Contrlr. & CAO
|
SaleCommon Stock | 1,100 | $10.35 | $11,385.00 |
DisclosureSEC source: 0001127602-12-031870 · form4.xml · nonDerivative · entry 3 Timko Thomas S · CIK 0001368469 · Corp. VP, Corp. Contrlr. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,625 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 93,625 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 shares are scheduled to vest in installments during each April of 2013 and 2014; (b) 53,625 shares are scheduled to vest in installments during each January of 2013 through 2016; and (c) 15,000 shares are scheduled to vest in installments during each June of 2013 through 2015 (all vesting is subject to continued employment through each vest date). Read SEC document |
| November 19, 2012 Filed Nov 22, 2012 00:41 UTC |
Timko Thomas SCorp. VP, Corp. Contrlr. & CAO
|
SaleCommon Stock | 25,072 | $10.34 | $259,244.48 |
DisclosureSEC source: 0001127602-12-031870 · form4.xml · nonDerivative · entry 2 Timko Thomas S · CIK 0001368469 · Corp. VP, Corp. Contrlr. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,725 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 93,625 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 shares are scheduled to vest in installments during each April of 2013 and 2014; (b) 53,625 shares are scheduled to vest in installments during each January of 2013 through 2016; and (c) 15,000 shares are scheduled to vest in installments during each June of 2013 through 2015 (all vesting is subject to continued employment through each vest date). Read SEC document |
| November 19, 2012 Filed Nov 22, 2012 00:41 UTC |
Timko Thomas SCorp. VP, Corp. Contrlr. & CAO
|
SaleCommon Stock | 108 | $10.33 | $1,115.64 |
DisclosureSEC source: 0001127602-12-031870 · form4.xml · nonDerivative · entry 1 Timko Thomas S · CIK 0001368469 · Corp. VP, Corp. Contrlr. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,797 F1 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 93,625 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 shares are scheduled to vest in installments during each April of 2013 and 2014; (b) 53,625 shares are scheduled to vest in installments during each January of 2013 through 2016; and (c) 15,000 shares are scheduled to vest in installments during each June of 2013 through 2015 (all vesting is subject to continued employment through each vest date). Read SEC document |
| October 05, 2012 Filed Oct 9, 2012 22:50 UTC |
SWAN ROBERT HOLMESDirector
|
PurchaseCommon Stock | 6,890 | $11.22 | $77,305.80 |
DisclosureSEC source: 0001127602-12-028467 · form4.xml · nonDerivative · entry 2 SWAN ROBERT HOLMES · CIK 0001218363 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,179 F1 · balance_after: Number of shares includes 51,021 restricted stock units previously reported, of which (a) 11,302 units have vested and which, pursuant to Mr. Swan's election to defer, will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock and paid to him on the date of his termination of service from the Applied Board of Directors (the "Board"), (b) 22,082 units will be converted in the future on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in March 2013, and (c) 17,637 units are scheduled to vest in installments during each March of 2013 through 2015 and which, pursuant to Mr. Swan's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| October 05, 2012 Filed Oct 9, 2012 22:50 UTC |
SWAN ROBERT HOLMESDirector
|
PurchaseCommon Stock | 2,000 | $11.21 | $22,420.00 |
DisclosureSEC source: 0001127602-12-028467 · form4.xml · nonDerivative · entry 1 SWAN ROBERT HOLMES · CIK 0001218363 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,289 F1 · balance_after: Number of shares includes 51,021 restricted stock units previously reported, of which (a) 11,302 units have vested and which, pursuant to Mr. Swan's election to defer, will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock and paid to him on the date of his termination of service from the Applied Board of Directors (the "Board"), (b) 22,082 units will be converted in the future on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in March 2013, and (c) 17,637 units are scheduled to vest in installments during each March of 2013 through 2015 and which, pursuant to Mr. Swan's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| September 13, 2012 Filed Dec 8, 2012 02:30 UTC |
ROGERS JAMES EDirector
|
PurchaseCommon Stock | 375.143 | $11.65 | $4,370.42 |
DisclosureSEC source: 0001127602-12-033215 · form4.xml · nonDerivative · entry 6 ROGERS JAMES E · CIK 0001024251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,220.178 F1 · shares: Represents number of shares acquired under a broker-administered dividend reinvestment program that automatically reinvested dividends paid on Applied Materials, Inc. ("Applied") common stock. F4 · balance_after: Number of shares includes 67,289 restricted stock units previously reported, of which (a) 27,570 units have vested and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service as a member of the Applied Board; and (b) 39,719 units are scheduled to vest in installments during each March of 2013 through 2015 and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| September 01, 2012 Filed Sep 6, 2012 00:06 UTC |
Humiston Mary ESenior VP, Global HR
|
Tax withholdingCommon Stock | 6,878 | $11.69 | $80,403.82 |
DisclosureSEC source: 0001127602-12-025824 · form4.xml · nonDerivative · entry 1 Humiston Mary E · CIK 0001466931 · Senior VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,417 F1 · shares: Represents shares that were automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and 16b-3. Number of shares includes 407,500 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 15,000 shares are scheduled to vest in July 2013; (b) 56,250 shares are scheduled to vest in installments during each September of 2013 through 2015; (c) 163,750 shares are scheduled to vest in installments during each December 2012 through 2014; (d) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2012 and 2013; and (e) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| August 30, 2012 Filed Sep 4, 2012 23:14 UTC |
PARKER GERHARD HDirector
|
PurchaseCommon Stock | 50,000 | $11.53 | $576,500.00 |
DisclosureSEC source: 0001127602-12-025665 · form4.xml · nonDerivative · entry 1 PARKER GERHARD H · CIK 0001131060 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,089 F1 · balance_after: Number of shares includes: (a) 39,719 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments during each March of 2013 through 2015 (all vesting is subject to continued service as a director through each applicable vest date); and (b) 92,800 shares of Applied Materials, Inc. common stock held in a living trust. Read SEC document |
| August 17, 2012 Filed Aug 20, 2012 23:14 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 100,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001127602-12-024894 · form4.xml · derivative · entry 4 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires 2014-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 200,000 shares became exercisable on 4/1/2012. Read SEC document |
| August 17, 2012 Filed Aug 20, 2012 23:14 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
SaleCommon Stock | 100,000 | $11.89 | $1,189,000.00 |
DisclosureSEC source: 0001127602-12-024894 · form4.xml · nonDerivative · entry 2 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 503,344 F1 · balance_after: Increased in number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 336,250 performance shares that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 163,750 shares are scheduled to vest in installments during each December of 2012 through 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (c) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting will be subject to continued employment through each applicable vest date). Read SEC document |
| August 17, 2012 Filed Aug 20, 2012 23:14 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
Exercise / conversionCommon Stock | 100,000 | $8.58 | $858,000.00 |
DisclosureSEC source: 0001127602-12-024894 · form4.xml · nonDerivative · entry 1 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,344 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Increased in number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 336,250 performance shares that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 163,750 shares are scheduled to vest in installments during each December of 2012 through 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (c) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting will be subject to continued employment through each applicable vest date). Read SEC document |
| July 01, 2012 Filed Jul 3, 2012 23:31 UTC |
EDMAN THOMAS TGroup VP & GM, Display
|
Tax withholdingCommon Stock | 2,293 | $11.45 | $26,254.85 |
DisclosureSEC source: 0001127602-12-021749 · form4.xml · nonDerivative · entry 1 EDMAN THOMAS T · CIK 0001048858 · Group VP & GM, Display 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,181 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 239,500 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 6,250 shares are scheduled to vest in July 2013; (b) 68,250 shares are scheduled to vest in installments during each January of 2013 through 2015; (c) 15,000 shares are scheduled to vest in installments during each February of 2013 and 2014; and (d) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| July 01, 2012 Filed Jul 3, 2012 23:33 UTC |
Humiston Mary ESenior VP, Global HR
|
Tax withholdingCommon Stock | 10,088 | $11.45 | $115,507.60 |
DisclosureSEC source: 0001127602-12-021751 · form4.xml · nonDerivative · entry 1 Humiston Mary E · CIK 0001466931 · Senior VP, Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535,069 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 426,250 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 15,000 shares are scheduled to vest in July 2013; (b) 75,000 shares are scheduled to vest in installments during each September of 2012 through 2015; (c) 163,750 shares are scheduled to vest in installments during each December 2012 through 2014; (d) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2012 and 2013; and (e) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (all vesting will be subject to continued employment through each applicable vesting date). Read SEC document |
| July 01, 2012 Filed Jul 3, 2012 23:36 UTC |
Nalamasu OmkaramCorporate VP, CTO
|
Tax withholdingCommon Stock | 917 | $11.45 | $10,499.65 |
DisclosureSEC source: 0001127602-12-021753 · form4.xml · nonDerivative · entry 1 Nalamasu Omkaram · CIK 0001510815 · Corporate VP, CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,138 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 189,625 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 2,500 shares are scheduled to vest in July 2013; (b) 30,500 shares are scheduled to vest in installments during each of February of 2013 through 2015; (c) 31,625 shares are scheduled to vest in installments during each January of 2013 through 2015; and (d) provided specified performance goals are achieved, 125,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| June 19, 2012 Filed Jun 21, 2012 22:50 UTC |
DICKERSON GARY EPresident
|
GrantCommon Stock | 550,000 | $0.01 | $5,500.00 |
DisclosureSEC source: 0001127602-12-020617 · form4.xml · nonDerivative · entry 2 DICKERSON GARY E · CIK 0001183258 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,050,000 F2 · shares: Represents shares of restricted stock that will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than as to 40% of the shares on June 19, 2013, 40% of the shares on June 19, 2014, and the remaining 20% of the shares on June 19, 2015 (subject to continued employment through each vest date). F3 · balance_after: Number of shares includes 500,000 performance shares described above. Read SEC document |
| June 19, 2012 Filed Jun 21, 2012 22:50 UTC |
DICKERSON GARY EPresident
|
GrantCommon Stock | 500,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-020617 · form4.xml · nonDerivative · entry 1 DICKERSON GARY E · CIK 0001183258 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning July 1, 2013 (subject to continued employment through each vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals. Read SEC document |
| June 19, 2012 Filed Jun 21, 2012 22:53 UTC |
Davis George SExecutive Vice President & CFO
|
GrantCommon Stock | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-020618 · form4.xml · nonDerivative · entry 1 Davis George S · CIK 0001379532 · Executive Vice President & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 959,556.5476 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning July 1, 2013 (subject to continued employment through each vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 538,500 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 269,500 shares are scheduled to vest in installments during each December of 2012 through 2014; (ii) provided specified performance goals are achieved, 36,000 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; and (b) provided specified performance goals are achieved, 17,000 shares of restricted stock will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vest date). Read SEC document |
| June 19, 2012 Filed Jun 21, 2012 22:55 UTC |
Thakur RandhirEVP & GM, Silicon Systems
|
GrantCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-020619 · form4.xml · nonDerivative · entry 1 Thakur Randhir · CIK 0001322349 · EVP & GM, Silicon Systems 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 980,334 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting. These performance shares will vest only after the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning July 1, 2013 (subject to continued employment through each vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes: (a) 538,500 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (i) 269,500 shares are scheduled to vest in installments during each December of 2012 through 2014; (ii) provided specified performance goals are achieved, 36,000 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; and (b) provided specified performance goals are achieved, 17,000 shares of restricted stock will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vest date). Read SEC document |
| June 14, 2012 Filed Dec 8, 2012 02:30 UTC |
ROGERS JAMES EDirector
|
PurchaseCommon Stock | 399.602 | $10.85 | $4,335.68 |
DisclosureSEC source: 0001127602-12-033215 · form4.xml · nonDerivative · entry 5 ROGERS JAMES E · CIK 0001024251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,845.035 F1 · shares: Represents number of shares acquired under a broker-administered dividend reinvestment program that automatically reinvested dividends paid on Applied Materials, Inc. ("Applied") common stock. F4 · balance_after: Number of shares includes 67,289 restricted stock units previously reported, of which (a) 27,570 units have vested and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service as a member of the Applied Board; and (b) 39,719 units are scheduled to vest in installments during each March of 2013 through 2015 and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| June 01, 2012 Filed Jun 6, 2012 01:07 UTC |
Timko Thomas SCorp. VP, Corp. Contrlr. & CAO
|
Tax withholdingCommon Stock | 1,835 | $10.01 | $18,359.18 |
DisclosureSEC source: 0001127602-12-019441 · form4.xml · nonDerivative · entry 1 Timko Thomas S · CIK 0001368469 · Corp. VP, Corp. Contrlr. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,251 F1 · shares: Represents shares that were automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 93,625 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 shares are scheduled to vest in installments during each April of 2013 and 2014; (b) 53,625 shares are scheduled to vest in installments during each January of 2013 through 2016; and (c) 15,000 shares are scheduled to vest in installments during each June of 2013 through 2015 (all vesting is subject to continued employment through each vest date). Read SEC document |
| April 01, 2012 Filed Apr 3, 2012 23:56 UTC |
Timko Thomas SCorp. VP, Corp. Contrlr. & CAO
|
Tax withholdingCommon Stock | 4,586 | $12.44 | $57,049.84 |
DisclosureSEC source: 0001127602-12-013128 · form4.xml · nonDerivative · entry 1 Timko Thomas S · CIK 0001368469 · Corp. VP, Corp. Contrlr. & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,086 F1 · shares: Represents shares that were automatically withheld upon vesting of restricted stock units to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 98,625 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 25,000 shares are scheduled to vest in installments during each April of 2013 and 2014; (b) 53,625 shares are scheduled to vest in installments during each January of 2013 through 2016; and (c) 20,000 shares are scheduled to vest in installments during each June of 2012 through 2015 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| March 16, 2012 Filed Mar 21, 2012 00:52 UTC |
Forrest Stephen RDirector
|
SaleCommon Stock | 7,700 | $12.87 | $99,099.00 |
DisclosureSEC source: 0001127602-12-011476 · form4.xml · nonDerivative · entry 1 Forrest Stephen R · CIK 0001437592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,589 F1 · balance_after: Number of shares includes 44,719 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 5,000 units are scheduled to vest in June 2012, (b) 23,060 units are scheduled to vest in installments during each March of 2013 through 2015, and (c) 16,659 units are scheduled to vest in March 2013 (all vesting is subject to continued service as a director through each applicable vest date). Read SEC document |
| March 15, 2012 Filed Dec 8, 2012 02:30 UTC |
ROGERS JAMES EDirector
|
PurchaseCommon Stock | 271.296 | $12.65 | $3,431.89 |
DisclosureSEC source: 0001127602-12-033215 · form4.xml · nonDerivative · entry 4 ROGERS JAMES E · CIK 0001024251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,445.433 F1 · shares: Represents number of shares acquired under a broker-administered dividend reinvestment program that automatically reinvested dividends paid on Applied Materials, Inc. ("Applied") common stock. F3 · balance_after: Number of shares includes 72,289 restricted stock units previously reported, of which (a) 27,570 units have vested and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service as a member of the Applied Board; (b) 5,000 units are scheduled to vest in April 2012, and (c) 39,719 units are scheduled to vest in installments during each March of 2013 through 2015 and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 00:16 UTC |
SWAN ROBERT HOLMESDirector
|
GrantCommon Stock | 16,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-010217 · form4.xml · nonDerivative · entry 1 SWAN ROBERT HOLMES · CIK 0001218363 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,289 F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on March 1, 2013 (subject to continued service as a director through the vest date). F2 · balance_after: Number of shares includes 34,362 restricted stock units previously reported, of which (a) 11,302 units have vested and which, pursuant to Mr. Swan's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board, (b) 5,423 units will be converted in the future on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in March 2013, and (c) 17,637 units are scheduled to vest in installments during each March of 2013 and 2015 and which, pursuant to Mr. Swan's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 00:19 UTC |
ROGERS JAMES EDirector
|
GrantCommon Stock | 16,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-010220 · form4.xml · nonDerivative · entry 1 ROGERS JAMES E · CIK 0001024251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,289 F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2013 (subject to continued service as a director through the vest date). Pursuant to Mr. Rogers' election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. F2 · balance_after: Number of shares includes 55,630 restricted stock previously reported, of which (a) 27,570 units have vested and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board, (b) 5,000 units will be converted in the future on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in April 2012, and (c) 23,060 units are scheduled to vest in installments during each March of 2013 through 2015 and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 00:27 UTC |
POWELL DENNIS DDirector
|
GrantCommon Stock | 16,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-010223 · form4.xml · nonDerivative · entry 1 POWELL DENNIS D · CIK 0001231878 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,089 F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2013 (subject to continued service as a director through the vest date). Pursuant to Mr. Powell's election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. F2 · balance_after: Number of shares includes 39,328 restricted stock units previously reported, of which (a) 16,268 units have vested and which, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board, (b) 17,637 units will be converted in the future on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in installments during each March of 2013 through 2015, and (c) 5,423 units are scheduled to vest in March 2013 and which, pursuant to Mr. Powell's election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 00:29 UTC |
PARKER GERHARD HDirector
|
GrantCommon Stock | 16,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-010225 · form4.xml · nonDerivative · entry 1 PARKER GERHARD H · CIK 0001131060 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,089 F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on March 1, 2013 (subject to continued service as a director through the vest date). F2 · balance_after: Number of shares includes: (a) 23,060 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments during each March of 2013 through 2015 (all vesting is subject to continued service as a director through each vest date); and (b) 42,800 shares of Applied Materials, Inc. common stock held in a living trust. Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 00:31 UTC |
Karsner AlexanderDirector
|
GrantCommon Stock | 16,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-010227 · form4.xml · nonDerivative · entry 1 Karsner Alexander · CIK 0001446059 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,867 F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on March 1, 2013 (subject to continued service as a director through the vest date). F2 · balance_after: Number of shares includes 28,060 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 5,000 units are scheduled to vest in September 2012, and (b) 23,060 units are scheduled to vest in installments during each March of 2013 through 2015 (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 00:33 UTC |
JAMES SUSAN M.Director
|
GrantCommon Stock | 16,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-010229 · form4.xml · nonDerivative · entry 1 JAMES SUSAN M. · CIK 0001430130 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,443 F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2013 (subject to continued service as a director through the vest date). Pursuant to Ms. James' election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board. F2 · balance_after: Number of shares includes 30,862 restricted stock units previously reported, of which (a) 11,302 units have vested and which, pursuant to Ms. James' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board, (b) 1,923 units will be converted in the future on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in installments during each December of 2012 and 2013, and (c) 17,637 units are scheduled to vest in installments during each March of 2013 through 2015 and which, pursuant to Ms. James' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to her on the date of her termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 00:35 UTC |
Iannotti Thomas JDirector
|
GrantCommon Stock | 16,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-010231 · form4.xml · nonDerivative · entry 1 Iannotti Thomas J · CIK 0001339297 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,289 F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on March 1, 2013 (subject to continued service as a director through the vest date). F2 · balance_after: Number of shares includes 23,060 restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments during each March of 2013 through 2015 (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 00:37 UTC |
Forrest Stephen RDirector
|
GrantCommon Stock | 16,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-010233 · form4.xml · nonDerivative · entry 1 Forrest Stephen R · CIK 0001437592 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,289 F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on March 1, 2013 (subject to continued service as a director through the vest date). F2 · balance_after: Number of shares includes 28,060 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 5,000 units are scheduled to vest in June 2012, and (b) 23,060 units are scheduled to vest in installments during each March of 2013 through 2015 (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 00:39 UTC |
DE GEUS AARTDirector
|
GrantCommon Stock | 16,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-010235 · form4.xml · nonDerivative · entry 1 DE GEUS AART · CIK 0001249802 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,289 F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on March 1, 2013 (subject to continued service as a director through the vest date). F2 · balance_after: Number of shares includes 23,060 restricted stock units previously reported that in the future will be converted on a one-for-one basis into Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments during each March of 2013 through 2015 (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| March 06, 2012 Filed Mar 9, 2012 01:10 UTC |
ROELANDTS WILLEM PDirector
|
GrantCommon Stock | 16,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-010240 · form4.xml · nonDerivative · entry 1 ROELANDTS WILLEM P · CIK 0001232254 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,714 F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors pursuant to the Applied Materials, Inc. Employee Stock Incentive Plan. These restricted stock units will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on March 1, 2013 (subject to continued service as a director through the vest date). F2 · balance_after: Number of shares includes 39,328 restricted stock units previously reported, of which (a) 16,268 units have vested and which, pursuant to Mr. Roelandts' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board, (b) 17,637 units will be converted in the future on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in installments during each March of 2013 through 2015, and (c) 5,423 units are scheduled to vest in March 2013 and which, pursuant to Mr. Roelandts' election to defer, will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| March 06, 2012 Filed Dec 8, 2012 02:29 UTC Amendment |
ROGERS JAMES EDirector
|
GrantCommon Stock | 16,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-033214 · form4a.xml · nonDerivative · entry 1 ROGERS JAMES E · CIK 0001024251 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,174.137 F1 · shares: Represents automatic annual grant of restricted stock units to non-employee member of the Board of Directors (the "Board") pursuant to the Applied Materials, Inc. ("Applied") Employee Stock Incentive Plan. These restricted stock units are scheduled to vest on March 1, 2013 (subject to continued service as a director through the vest date). Pursuant to Mr. Rogers' election to defer, any units that vest from this grant will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board. F2 · balance_after: Number of shares has been increased in this amended Form 4 to reflect the fact that 115,174.137 shares (not 114,289 shares) should have been reported as held by Mr. Rogers on his Form 4 filed March 8, 2012. The additional 885.137 shares were acquired by Mr. Rogers before March 6, 2012 pursuant to a broker-administered dividend reinvestment program but were not reported prior to that date. Number of shares includes 55,630 restricted stock units previously reported, of which (a) 27,570 units have vested and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board, (b) 5,000 units will be converted in the future on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in April 2012, and (c) 23,060 units are scheduled to vest in installments during each March of 2013 through 2015 and which, pursuant to Mr. Rogers' election to defer, will be converted on a one-for-one basis into shares of Applied common stock and paid to him on the date of his termination of service from the Applied Board (all vesting is subject to continued service as a director through each vest date). Read SEC document |
| March 01, 2012 Filed Mar 6, 2012 01:02 UTC |
FLANAGAN JOSEPH GERARDSVP,Worldwide Ops & Sply Chain
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Tax withholdingCommon Stock | 15,725 | $12.24 | $192,474.00 |
DisclosureSEC source: 0001127602-12-009669 · form4.xml · nonDerivative · entry 1 FLANAGAN JOSEPH GERARD · CIK 0001413644 · SVP,Worldwide Ops & Sply Chain 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,825 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 418,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 87,500 shares are scheduled to vest in installments during each March of 2013 and 2014; (b) 131,250 shares are scheduled to vest in installments during each December of 2012 through 2014; and (c) provided specified performance goals are achieved, 200,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals (subject to continued employment through each vest date). Read SEC document |
| February 21, 2012 Filed Feb 24, 2012 00:58 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $8.58 | $0.00 |
DisclosureSEC source: 0001127602-12-007728 · form4.xml · derivative · entry 4 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 50,000 shares Expires 2014-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: 50,000 shares became exercisable on 4/1/2011 and 200,000 shares are scheduled to become exercisable on 4/1/2012 (subject to continued employment through the vest date). Read SEC document |
| February 21, 2012 Filed Feb 24, 2012 00:58 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
SaleCommon Stock | 50,000 | $12.90 | $645,000.00 |
DisclosureSEC source: 0001127602-12-007728 · form4.xml · nonDerivative · entry 2 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,653 F1 · balance_after: Number of shares includes 336,250 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 163,750 shares are scheduled to vest in installments during each December of 2012 through 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (c) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting will be subject to continued employment through each vest date). Read SEC document |
| February 21, 2012 Filed Feb 24, 2012 00:58 UTC |
Sweeney Joseph JSr. VP, GC & Corp. Secretary
|
Exercise / conversionCommon Stock | 50,000 | $8.58 | $429,000.00 |
DisclosureSEC source: 0001127602-12-007728 · form4.xml · nonDerivative · entry 1 Sweeney Joseph J · CIK 0001322085 · Sr. VP, GC & Corp. Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Number of shares includes 336,250 performance shares (restricted stock units) that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 163,750 shares are scheduled to vest in installments during each December of 2012 through 2014; (b) provided specified performance goals are achieved, 22,500 shares will be scheduled to vest in installments during each December of 2012 through 2013; and (c) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting will be subject to continued employment through each vest date). Read SEC document |
| February 21, 2012 Filed Mar 21, 2012 00:54 UTC |
SPLINTER MICHAEL RDirector · Chairman, President and CEO
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GiftCommon Stock | 12,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-011479 · form4.xml · nonDerivative · entry 1 SPLINTER MICHAEL R · CIK 0001188935 · Director · Chairman, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,767,026 F1 · balance_after: Number of shares includes: (a) 702,000 performance shares that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (i) 406,000 shares are scheduled to vest in installments during each December of 2012 through 2014; (ii) provided specified performance goals are achieved, 63,000 shares will be scheduled to vest in installments during each December of 2012 and 2013; and (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; (b) 337,500 shares of restricted stock that are scheduled to vest as follows: (i) 95,500 shares are scheduled to vest in installments during each December of 2012 through 2014; (ii) provided specified performance goals are achieved, 9,000 shares will be scheduled to vest in installments during each December of 2012 through 2013; (iii) provided specified performance goals are achieved, 233,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals; and (c) provided specified performance goals are achieved, 109,000 performance units will be scheduled to vest in installments during each December of 2012 through 2015, which number of units is the target award level, and the actual number of units that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| February 01, 2012 Filed Feb 4, 2012 02:38 UTC |
EDMAN THOMAS TGroup VP & GM, Display
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Tax withholdingCommon Stock | 2,751 | $12.57 | $34,580.07 |
DisclosureSEC source: 0001127602-12-004066 · form4.xml · nonDerivative · entry 1 EDMAN THOMAS T · CIK 0001048858 · Group VP & GM, Display 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,830 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 245,750 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 12,500 shares are scheduled to vest in installments during each July of 2012 and 2013; (b) 68,250 shares are scheduled to vest in installments during each January of 2013 through 2015; (c) 15,000 shares are scheduled to vest in installments during each February of 2013 and 2014; and (d) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest in installments during each December of 2012 through 2015, which number of shares is the target award level, and the actual number of shares that may vest ranges from 0% to 150% of the target amount depending on achievement of specified performance goals (all vesting is subject to continued employment through each vest date). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.