Tapewire

Nasdaq · USD

AEIS

ADVANCED ENERGY INDUSTRIES INC

Export transactions ↓
Tapewire entity
3497
SEC CIK
0000927003
Parsed reports
358

Last 12 months

Inside the activity.

0 purchase rows · 61 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 202502
Jan 202601
Feb 202604
Mar 2026024
Apr 202602
May 202600
Jun 202601
Jul 202600
Aug 2026021
Sep 202602
Oct 202601

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2020 Filed May 4, 2020 20:50 UTC
Roush John ADirector
GrantCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-026834 · doc4.xml · nonDerivative · entry 1

Roush John A · CIK 0001308225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,000

F1 · shares: The restricted stock units granted on April 30, 2020 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2020 proxy.

F2 · balance_after: As of this filing date, Mr. Roush holds 19,500 shares in street name.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:48 UTC GrantCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-026832 · doc4.xml · nonDerivative · entry 1

ROHRS THOMAS M · CIK 0001254354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

F1 · shares: The restricted stock units granted on April 30, 2020 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2020 proxy.

F2 · balance_after: As of the date of this filing, 7,000 shares held by the reporting person are unvested.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:46 UTC GrantCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-026826 · doc4.xml · nonDerivative · entry 1

GRADY EDWARD C · CIK 0001234453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,800

F1 · shares: The restricted stock units granted on April 30, 2020 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2020 proxy.

F2 · balance_after: As of this filing date, Mr. Grady holds 40,800 shares in street name.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:44 UTC GrantCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-026821 · doc4.xml · nonDerivative · entry 1

FOSTER RONALD C · CIK 0001222896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

F1 · shares: The restricted stock units granted on April 30, 2020 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2020 proxy.

F2 · balance_after: At the date of this filing, Mr. Foster holds 38,000 shares in street name.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:43 UTC GrantCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-026818 · doc4.xml · nonDerivative · entry 1

Donikowski Tina · CIK 0001700872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

F1 · shares: The restricted stock units granted on April 30, 2020 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2020 proxy.

F2 · balance_after: At the time of this filing Ms. Donikowski holds 6,000 shares in street name.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:41 UTC GrantCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-026812 · doc4.xml · nonDerivative · entry 1

BEARD GRANT H · CIK 0001173731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

F1 · shares: The restricted stock units granted on April 30, 2020 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2020 proxy.

F2 · balance_after: As of the date of this filing, Mr. Beard holds 48,000 shares in street name.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:39 UTC GrantCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-026807 · doc4.xml · nonDerivative · entry 1

BALL FREDERICK · CIK 0001175993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

F1 · shares: The restricted stock units granted on April 30, 2020 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2020 proxy.

F2 · balance_after: Represents shares of restricted stock units.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:56 UTC GrantPerformance Units · Derivative 14,463 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016652 · doc4.xml · derivative · entry 2

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,463

Underlying: Common Stock · 14,463 shares

Expires not disclosed

F3 · shares: These performance share awards were issued under the 2020 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled.

F3 · derivative.exercise_date: These performance share awards were issued under the 2020 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled.

F3 · derivative.expiration_date: These performance share awards were issued under the 2020 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:56 UTC GrantCommon Stock 7,231 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016652 · doc4.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,804

F1 · shares: Employee Restricted Stock Units granted on 03/03/2020 under the Company's 2020 Long Term Incentive Plan (LTI Plan) will vest in 3 equal installments beginning on the first anniversary date of the grant.

F2 · balance_after: Represents 16,024 shares of unvested restricted stock units and 2,780 shares of common stock.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:57 UTC GrantPerformance Units · Derivative 15,909 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016655 · doc4.xml · derivative · entry 2

Brinker Neil David · CIK 0001743693 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,909

Underlying: Common Stock · 15,909 shares

Expires not disclosed

F3 · shares: These performance share awards were issued under the 2020 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled.

F3 · derivative.exercise_date: These performance share awards were issued under the 2020 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled.

F3 · derivative.expiration_date: These performance share awards were issued under the 2020 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:57 UTC GrantCommon Stock 7,954 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016655 · doc4.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,078

F1 · shares: Employee Restricted Stock Units granted on 03/03/2020 under the Company's 2020 Long Term Incentive Plan (LTI Plan) will vest in 3 equal installments beginning on the first anniversary date of the grant.

F2 · balance_after: Represents 20,553 shares of unvested restricted stock units and 4,525 shares of common stock.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:53 UTC
MCGIMPSEY THOMAS OEVP & Gen Counsel
GrantPerformance Units · Derivative 10,847 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016649 · doc4.xml · derivative · entry 4

MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,847

Underlying: Common Stock · 10,847 shares

Expires not disclosed

F5 · shares: These performance share awards were issued under the 2020 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

F5 · derivative.exercise_date: These performance share awards were issued under the 2020 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

F5 · derivative.expiration_date: These performance share awards were issued under the 2020 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:53 UTC
MCGIMPSEY THOMAS OEVP & Gen Counsel
Tax withholdingCommon Stock 938 $59.62 $55,923.56
Disclosure

SEC source: 0001209191-20-016649 · doc4.xml · nonDerivative · entry 3

MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,624

F3 · shares: Payment of tax liability by witholding securities incident to vesting of restricted stock units and performance stock units.

F4 · balance_after: Represents 11,660 shares of unvested restricted stock units and 40,964 shares of common stock.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:53 UTC
MCGIMPSEY THOMAS OEVP & Gen Counsel
GrantCommon Stock 2,409 $59.62 $143,624.58
Disclosure

SEC source: 0001209191-20-016649 · doc4.xml · nonDerivative · entry 2

MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,562

F2 · shares: These performance awards were reported voluntarily 2/6/2017. Certain Revenue 2019 performance metrics were met under the 2017 LTI Plan and the shares were approved for a 3/3/2020 release by the Board of Directors.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:53 UTC
MCGIMPSEY THOMAS OEVP & Gen Counsel
GrantCommon Stock 5,423 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016649 · doc4.xml · nonDerivative · entry 1

MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,153

F1 · shares: Employee Restricted Stock units granted 03/03/2020 under the Company's 2020 Long Term Incentive Plan (LTI Plan) will vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:50 UTC
WASSERMAN YUVALDirector · President & CEO
GrantPerformance Units · Derivative 49,175 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016644 · doc4.xml · derivative · entry 4

WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,175

Underlying: Common Stock · 49,175 shares

Expires not disclosed

F5 · shares: These performance share were issued under the 2020 LTI Plan at a 200% target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

F5 · derivative.exercise_date: These performance share were issued under the 2020 LTI Plan at a 200% target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

F5 · derivative.expiration_date: These performance share were issued under the 2020 LTI Plan at a 200% target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:50 UTC
WASSERMAN YUVALDirector · President & CEO
Tax withholdingCommon Stock 4,240 $59.62 $252,788.80
Disclosure

SEC source: 0001209191-20-016644 · doc4.xml · nonDerivative · entry 3

WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,948

F3 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units and performance stock units.

F4 · balance_after: Represents 52,313 shares of unvested restricted stock units and 127,635 shares of common stock.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:50 UTC
WASSERMAN YUVALDirector · President & CEO
GrantCommon Stock 9,641 $59.62 $574,796.42
Disclosure

SEC source: 0001209191-20-016644 · doc4.xml · nonDerivative · entry 2

WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,188

F2 · shares: These performance stock units were reported voluntarily 2/6/2017. Certain 2019 Revenue performance metrics were met under the 2017 LTI Plan and the shares were approved for a 3/3/2020 release by the Board of Directors.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 21:50 UTC
WASSERMAN YUVALDirector · President & CEO
GrantCommon Stock 24,587 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016644 · doc4.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,547

F1 · shares: Employee restricted stock units granted 3/3/2020 under the Company's 2020 Long Term Incentive Plan (LTI Plan) will vest in three equal installments beginning on the first anniversary of the grant date.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:51 UTC
WASSERMAN YUVALDirector · President & CEO
Tax withholdingCommon Stock 4,582 $62.97 $288,528.54
Disclosure

SEC source: 0001209191-20-013065 · doc4.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,960

F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units.

F2 · balance_after: Represents 27,726 shares of unvested restricted stock units and 122,234 shares of common stock.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:49 UTC Tax withholdingCommon Stock 1,163 $62.97 $73,234.11
Disclosure

SEC source: 0001209191-20-013058 · doc4.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,573

F1 · shares: Payment of tax liability by witholding securities incident to vesting of restricted stock units.

F2 · balance_after: Represents 8,793 shares of unvested restricted stock units and 2,780 shares of common stock.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:48 UTC
MCGIMPSEY THOMAS OEVP & Gen Counsel
Tax withholdingCommon Stock 902 $62.97 $56,798.94
Disclosure

SEC source: 0001209191-20-013055 · doc4.xml · nonDerivative · entry 1

MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,730

F1 · shares: Payment of tax liability by witholding securities incident to vesting of restricted stock units.

F2 · balance_after: Represents 6,237 shares of unvested restricted stock units and 39,493 shares of common stock.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 21:46 UTC Tax withholdingCommon Stock 1,516 $62.97 $95,462.52
Disclosure

SEC source: 0001209191-20-013048 · doc4.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,124

F1 · shares: Payment of tax liability by witholding securities incident to vesting of restricted stock units.

F2 · balance_after: Represents 12,599 shares of unvested restricted stock units and 4,525 shares of common stock.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 22:14 UTC
WASSERMAN YUVALDirector · President & CEO
Tax withholdingCommon Stock 6,259 $71.07 $444,827.13
Disclosure

SEC source: 0001209191-20-006985 · doc4.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,542

F1 · shares: Payment of tax liability by withholding securities incident to vesting of restricted stock units.

F2 · balance_after: Represents 38,145 shares of unvested restricted stock units and 116,397 shares of common stock.

Read SEC document
February 03, 2020 Filed Feb 5, 2020 22:16 UTC
MCGIMPSEY THOMAS OEVP & Gen Counsel
Tax withholdingCommon Stock 1,403 $71.07 $99,711.21
Disclosure

SEC source: 0001209191-20-006988 · doc4.xml · nonDerivative · entry 1

MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,632

F1 · shares: Payment of tax liability by witholding securities incident to vesting of restricted stock units.

F2 · balance_after: Represents 8,552 shares of unvested restricted stock units and 38,080 shares of common stock.

Read SEC document
September 26, 2019 Filed Sep 30, 2019 21:44 UTC
WASSERMAN YUVALDirector · President & CEO
SaleCommon Stock 6,610 $60.05 $396,930.50
Disclosure

SEC source: 0001209191-19-051138 · doc4.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,801

F1 · shares: Shares exercised and sold in accordance with 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is an average price. These shares sold in multiple transactions at prices ranging from $60.00 to $60.27. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
July 17, 2019 Filed Jul 19, 2019 20:48 UTC Tax withholdingCommon Stock 1,656 $54.07 $89,539.92
Disclosure

SEC source: 0001209191-19-042793 · doc4.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,640

F1 · shares: Payment of tax liability by witholding securities incident to vesting of restricted stock units.

F2 · balance_after: Represents 18,640 shares granted as Restricted Stock Units. As of the transaction date, the restricted stock units have vested as to 2,733 shares.

Read SEC document
June 18, 2019 Filed Jun 20, 2019 20:36 UTC Tax withholdingCommon Stock 488 $52.71 $25,722.48
Disclosure

SEC source: 0001209191-19-038234 · doc4.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,296

F1 · shares: Payment of tax liability by witholding securities incident to vesting of restricted stock units.

F2 · balance_after: Represents 20,296 shares granted as Restricted Stock Units. As of the transaction date, the restricted stock units have vested as to 1,111 shares.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 21:44 UTC GrantCommon Stock 3,500 $51.87 $181,545.00
Disclosure

SEC source: 0001209191-19-035198 · doc4.xml · nonDerivative · entry 1

BEARD GRANT H · CIK 0001173731 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,500

F1 · shares: The restricted stock units granted on June 4, 2019 will vest 100% 11 months from the grant date.

F2 · balance_after: As of the date of this filing, Mr. Beard holds 48,000 shares in street name.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 21:57 UTC GrantCommon Stock 3,500 $51.87 $181,545.00
Disclosure

SEC source: 0001209191-19-035215 · doc4.xml · nonDerivative · entry 1

GRADY EDWARD C · CIK 0001234453 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,300

F1 · shares: The restricted stock units granted on June 4, 2019 will vest 100% 11 months from the grant date.

F2 · balance_after: As of this filing date, Mr. Grady holds 40,800 shares in street name.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 21:51 UTC
Roush John ADirector
GrantCommon Stock 3,500 $51.87 $181,545.00
Disclosure

SEC source: 0001209191-19-035209 · doc4.xml · nonDerivative · entry 1

Roush John A · CIK 0001308225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,500

F1 · shares: The restricted stock units granted on June 4, 2019 will vest 100% 11 months from the grant date.

F2 · balance_after: As of this filing date, Mr. Roush holds 19,500 shares in street name.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 21:49 UTC GrantCommon Stock 3,500 $51.87 $181,545.00
Disclosure

SEC source: 0001209191-19-035205 · doc4.xml · nonDerivative · entry 1

Donikowski Tina · CIK 0001700872 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

F1 · shares: The restricted stock units granted on June 4, 2019 will vest 100% 11 months from the grant date.

F2 · balance_after: At the time of this filing Ms. Donikowski holds 6,000 shares in street name.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 21:46 UTC GrantCommon Stock 3,500 $51.87 $181,545.00
Disclosure

SEC source: 0001209191-19-035201 · doc4.xml · nonDerivative · entry 1

ROHRS THOMAS M · CIK 0001254354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

F1 · shares: The restricted stock units granted on June 4, 2019 will vest 100% 11 months from the grant date.

F2 · balance_after: 6,000 shares previously reported as directly held by the reporting person were transferred to the Thomas M. Rohrs and Marion Rohrs Trust in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13.

F3 · balance_after: As of the date of this filing, 3,500 shares held by the reporting person are unvested.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 21:42 UTC GrantCommon Stock 3,500 $51.87 $181,545.00
Disclosure

SEC source: 0001209191-19-035193 · doc4.xml · nonDerivative · entry 1

FOSTER RONALD C · CIK 0001222896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,500

F1 · shares: The restricted stock units granted on June 4, 2019 will vest 100% 11 months from the grant date.

F2 · balance_after: At the date of this filing, Mr. Foster holds 38,000 shares in street name.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 21:40 UTC GrantCommon Stock 3,500 $51.87 $181,545.00
Disclosure

SEC source: 0001209191-19-035190 · doc4.xml · nonDerivative · entry 1

BALL FREDERICK · CIK 0001175993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

F1 · shares: The restricted stock units granted on June 4, 2019 will vest 100% in 11 months from the grant date.

F2 · balance_after: Represents shares of restricted stock units.

Read SEC document
June 04, 2019 Filed Jun 10, 2019 21:27 UTC Amendment GrantCommon Stock 3,500 $51.87 $181,545.00
Disclosure

SEC source: 0001209191-19-035889 · doc4a.xml · nonDerivative · entry 1

BALL FREDERICK · CIK 0001175993 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

F1 · shares: The restricted stock units granted on June 4, 2019 will vest 100% in 11 months from the grant date.

F2 · balance_after: Represents shares of restricted stock units.

Read SEC document
May 02, 2019 Filed May 6, 2019 20:13 UTC Tax withholdingCommon Stock 454 $57.36 $26,041.44
Disclosure

SEC source: 0001209191-19-027692 · doc4.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,736

F1 · shares: Payment of tax liability by witholding securities incident to vesting of performance stock units.

F2 · balance_after: Represents 11,770 shares of Restricted Stock Units and 966 shares of common stock.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:49 UTC
WASSERMAN YUVALDirector · President & CEO
GrantPerformance Units · Derivative 62,512 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013585 · doc4.xml · derivative · entry 4

WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,512

Underlying: Common Stock · 62,512 shares

Expires not disclosed

F5 · shares: These performance share awards were issued under the 2019 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3 year period will be cancelled.

F5 · derivative.exercise_date: These performance share awards were issued under the 2019 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3 year period will be cancelled.

F5 · derivative.expiration_date: These performance share awards were issued under the 2019 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3 year period will be cancelled.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:49 UTC
WASSERMAN YUVALDirector · President & CEO
GrantCommon Stock 31,256 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013585 · doc4.xml · nonDerivative · entry 3

WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,411

F3 · shares: Employee restricted stock units granted 2/22/2019 under the Company's 2019 Long Term Incentive Plan (LTI Plan) will vest in three equal installments beginning on the first anniversary of the grant date.

F4 · balance_after: Represents 52,265 shares of Restricted Stock Units and 115,146 shares of common stock.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:49 UTC
WASSERMAN YUVALDirector · President & CEO
Tax withholdingCommon Stock 4,663 $51.94 $242,196.22
Disclosure

SEC source: 0001209191-19-013585 · doc4.xml · nonDerivative · entry 2

WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,155

F2 · shares: Payment of tax liability by withholding securities incident to vesting of performance stock units.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:49 UTC
WASSERMAN YUVALDirector · President & CEO
GrantCommon Stock 10,603 $51.94 $550,719.82
Disclosure

SEC source: 0001209191-19-013585 · doc4.xml · nonDerivative · entry 1

WASSERMAN YUVAL · CIK 0001416894 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,818

F1 · shares: These performance stock units were reported voluntarily 2/8/2016. Certain 2016 Revenue performance metrics were met under the LTI Plan and the shares were approved for release at 68.9 percent by the Board of Directors. The unvested shares were cancelled.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:42 UTC
MCGIMPSEY THOMAS OEVP & Gen Counsel
GrantPerformance Units · Derivative 13,891 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013567 · doc4.xml · derivative · entry 4

MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,891

Underlying: Common Stock · 13,891 shares

Expires not disclosed

F5 · shares: These performance share awards were issued under the 2019 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3 year period will be cancelled.

F5 · derivative.exercise_date: These performance share awards were issued under the 2019 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3 year period will be cancelled.

F5 · derivative.expiration_date: These performance share awards were issued under the 2019 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3 year period will be cancelled.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:42 UTC
MCGIMPSEY THOMAS OEVP & Gen Counsel
GrantCommon Stock 6,945 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013567 · doc4.xml · nonDerivative · entry 3

MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,035

F3 · shares: Employee Restricted Stock units granted 2/22/2019 under the Company's 2019 Long Term Incentive Plan (LTI Plan) will vest in three equal installments beginning on the first anniversary of the grant date.

F4 · balance_after: Represents 11,966 shares of Restricted Stock units and 36,069 shares of common stock.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:42 UTC
MCGIMPSEY THOMAS OEVP & Gen Counsel
Tax withholdingCommon Stock 921 $51.94 $47,836.74
Disclosure

SEC source: 0001209191-19-013567 · doc4.xml · nonDerivative · entry 2

MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,090

F2 · shares: Payment of tax liability by witholding securities incident to vesting of performance stock units.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:42 UTC
MCGIMPSEY THOMAS OEVP & Gen Counsel
GrantCommon Stock 3,181 $51.94 $165,221.14
Disclosure

SEC source: 0001209191-19-013567 · doc4.xml · nonDerivative · entry 1

MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,011

F1 · shares: These performance stock units were reported voluntarily 2/8/2016. Certain 2016 Revenue performance metrics were met under the LTI Plan and the shares were approved for release at 68.9 percent by the Board of Directors. The unvested shares were cancelled.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:47 UTC GrantPerformance Units · Derivative 17,860 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013578 · doc4.xml · derivative · entry 2

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,860

Underlying: Common Stock · 17,860 shares

Expires not disclosed

F3 · shares: These performance share awards were issued under the 2019 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled.

F3 · derivative.exercise_date: These performance share awards were issued under the 2019 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled.

F3 · derivative.expiration_date: These performance share awards were issued under the 2019 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:47 UTC GrantCommon Stock 8,930 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013578 · doc4.xml · nonDerivative · entry 1

Oldham Paul R · CIK 0001421764 · EVP, CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,190

F1 · shares: Employee Restricted Stock Units granted on 2/22/2019 under the Company's 2019 Long Term Incentive Plan (LTI Plan) will vest in 3 equal installments beginning on the first anniversary date of the grant.

F2 · balance_after: Represents 13,190 shares granted as Restricted Stock Units. As of the transaction date, the restricted stock units have vested as to zero shares.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:40 UTC GrantPerformance Units · Derivative 19,845 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013563 · doc4.xml · derivative · entry 2

Brinker Neil David · CIK 0001743693 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,845

Underlying: Common Stock · 19,845 shares

Expires not disclosed

F3 · shares: These performance share awards were issued under the 2019 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled.

F3 · derivative.exercise_date: These performance share awards were issued under the 2019 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled.

F3 · derivative.expiration_date: These performance share awards were issued under the 2019 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:40 UTC GrantCommon Stock 9,922 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-013563 · doc4.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,784

F1 · shares: Employee Restricted Stock Units granted on 2/22/2019 under the Company's 2019 Long Term Incentive Plan (LTI Plan) will vest in 3 equal installments beginning on the first anniversary date of the grant.

F2 · balance_after: Represents 20,784 shares granted as Restricted Stock Units. As of the transaction date, the restricted stock units have vested as to zero shares.

Read SEC document
February 04, 2019 Filed Feb 6, 2019 21:39 UTC
MCGIMPSEY THOMAS OEVP & Gen Counsel
Tax withholdingCommon Stock 2,947 $52.52 $154,776.44
Disclosure

SEC source: 0001209191-19-007748 · doc4.xml · nonDerivative · entry 1

MCGIMPSEY THOMAS O · CIK 0001245088 · EVP & Gen Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,830

F1 · shares: Payment of tax liability by witholding securities incident to vesting of restricted stock units.

F2 · balance_after: Represents 5,021 shares of Restricted Stock units and 33,809 shares of common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.