Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| APPLIED MATERIALS INC /DEAMAT · Entity 2812 | SVP, Srv., Dspl. & Flex. | December 09, 2021 | January 26, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
APPLIED MATERIALS INC /DE
Report date December 09, 2021 · Filed January 26, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 607,029 |
Reported balance
After 2021-12-09 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2021-12-09 · Gift · Disposed 250 · Balance 607,029 F1: Represents shares beneficially owned as of December 9, 2021. |
| Common StockSEC Table I · non-derivative | Direct | 545,516 |
Reported balance
Holding disclosure · report date 2021-12-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 545,516 F2: Represents shares beneficially owned as of January 25, 2022. Number of shares includes 115,514 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 41,848 restricted stock units are scheduled to vest in installments in December of 2022 through 2024, and (b) 73,666 performance shares are scheduled to vest in installments in December of 2022 through 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares beneficially owned as of December 9, 2021.
F2: Represents shares beneficially owned as of January 25, 2022. Number of shares includes 115,514 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 41,848 restricted stock units are scheduled to vest in installments in December of 2022 through 2024, and (b) 73,666 performance shares are scheduled to vest in installments in December of 2022 through 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 19, 2021 Filed Dec 22, 2021 00:50 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 61,513 | $146.15 | $8,990,124.95 |
DisclosureSEC source: 0001127602-21-031711 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · SVP, Srv., Dspl. & Flex. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545,766 F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 115,514 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 41,848 restricted stock units are scheduled to vest in installments in December of 2022 through 2024, and (b) 73,666 performance shares are scheduled to vest in installments in December of 2022 through 2024, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 09, 2021 Filed Jan 26, 2022 01:11 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GiftCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-002096 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · SVP, Srv., Dspl. & Flex. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607,029 F1 · balance_after: Represents shares beneficially owned as of December 9, 2021. Read SEC document |
| December 02, 2021 Filed Dec 4, 2021 01:58 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 14,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030296 · form4.xml · nonDerivative · entry 3 Salehpour Ali · CIK 0001563106 · SVP, Srv., Dspl. & Flex. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607,279 F4 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2022, subject to continued employment through each applicable vesting date. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 184,169 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 58,014 performance shares are scheduled to vest in December 2021, (b) 66,740 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, and (c) 59,415 performance shares are scheduled to vest in installments in December of 2022 and 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 02, 2021 Filed Dec 4, 2021 01:58 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 14,251 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030296 · form4.xml · nonDerivative · entry 2 Salehpour Ali · CIK 0001563106 · SVP, Srv., Dspl. & Flex. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593,028 F3 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2024, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 184,169 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 58,014 performance shares are scheduled to vest in December 2021, (b) 66,740 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, and (c) 59,415 performance shares are scheduled to vest in installments in December of 2022 and 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 02, 2021 Filed Dec 4, 2021 01:58 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 28,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-030296 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · SVP, Srv., Dspl. & Flex. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,777 F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2021, subject to continued employment through the vesting date. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 184,169 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 58,014 performance shares are scheduled to vest in December 2021, (b) 66,740 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, and (c) 59,415 performance shares are scheduled to vest in installments in December of 2022 and 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 19, 2020 Filed Dec 23, 2020 00:21 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 38,846 | $86.09 | $3,344,252.14 |
DisclosureSEC source: 0001127602-20-032260 · form4.xml · nonDerivative · entry 2 Salehpour Ali · CIK 0001563106 · SVP, Srv., Dspl. & Flex. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 549,817 F1 · shares: Represents number of shares that were automatically withheld upon vesting of equity awards to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 184,169 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 66,740 restricted stock units are scheduled to vest in installments in December of 2021 through 2023, and (b) 117,429 performance shares are scheduled to vest in installments in December of 2021 through 2023, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 09, 2020 Filed Dec 23, 2020 00:21 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GiftCommon Stock | 230 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-032260 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · SVP, Srv., Dspl. & Flex. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,663 Read SEC document |
| December 03, 2020 Filed Dec 8, 2020 02:06 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 23,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030790 · form4.xml · nonDerivative · entry 3 Salehpour Ali · CIK 0001563106 · SVP, Srv., Dspl. & Flex. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,893 F4 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2021, subject to continued employment through each applicable vesting date. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 216,587 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 35,861 performance shares are scheduled to vest in December 2020, (b) 86,671 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, and (c) 94,055 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 03, 2020 Filed Dec 8, 2020 02:06 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 23,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030790 · form4.xml · nonDerivative · entry 2 Salehpour Ali · CIK 0001563106 · SVP, Srv., Dspl. & Flex. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,519 F3 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2023, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 216,587 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 35,861 performance shares are scheduled to vest in December 2020, (b) 86,671 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, and (c) 94,055 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 03, 2020 Filed Dec 8, 2020 02:06 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 2,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-030790 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · SVP, Srv., Dspl. & Flex. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 542,145 F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2020, subject to continued employment through the vesting date. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 216,587 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 35,861 performance shares are scheduled to vest in December 2020, (b) 86,671 restricted stock units are scheduled to vest in installments in December of 2020 through 2022, and (c) 94,055 performance shares are scheduled to vest in installments in December of 2021 and 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 27, 2019 Filed Jan 4, 2020 01:51 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GiftCommon Stock | 340 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-000951 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · SVP, Srv., Dspl. & Flex. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,276 F1 · balance_after: Number of shares includes 216,587 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 86,671 restricted stock units are scheduled to vest in installments in December of 2020 through 2022 and (b) 129,916 performance shares are scheduled to vest in installments in December of 2020 through 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 19, 2019 Filed Dec 24, 2019 01:05 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 99,848 | $60.67 | $6,057,778.16 |
DisclosureSEC source: 0001127602-19-035791 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · SVP, Srv., Dspl. & Flex. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,616 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 216,587 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 86,671 restricted stock units are scheduled to vest in installments in December of 2020 through 2022 and (b) 129,916 performance shares are scheduled to vest in installments in December of 2020 through 2022, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 05, 2019 Filed Dec 10, 2019 02:32 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 36,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-034643 · form4.xml · nonDerivative · entry 3 Salehpour Ali · CIK 0001563106 · SVP, Srv., Dspl. & Flex. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 639,464 F4 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2020, subject to continued employment through each applicable vesting date. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 313,970 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 116,024 performance shares are scheduled to vest in December 2019, (b) 104,071 restricted stock units are scheduled to vest in installments in December of 2019 through 2021, and (c) 93,875 performance shares are scheduled to vest in installments in December of 2020 and 2021, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 05, 2019 Filed Dec 10, 2019 02:32 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 36,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-034643 · form4.xml · nonDerivative · entry 2 Salehpour Ali · CIK 0001563106 · SVP, Srv., Dspl. & Flex. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,423 F3 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur on December 19, 2022, depending on the achievement of specified performance goals and continued employment through the vesting date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 313,970 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 116,024 performance shares are scheduled to vest in December 2019, (b) 104,071 restricted stock units are scheduled to vest in installments in December of 2019 through 2021, and (c) 93,875 performance shares are scheduled to vest in installments in December of 2020 and 2021, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 05, 2019 Filed Dec 10, 2019 02:32 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 36,878 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-034643 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · SVP, Srv., Dspl. & Flex. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567,382 F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are scheduled to vest on December 19, 2019, subject to continued employment through the vesting date. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-3 and Rule 16b-3. Number of shares includes 313,970 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting is scheduled to occur as follows: (a) 116,024 performance shares are scheduled to vest in December 2019, (b) 104,071 restricted stock units are scheduled to vest in installments in December of 2019 through 2021, and (c) 93,875 performance shares are scheduled to vest in installments in December of 2020 and 2021, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Read SEC document |
| December 19, 2018 Filed Dec 21, 2018 23:26 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 60,666 | $31.53 | $1,912,798.98 |
DisclosureSEC source: 0001127602-18-037198 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Sr. VP, Srv., Dspl. & Flex. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 530,107 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 313,970 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 49,578 performance shares are scheduled to vest in December 2019, (b) 104,071 restricted stock units are scheduled to vest in installments in December of 2019 through 2021, and (c) 160,321 performance shares are scheduled to vest in installments in December of 2019 through 2021, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 06, 2018 Filed Dec 11, 2018 02:44 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 58,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-035761 · form4.xml · nonDerivative · entry 2 Salehpour Ali · CIK 0001563106 · Sr. VP, Srv., Dspl. & Flex. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590,773 F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2019, depending on continued employment through each applicable vest date. F2 · balance_after: Number of shares includes 320,296 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 137,830 performance shares are scheduled to vest in installments in December of 2018 and 2019, (b) 66,446 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 44,298 restricted stock units are scheduled to vest in installments in December of 2018 and 2019, (d) 35,861 restricted stock units are scheduled to vest in installments in December of 2018 through 2020, depending on achievement of a specified performance goal, and (e) 35,861 performance shares are scheduled to vest in December 2020, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 06, 2018 Filed Dec 11, 2018 02:44 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 58,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-035761 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Sr. VP, Srv., Dspl. & Flex. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 532,759 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur on December 19, 2021, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. F2 · balance_after: Number of shares includes 320,296 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 137,830 performance shares are scheduled to vest in installments in December of 2018 and 2019, (b) 66,446 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 44,298 restricted stock units are scheduled to vest in installments in December of 2018 and 2019, (d) 35,861 restricted stock units are scheduled to vest in installments in December of 2018 through 2020, depending on achievement of a specified performance goal, and (e) 35,861 performance shares are scheduled to vest in December 2020, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| October 01, 2018 Filed Oct 3, 2018 23:12 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 10,977 | $38.34 | $420,858.18 |
DisclosureSEC source: 0001127602-18-029494 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Sr. VP, Srv., Dspl. & Flex. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 474,745 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 320,296 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 137,830 performance shares are scheduled to vest in installments in December of 2018 and 2019, (b) 66,446 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (c) 44,298 restricted stock units are scheduled to vest in installments in December of 2018 and 2019, (d) 35,861 restricted stock units are scheduled to vest in installments in December of 2018 through 2020, depending on achievement of a specified performance goal, and (e) 35,861 performance shares are scheduled to vest in December 2020, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 22:43 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 125,125 | $51.47 | $6,440,183.75 |
DisclosureSEC source: 0001127602-18-000749 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Sr. VP, GM Srv., Dspl. & Flex. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,376 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.38 to $51.57, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4. F2 · balance_after: Number of shares includes 350,296 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 137,830 performance shares are scheduled to vest in installments in December of 2018 and 2019, (b) 30,000 shares are scheduled to vest in October 2018, (c) 66,446 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (d) 44,298 restricted stock units are scheduled to vest in installments in December of 2018 and 2019, (e) 35,861 restricted stock units are scheduled to vest in installments in December of 2018 through 2020, depending on achievement of a specified performance goal, and (f) 35,861 performance shares are scheduled to vest in December 2020, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 19, 2017 Filed Dec 22, 2017 00:59 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 66,234 | $52.96 | $3,507,752.64 |
DisclosureSEC source: 0001127602-17-035391 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610,501 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 350,296 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 137,830 performance shares are scheduled to vest in installments in December of 2018 and 2019, (b) 30,000 shares are scheduled to vest in October 2018, (c) 66,446 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, (d) 44,298 restricted stock units are scheduled to vest in installments in December of 2018 and 2019, (e) 35,861 restricted stock units are scheduled to vest in installments in December of 2018 through 2020, depending on achievement of a specified performance goal, and (f) 35,861 performance shares are scheduled to vest in December 2020, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 02:36 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 35,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034993 · form4.xml · nonDerivative · entry 3 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 676,735 F3 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2018, depending on the achievement of a specified performance goal and continued employment through each applicable vest date. F4 · balance_after: Number of shares includes 339,397 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: (a) 176,505 performance shares are scheduled to vest in installments in December of 2017 through 2019, (b) 30,000 shares are scheduled to vest in October 2018, (c) 66,446 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (d) 66,446 restricted stock units are scheduled to vest in installments in December of 2017 through 2019 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 02:36 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 35,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034993 · form4.xml · nonDerivative · entry 2 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 640,874 F2 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur on December 19, 2020, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. Read SEC document |
| December 14, 2017 Filed Dec 19, 2017 02:36 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 66,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-034993 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605,013 F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The performance shares will be converted on a one-for-one basis into shares of Applied Materials common stock upon vesting, which vesting is scheduled to occur as follows: 33,051 shares are scheduled to vest on December 19, 2017 and 16,526 shares are scheduled to vest on December 19 of each of 2018 and 2019 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| October 01, 2017 Filed Oct 4, 2017 01:01 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 14,996 | $52.09 | $781,141.64 |
DisclosureSEC source: 0001127602-17-029065 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 538,910 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 339,397 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 77,351 performance shares are scheduled to vest in installments in December of each of 2017 and 2018, (b) 99,154 performance shares are scheduled to vest in installments in December of each of 2017 through 2019, with up to an additional 66,102 shares that may vest, depending on achievement of specified performance goals, (c) 30,000 shares are scheduled to vest in October 2018, (d) 66,446 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (e) 66,446 restricted stock units are scheduled to vest in installments in December of each of 2017 through 2019, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 19, 2016 Filed Dec 22, 2016 01:58 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 73,508 | $32.44 | $2,384,599.52 |
DisclosureSEC source: 0001127602-16-070738 · form4.xml · nonDerivative · entry 3 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 553,447 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 369,397 performance shares and restricted stock units previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 77,351 performance shares are scheduled to vest in installments in December of each of 2017 and 2018, (b) 99,154 performance shares are scheduled to vest in installments in December of each of 2017 through 2019, with up to an additional 66,152 shares that may vest, depending on achievement of specified performance goals, (c) 60,000 shares are scheduled to vest in installments in October of each of 2017 and 2018, (d) 66,446 performance shares are scheduled to vest in December 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on achievement of specified performance goals, and (e) 66,446 restricted stock units are scheduled to vest in installments in December of each of 2017 through 2019, depending on achievement of a specified performance goal (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 16, 2016 Filed Dec 22, 2016 01:58 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GiftCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-070738 · form4.xml · nonDerivative · entry 2 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 626,955 Read SEC document |
| December 15, 2016 Filed Dec 22, 2016 01:58 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-070738 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 627,205 Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 00:56 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 66,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069214 · form4.xml · nonDerivative · entry 4 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 628,205 F4 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in three equal annual installments beginning December 19, 2017, depending on the achievement of specified performance goals and continued employment through each applicable vest date. F5 · balance_after: Number of shares includes 325,807 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 133,602 shares are scheduled to vest in installments in December of each of 2016 through 2018, (b) 132,205 shares are scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest is up to 150% of the target amount, depending on achievement of specified performance goals, and (c) 60,000 shares are scheduled to vest in installments in October of 2017 and 2018 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 00:56 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 66,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069214 · form4.xml · nonDerivative · entry 3 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,759 F3 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur on December 19, 2019, depending on the achievement of specified performance goals and continued employment through the vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 200% of the target amount, depending on the achievement of specified performance goals. Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 00:56 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 51,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-069214 · form4.xml · nonDerivative · entry 2 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,313 F2 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are subject to vesting as follows: 25,784 shares are scheduled to vest on December 19, 2016, 12,892 shares are scheduled to vest on December 19, 2017 and 12,891 shares are scheduled to vest on December 19, 2018 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 01, 2016 Filed Dec 6, 2016 00:56 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 23,312 | $30.10 | $701,691.20 |
DisclosureSEC source: 0001127602-16-069214 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,746 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. Read SEC document |
| October 01, 2016 Filed Oct 5, 2016 00:38 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 11,274 | $30.15 | $339,911.10 |
DisclosureSEC source: 0001127602-16-064212 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,058 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 371,307 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 101,750 shares are scheduled to vest in December 2016, (b) 77,352 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 51,568 shares that may vest, depending on achievement of specified performance goals, (c) 132,205 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals, and (d) 60,000 shares are scheduled to vest in installments in October of 2017 and 2018 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| June 24, 2016 Filed Jun 27, 2016 23:13 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 17,753 | $23.63 | $419,503.39 |
DisclosureSEC source: 0001127602-16-056383 · form4.xml · nonDerivative · entry 2 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,938 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.60 to $23.66, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4. F2 · balance_after: Number of shares includes 401,307 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 101,750 shares are scheduled to vest in December 2016, (b) 77,352 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 51,568 shares that may vest, depending on achievement of specified performance goals, (c) 132,205 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals, and (d) 90,000 shares are scheduled to vest in installments in October of each of 2016 through 2018 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| June 23, 2016 Filed Jun 27, 2016 23:13 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 17,752 | $24.50 | $434,924.00 |
DisclosureSEC source: 0001127602-16-056383 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 495,691 Read SEC document |
| June 22, 2016 Filed Jun 23, 2016 00:34 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 17,752 | $24.00 | $426,048.00 |
DisclosureSEC source: 0001127602-16-056110 · form4.xml · nonDerivative · entry 2 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,443 F2 · balance_after: Number of shares includes 401,307 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 101,750 shares are scheduled to vest in December 2016, (b) 77,352 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 51,568 shares that may vest, depending on achievement of specified performance goals, (c) 132,205 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals, and (d) 90,000 shares are scheduled to vest in installments in October of each of 2016 through 2018 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| June 20, 2016 Filed Jun 23, 2016 00:34 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 17,752 | $23.89 | $424,095.28 |
DisclosureSEC source: 0001127602-16-056110 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531,195 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.87 to $23.93, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4. Read SEC document |
| June 03, 2016 Filed Jun 6, 2016 21:01 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | SaleCommon Stock | 40,000 | $24.37 | $974,800.00 |
DisclosureSEC source: 0001127602-16-054837 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 548,947 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.33 to $24.39, inclusive. The reporting person undertakes to provide to Applied Materials, Inc. ("Applied"), any security holder of Applied, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 401,307 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 101,750 shares are scheduled to vest in December 2016, (b) 77,352 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 51,568 shares that may vest, depending on achievement of specified performance goals, (c) 132,205 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals, and (d) 90,000 shares are scheduled to vest in installments in October of each of 2016 through 2018 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 19, 2015 Filed Dec 22, 2015 22:40 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 42,806 | $18.10 | $774,788.60 |
DisclosureSEC source: 0001127602-15-034811 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,454 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 401,307 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 101,750 shares are scheduled to vest in December 2016, (b) 77,352 shares are scheduled to vest in installments in December of each of 2016 through 2018, with up to an additional 51,568 shares that may vest, depending on achievement of specified performance goals, (c) 132,205 shares will be scheduled to vest in installments in December of each of 2016 through 2019, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals, and (d) 90,000 shares are scheduled to vest in installments in October of each of 2016 through 2018 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 07, 2015 Filed Dec 10, 2015 02:27 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 132,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-15-033689 · form4.xml · nonDerivative · entry 2 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631,260 F3 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2016, depending on the achievement of specified performance goals and continued employment through each applicable vest date. The number of shares shown is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals. F2 · balance_after: Number of shares includes 351,135 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 158,000 shares are scheduled to vest in installments in December of 2015 and 2016; (b) 103,135 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (c) 90,000 shares are scheduled to vest in installments in October of 2016 through 2018 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 07, 2015 Filed Dec 10, 2015 02:27 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 15,655 | $18.91 | $296,036.05 |
DisclosureSEC source: 0001127602-15-033689 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,055 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 351,135 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 158,000 shares are scheduled to vest in installments in December of 2015 and 2016; (b) 103,135 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (c) 90,000 shares are scheduled to vest in installments in October of 2016 through 2018 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 01, 2015 Filed Dec 3, 2015 22:11 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 23,742 | $19.18 | $455,371.56 |
DisclosureSEC source: 0001127602-15-033197 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514,710 F1 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 381,135 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 158,000 shares are scheduled to vest in installments in December of 2015 and 2016; (b) 103,135 shares will be scheduled to vest in installments in December of 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (c) 120,000 shares are scheduled to vest in installments in December 2015 and in October of 2016 through 2018, depending on achievement of specified performance goals (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 19, 2014 Filed Dec 23, 2014 22:53 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 58,704 | $24.89 | $1,461,142.56 |
DisclosureSEC source: 0001127602-14-035957 · form4.xml · nonDerivative · entry 2 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 537,644 F2 · shares: Represents number of shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F3 · balance_after: Number of shares includes 203,500 performance shares that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting is scheduled to occur in installments in December 2015 and 2016 (notwithstanding the foregoing, vesting of shares that is scheduled to occur in calendar year 2015 will accelerate as of three trading days prior to the expected closing date of the business combination between Applied and Tokyo Electron Limited (the "Business Combination), subject to Mr. Salehpour's continued employment and being a "disqualified individual" under IRS Code Section 4985 through the accelerated vest date). Number of shares also includes (a) 103,135 performance shares that will be scheduled to vest in installments in December 2015 through 2018, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals; and (b) provided specified performance goals are achieved, 120,000 shares are scheduled to vest in installments in October 2015 through 2018 (subject to accelerated vesting as to 30% of the unvested shares as of three trading days prior to the expected closing date of the Business Combination, provided Mr. Salehpour is a "disqualified individual" under IRS Code Section 4985 through the accelerated vest date). All vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 19, 2014 Filed Dec 23, 2014 22:53 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-035957 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,348 F1 · shares: Represents performance shares acquired based on achievement of specified performance goals related to performance shares previously granted. This acquisition is exempt under Rule 16b-3. The shares are subject to vesting as follows: 37,500 shares vested on December 19, 2014, and 37,500 shares are scheduled to vest in installments in December 2015 and 2016 (all vesting is subject to continued employment through each applicable vest date). Read SEC document |
| December 08, 2014 Filed Dec 11, 2014 01:25 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 103,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-034782 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Sr. VP, GM New Mrkts & Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,348 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting depends on the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2015 (subject to continued employment through each applicable vest date). The number of shares shown is the target amount. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals. F2 · balance_after: Number of shares includes 361,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting (all vesting is subject to continued employment through each applicable vesting date), which vesting is scheduled to occur as follows: (a) 91,000 shares are scheduled to vest in equal installments in each December of 2015 and 2016 (notwithstanding the foregoing, vesting of shares that is scheduled to occur in calendar year 2015, subject to Mr. Salehpour's consent, will accelerate as of the date that is three trading days prior to the expected date of consummation of the transactions contemplated in connection with the business combination agreement, dated September 24, 2013, between Applied and Tokyo Electron Limited, as amended (the "Business Combination")); (b) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest as to 50% of the shares in December 2014 and as to 25% of the shares in each December of 2015 and 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals (notwithstanding the foregoing, vesting of share that is scheduled to occur in calendar year 2014 (as well as in calendar year 2015, subject to Mr. Salehpour's consent) will accelerate as of the date that is three trading days prior to the expected date of consummation of the Business Combination); and (c) provided specified performance goals are achieved, 120,000 shares are scheduled to vest in equal installments in each October of 2015 through 2018 (subject to accelerated vesting as to 30% of the unvested shares as of three trading days prior to the expected date of consummation of the Business Combination). All vesting acceleration is subject to Mr. Salehpour's continued employment and being a "disqualified individual" under IRS Code Section 4985 through the accelerated vest date. Read SEC document |
| December 01, 2014 Filed Dec 4, 2014 00:21 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 17,602 | $23.74 | $417,871.48 |
DisclosureSEC source: 0001127602-14-034173 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Sr. VP, GM AGS & Growth Mrkts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 418,213 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 361,000 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting (all vesting is subject to continued employment through each applicable vesting date), which vesting is scheduled to occur as follows: (a) 91,000 shares are scheduled to vest in equal installments in each December of 2015 and 2016; (b) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest as to 50% of the shares in December 2014 and as to 25% of the shares in each December of 2015 and 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals (subject to accelerated vesting of shares that are otherwise scheduled to vest in calendar year 2014 as of the date that is three trading days prior to the expected date of consummation of the transactions contemplated in connection with the business combination agreement, dated September 24, 2013, between Applied and Tokyo Electron Limited, as amended (the "Business Combination"), and subject to Mr. Salehpour's continued employment and being a "disqualified individual" under IRS Code Section 4985 through the accelerated vest date); and (c) provided specified performance goals are achieved, 120,000 shares are scheduled to vest in equal installments in each October of 2015 through 2018 (subject to accelerated vesting as to 30% of the unvested shares as of three trading days prior to the expected date of consummation of the Business Combination, and subject to Mr. Salehpour's continued employment and being a "disqualified individual" under IRS Code Section 4985 through the accelerated vest date). Read SEC document |
| September 09, 2014 Filed Sep 12, 2014 01:06 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 120,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-14-027642 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Sr. VP, GM AGS & Growth Mrkts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 435,815 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. ("Applied") common stock upon vesting, which vesting depends on the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments (subject to accelerated vesting as to 30% of the unvested shares as of three trading days prior to the closing of the transactions contemplated in connection with the business combination agreement, dated September 24, 2013, between Applied and Tokyo Electron Limited, as amended, and Mr. Salehpour's continued employment and being a "disqualified individual" under IRS Code Section 4985 through the accelerated vest date). F2 · balance_after: Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares includes 286,500 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 136,500 shares are scheduled to vest in equal installments during each December of 2014 through 2016; and (b) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest as to 50% of the shares in December 2014 and as to 25% of the shares in each December of 2015 and 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals (all vesting is subject to continued employment through each applicable vesting date). Notwithstanding the foregoing, vesting of shares that is scheduled to occur in calendar year 2014 will accelerate as of the date that is three trading days prior to the expected date of consummation of the transactions contemplated in connection with the business combination agreement, dated September 24, 2013, between Applied and Tokyo Electron Limited, as amended (subject to Mr. Salehpour's continued employment and being a "disqualified individual" under IRS Code Section 4985 through the accelerated vest date). Read SEC document |
| December 01, 2013 Filed Dec 3, 2013 21:57 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | Tax withholdingCommon Stock | 17,099 | $17.30 | $295,812.70 |
DisclosureSEC source: 0001127602-13-033447 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Sr. VP, GM AGS & Growth Mrkts 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,901 F1 · shares: Represents shares that were automatically withheld upon vesting of performance shares to cover tax withholding obligations in a transaction exempt under Rule 16b-3. F2 · balance_after: Number of shares includes 286,500 performance shares previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting will be scheduled to occur as follows: (a) 136,500 shares are scheduled to vest in installments during each December of 2014 through 2016; and (b) provided specified performance goals are achieved, 150,000 shares will be scheduled to vest in installments during each December of 2013 through 2016, which number of shares is the target amount, and the actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on the achievement of specified performance goals. Read SEC document |
| December 05, 2012 Filed Dec 8, 2012 02:40 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-033223 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Group VP, GM EES & Display 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,000 F1 · shares: Represents performance shares that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting depends on the achievement of specified performance goals. Provided such goals are achieved, vesting is scheduled to occur no earlier than in four equal annual installments beginning December 19, 2013 (subject to continued employment through each applicable vest date). The number of shares shown is the target amount. The actual number of shares that may vest ranges from 0% to 150% of the target amount, depending on achievement of specified performance goals. F2 · balance_after: Number of shares includes 182,000 restricted stock units previously reported that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning December 2013 (subject to continued employment through each applicable vest date). Read SEC document |
| November 29, 2012 Filed Dec 4, 2012 02:26 UTC | APPLIED MATERIALS INC /DE AMAT · Entity 2812 | GrantCommon Stock | 182,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-12-032583 · form4.xml · nonDerivative · entry 1 Salehpour Ali · CIK 0001563106 · Group VP, GM EES & Display 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,000 F1 · shares: Represents restricted stock units that will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur in four equal annual installments beginning December 1, 2013 (subject to continued employment through each applicable vest date). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.