Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALIGN TECHNOLOGY INCALGN · Entity 3488 | SVP & Mng Dir. Itero | November 04, 2020 | November 05, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALIGN TECHNOLOGY INC
Report date November 04, 2020 · Filed November 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 636 |
Reported balance
After 2020-11-04 transaction · row 1
1 source rowRow 1 · 2020-11-04 · Sale · Disposed 881 · Balance 636 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 04, 2020 Filed Nov 5, 2020 23:57 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 881 | $483.00 | $425,523.00 |
DisclosureSEC source: 0001209191-20-057204 · doc4.xml · nonDerivative · entry 1 Shaked Yuval · CIK 0001749094 · SVP & Mng Dir. Itero 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636 Read SEC document |
| November 03, 2020 Filed Nov 4, 2020 23:59 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 800 | $461.68 | $369,344.00 |
DisclosureSEC source: 0001209191-20-057004 · doc4.xml · nonDerivative · entry 2 Shaked Yuval · CIK 0001749094 · SVP & Mng Dir. Itero 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,517 Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 23:59 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 1,000 | $432.10 | $432,100.00 |
DisclosureSEC source: 0001209191-20-057004 · doc4.xml · nonDerivative · entry 1 Shaked Yuval · CIK 0001749094 · SVP & Mng Dir. Itero 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,317 F1 · balance_after: Includes 81 shares acquired under the ALGN ESPP on July 31, 2020. Read SEC document |
| July 20, 2020 Filed Jul 21, 2020 22:29 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 2,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043235 · doc4.xml · derivative · entry 2 Shaked Yuval · CIK 0001749094 · SVP & Mng Dir. Itero 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,216 Underlying: Common Stock · 2,216 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on July 20, 2017 became vested on July 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on July 20, 2017 became vested on July 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| July 20, 2020 Filed Jul 21, 2020 22:29 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 2,216 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043235 · doc4.xml · nonDerivative · entry 1 Shaked Yuval · CIK 0001749094 · SVP & Mng Dir. Itero 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,236 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:46 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantMarket Stock Unit · Derivative | 9,805 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012276 · doc4.xml · derivative · entry 5 Shaked Yuval · CIK 0001749094 · SVP & Mng Dir. Itero 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,805 Underlying: Common Stock · 9,805 shares Expires not disclosed F2 · derivative.exercise_price: Represents par value of ALGN common stock. F6 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F6 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:46 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantRestricted Stock Unit · Derivative | 1,932 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012276 · doc4.xml · derivative · entry 4 Shaked Yuval · CIK 0001749094 · SVP & Mng Dir. Itero 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,932 Underlying: Common Stock · 1,932 shares Expires not disclosed F2 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:46 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 410 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012276 · doc4.xml · derivative · entry 3 Shaked Yuval · CIK 0001749094 · SVP & Mng Dir. Itero 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,227 Underlying: Common Stock · 410 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:46 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 424 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012276 · doc4.xml · derivative · entry 2 Shaked Yuval · CIK 0001749094 · SVP & Mng Dir. Itero 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 848 Underlying: Common Stock · 424 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:46 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 834 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012276 · doc4.xml · nonDerivative · entry 1 Shaked Yuval · CIK 0001749094 · SVP & Mng Dir. Itero 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 145 shares acquired under the ALGN ESPP on January 31, 2020. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 22:19 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 800 | $268.61 | $214,888.08 |
DisclosureSEC source: 0001234778-19-000008 · primary_doc.xml · nonDerivative · entry 1 Shaked Yuval · CIK 0001749094 · SVP and Mgng Director, Itero 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41 Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 23:03 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 500 | $260.25 | $130,125.00 |
DisclosureSEC source: 0001215490-19-000013 · primary_doc.xml · nonDerivative · entry 1 Shaked Yuval · CIK 0001749094 · SVP and Mgng Director, Itero 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 841 Read SEC document |
| August 30, 2019 Filed Sep 3, 2019 21:31 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 900 | $183.60 | $165,240.00 |
DisclosureSEC source: 0001288257-19-000012 · primary_doc.xml · nonDerivative · entry 1 Shaked Yuval · CIK 0001749094 · SVP and Mgng Director, Itero 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,341 Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 21:17 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 2,217 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001777603-19-000004 · primary_doc.xml · derivative · entry 2 Shaked Yuval · CIK 0001749094 · SVP and Mgng Director, Itero 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,432 Underlying: Common Stock · 2,217 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on July 3, 2017 became vested on July 20, 2019 and shares were delivered to reporting person on July 22, 2019. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on July 3, 2017 became vested on July 20, 2019 and shares were delivered to reporting person on July 22, 2019. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| July 22, 2019 Filed Jul 24, 2019 21:17 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 2,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001777603-19-000004 · primary_doc.xml · nonDerivative · entry 1 Shaked Yuval · CIK 0001749094 · SVP and Mgng Director, Itero 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,241 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 400 | $255.52 | $102,208.00 |
DisclosureSEC source: 0001749094-19-000001 · primary_doc.xml · nonDerivative · entry 1 Shaked Yuval · CIK 0001749094 · SVP and Mgng Director, Itero 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24 Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantMarket Stock Unit · Derivative | 8,185 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004541 · doc4.xml · derivative · entry 4 Shaked Yuval · CIK 0001749094 · SVP and Mgng Director, Itero 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,185 Underlying: Common Stock · 8,185 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F4 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantRestricted Stock Unit · Derivative | 1,637 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004541 · doc4.xml · derivative · entry 3 Shaked Yuval · CIK 0001749094 · SVP and Mgng Director, Itero 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,637 Underlying: Common Stock · 1,637 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 will become vested on February 20, 2020 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually and shares will be delivered to reporting person on each vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 will become vested on February 20, 2020 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 424 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004541 · doc4.xml · derivative · entry 2 Shaked Yuval · CIK 0001749094 · SVP and Mgng Director, Itero 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,272 Underlying: Common Stock · 424 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:05 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 424 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004541 · doc4.xml · nonDerivative · entry 1 Shaked Yuval · CIK 0001749094 · SVP and Mgng Director, Itero 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.