Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALIGN TECHNOLOGY INCALGN · Entity 3488 | SVP and Mgng Director, EMEA | August 27, 2020 | August 28, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALIGN TECHNOLOGY INC
Report date August 27, 2020 · Filed August 28, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,670 |
Reported balance
After 2020-08-27 transaction · row 1
1 source rowRow 1 · 2020-08-27 · Sale · Disposed 4,727 · Balance 17,670 F1: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $307.0501 to $307.20, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $307.0501 to $307.20, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 27, 2020 Filed Aug 28, 2020 21:28 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 4,727 | $307.19 | $1,452,064.91 |
DisclosureSEC source: 0001209191-20-048668 · doc4.xml · nonDerivative · entry 1 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,670 F1 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $307.0501 to $307.20, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:31 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionMarket Stock Unit · Derivative | 11,030 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012247 · doc4.xml · derivative · entry 9 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,030 Underlying: Common Stock · 11,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F8 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F8 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:31 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 2,173 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012247 · doc4.xml · derivative · entry 8 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,173 Underlying: Common Stock · 2,173 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 will become vested on February 20, 2021 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:31 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 558 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012247 · doc4.xml · derivative · entry 6 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,674 Underlying: Common Stock · 558 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:31 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012247 · doc4.xml · derivative · entry 5 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900 Underlying: Common Stock · 450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:31 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 1,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012247 · doc4.xml · derivative · entry 4 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,500 Underlying: Common Stock · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:31 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 2,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012247 · doc4.xml · derivative · entry 3 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:31 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Tax withholdingCommon Stock | 7,879 | $272.49 | $2,146,948.71 |
DisclosureSEC source: 0001209191-20-012247 · doc4.xml · nonDerivative · entry 2 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,397 Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:31 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 16,633 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012247 · doc4.xml · nonDerivative · entry 1 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2020 Filed Feb 25, 2020 00:31 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionMarket Stock Unit · Derivative | 12,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-012247 · doc4.xml · derivative · entry 7 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F6 · derivative.exercise_date: The market stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. F6 · derivative.expiration_date: The market stock unit granted on February 20, 2017 became vested on February 20, 2020 and shares were delivered to reporting person on such vest date. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:07 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantMarket Stock Unit · Derivative | 11,163 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004547 · doc4.xml · derivative · entry 8 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,163 Underlying: Common Stock · 11,163 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F7 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F7 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:07 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantRestricted Stock Unit · Derivative | 2,232 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004547 · doc4.xml · derivative · entry 7 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,232 Underlying: Common Stock · 2,232 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 will become vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually and shares will be delivered to reporting person on each vest date. F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 will become vested on February 20, 2020 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:07 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionMarket Stock Unit · Derivative | 12,750 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004547 · doc4.xml · derivative · entry 6 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: The market stock unit granted on February 20, 2016 became vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. F5 · derivative.expiration_date: The market stock unit granted on February 20, 2016 became vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:07 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 450 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004547 · doc4.xml · derivative · entry 5 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,350 Underlying: Common Stock · 450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually and shares will be delivered to reporting person on each vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:07 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 1,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004547 · doc4.xml · derivative · entry 4 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Underlying: Common Stock · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually and shares will be delivered to reporting person on each vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:07 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 2,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004547 · doc4.xml · derivative · entry 3 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,125 Underlying: Common Stock · 2,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2019 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:07 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Tax withholdingCommon Stock | 7,909 | $253.79 | $2,007,225.11 |
DisclosureSEC source: 0000899243-19-004547 · doc4.xml · nonDerivative · entry 2 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,643 Read SEC document |
| February 20, 2019 Filed Feb 22, 2019 21:07 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 16,825 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-004547 · doc4.xml · nonDerivative · entry 1 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,552 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 22:50 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 2,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001288257-18-000029 · primary_doc.xml · derivative · entry 3 Beard Simon · CIK 0001649798 · SVP and Mgng Dir., EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock F2 · derivative.exercise_date: 1/4 of the restricted stock unit granted on December 20, 2014 became vested on December 20, 2018, and shares were delivered to reporting person on such vest date. F2 · derivative.expiration_date: 1/4 of the restricted stock unit granted on December 20, 2014 became vested on December 20, 2018, and shares were delivered to reporting person on such vest date. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 22:50 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Tax withholdingCommon Stock | 850 | $197.78 | $168,113.00 |
DisclosureSEC source: 0001288257-18-000029 · primary_doc.xml · nonDerivative · entry 2 Beard Simon · CIK 0001649798 · SVP and Mgng Dir., EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,727 Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 22:50 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001288257-18-000029 · primary_doc.xml · nonDerivative · entry 1 Beard Simon · CIK 0001649798 · SVP and Mgng Dir., EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,577 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2018 Filed Aug 30, 2018 22:21 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 3,895 | $384.48 | $1,497,534.41 |
DisclosureSEC source: 0001288257-18-000024 · primary_doc.xml · nonDerivative · entry 1 Beard Simon · CIK 0001649798 · SVP and Mnging Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,577 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $384.4389 to $384.71, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:18 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantMarket Stock Unit · Derivative | 9,250 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005096 · doc4.xml · derivative · entry 6 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,250 Underlying: Common Stock · 9,250 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F5 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F5 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:18 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantRestricted Stock Unit · Derivative | 1,800 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005096 · doc4.xml · derivative · entry 5 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,800 Underlying: Common Stock · 1,800 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually and shares will be delivered to reporting person on each vest date. F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 will become vested on February 20, 2019 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:18 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 1,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005096 · doc4.xml · derivative · entry 4 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 Underlying: Common Stock · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:18 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 2,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005096 · doc4.xml · derivative · entry 3 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,250 Underlying: Common Stock · 2,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2018 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:18 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Tax withholdingCommon Stock | 1,320 | $255.45 | $337,194.00 |
DisclosureSEC source: 0000899243-18-005096 · doc4.xml · nonDerivative · entry 2 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,472 Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 22:18 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 3,625 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-005096 · doc4.xml · nonDerivative · entry 1 Beard Simon · CIK 0001649798 · SVP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 23:46 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 2,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001649798-17-000001 · primary_doc.xml · derivative · entry 3 Beard Simon · CIK 0001649798 · VP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on December 1, 2014 became vested on December 20, 2017 and shares were delivered to reporting person. 1/4th of the restricted stock unit will continue to vest annually. Shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on December 1, 2014 became vested on December 20, 2017 and shares were delivered to reporting person. 1/4th of the restricted stock unit will continue to vest annually. Shares will be delivered to reporting person on each vest date. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 23:46 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001649798-17-000001 · primary_doc.xml · nonDerivative · entry 1 Beard Simon · CIK 0001649798 · VP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,895 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:06 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantMarket Stock Unit · Derivative | 12,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005085 · doc4.xml · derivative · entry 5 Beard Simon · CIK 0001649798 · VP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). F4 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. All of the shares which may be issued under the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement). Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:06 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantRestricted Stock Unit · Derivative | 6,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005085 · doc4.xml · derivative · entry 4 Beard Simon · CIK 0001649798 · VP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually and shares will be delivered to reporting person on each vest date. F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2017 will become vested on February 20, 2018 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:06 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 2,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005085 · doc4.xml · derivative · entry 3 Beard Simon · CIK 0001649798 · VP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,375 Underlying: Common Stock · 2,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2016 became vested on February 20, 2017 and shares were delivered to reporting person on February 21, 2017. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:06 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Tax withholdingCommon Stock | 774 | $101.77 | $78,766.11 |
DisclosureSEC source: 0000899243-17-005085 · doc4.xml · nonDerivative · entry 2 Beard Simon · CIK 0001649798 · VP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,895 Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 21:06 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 2,125 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-005085 · doc4.xml · nonDerivative · entry 1 Beard Simon · CIK 0001649798 · VP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,669 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 23:35 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 2,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001601045-16-000016 · primary_doc.xml · derivative · entry 3 Beard Simon · CIK 0001649798 · VP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 2,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 1/4th of the restricted stock unit granted on December 1, 2014 became vested on December 20, 2016 and shares were delivered to reporting person. 1/4th of the restricted stock unit will continue to vest annually, and shares will be delivered to reporting person on each vest date. F2 · derivative.expiration_date: 1/4th of the restricted stock unit granted on December 1, 2014 became vested on December 20, 2016 and shares were delivered to reporting person. 1/4th of the restricted stock unit will continue to vest annually, and shares will be delivered to reporting person on each vest date. Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 23:35 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Tax withholdingCommon Stock | 728 | $99.39 | $72,355.92 |
DisclosureSEC source: 0001601045-16-000016 · primary_doc.xml · nonDerivative · entry 2 Beard Simon · CIK 0001649798 · VP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,544 Read SEC document |
| December 20, 2016 Filed Dec 21, 2016 23:35 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001601045-16-000016 · primary_doc.xml · nonDerivative · entry 1 Beard Simon · CIK 0001649798 · VP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2016 Filed Dec 21, 2017 23:46 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Tax withholdingCommon Stock | 728 | $233.65 | $170,097.20 |
DisclosureSEC source: 0001649798-17-000001 · primary_doc.xml · nonDerivative · entry 2 Beard Simon · CIK 0001649798 · VP and Mgng Director, EMEA 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,167 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.