Tapewire

Nasdaq · USD

AEIS

ADVANCED ENERGY INDUSTRIES INC

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Tapewire entity
3497
SEC CIK
0000927003
Parsed reports
358

Last 12 months

Inside the activity.

0 purchase rows · 61 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202502
Jan 202601
Feb 202604
Mar 2026024
Apr 202602
May 202600
Jun 202601
Jul 202600
Aug 2026021
Sep 202602
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2025 Filed Feb 21, 2025 23:26 UTC
Vonne Elizabeth KarpinskiEVP, General Counsel
Tax withholdingCommon Stock 1,495 $131.54 $196,652.30
Disclosure

SEC source: 0000950170-25-025060 · ownership.xml · nonDerivative · entry 2

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,702

F2 · shares: Payment of tax liability by withholding securities incident to vesting of performance stock units.

F3 · balance_after: Represents 5,217 shares of unvested restricted stock units and 4,485 shares of common stock.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 23:26 UTC
Vonne Elizabeth KarpinskiEVP, General Counsel
Exercise / conversionCommon Stock 3,310 $131.54 $435,397.40
Disclosure

SEC source: 0000950170-25-025060 · ownership.xml · nonDerivative · entry 1

Vonne Elizabeth Karpinski · CIK 0001923149 · EVP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,197

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the total number of shares vested pursuant to the performance unit award issued under the 2022 Long-Term Incentive Plan (the "2022 LTI Plan") and reported voluntarily on 4/19/2022, based on achievement of performance metrics under the 2022 LTI Plan. The shares were approved for a 2/20/2025 release by the Board of Directors.

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February 20, 2025 Filed Feb 21, 2025 23:22 UTC
Donaghey JohnEVP, Global Sales
Exercise / conversionPerformance Units · Derivative 8,264 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025057 · ownership.xml · derivative · entry 3

Donaghey John · CIK 0001940410 · EVP, Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: These performance unit awards were issued under the 2022 LTI Plan at 200% of target. Following the end of the three-year performance period, the awards vested based on acheivement of performance metrics under the 2022 LTI Plan.

F4 · derivative.exercise_date: These performance unit awards were issued under the 2022 LTI Plan at 200% of target. Following the end of the three-year performance period, the awards vested based on acheivement of performance metrics under the 2022 LTI Plan.

F4 · derivative.expiration_date: These performance unit awards were issued under the 2022 LTI Plan at 200% of target. Following the end of the three-year performance period, the awards vested based on acheivement of performance metrics under the 2022 LTI Plan.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 23:22 UTC
Donaghey JohnEVP, Global Sales
Tax withholdingCommon Stock 1,481 $131.54 $194,810.74
Disclosure

SEC source: 0000950170-25-025057 · ownership.xml · nonDerivative · entry 2

Donaghey John · CIK 0001940410 · EVP, Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,695

F2 · shares: Payment of tax liability by withholding securities incident to vesting of performance stock units.

F3 · balance_after: Represents 4,880 shares of unvested restricted stock units and 8,815 shares of common stock.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 23:22 UTC
Donaghey JohnEVP, Global Sales
Exercise / conversionCommon Stock 4,058 $131.54 $533,789.32
Disclosure

SEC source: 0000950170-25-025057 · ownership.xml · nonDerivative · entry 1

Donaghey John · CIK 0001940410 · EVP, Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,176

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the total number of shares vested pursuant to the performance unit award issued under the 2022 Long-Term Incentive Plan (the "2022 LTI Plan"), based on achievement of performance metrics under the 2022 LTI Plan. The shares were approved for a 2/20/2025 release by the Board of Directors.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 23:20 UTC Exercise / conversionPerformance Units · Derivative 15,348 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025054 · ownership.xml · derivative · entry 3

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: These performance unit awards were issued under the 2022 LTI Plan at 200% of target and reported voluntarilty on 3/17/2022. Following the end of the three-year performance period, the awards vested based on acheivement of performance metrics under the 2022 LTI Plan.

F4 · derivative.exercise_date: These performance unit awards were issued under the 2022 LTI Plan at 200% of target and reported voluntarilty on 3/17/2022. Following the end of the three-year performance period, the awards vested based on acheivement of performance metrics under the 2022 LTI Plan.

F4 · derivative.expiration_date: These performance unit awards were issued under the 2022 LTI Plan at 200% of target and reported voluntarilty on 3/17/2022. Following the end of the three-year performance period, the awards vested based on acheivement of performance metrics under the 2022 LTI Plan.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 23:20 UTC Tax withholdingCommon Stock 4,347 $131.54 $571,804.38
Disclosure

SEC source: 0000950170-25-025054 · ownership.xml · nonDerivative · entry 2

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,440

F2 · shares: Payment of tax liability by withholding securities incident to vesting of performance stock units.

F3 · balance_after: Represents 8,864 shares of unvested restricted stock units and 24,576 shares of common stock.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 23:20 UTC Exercise / conversionCommon Stock 7,536 $131.54 $991,285.44
Disclosure

SEC source: 0000950170-25-025054 · ownership.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,787

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the total number of shares vested pursuant to the performance unit award issued under the 2022 Long-Term Incentive Plan (the "2022 LTI Plan") and reported voluntarily on 3/17/2022, based on achievement of performance metrics under the 2022 LTI Plan. The shares were approved for a 2/20/2025 release by the Board of Directors.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 23:18 UTC
Kelley Stephen DouglasDirector · President and CEO
Exercise / conversionPerformance Units · Derivative 53,128 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025052 · ownership.xml · derivative · entry 3

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: These performance unit awards were issued under the 2022 LTI Plan at 200% of target and reported voluntarilty on 3/17/2022. Following the end of the three-year performance period, the awards vested based on acheivement of performance metrics under the 2022 LTI Plan.

F4 · derivative.exercise_date: These performance unit awards were issued under the 2022 LTI Plan at 200% of target and reported voluntarilty on 3/17/2022. Following the end of the three-year performance period, the awards vested based on acheivement of performance metrics under the 2022 LTI Plan.

F4 · derivative.expiration_date: These performance unit awards were issued under the 2022 LTI Plan at 200% of target and reported voluntarilty on 3/17/2022. Following the end of the three-year performance period, the awards vested based on acheivement of performance metrics under the 2022 LTI Plan.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 23:18 UTC
Kelley Stephen DouglasDirector · President and CEO
Tax withholdingCommon Stock 11,435 $131.54 $1,504,159.90
Disclosure

SEC source: 0000950170-25-025052 · ownership.xml · nonDerivative · entry 2

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,736

F2 · shares: Payment of tax liability by withholding securities incident to vesting of performance stock units.

F3 · balance_after: Represents 30,753 shares of unvested restricted stock units and 65,983 shares of common stock.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 23:18 UTC
Kelley Stephen DouglasDirector · President and CEO
Exercise / conversionCommon Stock 26,088 $131.54 $3,431,615.52
Disclosure

SEC source: 0000950170-25-025052 · ownership.xml · nonDerivative · entry 1

Kelley Stephen Douglas · CIK 0001443674 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the total number of shares vested pursuant to the performance unit award issued under the 2022 Long-Term Incentive Plan (the "2022 LTI Plan") and reported voluntarily on 3/17/2022, based on achievement of performance metrics under the 2022 LTI Plan. The shares were approved for a 2/20/2025 release by the Board of Directors.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 23:15 UTC Exercise / conversionPerformance Units · Derivative 14,618 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-25-025048 · ownership.xml · derivative · entry 2

Acebedo Eduardo Bernal · CIK 0001881031 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: These performance unit awards were issued under the 2022 LTI Plan at 200% of target and reported voluntarilty on 3/17/2022. Following the end of the three-year performance period, the awards vested based on acheivement of performance metrics under the 2022 LTI Plan.

F3 · derivative.exercise_date: These performance unit awards were issued under the 2022 LTI Plan at 200% of target and reported voluntarilty on 3/17/2022. Following the end of the three-year performance period, the awards vested based on acheivement of performance metrics under the 2022 LTI Plan.

F3 · derivative.expiration_date: These performance unit awards were issued under the 2022 LTI Plan at 200% of target and reported voluntarilty on 3/17/2022. Following the end of the three-year performance period, the awards vested based on acheivement of performance metrics under the 2022 LTI Plan.

Read SEC document
February 20, 2025 Filed Feb 21, 2025 23:15 UTC Exercise / conversionCommon Stock 6,957 $131.54 $915,123.78
Disclosure

SEC source: 0000950170-25-025048 · ownership.xml · nonDerivative · entry 1

Acebedo Eduardo Bernal · CIK 0001881031 · EVP and COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the total number of shares vested pursuant to the performance unit award issued under the 2022 Long-Term Incentive Plan (the "2022 LTI Plan") and reported voluntarily on 3/17/2022, based on achievement of performance metrics under the 2022 LTI Plan. The shares were approved for a 2/20/2025 release by the Board of Directors.

F2 · balance_after: Represents 7,967 shares of unvested restricted stock units and 23,479 shares of common stock.

Read SEC document
February 20, 2025 Filed Feb 20, 2026 23:09 UTC Exercise / conversionPerformance Units · Derivative 9,460 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-061756 · ownership.xml · derivative · entry 3

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: These performance unit awards were issued under the 2023 LTI Plan at 100% of target and reported voluntarily on 3/3/2023. Following the end of the three-year performance period, the awards vested based on achievement of performance metrics under the 2023 LTI Plan.

F4 · derivative.exercise_date: These performance unit awards were issued under the 2023 LTI Plan at 100% of target and reported voluntarily on 3/3/2023. Following the end of the three-year performance period, the awards vested based on achievement of performance metrics under the 2023 LTI Plan.

F4 · derivative.expiration_date: These performance unit awards were issued under the 2023 LTI Plan at 100% of target and reported voluntarily on 3/3/2023. Following the end of the three-year performance period, the awards vested based on achievement of performance metrics under the 2023 LTI Plan.

Read SEC document
February 20, 2025 Filed Mar 19, 2026 20:21 UTC Amendment Tax withholdingCommon Stock 3,189 $131.54 $419,481.06
Disclosure

SEC source: 0001421764-26-000006 · ownership.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,598

F1 · shares: Payment of tax liability by withholding securities incident to vesting of performance stock units.

F2 · shares: Due to an administrative error, the Form 4 filed on February 21, 2025 inadvertently reflected an incorrect amount of shares withheld for the payment of tax liability. As reflected in this amendment, the correct number of shares withheld on February 20, 2025 was 3,189 shares. As a result, the reporting person's beneficial ownership in Table I, Column 5 was underreported by 1,158 shares in the original February 21, 2025 filing and in the subsequent Forms 4 filed on February 28, 2025, March 4, 2025, March 18, 2025, June 24, 2025, November 21, 2025, February 20, 2026, and March 3, 2026.

F2 · balance_after: Due to an administrative error, the Form 4 filed on February 21, 2025 inadvertently reflected an incorrect amount of shares withheld for the payment of tax liability. As reflected in this amendment, the correct number of shares withheld on February 20, 2025 was 3,189 shares. As a result, the reporting person's beneficial ownership in Table I, Column 5 was underreported by 1,158 shares in the original February 21, 2025 filing and in the subsequent Forms 4 filed on February 28, 2025, March 4, 2025, March 18, 2025, June 24, 2025, November 21, 2025, February 20, 2026, and March 3, 2026.

Read SEC document
February 19, 2025 Filed Feb 19, 2025 23:52 UTC SaleCommon Stock 1,600 $129.37 $206,992.00
Disclosure

SEC source: 0000950170-25-023524 · ownership.xml · nonDerivative · entry 1

Minnix Lanesha · CIK 0001708662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,492

F1 · balance_after: Amount includes 2.409 shares acquired through the Dividend Reinvestment Plan. The numbers reported herein rounded down to the nearest number.

Read SEC document
November 26, 2024 Filed Nov 27, 2024 20:22 UTC SaleCommon Stock 1,800 $116.84 $210,312.00
Disclosure

SEC source: 0000950170-24-131432 · ownership.xml · nonDerivative · entry 1

Donikowski Tina · CIK 0001700872 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,412

Read SEC document
November 19, 2024 Filed Nov 20, 2024 23:00 UTC SaleCommon Stock 1,000 $111.72 $111,720.00
Disclosure

SEC source: 0000950170-24-129416 · ownership.xml · nonDerivative · entry 1

Minnix Lanesha · CIK 0001708662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,092

F1 · balance_after: Amount includes 2.409 shares acquired through the Dividend Reinvestment Plan. The numbers reported herein rounded down to the nearest number.

Read SEC document
November 10, 2024 Filed Nov 12, 2024 18:00 UTC
COLPITTS BERNARD RAYMOND JRSVP, Chief Accounting Officer
Tax withholdingCommon Stock 720 $117.36 $84,499.20
Disclosure

SEC source: 0000950170-24-125015 · ownership.xml · nonDerivative · entry 1

COLPITTS BERNARD RAYMOND JR · CIK 0001699662 · SVP, Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,222

F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units.

F2 · balance_after: Represents 3,294 unvested restricted stock units and 928 shares of common stock.

Read SEC document
November 04, 2024 Filed Nov 6, 2024 21:24 UTC SaleCommon Stock 3,500 $109.87 $384,545.00
Disclosure

SEC source: 0000950170-24-122372 · ownership.xml · nonDerivative · entry 1

BALL FREDERICK · CIK 0001175993 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By 1998 Ball Family Trust

Disclosed balance after: 37,157

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.72 to $110.10, inclusive. The reporting person undertakes to provide to Advanced Energy Industries, Inc. (the "Company"), any stockholder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range specified herein.

F2 · balance_after: Includes shares acquired through the dividend reinvestment plan.

Read SEC document
September 03, 2024 Filed Sep 4, 2024 18:07 UTC SaleCommon Stock 148 $104.64 $15,486.72
Disclosure

SEC source: 0000950170-24-103219 · ownership.xml · nonDerivative · entry 1

DelSanto Anne · CIK 0001770310 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,721

F1 · kind: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 20, 2023.

Read SEC document
August 02, 2024 Filed Aug 5, 2024 16:51 UTC
Donaghey JohnEVP, Global Sales
Tax withholdingCommon Stock 452 $107.64 $48,653.28
Disclosure

SEC source: 0000950170-24-090538 · ownership.xml · nonDerivative · entry 1

Donaghey John · CIK 0001940410 · EVP, Global Sales

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,118

F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units.

F2 · balance_after: Represents 4,880 unvested restricted stock units and 6,238 shares of common stock.

Read SEC document
August 01, 2024 Filed Aug 2, 2024 19:28 UTC SaleCommon Stock 148 $114.49 $16,944.52
Disclosure

SEC source: 0000950170-24-089891 · ownership.xml · nonDerivative · entry 1

DelSanto Anne · CIK 0001770310 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,869

F1 · kind: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 20, 2023.

Read SEC document
July 01, 2024 Filed Jul 2, 2024 15:30 UTC SaleCommon Stock 148 $108.48 $16,055.04
Disclosure

SEC source: 0000950170-24-080090 · ownership.xml · nonDerivative · entry 1

DelSanto Anne · CIK 0001770310 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,017

F1 · kind: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 20, 2023.

Read SEC document
June 03, 2024 Filed Jun 4, 2024 14:39 UTC SaleCommon Stock 148 $108.48 $16,055.04
Disclosure

SEC source: 0000950170-24-068339 · ownership.xml · nonDerivative · entry 1

DelSanto Anne · CIK 0001770310 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,165

F1 · kind: The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 20, 2023.

Read SEC document
May 05, 2024 Filed May 8, 2024 01:32 UTC Exercise / conversionRestricted Stock Units · Derivative 2,257 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-055009 · ownership.xml · derivative · entry 3

Shirley Brian · CIK 0001353179 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,257 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 05, 2024 Filed May 8, 2024 01:32 UTC Exercise / conversionCommon Stock 2,257 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-055009 · ownership.xml · nonDerivative · entry 1

Shirley Brian · CIK 0001353179 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Shirley Family Trust

Disclosed balance after: 4,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Shares held by The Shirley Family Trust, for which the reporting person and his spouse serve as trustees and are beneficiaries.

Read SEC document
May 05, 2024 Filed May 8, 2024 00:52 UTC Exercise / conversionRestricted Stock Units · Derivative 2,257 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-054993 · ownership.xml · derivative · entry 3

BALL FREDERICK · CIK 0001175993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,257 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 05, 2024 Filed May 8, 2024 00:52 UTC Exercise / conversionCommon Stock 2,257 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-054993 · ownership.xml · nonDerivative · entry 1

BALL FREDERICK · CIK 0001175993 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By 1998 Ball Family Trust

Disclosed balance after: 40,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Includes shares acquired through the dividend reinvestment plan.

Read SEC document
May 05, 2024 Filed May 7, 2024 23:46 UTC Exercise / conversionRestricted Stock Units · Derivative 2,821 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-054942 · ownership.xml · derivative · entry 3

BEARD GRANT H · CIK 0001173731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,821 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 5, 2023, the reporting person was granted 2,821 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On May 5, 2023, the reporting person was granted 2,821 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: On May 5, 2023, the reporting person was granted 2,821 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 05, 2024 Filed May 7, 2024 23:46 UTC Exercise / conversionCommon Stock 2,821 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-054942 · ownership.xml · nonDerivative · entry 1

BEARD GRANT H · CIK 0001173731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 5, 2023, the reporting person was granted 2,821 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Includes 197 shares acquired through the dividend reinvestment plan.

Read SEC document
May 05, 2024 Filed May 7, 2024 23:42 UTC Exercise / conversionRestricted Stock Units · Derivative 2,257 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-054939 · ownership.xml · derivative · entry 3

Donikowski Tina · CIK 0001700872 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,257 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 05, 2024 Filed May 7, 2024 23:42 UTC Exercise / conversionCommon Stock 2,257 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-054939 · ownership.xml · nonDerivative · entry 1

Donikowski Tina · CIK 0001700872 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 05, 2024 Filed May 7, 2024 23:27 UTC Exercise / conversionRestricted Stock Units · Derivative 2,257 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-054925 · ownership.xml · derivative · entry 3

DelSanto Anne · CIK 0001770310 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,257 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 05, 2024 Filed May 7, 2024 23:27 UTC Exercise / conversionCommon Stock 2,257 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-054925 · ownership.xml · nonDerivative · entry 1

DelSanto Anne · CIK 0001770310 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 05, 2024 Filed May 7, 2024 23:38 UTC Exercise / conversionRestricted Stock Units · Derivative 2,257 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-054936 · ownership.xml · derivative · entry 5

FOSTER RONALD C · CIK 0001222896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,257 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 05, 2024 Filed May 7, 2024 23:38 UTC Exercise / conversionCommon Stock 2,257 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-054936 · ownership.xml · nonDerivative · entry 1

FOSTER RONALD C · CIK 0001222896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 05, 2024 Filed May 7, 2024 23:35 UTC Exercise / conversionRestricted Stock Units · Derivative 2,257 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-054934 · ownership.xml · derivative · entry 3

Minnix Lanesha · CIK 0001708662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 0 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 05, 2024 Filed May 7, 2024 23:35 UTC Exercise / conversionCommon Stock 2,257 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-054934 · ownership.xml · nonDerivative · entry 1

Minnix Lanesha · CIK 0001708662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: Amount includes 2.409 shares acquired through the Dividend Reinvestment Plan. The numbers reported herein rounded down to the nearest number.

Read SEC document
May 05, 2024 Filed May 7, 2024 23:32 UTC
David ReedDirector
Exercise / conversionRestricted Stock Units · Derivative 2,257 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-054931 · ownership.xml · derivative · entry 3

David Reed · CIK 0001561621 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,257 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 05, 2024 Filed May 7, 2024 23:32 UTC
David ReedDirector
Exercise / conversionCommon Stock 2,257 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-054931 · ownership.xml · nonDerivative · entry 1

David Reed · CIK 0001561621 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,490

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 05, 2024 Filed May 7, 2024 23:30 UTC
Roush John ADirector
Exercise / conversionRestricted Stock Units · Derivative 2,257 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-054929 · ownership.xml · derivative · entry 3

Roush John A · CIK 0001308225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,257 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.expiration_date: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 05, 2024 Filed May 7, 2024 23:30 UTC
Roush John ADirector
Exercise / conversionCommon Stock 2,257 Not disclosed Not disclosed
Disclosure

SEC source: 0000950170-24-054929 · ownership.xml · nonDerivative · entry 1

Roush John A · CIK 0001308225 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: On May 5, 2023, the reporting person was granted 2,257 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 03, 2024 Filed May 8, 2024 01:32 UTC GrantRestricted Stock Units · Derivative 2,093 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-055009 · ownership.xml · derivative · entry 2

Shirley Brian · CIK 0001353179 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,093

Underlying: Common Stock · 2,093 shares

Expires not disclosed

F3 · kind: Represents an annual grant of restricted stock units to the reporting person on May 3, 2024 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date.

F4 · derivative.exercise_date: Restricted stock units are not exercisable and do not have an expiration date.

F4 · derivative.expiration_date: Restricted stock units are not exercisable and do not have an expiration date.

Read SEC document
May 03, 2024 Filed May 8, 2024 00:52 UTC GrantRestricted Stock Units · Derivative 2,093 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-054993 · ownership.xml · derivative · entry 2

BALL FREDERICK · CIK 0001175993 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,093

Underlying: Common Stock · 2,093 shares

Expires not disclosed

F3 · kind: Represents an annual grant of restricted stock units to the reporting person on May 3, 2024 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date.

F4 · derivative.exercise_date: Restricted stock units are not exercisable and do not have an expiration date.

F4 · derivative.expiration_date: Restricted stock units are not exercisable and do not have an expiration date.

Read SEC document
May 03, 2024 Filed May 7, 2024 23:46 UTC GrantRestricted Stock Units · Derivative 2,616 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-054942 · ownership.xml · derivative · entry 2

BEARD GRANT H · CIK 0001173731 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,616

Underlying: Common Stock · 2,616 shares

Expires not disclosed

F3 · kind: Represents an annual grant of restricted stock units to the reporting person on May 3, 2024 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date.

F4 · derivative.exercise_date: Restricted stock units are not exercisable and do not have an expiration date.

F4 · derivative.expiration_date: Restricted stock units are not exercisable and do not have an expiration date.

Read SEC document
May 03, 2024 Filed May 7, 2024 23:42 UTC GrantRestricted Stock Units · Derivative 2,093 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-054939 · ownership.xml · derivative · entry 2

Donikowski Tina · CIK 0001700872 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,093

Underlying: Common Stock · 2,093 shares

Expires not disclosed

F2 · kind: Represents an annual grant of restricted stock units to the reporting person on May 3, 2024 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date.

F3 · derivative.exercise_date: Restricted stock units are not exercisable and do not have an expiration date.

F3 · derivative.expiration_date: Restricted stock units are not exercisable and do not have an expiration date.

Read SEC document
May 03, 2024 Filed May 7, 2024 23:27 UTC GrantRestricted Stock Units · Derivative 2,093 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-054925 · ownership.xml · derivative · entry 2

DelSanto Anne · CIK 0001770310 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,093

Underlying: Common Stock · 2,093 shares

Expires not disclosed

F2 · kind: Represents an annual grant of restricted stock units to the reporting person on May 3, 2024 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date.

F3 · derivative.exercise_date: Restricted stock units are not exercisable and do not have an expiration date.

F3 · derivative.expiration_date: Restricted stock units are not exercisable and do not have an expiration date.

Read SEC document
May 03, 2024 Filed May 7, 2024 23:38 UTC GrantRestricted Stock Units · Derivative 2,093 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-054936 · ownership.xml · derivative · entry 4

FOSTER RONALD C · CIK 0001222896 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,093

Underlying: Common Stock · 2,093 shares

Expires not disclosed

F4 · kind: Represents an annual grant of restricted stock units to the reporting person on May 3, 2024 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date.

F5 · derivative.exercise_date: Restricted stock units are not exercisable and do not have an expiration date.

F5 · derivative.expiration_date: Restricted stock units are not exercisable and do not have an expiration date.

Read SEC document
May 03, 2024 Filed May 7, 2024 23:35 UTC GrantRestricted Stock Units · Derivative 2,093 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000950170-24-054934 · ownership.xml · derivative · entry 2

Minnix Lanesha · CIK 0001708662 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,093

Underlying: Common Stock · 2,093 shares

Expires not disclosed

F3 · kind: Represents an annual grant of restricted stock units to the reporting person on May 3, 2024 as the equity portion of the non-employee directors' retainer for Board services under the 2023 Amended and Restated Omnibus Incentive Plan. The restricted stock units vest on the one-year anniversary of the grant date contingent upon the reporting person's continued service as director upon such date.

F4 · derivative.exercise_date: Restricted stock units are not exercisable and do not have an expiration date.

F4 · derivative.expiration_date: Restricted stock units are not exercisable and do not have an expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.