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Hockridge Stuart A

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65032
SEC CIK
0001675043

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CompanyLast reported asReport datePublished
ALIGN TECHNOLOGY INCALGN · Entity 3488EVP, GLOBAL HRFebruary 20, 2026February 25, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALIGN TECHNOLOGY INC

Report date February 20, 2026 · Filed February 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect16,102 Reported balance After 2026-02-20 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-02-20 · Exercise / conversion · Acquired 4,310 · Balance 16,102

F1: Includes 125 shares acquired on January 30, 2026 and 109 shares acquired on January 31, 2025 under the ALGN Employee Stock Purchase Plan.

Common StockSEC Table I · non-derivativeDirect14,892 Reported balance After 2026-02-20 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-02-20 · Tax withholding · Disposed 1,210 · Balance 14,892

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct836 Reported balance After 2026-02-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-02-20 · Exercise / conversion · Disposed 419 · Balance 836

F2: Represents par value of ALGN common stock.

F3: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct1,590 Reported balance After 2026-02-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-02-20 · Exercise / conversion · Disposed 531 · Balance 1,590

F2: Represents par value of ALGN common stock.

F4: 1/4th of the restricted stock unit granted on February 20, 2025 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-02-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-02-20 · Exercise / conversion · Disposed 227 · Balance 0

F2: Represents par value of ALGN common stock.

F5: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct418 Reported balance After 2026-02-20 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-02-20 · Exercise / conversion · Disposed 419 · Balance 418

F2: Represents par value of ALGN common stock.

F7: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Market Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-02-20 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-02-20 · Exercise / conversion · Disposed 2,714 · Balance 0

F2: Represents par value of ALGN common stock.

F6: The market stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such vest date.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 125 shares acquired on January 30, 2026 and 109 shares acquired on January 31, 2025 under the ALGN Employee Stock Purchase Plan.

F2: Represents par value of ALGN common stock.

F3: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F4: 1/4th of the restricted stock unit granted on February 20, 2025 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F5: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date.

F6: The market stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such vest date.

F7: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2026 Filed Feb 25, 2026 01:00 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 419 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-067973 · ownership.xml · derivative · entry 7

Hockridge Stuart A · CIK 0001675043 · EVP, GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 418

Underlying: Common Stock · 419 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Read SEC document
February 20, 2026 Filed Feb 25, 2026 01:00 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionMarket Stock Unit · Derivative 2,714 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-067973 · ownership.xml · derivative · entry 6

Hockridge Stuart A · CIK 0001675043 · EVP, GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,714 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: The market stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such vest date.

F6 · derivative.expiration_date: The market stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2026 Filed Feb 25, 2026 01:00 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 227 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-067973 · ownership.xml · derivative · entry 5

Hockridge Stuart A · CIK 0001675043 · EVP, GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date.

Read SEC document
February 20, 2026 Filed Feb 25, 2026 01:00 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 531 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-067973 · ownership.xml · derivative · entry 4

Hockridge Stuart A · CIK 0001675043 · EVP, GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,590

Underlying: Common Stock · 531 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2025 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2025 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Read SEC document
February 20, 2026 Filed Feb 25, 2026 01:00 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 419 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-067973 · ownership.xml · derivative · entry 3

Hockridge Stuart A · CIK 0001675043 · EVP, GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 836

Underlying: Common Stock · 419 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Read SEC document
February 20, 2026 Filed Feb 25, 2026 01:00 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 1,210 $190.02 $229,924.20
Disclosure

SEC source: 0001193125-26-067973 · ownership.xml · nonDerivative · entry 2

Hockridge Stuart A · CIK 0001675043 · EVP, GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,892

Read SEC document
February 20, 2026 Filed Feb 25, 2026 01:00 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 4,310 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-067973 · ownership.xml · nonDerivative · entry 1

Hockridge Stuart A · CIK 0001675043 · EVP, GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 125 shares acquired on January 30, 2026 and 109 shares acquired on January 31, 2025 under the ALGN Employee Stock Purchase Plan.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:46 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantMarket Stock Unit · Derivative 4,307 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005335 · form4-02242025_110223.xml · derivative · entry 9

Hockridge Stuart A · CIK 0001675043 · EVP GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,307

Underlying: Common Stock · 4,307 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F8 · derivative.exercise_date: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F8 · derivative.expiration_date: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:46 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantRestricted Stock Unit · Derivative 2,121 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005335 · form4-02242025_110223.xml · derivative · entry 8

Hockridge Stuart A · CIK 0001675043 · EVP GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,121

Underlying: Common Stock · 2,121 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2025 will become vested on February 20, 2026 and shares will be delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.

F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2025 will become vested on February 20, 2026 and shares will be delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:46 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 419 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005335 · form4-02242025_110223.xml · derivative · entry 7

Hockridge Stuart A · CIK 0001675043 · EVP GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,255

Underlying: Common Stock · 419 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each such vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each such vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:46 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 419 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005335 · form4-02242025_110223.xml · derivative · entry 6

Hockridge Stuart A · CIK 0001675043 · EVP GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 837

Underlying: Common Stock · 419 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:46 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionMarket Stock Unit · Derivative 1,314 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005335 · form4-02242025_110223.xml · derivative · entry 5

Hockridge Stuart A · CIK 0001675043 · EVP GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,314 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: The market stock unit granted on February 20, 2022 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date.

F4 · derivative.expiration_date: The market stock unit granted on February 20, 2022 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:46 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 227 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005335 · form4-02242025_110223.xml · derivative · entry 4

Hockridge Stuart A · CIK 0001675043 · EVP GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 227

Underlying: Common Stock · 227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:46 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 208 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005335 · form4-02242025_110223.xml · derivative · entry 3

Hockridge Stuart A · CIK 0001675043 · EVP GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 208 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:46 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 696 $198.06 $137,849.76
Disclosure

SEC source: 0001415889-25-005335 · form4-02242025_110223.xml · nonDerivative · entry 2

Hockridge Stuart A · CIK 0001675043 · EVP GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,558

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:46 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 2,587 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005335 · form4-02242025_110223.xml · nonDerivative · entry 1

Hockridge Stuart A · CIK 0001675043 · EVP GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,254

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 00:52 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantMarket Stock Unit · Derivative 3,399 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004944 · form4-02232024_120226.xml · derivative · entry 9

Hockridge Stuart A · CIK 0001675043 · EVP GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,399

Underlying: Common Stock · 3,399 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F9 · derivative.exercise_date: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F9 · derivative.expiration_date: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2024 Filed Feb 23, 2024 00:52 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantRestricted Stock Unit · Derivative 1,674 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004944 · form4-02232024_120226.xml · derivative · entry 8

Hockridge Stuart A · CIK 0001675043 · EVP GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,674

Underlying: Common Stock · 1,674 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2024 will become vested on February 20, 2025 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each such vest date.

F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2024 will become vested on February 20, 2025 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on each such vest date.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 00:52 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionMarket Stock Unit · Derivative 1,459 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004944 · form4-02232024_120226.xml · derivative · entry 7

Hockridge Stuart A · CIK 0001675043 · EVP GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,459 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: The market stock unit granted on February 20, 2021 vested on February 20, 2024 and shares were delivered to reporting person on such vest date.

F7 · derivative.expiration_date: The market stock unit granted on February 20, 2021 vested on February 20, 2024 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 00:52 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 419 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004944 · form4-02232024_120226.xml · derivative · entry 6

Hockridge Stuart A · CIK 0001675043 · EVP GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,256

Underlying: Common Stock · 419 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 00:52 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 227 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004944 · form4-02232024_120226.xml · derivative · entry 5

Hockridge Stuart A · CIK 0001675043 · EVP GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 454

Underlying: Common Stock · 227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 00:52 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 208 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004944 · form4-02232024_120226.xml · derivative · entry 4

Hockridge Stuart A · CIK 0001675043 · EVP GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208

Underlying: Common Stock · 208 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 00:52 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 452 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004944 · form4-02232024_120226.xml · derivative · entry 3

Hockridge Stuart A · CIK 0001675043 · EVP GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 452 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 00:52 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 1,139 $313.53 $357,110.67
Disclosure

SEC source: 0001415889-24-004944 · form4-02232024_120226.xml · nonDerivative · entry 2

Hockridge Stuart A · CIK 0001675043 · EVP GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,674

Read SEC document
February 20, 2024 Filed Feb 23, 2024 00:52 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantCommon Stock 2,765 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004944 · form4-02232024_120226.xml · nonDerivative · entry 1

Hockridge Stuart A · CIK 0001675043 · EVP GLOBAL HR

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,813

F1 · balance_after: Includes 51 shares acquired on July 31, 2023 and 89 shares acquired on January 31, 2024 under the ALGN Employee Stock Purchase Plan.

Read SEC document
February 20, 2023 Filed Feb 24, 2023 01:12 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantMarket Stock Unit · Derivative 3,402 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012415 · doc4.xml · derivative · entry 9

Hockridge Stuart A · CIK 0001675043 · EVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,402

Underlying: Common Stock · 3,402 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F9 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F9 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2023 Filed Feb 24, 2023 01:12 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantRestricted Stock Unit · Derivative 1,675 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012415 · doc4.xml · derivative · entry 8

Hockridge Stuart A · CIK 0001675043 · EVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,675

Underlying: Common Stock · 1,675 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2023 will become vested on February 20, 2024 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually thereafter and shares will be delivered to reporting person on each vest date.

F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2023 will become vested on February 20, 2024 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually thereafter and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2023 Filed Feb 24, 2023 01:12 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionMarket Stock Unit · Derivative 1,381 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012415 · doc4.xml · derivative · entry 7

Hockridge Stuart A · CIK 0001675043 · EVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,381 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: The market stock unit granted February 20, 2020 became fully vested on February 20, 2023, and shares were delivered to reporting person on such vest date.

F7 · derivative.expiration_date: The market stock unit granted February 20, 2020 became fully vested on February 20, 2023, and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2023 Filed Feb 24, 2023 01:12 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 521 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012415 · doc4.xml · derivative · entry 6

Hockridge Stuart A · CIK 0001675043 · EVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2023 Filed Feb 24, 2023 01:12 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 453 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012415 · doc4.xml · derivative · entry 5

Hockridge Stuart A · CIK 0001675043 · EVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452

Underlying: Common Stock · 453 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2023 Filed Feb 24, 2023 01:12 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 208 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012415 · doc4.xml · derivative · entry 4

Hockridge Stuart A · CIK 0001675043 · EVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 416

Underlying: Common Stock · 208 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2023 Filed Feb 24, 2023 01:12 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 227 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012415 · doc4.xml · derivative · entry 3

Hockridge Stuart A · CIK 0001675043 · EVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 681

Underlying: Common Stock · 227 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2023 Filed Feb 24, 2023 01:12 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 1,286 $316.71 $407,289.06
Disclosure

SEC source: 0001209191-23-012415 · doc4.xml · nonDerivative · entry 2

Hockridge Stuart A · CIK 0001675043 · EVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,908

Read SEC document
February 20, 2023 Filed Feb 24, 2023 01:12 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 2,790 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012415 · doc4.xml · nonDerivative · entry 1

Hockridge Stuart A · CIK 0001675043 · EVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,194

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 125 shares acquired under the ALGN ESPP on January 31, 2023.

Read SEC document
February 20, 2022 Filed Feb 25, 2022 00:06 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantMarket Stock Unit · Derivative 4,540 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012816 · doc4.xml · derivative · entry 9

Hockridge Stuart A · CIK 0001675043 · EVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,540

Underlying: Common Stock · 4,540 shares

Expires not disclosed

F7 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F7 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2022 Filed Feb 25, 2022 00:06 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantRestricted Stock Unit · Derivative 908 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012816 · doc4.xml · derivative · entry 8

Hockridge Stuart A · CIK 0001675043 · EVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 908

Underlying: Common Stock · 908 shares

Expires not disclosed

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2022 will become vested on February 20, 2023 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2022 will become vested on February 20, 2023 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2022 Filed Feb 25, 2022 00:06 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 208 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012816 · doc4.xml · derivative · entry 7

Hockridge Stuart A · CIK 0001675043 · EVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 624

Underlying: Common Stock · 208 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2022 Filed Feb 25, 2022 00:06 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 453 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012816 · doc4.xml · derivative · entry 6

Hockridge Stuart A · CIK 0001675043 · EVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 905

Underlying: Common Stock · 453 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2022 Filed Feb 25, 2022 00:06 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 521 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012816 · doc4.xml · derivative · entry 5

Hockridge Stuart A · CIK 0001675043 · EVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521

Underlying: Common Stock · 521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2022 Filed Feb 25, 2022 00:06 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionMarket Stock Unit · Derivative 7,771 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012816 · doc4.xml · derivative · entry 4

Hockridge Stuart A · CIK 0001675043 · EVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,771 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The market stock unit granted February 20, 2019 became fully vested on February 20, 2022, and shares were delivered to reporting person on such vest date.

F2 · derivative.expiration_date: The market stock unit granted February 20, 2019 became fully vested on February 20, 2022, and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2022 Filed Feb 25, 2022 00:06 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 450 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012816 · doc4.xml · derivative · entry 3

Hockridge Stuart A · CIK 0001675043 · EVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 450 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date.

F1 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2022 Filed Feb 25, 2022 00:06 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 4,273 $498.65 $2,130,731.45
Disclosure

SEC source: 0001209191-22-012816 · doc4.xml · nonDerivative · entry 2

Hockridge Stuart A · CIK 0001675043 · EVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,279

Read SEC document
February 20, 2022 Filed Feb 25, 2022 00:06 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 9,403 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012816 · doc4.xml · nonDerivative · entry 1

Hockridge Stuart A · CIK 0001675043 · EVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 27, 2021 Filed Dec 28, 2021 22:25 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 1,199 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-21-071402 · doc4.xml · derivative · entry 3

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,199 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents par value of ALGN common stock.

F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on December 27, 2017 became vested on December 27, 2021 and shares were delivered to reporting person on such vest date.

F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on December 27, 2017 became vested on December 27, 2021 and shares were delivered to reporting person on such vest date.

Read SEC document
December 27, 2021 Filed Dec 28, 2021 22:25 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 607 $661.07 $401,269.49
Disclosure

SEC source: 0001209191-21-071402 · doc4.xml · nonDerivative · entry 2

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,149

Read SEC document
December 27, 2021 Filed Dec 28, 2021 22:25 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 1,199 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-071402 · doc4.xml · nonDerivative · entry 1

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 20:34 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 SaleCommon Stock 440 $700.31 $308,135.61
Disclosure

SEC source: 0001209191-21-049348 · doc4.xml · nonDerivative · entry 8

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557

F6 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $700.23 to $700.44, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 20:34 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 SaleCommon Stock 1,485 $700.95 $1,040,904.66
Disclosure

SEC source: 0001209191-21-049348 · doc4.xml · nonDerivative · entry 7

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 997

F5 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $700.52 to $701.475, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 20:34 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 SaleCommon Stock 1,250 $701.92 $877,398.75
Disclosure

SEC source: 0001209191-21-049348 · doc4.xml · nonDerivative · entry 6

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,482

F4 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $701.50 to $702.435, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 20:34 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 SaleCommon Stock 527 $703.05 $370,505.24
Disclosure

SEC source: 0001209191-21-049348 · doc4.xml · nonDerivative · entry 5

Hockridge Stuart A · CIK 0001675043 · SVP Global HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,732

F3 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $702.70 to $703.53, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.