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Nasdaq · USD

AEIS

ADVANCED ENERGY INDUSTRIES INC

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3497
SEC CIK
0000927003
Parsed reports
358

Last 12 months

Inside the activity.

0 purchase rows · 61 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202502
Jan 202601
Feb 202604
Mar 2026024
Apr 202602
May 202600
Jun 202601
Jul 202600
Aug 2026021
Sep 202602
Oct 202601

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 02, 2023 Filed Oct 4, 2023 17:34 UTC SaleCommon Stock 1,000 $103.26 $103,260.00
Disclosure

SEC source: 0001209191-23-051827 · doc4.xml · nonDerivative · entry 1

FOSTER RONALD C · CIK 0001222896 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,618

F1 · kind: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2023.

Read SEC document
October 02, 2023 Filed Oct 4, 2023 17:32 UTC SaleCommon Stock 148 $103.26 $15,282.48
Disclosure

SEC source: 0001209191-23-051825 · doc4.xml · nonDerivative · entry 1

DelSanto Anne · CIK 0001770310 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,092

F1 · kind: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 20, 2023.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 15:40 UTC SaleCommon Stock 1,000 $118.48 $118,480.00
Disclosure

SEC source: 0001209191-23-048071 · doc4.xml · nonDerivative · entry 2

FOSTER RONALD C · CIK 0001222896 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,618

F1 · balance_after: Represents 2,655 unvested restricted stock units and 963 shares of common stock.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 15:40 UTC SaleCommon Stock 1,000 $118.48 $118,480.00
Disclosure

SEC source: 0001209191-23-048071 · doc4.xml · nonDerivative · entry 1

FOSTER RONALD C · CIK 0001222896 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,618

F1 · balance_after: Represents 2,655 unvested restricted stock units and 963 shares of common stock.

Read SEC document
August 02, 2023 Filed Jan 19, 2024 19:31 UTC
Donaghey JohnEVP, Global Sales
Tax withholdingCommon Stock 420 $126.03 $52,932.60
Disclosure

SEC source: 0001209191-24-001887 · doc4.xml · nonDerivative · entry 1

Donaghey John · CIK 0001940410 · EVP, Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,542

F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units.

Read SEC document
August 01, 2023 Filed Aug 2, 2023 14:38 UTC SaleCommon Stock 1,000 $123.46 $123,460.00
Disclosure

SEC source: 0001209191-23-044113 · doc4.xml · nonDerivative · entry 2

FOSTER RONALD C · CIK 0001222896 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,618

F1 · balance_after: Represents 2,655 unvested restricted stock units and 2,963 shares of common stock.

Read SEC document
August 01, 2023 Filed Aug 2, 2023 14:38 UTC SaleCommon Stock 1,000 $123.46 $123,460.00
Disclosure

SEC source: 0001209191-23-044113 · doc4.xml · nonDerivative · entry 1

FOSTER RONALD C · CIK 0001222896 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,618

F1 · balance_after: Represents 2,655 unvested restricted stock units and 2,963 shares of common stock.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 14:48 UTC SaleCommon Stock 1,000 $110.91 $110,910.00
Disclosure

SEC source: 0001209191-23-040773 · doc4.xml · nonDerivative · entry 2

FOSTER RONALD C · CIK 0001222896 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,618

F1 · balance_after: Represents 2,655 unvested restricted stock units and 4,963 shares of common stock.

Read SEC document
July 03, 2023 Filed Jul 5, 2023 14:48 UTC SaleCommon Stock 1,000 $110.92 $110,920.00
Disclosure

SEC source: 0001209191-23-040773 · doc4.xml · nonDerivative · entry 1

FOSTER RONALD C · CIK 0001222896 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,618

F1 · balance_after: Represents 2,655 unvested restricted stock units and 4,963 shares of common stock.

Read SEC document
June 29, 2023 Filed Jul 5, 2023 14:47 UTC SaleCommon Stock 3,080 $110.00 $338,800.00
Disclosure

SEC source: 0001209191-23-040771 · doc4.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 32,434

F1 · balance_after: Represents 16,413 shares of unvested restricted stock units and 16,021 shares of common stock.

Read SEC document
June 07, 2023 Filed Jun 7, 2023 22:01 UTC SaleCommon Stock 1,000 $105.00 $105,000.00
Disclosure

SEC source: 0001209191-23-035205 · doc4.xml · nonDerivative · entry 1

FOSTER RONALD C · CIK 0001222896 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,618

F1 · balance_after: Represents 2,655 unvested restricted stock units and 6,963 shares of common stock.

Read SEC document
June 01, 2023 Filed Jun 2, 2023 14:39 UTC SaleCommon Stock 1,000 $97.98 $97,980.00
Disclosure

SEC source: 0001209191-23-033523 · doc4.xml · nonDerivative · entry 1

FOSTER RONALD C · CIK 0001222896 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,618

F1 · balance_after: Represents 2,655 unvested restricted stock units and 7,963 shares of common stock.

Read SEC document
May 26, 2023 Filed May 30, 2023 22:04 UTC SaleCommon Stock 3,837 $100.00 $383,700.00
Disclosure

SEC source: 0001209191-23-032977 · doc4.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 35,514

F1 · balance_after: Represents 16,413 shares of unvested restricted stock units and 19,101 shares of common stock.

Read SEC document
May 25, 2023 Filed May 26, 2023 17:07 UTC SaleCommon Stock 1,000 $95.00 $95,000.00
Disclosure

SEC source: 0001209191-23-032409 · doc4.xml · nonDerivative · entry 1

FOSTER RONALD C · CIK 0001222896 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,618

F1 · balance_after: Represents 2,655 unvested restricted stock units and 8,963 shares of common stock.

Read SEC document
May 10, 2023 Filed Dec 14, 2023 19:53 UTC SaleCommon Stock 1,062 $86.05 $91,385.10
Disclosure

SEC source: 0001209191-23-058597 · doc4.xml · nonDerivative · entry 1

Minnix Lanesha · CIK 0001708662 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,835

F1 · kind: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 16, 2022.

F2 · balance_after: Amount includes 2.409 shares acquired through the Dividend Reinvestment Plan. The numbers reported herein are rounded to the nearest number.

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May 09, 2023 Filed May 7, 2025 00:00 UTC Amendment Exercise / conversionCommon Stock 2,655 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-25-064819 · ownership.xml · nonDerivative · entry 1

BALL FREDERICK · CIK 0001175993 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By 1998 Ball Family Trust

Disclosed balance after: 40,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Table I of the reporting person's Form 4 filed on May 9, 2023, omitted the acquisition of 2,655 shares acquired on the vesting of restricted stock units on May 9, 2022. Table 2 of that same Form 4 omitted the vesting of 2,655 shares of restricted stock units on May 9, 2022, and incorrectly included them in Table 2, Column 9, with a new grant of 2,257 restricted stock units.

F2 · balance_after: Table I, Column 5 of the reporting person's Form 4 filed on May 9, 2023, omitted 46 shares acquired through the dividend reinvestment plan.

Read SEC document
May 05, 2023 Filed May 9, 2023 15:27 UTC
David ReedDirector
GrantCommon Stock · Derivative 2,257 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-028181 · doc4.xml · derivative · entry 2

David Reed · CIK 0001561621 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,257

Underlying: Common Stock · 2,257 shares

Expires not disclosed

F2 · shares: Represents an annual grant of restricted stock units on May 5, 2023 as the equity portion of non-employee directors' retainer for Board services under the 2023 Omnibus Incentive plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date.

F3 · derivative.exercise_date: Restricted stock units are not exercisable.

F4 · derivative.expiration_date: Restricted stock units do not have an expiration date.

Read SEC document
May 05, 2023 Filed May 9, 2023 15:19 UTC GrantCommon Stock · Derivative 2,257 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-028178 · doc4.xml · derivative · entry 2

Shirley Brian · CIK 0001353179 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,257

Underlying: Common Stock · 2,257 shares

Expires not disclosed

F2 · shares: Represents an annual grant of restricted stock units on May 5, 2023 as the equity portion of non-employee directors' retainer for Board services under the 2023 Omnibus Incentive plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date.

F3 · derivative.exercise_date: Restricted stock units are not exercisable.

F4 · derivative.expiration_date: Restricted stock units do not have an expiration date.

Read SEC document
May 05, 2023 Filed May 9, 2023 15:18 UTC
Roush John ADirector
GrantCommon Stock · Derivative 2,257 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-028176 · doc4.xml · derivative · entry 2

Roush John A · CIK 0001308225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,257

Underlying: Common Stock · 2,257 shares

Expires not disclosed

F2 · shares: Represents an annual grant of restricted stock units on May 5, 2023 as the equity portion of non-employee directors' retainer for Board services under the 2023 Omnibus Incentive plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date.

F3 · derivative.exercise_date: Restricted stock units are not exercisable.

F4 · derivative.expiration_date: Restricted stock units do not have an expiration date.

Read SEC document
May 05, 2023 Filed May 9, 2023 15:17 UTC GrantCommon Stock · Derivative 2,257 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-028174 · doc4.xml · derivative · entry 2

Minnix Lanesha · CIK 0001708662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,257

Underlying: Common Stock · 2,257 shares

Expires not disclosed

F2 · shares: Represents an annual grant of restricted stock units on May 5, 2023 as the equity portion of non-employee directors' retainer for Board services under the 2023 Omnibus Incentive plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date.

F3 · derivative.exercise_date: Restricted stock units are not exercisable.

F4 · derivative.expiration_date: Restricted stock units do not have an expiration date.

Read SEC document
May 05, 2023 Filed May 9, 2023 15:16 UTC GrantCommon Stock · Derivative 2,257 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-028173 · doc4.xml · derivative · entry 4

FOSTER RONALD C · CIK 0001222896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,257

Underlying: Common Stock · 2,257 shares

Expires not disclosed

F4 · shares: Represents an annual grant of restricted stock units on May 5, 2023 as the equity portion of non-employee directors' retainer for Board services under the 2023 Omnibus Incentive plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date.

F5 · derivative.exercise_date: Restricted stock units are not exercisable.

F6 · derivative.expiration_date: Restricted stock units do not have an expiration date.

Read SEC document
May 05, 2023 Filed May 9, 2023 15:15 UTC GrantCommon Stock · Derivative 2,257 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-028172 · doc4.xml · derivative · entry 2

Donikowski Tina · CIK 0001700872 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,257

Underlying: Common Stock · 2,257 shares

Expires not disclosed

F2 · shares: Represents an annual grant of restricted stock units on May 5, 2023 as the equity portion of non-employee directors' retainer for Board services under the 2023 Omnibus Incentive plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date.

F3 · derivative.exercise_date: Restricted stock units are not exercisable.

F4 · derivative.expiration_date: Restricted stock units do not have an expiration date.

Read SEC document
May 05, 2023 Filed May 9, 2023 15:15 UTC GrantCommon Stock · Derivative 2,257 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-028171 · doc4.xml · derivative · entry 2

DelSanto Anne · CIK 0001770310 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,257

Underlying: Common Stock · 2,257 shares

Expires not disclosed

F2 · shares: Represents an annual grant of restricted stock units on May 5, 2023 as the equity portion of non-employee directors' retainer for Board services under the 2023 Omnibus Incentive plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date.

F3 · derivative.exercise_date: Restricted stock units are not exercisable.

F4 · derivative.expiration_date: Restricted stock units do not have an expiration date.

Read SEC document
May 05, 2023 Filed May 9, 2023 15:14 UTC GrantCommon Stock · Derivative 2,821 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-028170 · doc4.xml · derivative · entry 2

BEARD GRANT H · CIK 0001173731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,821

Underlying: Common Stock · 2,821 shares

Expires not disclosed

F2 · shares: Represents an annual grant of restricted stock units on May 5, 2023 as the equity portion of non-employee directors' retainer for Board services under the 2023 Omnibus Incentive plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date.

F3 · derivative.exercise_date: Restricted stock units are not exercisable.

F4 · derivative.expiration_date: Restricted stock units do not have an expiration date.

Read SEC document
May 05, 2023 Filed May 9, 2023 14:59 UTC GrantCommon Stock · Derivative 2,257 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-028160 · doc4.xml · derivative · entry 2

BALL FREDERICK · CIK 0001175993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,912

Underlying: Common Stock · 2,257 shares

Expires not disclosed

F2 · shares: Represents an annual grant of restricted stock units on May 5, 2023 as the equity portion of non-employee directors' retainer for Board services under the 2023 Omnibus Incentive plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date.

F3 · derivative.exercise_date: Restricted stock units are not exercisable.

F4 · derivative.expiration_date: Restricted stock units do not have an expiration date.

F5 · derivative.underlying_shares: Represents 2,257 shares of unvested restricted stock units.

F6 · balance_after: Represents 4,912 shares of unvested restricted stock units.

Read SEC document
May 05, 2023 Filed May 7, 2025 00:00 UTC Amendment GrantRestricted Stock Units · Derivative 2,257 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-064819 · ownership.xml · derivative · entry 2

BALL FREDERICK · CIK 0001175993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,257

Underlying: Common Stock · 2,257 shares

Expires not disclosed

F3 · derivative.exercise_price: The 2,257 unvested restricted stock units represent an annual grant of restricted stock units on May 9, 2022, as the equity portion of non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date, are not exercisable, and do not have an expiration date.

F2 · shares: Table I, Column 5 of the reporting person's Form 4 filed on May 9, 2023, omitted 46 shares acquired through the dividend reinvestment plan.

F3 · derivative.exercise_date: The 2,257 unvested restricted stock units represent an annual grant of restricted stock units on May 9, 2022, as the equity portion of non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date, are not exercisable, and do not have an expiration date.

F3 · derivative.expiration_date: The 2,257 unvested restricted stock units represent an annual grant of restricted stock units on May 9, 2022, as the equity portion of non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The units vest on the one-year anniversary of the grant date contingent upon the Director's continued service upon such date, are not exercisable, and do not have an expiration date.

F4 · balance_after: Table 2, Column 9 of the reporting person's Form 4 filed on May 9, 2023, incorrectly included 2,655 restricted stock units that vested with a new grant of 2,257 restricted stock units for a total of 4,912 of derivative securities. Please see footnote 1 above.

Read SEC document
April 17, 2023 Filed Apr 19, 2023 21:26 UTC
Vonne Elizabeth KarpinskiEVP, General Counsel
Tax withholdingCommon Stock 752 $91.23 $68,604.96
Disclosure

SEC source: 0001209191-23-024873 · doc4.xml · nonDerivative · entry 1

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,649

F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units.

F2 · balance_after: Represents 8,685 shares of unvested restricted stock units and 964 shares of common stock.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 20:12 UTC
Kelley Stephen DouglasDirector · President and CEO
Tax withholdingCommon Stock 3,887 $96.36 $374,551.32
Disclosure

SEC source: 0001209191-23-020036 · doc4.xml · nonDerivative · entry 1

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,818

F1 · shares: Payment of tax liability by withholding securities incident to vesting of the restricted stock units.

F2 · balance_after: Represents 57,908 shares of unvested restricted stock units and 24,910 shares Common stock.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 20:10 UTC Tax withholdingCommon Stock 1,122 $96.36 $108,115.92
Disclosure

SEC source: 0001209191-23-020033 · doc4.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,351

F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units.

F2 · balance_after: Represents 16,413 shares of unvested restricted stock units and 22,938 shares of common stock.

Read SEC document
March 16, 2023 Filed Mar 20, 2023 20:08 UTC
Donaghey JohnEVP, Global Sales
Tax withholdingCommon Stock 508 $96.36 $48,950.88
Disclosure

SEC source: 0001209191-23-020029 · doc4.xml · nonDerivative · entry 1

Donaghey John · CIK 0001940410 · EVP, Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,962

F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units.

F2 · balance_after: Represents 10,289 shares of unvested restricted units and 2,673 shares of common stock.

F3 · balance_after: Due to an administrative error, the 3/1/23 previous Form 4 total share balance in column 5 was listed as 10,470 instead of 13,470.

Read SEC document
March 03, 2023 Filed Mar 3, 2023 22:37 UTC Tax withholdingCommon Stock 1,057 $94.58 $99,971.06
Disclosure

SEC source: 0001209191-23-015826 · doc4.xml · nonDerivative · entry 3

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,473

F3 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units.

F4 · balance_after: Represents 18,971 shares of unvested restricted stock units and 21,502 shares of common stock.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:37 UTC GrantPerformance Units · Derivative 9,460 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015826 · doc4.xml · derivative · entry 4

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,460

Underlying: Common Stock · 9,460 shares

Expires not disclosed

F5 · shares: These performance share awards were issued under the LTI Plan at 100% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled.

F5 · derivative.exercise_date: These performance share awards were issued under the LTI Plan at 100% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled.

F5 · derivative.expiration_date: These performance share awards were issued under the LTI Plan at 100% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:37 UTC Tax withholdingCommon Stock 786 $93.47 $73,467.42
Disclosure

SEC source: 0001209191-23-015826 · doc4.xml · nonDerivative · entry 2

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,530

F2 · shares: Payment of tax liability by withholding securities incident to vesting of performance stock units.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:37 UTC GrantCommon Stock 9,460 $93.47 $884,226.20
Disclosure

SEC source: 0001209191-23-015826 · doc4.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,316

F1 · shares: Employee Restricted Stock Units granted on 03/01/2023 under the Company's 2023 Long Term Incentive Plan (LTI Plan) will vest in 3 equal installments beginning on the first anniversary date of the grant.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:34 UTC
Kelley Stephen DouglasDirector · President and CEO
GrantPerformance Units · Derivative 32,849 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015822 · doc4.xml · derivative · entry 3

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,849

Underlying: Common Stock · 32,849 shares

Expires not disclosed

F4 · shares: These performance shares awards were issued under the LTI Plan at 100% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

F4 · derivative.exercise_date: These performance shares awards were issued under the LTI Plan at 100% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

F4 · derivative.expiration_date: These performance shares awards were issued under the LTI Plan at 100% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:34 UTC
Kelley Stephen DouglasDirector · President and CEO
Tax withholdingCommon Stock 3,226 $93.47 $301,534.22
Disclosure

SEC source: 0001209191-23-015822 · doc4.xml · nonDerivative · entry 2

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,705

F2 · shares: Payment of tax liability by withholding securities incident to vesting of the restricted stock units.

F3 · balance_after: Represents 66,763 shares of unvested restricted stock units and 19,942 shares Common stock.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:34 UTC
Kelley Stephen DouglasDirector · President and CEO
GrantCommon Stock 32,849 $93.47 $3,070,396.03
Disclosure

SEC source: 0001209191-23-015822 · doc4.xml · nonDerivative · entry 1

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,931

F1 · shares: Employee Restricted Stock units granted 03/01/2023 under the Company's 2023 Long Term Incentive Plan (LTI Plan) will vest in 3 equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:32 UTC
Vonne Elizabeth KarpinskiEVP, General Counsel
GrantPerformance Units · Derivative 5,255 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015819 · doc4.xml · derivative · entry 2

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,255

Underlying: Common Stock · 5,255 shares

Expires not disclosed

F3 · shares: These performance share awards were issued under the LTI Plan at 100% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

F3 · derivative.exercise_date: These performance share awards were issued under the LTI Plan at 100% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

F3 · derivative.expiration_date: These performance share awards were issued under the LTI Plan at 100% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

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March 01, 2023 Filed Mar 3, 2023 22:32 UTC
Vonne Elizabeth KarpinskiEVP, General Counsel
GrantCommon Stock 5,255 $93.47 $491,184.85
Disclosure

SEC source: 0001209191-23-015819 · doc4.xml · nonDerivative · entry 1

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,401

F1 · shares: Employee Restricted Stock units granted 03/01/2023 under the Company's 2023 Long Term Incentive Plan (LTI Plan) will vest in 3 equal installments beginning on the first anniversary of the grant date.

F2 · balance_after: Represents 10,401 shares of unvested restricted stock units.

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March 01, 2023 Filed Mar 3, 2023 22:29 UTC GrantPerformance Units · Derivative 8,409 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015811 · doc4.xml · derivative · entry 2

Acebedo Eduardo Bernal · CIK 0001881031 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,409

Underlying: Common Stock · 8,409 shares

Expires not disclosed

F3 · shares: These performance share awards were issued under the LTI Plan at 100% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

F3 · derivative.exercise_date: These performance share awards were issued under the LTI Plan at 100% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

F3 · derivative.expiration_date: These performance share awards were issued under the LTI Plan at 100% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

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March 01, 2023 Filed Mar 3, 2023 22:29 UTC GrantCommon Stock 8,409 $93.47 $785,989.23
Disclosure

SEC source: 0001209191-23-015811 · doc4.xml · nonDerivative · entry 1

Acebedo Eduardo Bernal · CIK 0001881031 · EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,951

F1 · shares: Employee Restricted Stock units granted 3/1/2023 under the Company's 2023 Long Term Incentive Plan (LTI Plan) will vest in 3 equal installments beginning on the first anniversary of the grant date.

F2 · balance_after: Represents 20,464 shares of unvested restricted stock units and 2,487 shares of common stock.

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March 01, 2023 Filed Mar 3, 2023 22:26 UTC
Donaghey JohnEVP, Global Sales
GrantPerformance Units · Derivative 5,255 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-015803 · doc4.xml · derivative · entry 2

Donaghey John · CIK 0001940410 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,255

Underlying: Common Stock · 5,255 shares

Expires not disclosed

F3 · shares: These performance share awards were issued under the LTI Plan at 100% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled.

F3 · derivative.exercise_date: These performance share awards were issued under the LTI Plan at 100% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled.

F3 · derivative.expiration_date: These performance share awards were issued under the LTI Plan at 100% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled.

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March 01, 2023 Filed Mar 3, 2023 22:26 UTC
Donaghey JohnEVP, Global Sales
GrantCommon Stock 5,255 $93.47 $491,184.85
Disclosure

SEC source: 0001209191-23-015803 · doc4.xml · nonDerivative · entry 1

Donaghey John · CIK 0001940410 · EVP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,470

F1 · shares: Employee Restricted Stock Units granted on 3/1/2023 under the Company's 2023 Long Term Incentive Plan (LTI Plan) will vest in 3 equal installments beginning on the anniversary date of the grant.

F2 · balance_after: Represents 11,667 shares of unvested restricted units and 1,803 shares of common stock.

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February 21, 2023 Filed Feb 23, 2023 21:28 UTC Tax withholdingCommon Stock 976 $92.76 $90,533.76
Disclosure

SEC source: 0001209191-23-012189 · doc4.xml · nonDerivative · entry 2

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,856

F2 · shares: Payment of tax liability by withholding securities incident to vesting of performance stock units.

F3 · balance_after: Represents 13,759 shares of unvested restricted stock units and 19,097 shares of common stock.

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February 21, 2023 Filed Feb 23, 2023 21:28 UTC GrantCommon Stock 2,299 $92.76 $213,255.24
Disclosure

SEC source: 0001209191-23-012189 · doc4.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,832

F1 · shares: These performance awards were reported voluntarily 3/3/2020. Certain Revenue and Earnings Per Shares 2020 performance metrics were met under the 2020 LTI Plan and the shares were approved for a 2/21/2023 release by the Board of Directors.

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November 04, 2022 Filed Nov 8, 2022 22:23 UTC Tax withholdingCommon Stock 1,261 $83.00 $104,663.00
Disclosure

SEC source: 0001209191-22-056138 · doc4.xml · nonDerivative · entry 2

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,533

F2 · shares: Payment of tax liability by withholding securities incident to vesting of performance stock units.

F3 · balance_after: Represents 13,759 shares of unvested restricted stock units and 17,774 shares of common stock.

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November 04, 2022 Filed Nov 8, 2022 22:23 UTC GrantCommon Stock 3,616 $83.00 $300,128.00
Disclosure

SEC source: 0001209191-22-056138 · doc4.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,794

F1 · shares: These performance awards were reported voluntarily 3/3/2020. Certain Revenue and Earnings Per Shares 2020 performance metrics were met under the 2020 LTI Plan and the shares were approved for a 11/4/2022 release by the Board of Directors.

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August 17, 2022 Filed Aug 19, 2022 20:20 UTC SaleCommon Stock 1,813 $94.27 $170,911.51
Disclosure

SEC source: 0001209191-22-046828 · doc4.xml · nonDerivative · entry 1

Donikowski Tina · CIK 0001700872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,955

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.37 to 94.25, inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc., any security holder of Advanced Energy Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

F2 · balance_after: Represents 2,655 shares of unvested restricted stock units and 5,300 shares of common stock.

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August 04, 2022 Filed Aug 8, 2022 20:29 UTC Tax withholdingCommon Stock 639 $94.11 $60,136.29
Disclosure

SEC source: 0001209191-22-044799 · doc4.xml · nonDerivative · entry 2

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,178

F2 · shares: Payment of tax liability by withholding securities incident to vesting of performance stock units.

F3 · balance_after: Represents 13,759 shares of unvested restricted stock units and 15,419 shares of common stock.

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August 04, 2022 Filed Aug 8, 2022 20:29 UTC GrantCommon Stock 1,808 $94.11 $170,150.88
Disclosure

SEC source: 0001209191-22-044799 · doc4.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,817

F1 · shares: These performance awards were reported voluntarily 3/3/2020. Certain Revenue and Earnings Per Shares 2020 performance metrics were met under the 2020 LTI Plan and the shares were approved for a 8/4/2022 release by the Board of Directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.