Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2020 Filed Sep 1, 2020 23:02 UTC |
LACOB JOSEPHDirector
|
SaleCommon Stock | 5,000 | $300.00 | $1,500,000.00 |
DisclosureSEC source: 0001209191-20-048974 · doc4.xml · nonDerivative · entry 3 LACOB JOSEPH · CIK 0001215490 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 154,085 F2 · ownership.nature: The shares are held directly by a trust for which the reporting person is the trustee. Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 23:02 UTC |
LACOB JOSEPHDirector
|
SaleCommon Stock | 3,085 | $300.32 | $926,477.02 |
DisclosureSEC source: 0001209191-20-048974 · doc4.xml · nonDerivative · entry 2 LACOB JOSEPH · CIK 0001215490 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 159,085 F3 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $300.00 to $300.86, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held directly by a trust for which the reporting person is the trustee. Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 23:02 UTC |
LACOB JOSEPHDirector
|
SaleCommon Stock | 2,190 | $298.71 | $654,177.75 |
DisclosureSEC source: 0001209191-20-048974 · doc4.xml · nonDerivative · entry 1 LACOB JOSEPH · CIK 0001215490 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 162,170 F1 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $298.46 to $298.93, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held directly by a trust for which the reporting person is the trustee. Read SEC document |
| August 27, 2020 Filed Aug 28, 2020 21:28 UTC |
Beard SimonSVP and Mgng Director, EMEA
|
SaleCommon Stock | 4,727 | $307.19 | $1,452,064.91 |
DisclosureSEC source: 0001209191-20-048668 · doc4.xml · nonDerivative · entry 1 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,670 F1 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $307.0501 to $307.20, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 27, 2020 Filed Aug 31, 2020 23:25 UTC |
HOGAN JOSEPH MDirector · President and CEO
|
SaleCommon Stock | 5,700 | $310.00 | $1,767,011.40 |
DisclosureSEC source: 0001209191-20-048853 · doc4.xml · nonDerivative · entry 1 HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,036 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $310.00 to $310.17, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 26, 2020 Filed Aug 28, 2020 21:26 UTC |
LACOB JOSEPHDirector
|
SaleCommon Stock | 10,000 | $300.11 | $3,001,116.00 |
DisclosureSEC source: 0001209191-20-048665 · doc4.xml · nonDerivative · entry 1 LACOB JOSEPH · CIK 0001215490 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 164,360 F1 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $300.00 to $300.45, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held directly by a trust for which the reporting person is the trustee. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 01:00 UTC |
PRESCOTT THOMAS MDirector
|
SaleCommon Stock | 2,503 | $305.25 | $764,040.75 |
DisclosureSEC source: 0001209191-20-047855 · doc4.xml · nonDerivative · entry 4 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,398 F3 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $304.99 to $305.455, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 01:00 UTC |
PRESCOTT THOMAS MDirector
|
SaleCommon Stock | 3,102 | $304.61 | $944,900.22 |
DisclosureSEC source: 0001209191-20-047855 · doc4.xml · nonDerivative · entry 3 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,901 F2 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $304.10 to $304.98, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 01:00 UTC |
PRESCOTT THOMAS MDirector
|
SaleCommon Stock | 4,395 | $303.71 | $1,334,805.45 |
DisclosureSEC source: 0001209191-20-047855 · doc4.xml · nonDerivative · entry 2 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,003 F1 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $303.07 to $304.08, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 19, 2020 Filed Aug 21, 2020 01:00 UTC |
PRESCOTT THOMAS MDirector
|
GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-047855 · doc4.xml · nonDerivative · entry 1 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,398 Read SEC document |
| August 13, 2020 Filed Aug 15, 2020 00:10 UTC |
Tay JulieSVP & Mng Dir. Asia Pacific
|
SaleCommon Stock | 1,550 | $310.00 | $480,500.00 |
DisclosureSEC source: 0001209191-20-046865 · doc4.xml · nonDerivative · entry 1 Tay Julie · CIK 0001649020 · SVP & Mng Dir. Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,692 Read SEC document |
| August 05, 2020 Filed Aug 5, 2020 21:12 UTC |
Thaler Warren SDirector
|
SaleCommon Stock | 1,200 | $298.45 | $358,140.00 |
DisclosureSEC source: 0001209191-20-045190 · doc4.xml · nonDerivative · entry 2 Thaler Warren S · CIK 0001293595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,821 F2 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $298.22 to $298.45, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 05, 2020 Filed Aug 5, 2020 21:12 UTC |
Thaler Warren SDirector
|
SaleCommon Stock | 5,800 | $295.59 | $1,714,422.00 |
DisclosureSEC source: 0001209191-20-045190 · doc4.xml · nonDerivative · entry 1 Thaler Warren S · CIK 0001293595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,021 F1 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $295.00 to $296.81, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 29, 2020 Filed Jul 30, 2020 23:41 UTC |
PRESCOTT THOMAS MDirector
|
SaleCommon Stock | 500 | $305.98 | $152,990.00 |
DisclosureSEC source: 0001209191-20-044090 · doc4.xml · nonDerivative · entry 3 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,398 F3 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $304.01 to $306.735, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 29, 2020 Filed Jul 30, 2020 23:41 UTC |
PRESCOTT THOMAS MDirector
|
SaleCommon Stock | 11,962 | $302.79 | $3,621,973.98 |
DisclosureSEC source: 0001209191-20-044090 · doc4.xml · nonDerivative · entry 2 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,898 F2 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $302.00 to $303.905, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 29, 2020 Filed Jul 30, 2020 23:41 UTC |
PRESCOTT THOMAS MDirector
|
SaleCommon Stock | 22,538 | $301.23 | $6,789,121.74 |
DisclosureSEC source: 0001209191-20-044090 · doc4.xml · nonDerivative · entry 1 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,860 F1 · price: The price in column 4 is an average price per share. These shares were sold in multiple transactions at prices ranging from $300.145 to $301.97, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 29, 2020 Filed Jul 30, 2020 22:55 UTC |
PRESCOTT THOMAS MDirector
|
SaleCommon Stock | 500 | $305.98 | $152,990.00 |
DisclosureSEC source: 0001209191-20-044054 · doc4.xml · nonDerivative · entry 3 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,398 F3 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $304.01 to $306.735, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 29, 2020 Filed Jul 30, 2020 22:55 UTC |
PRESCOTT THOMAS MDirector
|
SaleCommon Stock | 11,962 | $302.79 | $3,621,973.98 |
DisclosureSEC source: 0001209191-20-044054 · doc4.xml · nonDerivative · entry 2 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,898 F2 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $302.00 to $303.905, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 29, 2020 Filed Jul 30, 2020 22:55 UTC |
PRESCOTT THOMAS MDirector
|
SaleCommon Stock | 22,538 | $301.23 | $6,789,121.74 |
DisclosureSEC source: 0001209191-20-044054 · doc4.xml · nonDerivative · entry 1 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,860 F1 · price: The price in column 4 is an average price per share. These shares were sold in multiple transactions at prices ranging from $300.145 to $301.97, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 20, 2020 Filed Jul 21, 2020 22:29 UTC |
Shaked YuvalSVP & Mng Dir. Itero
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043235 · doc4.xml · derivative · entry 2 Shaked Yuval · CIK 0001749094 · SVP & Mng Dir. Itero 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,216 Underlying: Common Stock · 2,216 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on July 20, 2017 became vested on July 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on July 20, 2017 became vested on July 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| July 20, 2020 Filed Jul 21, 2020 22:29 UTC |
Shaked YuvalSVP & Mng Dir. Itero
|
Exercise / conversionCommon Stock | 2,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043235 · doc4.xml · nonDerivative · entry 1 Shaked Yuval · CIK 0001749094 · SVP & Mng Dir. Itero 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 20, 2020 Filed Jul 21, 2020 22:27 UTC |
Coletti Julie AnnSVP, Chief Legal & Regulatory
|
Exercise / conversionRestricted Stock Unit · Derivative | 321 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043233 · doc4.xml · derivative · entry 4 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 960 Underlying: Common Stock · 321 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on July 1, 2019 became vested on July 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on July 1, 2019 became vested on July 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| July 20, 2020 Filed Jul 21, 2020 22:27 UTC |
Coletti Julie AnnSVP, Chief Legal & Regulatory
|
Exercise / conversionRestricted Stock Unit · Derivative | 386 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043233 · doc4.xml · derivative · entry 3 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 772 Underlying: Common Stock · 386 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on July 2, 2018 became vested on July 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on July 2, 2018 became vested on July 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| July 20, 2020 Filed Jul 21, 2020 22:27 UTC |
Coletti Julie AnnSVP, Chief Legal & Regulatory
|
Tax withholdingCommon Stock | 374 | $312.97 | $117,050.78 |
DisclosureSEC source: 0001209191-20-043233 · doc4.xml · nonDerivative · entry 2 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 887 Read SEC document |
| July 20, 2020 Filed Jul 21, 2020 22:27 UTC |
Coletti Julie AnnSVP, Chief Legal & Regulatory
|
Exercise / conversionCommon Stock | 707 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043233 · doc4.xml · nonDerivative · entry 1 Coletti Julie Ann · CIK 0001777603 · SVP, Chief Legal & Regulatory 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 09, 2020 Filed Jan 12, 2021 02:49 UTC |
LARKIN C RAYMOND JRDirector
|
GiftCommon Stock | 37 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-003171 · doc5.xml · nonDerivative · entry 1 LARKIN C RAYMOND JR · CIK 0001034464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,094 Read SEC document |
| June 20, 2020 Filed Jun 22, 2020 23:29 UTC |
Hockridge Stuart ASVP Global HR
|
Exercise / conversionRestricted Stock Unit · Derivative | 5,388 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-038324 · doc4.xml · derivative · entry 3 Hockridge Stuart A · CIK 0001675043 · SVP Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,388 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on June 1, 2016 became vested on June 20, 2020 and shares were be delivered to reporting person on February 22, 2020. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on June 1, 2016 became vested on June 20, 2020 and shares were be delivered to reporting person on February 22, 2020. Read SEC document |
| June 20, 2020 Filed Jun 22, 2020 23:29 UTC |
Hockridge Stuart ASVP Global HR
|
Tax withholdingCommon Stock | 2,899 | $260.91 | $756,378.09 |
DisclosureSEC source: 0001209191-20-038324 · doc4.xml · nonDerivative · entry 2 Hockridge Stuart A · CIK 0001675043 · SVP Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,286 Read SEC document |
| June 20, 2020 Filed Jun 22, 2020 23:29 UTC |
Hockridge Stuart ASVP Global HR
|
Exercise / conversionCommon Stock | 5,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-038324 · doc4.xml · nonDerivative · entry 1 Hockridge Stuart A · CIK 0001675043 · SVP Global HR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,185 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 21:51 UTC |
Morici JohnChief Financial Officer
|
SaleCommon Stock | 4,154 | $251.55 | $1,044,943.68 |
DisclosureSEC source: 0001209191-20-033679 · doc4.xml · nonDerivative · entry 1 Morici John · CIK 0001689552 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,807 F1 · price: The price reported in column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $251.55 to $251.564, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 28, 2020 Filed May 28, 2020 21:47 UTC |
LACOB JOSEPHDirector
|
SaleCommon Stock | 10,000 | $251.15 | $2,511,534.00 |
DisclosureSEC source: 0001209191-20-032676 · doc4.xml · nonDerivative · entry 1 LACOB JOSEPH · CIK 0001215490 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 174,360 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $251.00 to $251.695, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held directly by a trust for which the reporting person is the trustee. Read SEC document |
| May 27, 2020 Filed May 30, 2020 01:30 UTC |
Wright EmorySVP, Global Operations
|
GiftCommon Stock | 28,828 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033097 · doc4.xml · nonDerivative · entry 1 Wright Emory · CIK 0001419490 · SVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,259 F1 · shares: On May 28, 2020 the reporting person contributed 28,848 shares of ALGN common stock to a grantor retained annuity trust for the benefit of himself and his children. Read SEC document |
| May 22, 2020 Filed May 26, 2020 22:27 UTC |
Tay JulieSVP & Mng Dir. Asia Pacific
|
SaleCommon Stock | 3,370 | $241.00 | $812,170.00 |
DisclosureSEC source: 0001209191-20-032161 · doc4.xml · nonDerivative · entry 1 Tay Julie · CIK 0001649020 · SVP & Mng Dir. Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,242 Read SEC document |
| May 22, 2020 Filed May 26, 2020 22:26 UTC |
Olson JenniferSVP & Mng Dir Cust Service
|
SaleCommon Stock | 1,962 | $243.58 | $477,903.96 |
DisclosureSEC source: 0001209191-20-032160 · doc4.xml · nonDerivative · entry 1 Olson Jennifer · CIK 0001682549 · SVP & Mng Dir Cust Service 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,006 Read SEC document |
| May 21, 2020 Filed May 30, 2020 01:30 UTC |
Wright EmorySVP, Global Operations
|
GiftCommon Stock | 3,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-033097 · doc4.xml · nonDerivative · entry 3 Wright Emory · CIK 0001419490 · SVP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,056 Read SEC document |
| May 20, 2020 Filed May 21, 2020 22:21 UTC |
Thaler Warren SDirector
|
GrantRestricted Stock Unit · Derivative | 1,271 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031434 · doc4.xml · derivative · entry 1 Thaler Warren S · CIK 0001293595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,271 Underlying: Common Stock · 1,271 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 20, 2020 will become vested on the earlier of (i) May 20, 2021 or (i) the date of the 2021 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 20, 2020 will become vested on the earlier of (i) May 20, 2021 or (i) the date of the 2021 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. Read SEC document |
| May 20, 2020 Filed May 21, 2020 22:20 UTC |
SIEGEL SUSAN EDirector
|
GrantRestricted Stock Unit · Derivative | 1,271 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031432 · doc4.xml · derivative · entry 1 SIEGEL SUSAN E · CIK 0001240363 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,271 Underlying: Common Stock · 1,271 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 20, 2020 will become vested on the earlier of (i) May 20, 2021 or (i) the date of the 2021 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 20, 2020 will become vested on the earlier of (i) May 20, 2021 or (i) the date of the 2021 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. Read SEC document |
| May 20, 2020 Filed May 21, 2020 22:20 UTC |
SANTORA GREG JDirector
|
GrantRestricted Stock Unit · Derivative | 1,271 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031431 · doc4.xml · derivative · entry 1 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,271 Underlying: Common Stock · 1,271 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 20, 2020 will become vested on the earlier of (i) May 20, 2021 or (i) the date of the 2021 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 20, 2020 will become vested on the earlier of (i) May 20, 2021 or (i) the date of the 2021 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. Read SEC document |
| May 20, 2020 Filed May 21, 2020 22:19 UTC |
Saia Andrea LynnDirector
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GrantRestricted Stock Unit · Derivative | 1,271 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031429 · doc4.xml · derivative · entry 1 Saia Andrea Lynn · CIK 0001552993 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,271 Underlying: Common Stock · 1,271 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 20, 2020 will become vested on the earlier of (i) May 20, 2021 or (i) the date of the 2021 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 20, 2020 will become vested on the earlier of (i) May 20, 2021 or (i) the date of the 2021 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. Read SEC document |
| May 20, 2020 Filed May 21, 2020 22:18 UTC |
PRESCOTT THOMAS MDirector
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GrantRestricted Stock Unit · Derivative | 1,271 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031428 · doc4.xml · derivative · entry 1 PRESCOTT THOMAS M · CIK 0001234773 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,271 Underlying: Common Stock · 1,271 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 20, 2020 will become vested on the earlier of (i) May 20, 2021 or (i) the date of the 2021 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 20, 2020 will become vested on the earlier of (i) May 20, 2021 or (i) the date of the 2021 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. Read SEC document |
| May 20, 2020 Filed May 21, 2020 22:17 UTC |
Myong AnneDirector
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GrantRestricted Stock Unit · Derivative | 1,271 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031427 · doc4.xml · derivative · entry 3 Myong Anne · CIK 0001783781 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,271 Underlying: Common Stock · 1,271 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 20, 2020 will become vested on the earlier of (i) May 20, 2021 or (ii) the date of the 2021 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 20, 2020 will become vested on the earlier of (i) May 20, 2021 or (ii) the date of the 2021 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. Read SEC document |
| May 20, 2020 Filed May 21, 2020 22:17 UTC |
Myong AnneDirector
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Exercise / conversionRestricted Stock Unit · Derivative | 935 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031427 · doc4.xml · derivative · entry 2 Myong Anne · CIK 0001783781 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 935 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 100% of the restricted stock unit granted on August 1, 2019 became vested on May 20, 2020 and shares were delivered to reporting person on such vest date. F2 · derivative.expiration_date: 100% of the restricted stock unit granted on August 1, 2019 became vested on May 20, 2020 and shares were delivered to reporting person on such vest date. Read SEC document |
| May 20, 2020 Filed May 21, 2020 22:17 UTC |
Myong AnneDirector
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GrantCommon Stock | 935 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031427 · doc4.xml · nonDerivative · entry 1 Myong Anne · CIK 0001783781 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,499 Read SEC document |
| May 20, 2020 Filed May 21, 2020 22:16 UTC |
MORROW GEORGE JDirector
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GrantRestricted Stock Unit · Derivative | 1,271 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031425 · doc4.xml · derivative · entry 1 MORROW GEORGE J · CIK 0001068754 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,271 Underlying: Common Stock · 1,271 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 20, 2020 will become vested on the earlier of (i) May 20, 2021 or (i) the date of the 2021 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 20, 2020 will become vested on the earlier of (i) May 20, 2021 or (i) the date of the 2021 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. Read SEC document |
| May 20, 2020 Filed May 21, 2020 22:15 UTC |
LARKIN C RAYMOND JRDirector
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GrantRestricted Stock Unit · Derivative | 1,694 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031423 · doc4.xml · derivative · entry 1 LARKIN C RAYMOND JR · CIK 0001034464 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,694 Underlying: Common Stock · 1,694 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 20, 2020 will become vested on the earlier of (i) May 20, 2021 or (i) the date of the 2021 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 20, 2020 will become vested on the earlier of (i) May 20, 2021 or (i) the date of the 2021 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. Read SEC document |
| May 20, 2020 Filed May 21, 2020 22:14 UTC |
LACOB JOSEPHDirector
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GrantRestricted Stock Unit · Derivative | 1,271 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031422 · doc4.xml · derivative · entry 1 LACOB JOSEPH · CIK 0001215490 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,271 Underlying: Common Stock · 1,271 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 20, 2020 will become vested on the earlier of (i) May 20, 2021 or (i) the date of the 2021 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 20, 2020 will become vested on the earlier of (i) May 20, 2021 or (i) the date of the 2021 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. Read SEC document |
| May 20, 2020 Filed May 21, 2020 22:13 UTC |
Dallas Kevin JDirector
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GrantRestricted Stock Unit · Derivative | 1,271 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031421 · doc4.xml · derivative · entry 1 Dallas Kevin J · CIK 0001730784 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,271 Underlying: Common Stock · 1,271 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 20, 2020 will become vested on the earlier of (i) May 20, 2021 or (i) the date of the 2021 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 20, 2020 will become vested on the earlier of (i) May 20, 2021 or (i) the date of the 2021 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. Read SEC document |
| May 19, 2020 Filed May 21, 2020 22:16 UTC |
Morici JohnChief Financial Officer
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SaleCommon Stock | 5,075 | $227.96 | $1,156,901.57 |
DisclosureSEC source: 0001209191-20-031424 · doc4.xml · nonDerivative · entry 2 Morici John · CIK 0001689552 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,961 Read SEC document |
| May 19, 2020 Filed May 21, 2020 22:16 UTC |
Morici JohnChief Financial Officer
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SaleCommon Stock | 771 | $227.95 | $175,750.99 |
DisclosureSEC source: 0001209191-20-031424 · doc4.xml · nonDerivative · entry 1 Morici John · CIK 0001689552 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,036 Read SEC document |
| May 18, 2020 Filed May 19, 2020 23:11 UTC |
Pudipeddi Vamsi Mohan RajSVP, Chief Marketing Officer
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SaleCommon Stock | 202 | $229.77 | $46,413.60 |
DisclosureSEC source: 0001209191-20-030705 · doc4.xml · nonDerivative · entry 3 Pudipeddi Vamsi Mohan Raj · CIK 0001768087 · SVP, Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.