Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALIGN TECHNOLOGY INCALGN · Entity 3488 | Director | May 17, 2023 | May 19, 2023 |
| RetailMeNot, Inc.SALE · Entity 175784 | Director | May 23, 2017 | May 25, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALIGN TECHNOLOGY INC
Report date May 17, 2023 · Filed May 19, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 11,987 |
Reported balance
After 2023-05-17 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2023-05-17 · Exercise / conversion · Acquired 1,114 · Balance 11,987 F1: The shares are held directly by a family trust for which the reporting person is a co-trustee. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2023-05-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-05-17 · Exercise / conversion · Disposed 1,114 · Balance 0 F2: Represents par value of ALGN common stock. F3: 100% of the restricted stock unit granted on May 18, 2022 became vested on May 17, 2023 and shares were delivered to reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares are held directly by a family trust for which the reporting person is a co-trustee.
F2: Represents par value of ALGN common stock.
F3: 100% of the restricted stock unit granted on May 18, 2022 became vested on May 17, 2023 and shares were delivered to reporting person.
RetailMeNot, Inc.
Report date May 23, 2017 · Filed May 25, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Series 1 Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-05-23 transaction · row 1
1 source rowRow 1 · 2017-05-23 · Disposition to issuer · Disposed 14,018 · Balance 0 F1: Disposed of upon the closing of the tender offer and merger pursuant to the Agreement and Plan of Merger by and among Harland Clarke Holdings Corp. ("Parent"), R. Acquisition Sub, Inc. ("Purchaser") (a wholly owned subsidiary of Parent), and Issuer, dated as of April 10, 2017 (the "Merger Agreement"), whereby Purchaser acquired each outstanding share of Series 1 common stock of the Issuer for a cash payment of $11.60 per share. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.58 · Expires 2026-04-28 | Direct | 0 |
Reported balance
After 2017-05-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-05-23 · Disposition to issuer · Disposed 17,792 · Balance 0 F2: Disposed of pursuant to the Merger Agreement, whereby each stock option that was outstanding and unexercised immediately prior to the Effective Time (as defined in the Merger Agreement), whether or not vested, was cancelled in exchange for the right to receive cash in an amount equal to the product of (i) the total number of shares subject to each such option immediately prior to the Effective Time and (ii) the excess, if any, of (x) $11.60 over (y) the exercise price per share subject to such stock option. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.81 · Expires 2024-04-30 | Direct | 0 |
Reported balance
After 2017-05-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-05-23 · Disposition to issuer · Disposed 3,918 · Balance 0 F3: Pursuant to the terms of the Merger Agreement, options with an exercise price greater than $11.60 per share were terminated without any payment therefore in the Merger (as defined in the Merger Agreement). |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.38 · Expires 2025-04-30 | Direct | 0 |
Reported balance
After 2017-05-23 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-05-23 · Disposition to issuer · Disposed 7,129 · Balance 0 F3: Pursuant to the terms of the Merger Agreement, options with an exercise price greater than $11.60 per share were terminated without any payment therefore in the Merger (as defined in the Merger Agreement). |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.00 · Expires 2023-05-08 | Direct | 0 |
Reported balance
After 2017-05-23 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-05-23 · Disposition to issuer · Disposed 24,275 · Balance 0 F3: Pursuant to the terms of the Merger Agreement, options with an exercise price greater than $11.60 per share were terminated without any payment therefore in the Merger (as defined in the Merger Agreement). |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of upon the closing of the tender offer and merger pursuant to the Agreement and Plan of Merger by and among Harland Clarke Holdings Corp. ("Parent"), R. Acquisition Sub, Inc. ("Purchaser") (a wholly owned subsidiary of Parent), and Issuer, dated as of April 10, 2017 (the "Merger Agreement"), whereby Purchaser acquired each outstanding share of Series 1 common stock of the Issuer for a cash payment of $11.60 per share.
F2: Disposed of pursuant to the Merger Agreement, whereby each stock option that was outstanding and unexercised immediately prior to the Effective Time (as defined in the Merger Agreement), whether or not vested, was cancelled in exchange for the right to receive cash in an amount equal to the product of (i) the total number of shares subject to each such option immediately prior to the Effective Time and (ii) the excess, if any, of (x) $11.60 over (y) the exercise price per share subject to such stock option.
F3: Pursuant to the terms of the Merger Agreement, options with an exercise price greater than $11.60 per share were terminated without any payment therefore in the Merger (as defined in the Merger Agreement).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2023 Filed May 19, 2023 21:30 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Units · Derivative | 1,114 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-031144 · doc4.xml · derivative · entry 2 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,114 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 18, 2022 became vested on May 17, 2023 and shares were delivered to reporting person. F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 18, 2022 became vested on May 17, 2023 and shares were delivered to reporting person. Read SEC document |
| May 17, 2023 Filed May 19, 2023 21:30 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 1,114 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-031144 · doc4.xml · nonDerivative · entry 1 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 11,987 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held directly by a family trust for which the reporting person is a co-trustee. Read SEC document |
| May 18, 2022 Filed May 19, 2022 22:09 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantRestricted Stock Units · Derivative | 1,114 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-030704 · doc4.xml · derivative · entry 3 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,114 Underlying: Common Stock · 1,114 shares Expires not disclosed F2 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 100% of the restricted stock unit granted on May 18, 2022 will become vested on the earlier of (i) May 18, 2023 or (i) the date of the 2023 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. F4 · derivative.expiration_date: 100% of the restricted stock unit granted on May 18, 2022 will become vested on the earlier of (i) May 18, 2023 or (i) the date of the 2023 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. Read SEC document |
| May 18, 2022 Filed May 19, 2022 22:09 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Units · Derivative | 524 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-030704 · doc4.xml · derivative · entry 2 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 524 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 19, 2021 became vested on May 18, 2022 and shares were delivered to reporting person. F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 19, 2021 became vested on May 18, 2022 and shares were delivered to reporting person. Read SEC document |
| May 18, 2022 Filed May 19, 2022 22:09 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 524 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-030704 · doc4.xml · nonDerivative · entry 1 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held directly by a family trust for which the reporting person is a co-trustee. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 20:48 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 100 | $701.78 | $70,178.00 |
DisclosureSEC source: 0001209191-21-049655 · doc4.xml · nonDerivative · entry 2 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,349 F2 · ownership.nature: The shares are held directly by a family trust for which the reporting person is a co-trustee. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 20:48 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 2,400 | $701.32 | $1,683,159.84 |
DisclosureSEC source: 0001209191-21-049655 · doc4.xml · nonDerivative · entry 1 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 10,449 F1 · price: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $700.725 to $701.575, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held directly by a family trust for which the reporting person is a co-trustee. Read SEC document |
| May 19, 2021 Filed May 21, 2021 22:09 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantRestricted Stock Unit · Derivative | 524 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-035058 · doc4.xml · derivative · entry 3 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524 Underlying: Common Stock · 524 shares Expires not disclosed F2 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 100% of the restricted stock unit granted on May 19, 2021 will become vested on the earlier of (i) May 19, 2022 or (i) the date of the 2022 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. F4 · derivative.expiration_date: 100% of the restricted stock unit granted on May 19, 2021 will become vested on the earlier of (i) May 19, 2022 or (i) the date of the 2022 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. Read SEC document |
| May 19, 2021 Filed May 21, 2021 22:09 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 1,271 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-035058 · doc4.xml · derivative · entry 2 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,271 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 20, 2020 became vested on May 19, 2021 and shares were delivered to reporting person on such vest date. F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 20, 2020 became vested on May 19, 2021 and shares were delivered to reporting person on such vest date. Read SEC document |
| May 19, 2021 Filed May 21, 2021 22:09 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 1,271 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-035058 · doc4.xml · nonDerivative · entry 1 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 12,849 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held directly by a family trust for which the reporting person is a co-trustee. Read SEC document |
| October 26, 2020 Filed Oct 29, 2020 00:16 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 4,000 | $457.75 | $1,830,984.80 |
DisclosureSEC source: 0001209191-20-056151 · doc4.xml · nonDerivative · entry 1 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 11,578 F1 · ownership.nature: The shares are held directly by a family trust for which the reporting person is a co-trustee. Read SEC document |
| May 20, 2020 Filed May 21, 2020 22:20 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantRestricted Stock Unit · Derivative | 1,271 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-031431 · doc4.xml · derivative · entry 1 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,271 Underlying: Common Stock · 1,271 shares Expires not disclosed F1 · derivative.exercise_price: Represents par value of ALGN common stock. F2 · derivative.exercise_date: 100% of the restricted stock unit granted on May 20, 2020 will become vested on the earlier of (i) May 20, 2021 or (i) the date of the 2021 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. F2 · derivative.expiration_date: 100% of the restricted stock unit granted on May 20, 2020 will become vested on the earlier of (i) May 20, 2021 or (i) the date of the 2021 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:16 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Uni · Derivative | 921 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-030669 · doc4.xml · derivative · entry 2 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 921 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 15, 2019 became vested on May 15, 2020 and shares were delivered to reporting person on such vest date. F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 15, 2019 became vested on May 15, 2020 and shares were delivered to reporting person on such vest date. Read SEC document |
| May 15, 2020 Filed May 19, 2020 22:16 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantCommon Stock | 921 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-030669 · doc4.xml · nonDerivative · entry 1 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 15,578 F1 · ownership.nature: The shares are held directly by a family trust for which the reporting person is a co-trustee. Read SEC document |
| May 28, 2019 Filed May 29, 2019 22:57 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 3,000 | $313.13 | $939,397.80 |
DisclosureSEC source: 0001234778-19-000003 · primary_doc.xml · nonDerivative · entry 1 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 14,657 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $313.1104 to $313.38, inclusive. The reporting person undertakes to provide Align Technology Inc., any security holder of Align Technology Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held directly by a family trust for which the reporting person is a co-trustee. Read SEC document |
| May 15, 2019 Filed May 18, 2019 01:11 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantRestricted Stock Units · Derivative | 921 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001288257-19-000006 · primary_doc.xml · derivative · entry 3 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 921 Underlying: Common Stock · 921 shares Expires not disclosed F2 · derivative.exercise_price: Represents par value of ALGN common stock F4 · derivative.exercise_date: 100% of the restricted stock units will become vested on the earlier of (i) May 15, 2020 or (ii) the date of the 2020 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. F4 · derivative.expiration_date: 100% of the restricted stock units will become vested on the earlier of (i) May 15, 2020 or (ii) the date of the 2020 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. Read SEC document |
| May 15, 2019 Filed May 18, 2019 01:11 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 1,042 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001288257-19-000006 · primary_doc.xml · derivative · entry 2 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,042 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 16, 2018 became vested on May 15, 2019 and shares were delivered to reporting person on that date. F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 16, 2018 became vested on May 15, 2019 and shares were delivered to reporting person on that date. Read SEC document |
| May 15, 2019 Filed May 18, 2019 01:11 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 1,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001288257-19-000006 · primary_doc.xml · nonDerivative · entry 1 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 17,657 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held directly by a family trust for which the reporting person is a co-trustee. Read SEC document |
| May 29, 2018 Filed May 30, 2018 22:14 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 5,500 | $324.07 | $1,782,385.00 |
DisclosureSEC source: 0001288257-18-000014 · primary_doc.xml · nonDerivative · entry 1 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 16,615 F1 · ownership.nature: The shares are held directly by a family trust for which the reporting person is a co-trustee. Read SEC document |
| May 16, 2018 Filed May 18, 2018 21:25 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantRestricted Stock Unit · Derivative | 1,042 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001288257-18-000005 · primary_doc.xml · derivative · entry 3 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,042 Underlying: Common Stock · 1,042 shares Expires not disclosed F2 · derivative.exercise_price: Represents par value of ALGN common stock. F4 · derivative.exercise_date: 100% of the restricted stock unit granted on May 16, 2018 will become vested on the earlier of (i) May 16, 2019 or (ii) the date of the 2019 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. F4 · derivative.expiration_date: 100% of the restricted stock unit granted on May 16, 2018 will become vested on the earlier of (i) May 16, 2019 or (ii) the date of the 2019 annual meeting of stockholders. Shares will be delivered to reporting person on the vest date. Read SEC document |
| May 16, 2018 Filed May 18, 2018 21:25 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 3,115 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001288257-18-000005 · primary_doc.xml · derivative · entry 2 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,115 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock. F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 17, 2017 became vested on May 16, 2018 and shares were delivered to reporting person on that date. F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 17, 2017 became vested on May 16, 2018 and shares were delivered to reporting person on that date. Read SEC document |
| May 16, 2018 Filed May 18, 2018 21:25 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 3,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001288257-18-000005 · primary_doc.xml · nonDerivative · entry 1 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 22,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held directly by a family trust for which the reporting person is a co-trustee. Read SEC document |
| October 31, 2017 Filed Nov 1, 2017 23:17 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 7,700 | $238.95 | $1,839,918.08 |
DisclosureSEC source: 0001234778-17-000006 · primary_doc.xml · nonDerivative · entry 1 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 19,000 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $238.7411 to $239.0554, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held by a family trust for which the reporting person is a co-trustee. Read SEC document |
| May 23, 2017 Filed May 25, 2017 21:18 UTC | RetailMeNot, Inc. SALE · Entity 175784 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 24,275 | Not disclosed Strike: $19.00 | Not disclosed |
DisclosureSEC source: 0000899243-17-014418 · doc4.xml · derivative · entry 5 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Series 1 Common Stock · 24,275 shares Expires 2023-05-08 F3 · price: Pursuant to the terms of the Merger Agreement, options with an exercise price greater than $11.60 per share were terminated without any payment therefore in the Merger (as defined in the Merger Agreement). F3 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, options with an exercise price greater than $11.60 per share were terminated without any payment therefore in the Merger (as defined in the Merger Agreement). Read SEC document |
| May 23, 2017 Filed May 25, 2017 21:18 UTC | RetailMeNot, Inc. SALE · Entity 175784 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 7,129 | Not disclosed Strike: $18.38 | Not disclosed |
DisclosureSEC source: 0000899243-17-014418 · doc4.xml · derivative · entry 4 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Series 1 Common Stock · 7,129 shares Expires 2025-04-30 F3 · price: Pursuant to the terms of the Merger Agreement, options with an exercise price greater than $11.60 per share were terminated without any payment therefore in the Merger (as defined in the Merger Agreement). F3 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, options with an exercise price greater than $11.60 per share were terminated without any payment therefore in the Merger (as defined in the Merger Agreement). Read SEC document |
| May 23, 2017 Filed May 25, 2017 21:18 UTC | RetailMeNot, Inc. SALE · Entity 175784 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 3,918 | Not disclosed Strike: $29.81 | Not disclosed |
DisclosureSEC source: 0000899243-17-014418 · doc4.xml · derivative · entry 3 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Series 1 Common Stock · 3,918 shares Expires 2024-04-30 F3 · price: Pursuant to the terms of the Merger Agreement, options with an exercise price greater than $11.60 per share were terminated without any payment therefore in the Merger (as defined in the Merger Agreement). F3 · derivative.exercise_date: Pursuant to the terms of the Merger Agreement, options with an exercise price greater than $11.60 per share were terminated without any payment therefore in the Merger (as defined in the Merger Agreement). Read SEC document |
| May 23, 2017 Filed May 25, 2017 21:18 UTC | RetailMeNot, Inc. SALE · Entity 175784 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 17,792 | $3.02 Strike: $8.58 | $53,731.84 |
DisclosureSEC source: 0000899243-17-014418 · doc4.xml · derivative · entry 2 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Series 1 Common Stock · 17,792 shares Expires 2026-04-28 F2 · derivative.exercise_date: Disposed of pursuant to the Merger Agreement, whereby each stock option that was outstanding and unexercised immediately prior to the Effective Time (as defined in the Merger Agreement), whether or not vested, was cancelled in exchange for the right to receive cash in an amount equal to the product of (i) the total number of shares subject to each such option immediately prior to the Effective Time and (ii) the excess, if any, of (x) $11.60 over (y) the exercise price per share subject to such stock option. Read SEC document |
| May 23, 2017 Filed May 25, 2017 21:18 UTC | RetailMeNot, Inc. SALE · Entity 175784 | Disposition to issuerSeries 1 Common Stock, $0.001 par value | 14,018 | $11.60 | $162,608.80 |
DisclosureSEC source: 0000899243-17-014418 · doc4.xml · nonDerivative · entry 1 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Disposed of upon the closing of the tender offer and merger pursuant to the Agreement and Plan of Merger by and among Harland Clarke Holdings Corp. ("Parent"), R. Acquisition Sub, Inc. ("Purchaser") (a wholly owned subsidiary of Parent), and Issuer, dated as of April 10, 2017 (the "Merger Agreement"), whereby Purchaser acquired each outstanding share of Series 1 common stock of the Issuer for a cash payment of $11.60 per share. Read SEC document |
| May 17, 2017 Filed May 18, 2017 23:29 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | GrantRestricted Stock Unit · Derivative | 3,115 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001288257-17-000010 · primary_doc.xml · derivative · entry 3 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,115 Underlying: Common Stock · 3,115 shares Expires not disclosed F1 · derivative.exercise_price: The shares are held by a family trust for which the reporting person is a co-trustee. F4 · derivative.exercise_date: 100% of the restricted stock unit will become vested upon the earlier of (1) one year after the date of grant or (2) the date of issuer's annual meeting of stockholders to be held in 2018. Shares will be delivered to reporting person on the vest date. F4 · derivative.expiration_date: 100% of the restricted stock unit will become vested upon the earlier of (1) one year after the date of grant or (2) the date of issuer's annual meeting of stockholders to be held in 2018. Shares will be delivered to reporting person on the vest date. Read SEC document |
| May 17, 2017 Filed May 18, 2017 23:29 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionRestricted Stock Unit · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001288257-17-000010 · primary_doc.xml · derivative · entry 2 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents par value of ALGN common stock F3 · derivative.exercise_date: 100% of the restricted stock unit granted on May 18, 2016 became vested on May 17, 2017 and shares were delivered to reporting person on May 17, 2017. F3 · derivative.expiration_date: 100% of the restricted stock unit granted on May 18, 2016 became vested on May 17, 2017 and shares were delivered to reporting person on May 17, 2017. Read SEC document |
| May 17, 2017 Filed May 18, 2017 23:29 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001288257-17-000010 · primary_doc.xml · nonDerivative · entry 1 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 26,700 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held by a family trust for which the reporting person is a co-trustee. Read SEC document |
| November 11, 2016 Filed Nov 14, 2016 22:55 UTC | ALIGN TECHNOLOGY INC ALGN · Entity 3488 | SaleCommon Stock | 10,700 | $91.51 | $979,130.25 |
DisclosureSEC source: 0001234773-16-000006 · primary_doc.xml · nonDerivative · entry 1 SANTORA GREG J · CIK 0001188901 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 21,700 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.27 to $91.69, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: The shares are held by a family trust for which the reporting person is a co-trustee. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.