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Brinker Neil David

Disclosed activity across 2 companies

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42666
SEC CIK
0001743693

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MODINE MANUFACTURING COMOD · Entity 3547Director · President and CEOMay 31, 2026June 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MODINE MANUFACTURING CO

Report date May 31, 2026 · Filed June 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common stockSEC Table I · non-derivativeDirect365,190 Reported balance After 2026-05-31 transaction · row 1
1 source row

Row 1 · 2026-05-31 · Tax withholding · Disposed 3,721 · Balance 365,190

F1: Shares disposed of in a private transaction to cover tax withholding.

Filing footnotes · ownership attribution and instrument terms

F1: Shares disposed of in a private transaction to cover tax withholding.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

ADVANCED ENERGY INDUSTRIES INC

Report date November 30, 2020 · Filed December 02, 2020

Section 16 reporting ended · disclosed 2020-12-02. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 31, 2026 Filed Jun 2, 2026 19:35 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 3,721 $278.91 $1,037,824.11
Disclosure

SEC source: 0001743693-26-000008 · form4-06022026_070659.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 365,190

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
May 26, 2026 Filed May 28, 2026 21:22 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 87,517 $295.88 $25,894,529.96
Disclosure

SEC source: 0001743693-26-000006 · form4-05282026_090544.xml · nonDerivative · entry 2

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 368,911

F2 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
May 26, 2026 Filed May 28, 2026 21:22 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantCommon stock 215,464 $0.00 $0.00
Disclosure

SEC source: 0001743693-26-000006 · form4-05282026_090544.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 456,428

F1 · shares: Shares issued in settlement of Performance Stock for the performance period 2024 through 2026.

Read SEC document
May 20, 2026 Filed May 22, 2026 22:12 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantCommon stock 5,534 $0.00 $0.00
Disclosure

SEC source: 0001743693-26-000004 · form4-05222026_100543.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,964

F1 · shares: This is an award of restricted stock units which will vest as follows: 33% on 5/20/2027, 33% on 5/20/2028 and the remaining 34% on 5/20/2029. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
May 16, 2026 Filed May 19, 2026 22:10 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 2,882 $271.26 $781,771.32
Disclosure

SEC source: 0001743693-26-000002 · form4-05192026_100544.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,430

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
December 02, 2025 Filed Dec 4, 2025 14:59 UTC MODINE MANUFACTURING CO MOD · Entity 3547 SaleCommon stock 6,846 $161.31 $1,104,328.26
Disclosure

SEC source: 0001743693-25-000004 · form4-12042025_021210.xml · nonDerivative · entry 2

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 238,312

F1 · shares: The reported transactions were completed pursuant to a trading plan entered into by Mr. Brinker on March 24, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This completes all activity under that plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.005 to $161.73, inclusive.

Read SEC document
December 02, 2025 Filed Dec 4, 2025 14:59 UTC MODINE MANUFACTURING CO MOD · Entity 3547 SaleCommon stock 25,025 $160.36 $4,013,009.00
Disclosure

SEC source: 0001743693-25-000004 · form4-12042025_021210.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 245,158

F1 · shares: The reported transactions were completed pursuant to a trading plan entered into by Mr. Brinker on March 24, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. This completes all activity under that plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.00 to $160.97, inclusive. The reporting person undertakes to provide to Modine Manufacturing Company, any security holder of Modine Manufacturing Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

Read SEC document
June 18, 2025 Filed Jun 20, 2025 17:37 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Exercise / conversionEmployee stock option (Right to buy) · Derivative 8,108 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0001415889-25-017799 · form4-06202025_050618.xml · derivative · entry 2

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,331

Underlying: Common stock · 8,108 shares

Expires 2031-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vested in four equal installments on June 4, 2022, 2023, 2024, and 2025.

Read SEC document
June 18, 2025 Filed Jun 20, 2025 17:37 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Exercise / conversionCommon stock 8,108 $17.79 $144,241.32
Disclosure

SEC source: 0001415889-25-017799 · form4-06202025_050618.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2025 Filed Jun 10, 2025 20:42 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 10,873 $93.62 $1,017,930.26
Disclosure

SEC source: 0001415889-25-016490 · form4-06102025_080648.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 262,075

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
June 04, 2025 Filed Jun 6, 2025 16:26 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 4,305 $91.66 $394,596.30
Disclosure

SEC source: 0001062993-25-011120 · form4.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 272,948

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
May 16, 2025 Filed May 20, 2025 21:15 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 1,329 $104.53 $138,920.37
Disclosure

SEC source: 0001415889-25-013825 · form4-05202025_090553.xml · nonDerivative · entry 2

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,887

F2 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
May 16, 2025 Filed May 20, 2025 21:15 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantCommon stock 11,710 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-013825 · form4-05202025_090553.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 282,216

F1 · shares: This is an award of restricted stock units which will vest as follows: 33% on 5/16/2026, 33% on 5/16/2027 and the remaining 34% on 5/16/2028. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
December 23, 2024 Filed Dec 26, 2024 15:13 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Exercise / conversionEmployee stock option (Right to buy) · Derivative 22,843 $0.00 Strike: $11.19 $0.00
Disclosure

SEC source: 0001415889-24-030129 · form4-12262024_031250.xml · derivative · entry 2

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 22,843 shares

Expires 2030-12-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vested in four equal installments on December 1, 2021, 2022, 2023, and 2024.

Read SEC document
December 23, 2024 Filed Dec 26, 2024 15:13 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Exercise / conversionCommon stock 22,843 $11.19 $255,613.17
Disclosure

SEC source: 0001415889-24-030129 · form4-12262024_031250.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2024 Filed Dec 3, 2024 19:15 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 2,498 $135.79 $339,203.42
Disclosure

SEC source: 0001415889-24-028052 · form4-12032024_071256.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 247,663

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

F2 · balance_after: Balance has been updated to reflect the adjustment made in the amendment filed on June 20, 2024.

Read SEC document
June 06, 2024 Filed Jun 10, 2024 14:56 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 10,705 $90.52 $969,016.60
Disclosure

SEC source: 0000067347-24-000050 · form4.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 249,409

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
June 04, 2024 Filed Jun 6, 2024 14:00 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 4,359 $93.05 $405,604.95
Disclosure

SEC source: 0000067347-24-000044 · form4.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,114

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
May 31, 2024 Filed Jun 4, 2024 16:52 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 3,669 $100.92 $370,275.48
Disclosure

SEC source: 0000067347-24-000034 · form4.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 264,473

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
May 31, 2024 Filed Jun 3, 2025 22:02 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 3,634 $90.80 $329,967.20
Disclosure

SEC source: 0001062993-25-010898 · form4.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 277,253

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
May 16, 2024 Filed May 21, 2024 00:39 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantCommon stock 9,222 $0.00 $0.00
Disclosure

SEC source: 0000067347-24-000025 · form4.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,142

F1 · shares: This is an award of restricted stock units which will vest as follows: 33% on 5/16/2025, 33% on 5/16/2026 and the remaining 34% on 5/16/2027. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
May 16, 2024 Filed Jun 20, 2024 14:51 UTC Amendment MODINE MANUFACTURING CO MOD · Entity 3547 GrantCommon stock 9,974 $0.00 $0.00
Disclosure

SEC source: 0000067347-24-000058 · form4.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,894

F1 · shares: This is an award of restricted stock units which will vest as follows: 33% on 5/16/2025, 33% on 5/16/2026 and the remaining 34% on 5/16/2027. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

F2 · shares: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on May 20, 2024.

F2 · balance_after: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on May 20, 2024.

Read SEC document
May 31, 2023 Filed Jun 2, 2023 21:28 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantCommon stock 26,933 $0.00 $0.00
Disclosure

SEC source: 0000067347-23-000023 · form4.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 258,920

F1 · shares: This is an award of restricted stock units which will vest as follows: 33% on 5/31/2024, 33% on 5/31/2025 and the remaining 34% on 5/31/2026. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
May 20, 2023 Filed May 23, 2023 16:40 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 2,977 $21.24 $63,231.48
Disclosure

SEC source: 0000067347-23-000005 · form4.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,987

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
March 03, 2023 Filed Mar 7, 2023 15:36 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 10,750 $26.54 $285,305.00
Disclosure

SEC source: 0001567619-23-004554 · doc1.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,964

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
December 01, 2022 Filed Dec 5, 2022 14:25 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 2,613 $21.13 $55,212.69
Disclosure

SEC source: 0001567619-22-021241 · doc1.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,714

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 19:14 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantEmployee stock option (Right to buy) · Derivative 78,037 $0.00 Strike: $12.28 $0.00
Disclosure

SEC source: 0001567619-22-012524 · doc1.xml · derivative · entry 2

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,037

Underlying: Common stock · 78,037 shares

Expires 2032-06-06

F2 · derivative.exercise_date: This option will vest as follows: 33% on 6/6/2023, 33% on 6/6/2024 and the remaining 34% on 6/6/2025.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 19:14 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantCommon stock 76,954 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-012524 · doc1.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,327

F1 · shares: This is an award of restricted stock units which will vest as follows: 33% on 6/6/2023, 33% on 6/6/2024 and the remaining 34% on 6/6/2025. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
June 04, 2022 Filed Jun 7, 2022 20:33 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 4,549 $11.72 $53,314.28
Disclosure

SEC source: 0001567619-22-012445 · doc1.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,373

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
May 20, 2022 Filed May 24, 2022 14:36 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 2,976 $8.30 $24,700.80
Disclosure

SEC source: 0001567619-22-011592 · doc1.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,922

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
March 03, 2022 Filed Mar 7, 2022 20:53 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 10,630 $9.70 $103,111.00
Disclosure

SEC source: 0001567619-22-006461 · doc1.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,898

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
February 22, 2022 Filed Feb 23, 2022 19:58 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 13,362 $10.06 $134,421.72
Disclosure

SEC source: 0001567619-22-005355 · doc1.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,528

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
December 01, 2021 Filed Dec 2, 2021 21:19 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 2,613 $10.33 $26,992.29
Disclosure

SEC source: 0001567619-21-021470 · doc1.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,890

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
June 18, 2021 Filed Jun 22, 2021 22:02 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 4,487 $15.71 $70,490.77
Disclosure

SEC source: 0001567619-21-012494 · doc1.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,503

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 22:20 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantEmployee stock option (Right to buy) · Derivative 44,439 $0.00 Strike: $17.79 $0.00
Disclosure

SEC source: 0001567619-21-011857 · doc1.xml · derivative · entry 2

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,439

Underlying: Common stock · 44,439 shares

Expires 2031-06-04

F2 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 6/4/22.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 22:20 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantCommon stock 41,069 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-011857 · doc1.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,990

F1 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 6/4/22. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
May 20, 2021 Filed May 21, 2021 20:29 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 1,969 $16.20 $31,897.80
Disclosure

SEC source: 0001567619-21-010907 · doc1.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,921

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
March 03, 2021 Filed Mar 4, 2021 21:16 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 7,088 $15.25 $108,092.00
Disclosure

SEC source: 0001567619-21-005649 · doc1.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,890

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
February 22, 2021 Filed Feb 23, 2021 21:01 UTC MODINE MANUFACTURING CO MOD · Entity 3547 Tax withholdingCommon stock 8,816 $14.52 $128,008.32
Disclosure

SEC source: 0001567619-21-004661 · doc1.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,978

F1 · shares: Shares disposed of in a private transaction to cover tax withholding.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 17:31 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantEmployee stock option (Right to buy) · Derivative 22,843 $0.00 Strike: $11.19 $0.00
Disclosure

SEC source: 0001567619-20-020605 · doc1.xml · derivative · entry 6

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,843

Underlying: Common stock · 22,843 shares

Expires 2030-12-01

F6 · derivative.exercise_date: This option will vest in four equal annual installments commencing on 12/1/21.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 17:31 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantCommon stock 23,592 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020605 · doc1.xml · nonDerivative · entry 5

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,794

F5 · shares: This is an award of restricted stock units which will vest in four equal annual installments commencing on 12/1/21. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 17:31 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantCommon stock 20,153 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020605 · doc1.xml · nonDerivative · entry 4

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,202

F4 · shares: This is an award of restricted stock units which will vest in three equal annual installments commencing on 5/20/21. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 17:31 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantCommon stock 72,573 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020605 · doc1.xml · nonDerivative · entry 3

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,049

F3 · shares: This is an award of restricted stock units which will vest in three equal annual installments commencing on 3/3/21. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

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December 01, 2020 Filed Dec 3, 2020 17:31 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantCommon stock 60,349 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020605 · doc1.xml · nonDerivative · entry 2

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,476

F2 · shares: This is an award of restricted stock units which will vest in two equal annual installments commencing on 2/22/21. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

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December 01, 2020 Filed Dec 3, 2020 17:31 UTC MODINE MANUFACTURING CO MOD · Entity 3547 GrantCommon stock 10,127 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-020605 · doc1.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,127

F1 · shares: This is an award of restricted stock units which will vest in its entirety on 6/18/21. Each restricted stock unit represents a contingent right to receive one share of MOD common stock.

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July 17, 2020 Filed Jul 21, 2020 22:07 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 1,655 $70.42 $116,545.10
Disclosure

SEC source: 0001209191-20-043219 · doc4.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,144

F1 · shares: Payment of tax liability by witholding securities incident to vesting of restricted stock units.

F2 · balance_after: Represents 17,887 shares of unvested restricted stock units and 7,257 shares of common stock.

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June 18, 2020 Filed Jun 22, 2020 20:34 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 Tax withholdingCommon Stock 488 $66.71 $32,554.48
Disclosure

SEC source: 0001209191-20-038199 · doc4.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,799

F1 · shares: Payment of tax liability by witholding securities incident to vesting of restricted stock units.

F2 · balance_after: Represents 21,652 shares of unvested restricted stock units and 5,147 shares of common stock.

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May 20, 2020 Filed May 22, 2020 22:20 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantPerformance Units · Derivative 4,419 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031858 · doc4.xml · derivative · entry 2

Brinker Neil David · CIK 0001743693 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,419

Underlying: Common Stock · 4,419 shares

Expires not disclosed

F3 · shares: These performance share awards were issued under the 2020 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled.

F3 · derivative.exercise_date: These performance share awards were issued under the 2020 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled.

F3 · derivative.expiration_date: These performance share awards were issued under the 2020 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled.

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May 20, 2020 Filed May 22, 2020 22:20 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantCommon Stock 2,209 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031858 · doc4.xml · nonDerivative · entry 1

Brinker Neil David · CIK 0001743693 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,287

F1 · shares: Employee Restricted Stock Units granted on 05/20/2020 under the Company's 2020 Long Term Incentive Plan (LTI Plan) will vest in 3 equal installments beginning on the first anniversary date of the grant.

F2 · balance_after: Represents 22,762 shares of unvested restricted stock units and 4,525 shares of common stock.

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March 03, 2020 Filed Mar 5, 2020 21:57 UTC ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 GrantPerformance Units · Derivative 15,909 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-20-016655 · doc4.xml · derivative · entry 2

Brinker Neil David · CIK 0001743693 · EVP, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,909

Underlying: Common Stock · 15,909 shares

Expires not disclosed

F3 · shares: These performance share awards were issued under the 2020 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled.

F3 · derivative.exercise_date: These performance share awards were issued under the 2020 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled.

F3 · derivative.expiration_date: These performance share awards were issued under the 2020 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.