Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALIGN TECHNOLOGY INCALGN · Entity 3488 | SVP & Mng Dir. Asia Pacific | May 08, 2019 | December 16, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALIGN TECHNOLOGY INC
Report date May 08, 2019 · Filed December 16, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,746 |
Reported balance
After 2019-05-08 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2019-05-08 · Sale · Disposed 3,506 · Balance 17,746 F1: This Form 4/A does not report a new transaction. The number of shares reported as sold on May 8, 2019 was incorrect, and is being corrected to reflect the sale of 3,506 shares. F2: The number of shares reported as beneficially owned has been corrected for the error in the reported number of shares sold, and reflects the reporting person's correct ownership as of the date of filing of this Form 4/A. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4/A does not report a new transaction. The number of shares reported as sold on May 8, 2019 was incorrect, and is being corrected to reflect the sale of 3,506 shares.
F2: The number of shares reported as beneficially owned has been corrected for the error in the reported number of shares sold, and reflects the reporting person's correct ownership as of the date of filing of this Form 4/A.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 04, 2020 Filed Nov 6, 2020 23:35 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 2,000 | $472.23 | $944,460.00 |
DisclosureSEC source: 0001209191-20-057360 · doc4.xml · nonDerivative · entry 2 Tay Julie · CIK 0001649020 · SVP & Mng Dir. Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,692 Read SEC document |
| November 04, 2020 Filed Nov 6, 2020 23:35 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 4,000 | $480.00 | $1,920,000.00 |
DisclosureSEC source: 0001209191-20-057360 · doc4.xml · nonDerivative · entry 1 Tay Julie · CIK 0001649020 · SVP & Mng Dir. Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,692 Read SEC document |
| August 13, 2020 Filed Aug 15, 2020 00:10 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 1,550 | $310.00 | $480,500.00 |
DisclosureSEC source: 0001209191-20-046865 · doc4.xml · nonDerivative · entry 1 Tay Julie · CIK 0001649020 · SVP & Mng Dir. Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,692 Read SEC document |
| May 22, 2020 Filed May 26, 2020 22:27 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 3,370 | $241.00 | $812,170.00 |
DisclosureSEC source: 0001209191-20-032161 · doc4.xml · nonDerivative · entry 1 Tay Julie · CIK 0001649020 · SVP & Mng Dir. Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,242 Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:47 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantMarket Stock Unit · Derivative | 11,030 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012278 · doc4.xml · derivative · entry 8 Tay Julie · CIK 0001649020 · SVP & Mng Dir. Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,030 Underlying: Common Stock · 11,030 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F8 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F8 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:47 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantRestricted Stock Unit · Derivative | 2,173 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012278 · doc4.xml · derivative · entry 7 Tay Julie · CIK 0001649020 · SVP & Mng Dir. Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,173 Underlying: Common Stock · 2,173 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:47 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionMarket Stock Unit · Derivative | 12,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012278 · doc4.xml · derivative · entry 6 Tay Julie · CIK 0001649020 · SVP & Mng Dir. Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,400 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F6 · derivative.exercise_date: The market stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. F6 · derivative.expiration_date: The market stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:47 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 596 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012278 · doc4.xml · derivative · entry 5 Tay Julie · CIK 0001649020 · SVP & Mng Dir. Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,785 Underlying: Common Stock · 596 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:47 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012278 · doc4.xml · derivative · entry 4 Tay Julie · CIK 0001649020 · SVP & Mng Dir. Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900 Underlying: Common Stock · 450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:47 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 1,550 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012278 · doc4.xml · derivative · entry 3 Tay Julie · CIK 0001649020 · SVP & Mng Dir. Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,550 Underlying: Common Stock · 1,550 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:47 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 2,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012278 · doc4.xml · derivative · entry 2 Tay Julie · CIK 0001649020 · SVP & Mng Dir. Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:47 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 17,246 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012278 · doc4.xml · nonDerivative · entry 1 Tay Julie · CIK 0001649020 · SVP & Mng Dir. Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2019 Filed Nov 29, 2019 21:14 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 2,739 | $280.01 | $766,946.57 |
DisclosureSEC source: 0001649020-19-000006 · primary_doc.xml · nonDerivative · entry 1 Tay Julie · CIK 0001649020 · SVP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,366 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $280.00 to $280.11, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 15, 2019 Filed May 16, 2019 00:34 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 10,000 | $325.00 | $3,250,000.00 |
DisclosureSEC source: 0001649020-19-000003 · primary_doc.xml · nonDerivative · entry 2 Tay Julie · CIK 0001649020 · SVP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,096 Read SEC document |
| May 14, 2019 Filed May 16, 2019 00:34 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 3,500 | $315.00 | $1,102,500.00 |
DisclosureSEC source: 0001649020-19-000003 · primary_doc.xml · nonDerivative · entry 1 Tay Julie · CIK 0001649020 · SVP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,096 Read SEC document |
| May 08, 2019 Filed May 9, 2019 23:32 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 3,560 | $325.00 | $1,157,000.00 |
DisclosureSEC source: 0001649020-19-000002 · primary_doc.xml · nonDerivative · entry 1 Tay Julie · CIK 0001649020 · SVP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,596 Read SEC document |
| May 08, 2019 Filed Dec 16, 2020 01:07 UTC Amendment | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 3,506 | $325.00 | $1,139,450.00 |
DisclosureSEC source: 0001209191-20-063638 · doc4a.xml · nonDerivative · entry 1 Tay Julie · CIK 0001649020 · SVP & Mng Dir. Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,746 F1 · shares: This Form 4/A does not report a new transaction. The number of shares reported as sold on May 8, 2019 was incorrect, and is being corrected to reflect the sale of 3,506 shares. F2 · balance_after: The number of shares reported as beneficially owned has been corrected for the error in the reported number of shares sold, and reflects the reporting person's correct ownership as of the date of filing of this Form 4/A. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:08 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantMarket Stock Unit · Derivative | 11,908 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004548 · doc4.xml · derivative · entry 8 Tay Julie · CIK 0001649020 · SVP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,908 Underlying: Common Stock · 11,908 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F8 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F8 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:08 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantRestricted Stock Unit · Derivative | 2,381 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004548 · doc4.xml · derivative · entry 7 Tay Julie · CIK 0001649020 · SVP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,381 Underlying: Common Stock · 2,381 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 will become vested on February 20, 2020 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 will become vested on February 20, 2020 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:08 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionMarket Stock Unit · Derivative | 13,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004548 · doc4.xml · derivative · entry 6 Tay Julie · CIK 0001649020 · SVP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F6 · derivative.exercise_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2016. Shares were delivered to reporting person on such vest date. F6 · derivative.expiration_date: Represents the maximum number of shares issued under the market stock unit granted on February 20, 2016. Shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:08 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004548 · doc4.xml · derivative · entry 5 Tay Julie · CIK 0001649020 · SVP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,350 Underlying: Common Stock · 450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:08 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 1,550 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004548 · doc4.xml · derivative · entry 4 Tay Julie · CIK 0001649020 · SVP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,100 Underlying: Common Stock · 1,550 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:08 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 2,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004548 · doc4.xml · derivative · entry 3 Tay Julie · CIK 0001649020 · SVP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,250 Underlying: Common Stock · 2,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:08 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 1,480 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004548 · doc4.xml · derivative · entry 2 Tay Julie · CIK 0001649020 · SVP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,480 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:08 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 19,230 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004548 · doc4.xml · nonDerivative · entry 1 Tay Julie · CIK 0001649020 · SVP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 23:00 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 1,250 | $254.58 | $318,227.50 |
DisclosureSEC source: 0001288257-19-000002 · primary_doc.xml · nonDerivative · entry 1 Tay Julie · CIK 0001649020 · SVP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,926 Read SEC document |
| May 21, 2018 Filed May 22, 2018 20:32 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 4,440 | $300.00 | $1,332,000.00 |
DisclosureSEC source: 0001288257-18-000011 · primary_doc.xml · nonDerivative · entry 1 Tay Julie · CIK 0001649020 · SVP,Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,176 Read SEC document |
| May 11, 2018 Filed May 14, 2018 22:19 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 2,250 | $285.00 | $641,250.00 |
DisclosureSEC source: 0001649020-18-000001 · primary_doc.xml · nonDerivative · entry 1 Tay Julie · CIK 0001649020 · SVP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,616 Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:12 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantMarket Stock Unit · Derivative | 9,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005085 · doc4.xml · derivative · entry 7 Tay Julie · CIK 0001649020 · SVP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,250 Underlying: Common Stock · 9,250 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F7 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F7 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:12 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantRestricted Stock Unit · Derivative | 1,800 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005085 · doc4.xml · derivative · entry 6 Tay Julie · CIK 0001649020 · SVP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,800 Underlying: Common Stock · 1,800 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:12 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 1,550 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005085 · doc4.xml · derivative · entry 5 Tay Julie · CIK 0001649020 · SVP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,650 Underlying: Common Stock · 1,550 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:12 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 2,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005085 · doc4.xml · derivative · entry 4 Tay Julie · CIK 0001649020 · SVP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Underlying: Common Stock · 2,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:12 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 1,480 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005085 · doc4.xml · derivative · entry 3 Tay Julie · CIK 0001649020 · SVP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,480 Underlying: Common Stock · 1,480 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:12 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 1,123 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005085 · doc4.xml · derivative · entry 2 Tay Julie · CIK 0001649020 · SVP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,123 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:12 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 6,403 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005085 · doc4.xml · nonDerivative · entry 1 Tay Julie · CIK 0001649020 · SVP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,866 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 23:18 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 1,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001689552-17-000004 · primary_doc.xml · derivative · entry 2 Tay Julie · CIK 0001649020 · VP,Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on November 20, 2013 became vested on November 20, 2017 and shares were delivered to reporting person on such vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on November 20, 2013 became vested on November 20, 2017 and shares were delivered to reporting person on such vest date. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 23:18 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001689552-17-000004 · primary_doc.xml · nonDerivative · entry 1 Tay Julie · CIK 0001649020 · VP,Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 22:35 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 3,500 | $253.00 | $885,500.00 |
DisclosureSEC source: 0001649020-17-000002 · primary_doc.xml · nonDerivative · entry 1 Tay Julie · CIK 0001649020 · VP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,213 Read SEC document |
| April 20, 2017 Filed Apr 21, 2017 22:41 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 3,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001649020-17-000001 · primary_doc.xml · derivative · entry 2 Tay Julie · CIK 0001649020 · VP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on April 1. 2013 became vested on April 20, 207 and shares were delivered to reporting person. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on April 1. 2013 became vested on April 20, 207 and shares were delivered to reporting person. Read SEC document |
| April 20, 2017 Filed Apr 21, 2017 22:41 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001649020-17-000001 · primary_doc.xml · nonDerivative · entry 1 Tay Julie · CIK 0001649020 · VP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,713 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:06 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantMarket Stock Unit · Derivative | 12,400 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005082 · doc4.xml · derivative · entry 7 Tay Julie · CIK 0001649020 · VP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,400 Underlying: Common Stock · 12,400 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F7 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F7 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:06 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantRestricted Stock Unit · Derivative | 6,200 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005082 · doc4.xml · derivative · entry 6 Tay Julie · CIK 0001649020 · VP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,200 Underlying: Common Stock · 6,200 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares were delivered to reporting person on such vest date. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:06 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 2,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005082 · doc4.xml · derivative · entry 5 Tay Julie · CIK 0001649020 · VP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,750 Underlying: Common Stock · 2,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on February 22, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on February 22, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:06 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 1,480 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005082 · doc4.xml · derivative · entry 4 Tay Julie · CIK 0001649020 · VP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,960 Underlying: Common Stock · 1,480 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2017 and shares were delivered to reporting person on February 22, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2015 became vested on February 20, 2017 and shares were delivered to reporting person on February 22, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:06 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 3,506 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005082 · doc4.xml · derivative · entry 3 Tay Julie · CIK 0001649020 · VP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,506 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 2/3rd of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. F3 · derivative.expiration_date: 2/3rd of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:06 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 1,123 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005082 · doc4.xml · derivative · entry 2 Tay Julie · CIK 0001649020 · VP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,123 Underlying: Common Stock · 1,123 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2014 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:06 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 8,359 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005082 · doc4.xml · nonDerivative · entry 1 Tay Julie · CIK 0001649020 · VP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,713 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 20, 2016 Filed Nov 22, 2016 22:12 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 1,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001596092-16-000004 · primary_doc.xml · derivative · entry 2 Tay Julie · CIK 0001649020 · VP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on November 20,2013 became vested on November 20, 2016 and shares were delivered to reporting person on November 21, 2016. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on November 20,2013 became vested on November 20, 2016 and shares were delivered to reporting person on November 21, 2016. The restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| November 20, 2016 Filed Nov 22, 2016 22:12 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 1,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001596092-16-000004 · primary_doc.xml · nonDerivative · entry 1 Tay Julie · CIK 0001649020 · VP, Asia Pacific 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,354 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.