Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ADVANCED ENERGY INDUSTRIES INCAEIS · Entity 3497 | Director | April 30, 2021 | May 04, 2021 |
| ICHOR HOLDINGS, LTD.ICHR · Entity 4529 | Director | February 12, 2026 | February 12, 2026 |
| INTEVAC INCIVAC · Entity 81388 | Director | May 20, 2021 | May 21, 2021 |
| Quanergy Systems, Inc.QNGY · Entity 122456 | Director | September 08, 2022 | September 12, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ADVANCED ENERGY INDUSTRIES INC
Report date April 30, 2021 · Filed May 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,813 |
Reported balance
After 2021-04-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-04-30 · Grant · Acquired 1,813 · Balance 1,813 F1: The restricted stock units granted on April 30, 2021 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2021 proxy. F2: As of the date of this filing, 1,813 shares held by the reporting person are unvested. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 27,000 |
Reported balance
Holding disclosure · report date 2021-04-30 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 27,000 F3: These shares are held in The Thomas M. Rohrs and Marion Rohrs Revocable Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock units granted on April 30, 2021 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2021 proxy.
F2: As of the date of this filing, 1,813 shares held by the reporting person are unvested.
F3: These shares are held in The Thomas M. Rohrs and Marion Rohrs Revocable Trust.
ICHOR HOLDINGS, LTD.
Report date February 12, 2026 · Filed February 12, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary Shares, par value $0.0001SEC Table I · non-derivative | Direct | 53,024 |
Ending reported balance
After 2026-02-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-02-12 · Exercise / conversion · Acquired 53,908 · Balance 106,932 Row 2 · 2026-02-12 · Sale · Disposed 53,908 · Balance 53,024 F1: The reported price is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $43.76 to $46.92 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.56 · Expires 2026-05-14 | Direct | 0 |
Reported balance
After 2026-02-12 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-02-12 · Exercise / conversion · Disposed 53,908 · Balance 0 F2: The option vests as follows: 25% of the option vests on May 14, 2020 and the remainder vests ratably on a quarterly basis over a three year period thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $43.76 to $46.92 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2: The option vests as follows: 25% of the option vests on May 14, 2020 and the remainder vests ratably on a quarterly basis over a three year period thereafter.
INTEVAC INC
Report date May 20, 2021 · Filed May 21, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 55,000 |
Reported balance
After 2021-05-20 transaction · row 1
1 source rowRow 1 · 2021-05-20 · Grant · Acquired 9,000 · Balance 55,000 F1: Each share of IVAC common stock is represented by a restricted stock unit ("RSU"). The RSUs vest upon the Reporting Person's completion of one year of service measured from the vesting commencement date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of IVAC common stock is represented by a restricted stock unit ("RSU"). The RSUs vest upon the Reporting Person's completion of one year of service measured from the vesting commencement date.
Quanergy Systems, Inc.
Report date September 08, 2022 · Filed September 12, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 150,000 |
Reported balance
After 2022-09-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-09-08 · Grant · Acquired 150,000 · Balance 150,000 F1: Each restricted stock unit represents a contingent right to receive one (1) share of the Issuer's Common Stock. F2: Subject to the reporting person's continuous service with the Company, one hundred per cent (100%) of the total number of restricted stock units subject to this award shall vest on the date of the Company's 2023 annual meeting of stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one (1) share of the Issuer's Common Stock.
F2: Subject to the reporting person's continuous service with the Company, one hundred per cent (100%) of the total number of restricted stock units subject to this award shall vest on the date of the Company's 2023 annual meeting of stockholders.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 12, 2026 Filed Feb 12, 2026 23:46 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOption (right to buy) · Derivative | 53,908 | $0.00 Strike: $22.56 | $0.00 |
DisclosureSEC source: 0001254354-26-000002 · wk-form4_1770939995.xml · derivative · entry 3 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares, par value $0.0001 · 53,908 shares Expires 2026-05-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests as follows: 25% of the option vests on May 14, 2020 and the remainder vests ratably on a quarterly basis over a three year period thereafter. Read SEC document |
| February 12, 2026 Filed Feb 12, 2026 23:46 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 53,908 | $45.48 | $2,451,735.84 |
DisclosureSEC source: 0001254354-26-000002 · wk-form4_1770939995.xml · nonDerivative · entry 2 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,024 F1 · price: The reported price is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $43.76 to $46.92 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| February 12, 2026 Filed Feb 12, 2026 23:46 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOrdinary Shares, par value $0.0001 | 53,908 | $22.56 | $1,216,164.48 |
DisclosureSEC source: 0001254354-26-000002 · wk-form4_1770939995.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,932 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 14, 2025 Filed May 16, 2025 21:04 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | GrantOrdinary Shares, par value $0.0001 | 5,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001652535-25-000037 · wk-form4_1747429484.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,024 F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 8, 2026. Read SEC document |
| February 18, 2025 Filed Feb 19, 2025 22:33 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 46,872 | $32.35 | $1,516,309.20 |
DisclosureSEC source: 0001628280-25-006475 · wk-form4_1740004389.xml · nonDerivative · entry 4 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 47,687 Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 22:33 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOption (right to buy) · Derivative | 46,872 | $0.00 Strike: $24.89 | $0.00 |
DisclosureSEC source: 0001628280-25-006475 · wk-form4_1740004389.xml · derivative · entry 6 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares, par value $0.0001 · 46,872 shares Expires 2025-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests as follows: 25% of the option vests on February 15, 2019 and the remainder vests ratably on a quarterly basis over a three year period thereafter. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 22:33 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOption (right to buy) · Derivative | 78,128 | $0.00 Strike: $24.89 | $0.00 |
DisclosureSEC source: 0001628280-25-006475 · wk-form4_1740004389.xml · derivative · entry 5 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 46,872 Underlying: Ordinary Shares, par value $0.0001 · 78,128 shares Expires 2025-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan. F2 · derivative.exercise_date: The option vests as follows: 25% of the option vests on February 15, 2019 and the remainder vests ratably on a quarterly basis over a three year period thereafter. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 22:33 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 78,128 | $31.98 | $2,498,533.44 |
DisclosureSEC source: 0001628280-25-006475 · wk-form4_1740004389.xml · nonDerivative · entry 3 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 94,559 F1 · kind: This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 22:33 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOrdinary Shares, par value $0.0001 | 46,872 | $24.89 | $1,166,644.08 |
DisclosureSEC source: 0001628280-25-006475 · wk-form4_1740004389.xml · nonDerivative · entry 2 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 172,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 22:33 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOrdinary Shares, par value $0.0001 | 78,128 | $24.89 | $1,944,605.92 |
DisclosureSEC source: 0001628280-25-006475 · wk-form4_1740004389.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 125,815 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This exercise and sale was effected pursuant to a Rule 10b5-1 trading plan. Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:19 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | GrantOrdinary Shares, par value $0.0001 | 3,923 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-024074 · wk-form4_1715977154.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,687 F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 9, 2025. Read SEC document |
| February 16, 2024 Filed Feb 20, 2024 22:09 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 50,000 | $45.37 | $2,268,500.00 |
DisclosureSEC source: 0001628280-24-005651 · wk-form4_1708466906.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,764 Read SEC document |
| August 31, 2023 Filed Sep 1, 2023 20:07 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOption (right to buy) · Derivative | 80,000 | $0.00 Strike: $17.14 | $0.00 |
DisclosureSEC source: 0001628280-23-031264 · wk-form4_1693598857.xml · derivative · entry 3 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares, par value $0.0001 · 80,000 shares Expires 2024-04-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vests as follows: 25% of the option vests on March 31, 2018 and the remainder vests ratably on a quarterly basis over a three year period thereafter. Read SEC document |
| August 31, 2023 Filed Sep 1, 2023 20:07 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 80,000 | $36.78 | $2,942,400.00 |
DisclosureSEC source: 0001628280-23-031264 · wk-form4_1693598857.xml · nonDerivative · entry 2 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,764 Read SEC document |
| August 31, 2023 Filed Sep 1, 2023 20:07 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOrdinary Shares, par value $0.0001 | 80,000 | $17.14 | $1,371,200.00 |
DisclosureSEC source: 0001628280-23-031264 · wk-form4_1693598857.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 173,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 18, 2023 Filed May 22, 2023 21:58 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | GrantOrdinary Shares, par value $0.0001 | 4,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-019331 · wk-form4_1684792685.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,708 F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on May 10, 2024. Read SEC document |
| September 08, 2022 Filed Sep 12, 2022 22:57 UTC | Quanergy Systems, Inc. QNGY · Entity 122456 | GrantRestricted Stock Unit · Derivative | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-22-009558 · form4-09122022_030918.xml · derivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 150,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of the Issuer's Common Stock. F2 · derivative.exercise_date: Subject to the reporting person's continuous service with the Company, one hundred per cent (100%) of the total number of restricted stock units subject to this award shall vest on the date of the Company's 2023 annual meeting of stockholders. F2 · derivative.expiration_date: Subject to the reporting person's continuous service with the Company, one hundred per cent (100%) of the total number of restricted stock units subject to this award shall vest on the date of the Company's 2023 annual meeting of stockholders. Read SEC document |
| May 19, 2022 Filed May 24, 2022 00:24 UTC | Quanergy Systems, Inc. QNGY · Entity 122456 | GrantRestricted Stock Unit · Derivative | 23,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-003130 · edgar.xml · derivative · entry 2 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,555 Underlying: Common Stock · 23,555 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of the Issuer's Common Stock. F3 · derivative.exercise_date: The award was fully vested upon the date of grant. F3 · derivative.expiration_date: The award was fully vested upon the date of grant. Read SEC document |
| May 19, 2022 Filed May 24, 2022 00:24 UTC | Quanergy Systems, Inc. QNGY · Entity 122456 | GrantRestricted Stock Unit · Derivative | 157,035 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-003130 · edgar.xml · derivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,035 Underlying: Common Stock · 157,035 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one (1) share of the Issuer's Common Stock. F2 · derivative.exercise_date: Subject to the reporting person's continuous service with the Company, the award shall vest over three (3) years. One-third (1/3rd) of the award shall vest on the first anniversary of the vesting commencement date (February 8, 2023), and thereafter shall vest quarterly on February 15, May 15, August 15 and November 15. The first quarterly vesting will occur on February 15, 2023. F2 · derivative.expiration_date: Subject to the reporting person's continuous service with the Company, the award shall vest over three (3) years. One-third (1/3rd) of the award shall vest on the first anniversary of the vesting commencement date (February 8, 2023), and thereafter shall vest quarterly on February 15, May 15, August 15 and November 15. The first quarterly vesting will occur on February 15, 2023. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 02:22 UTC | Quanergy Systems, Inc. QNGY · Entity 122456 | GrantRestricted Stock Unit · Derivative | 57,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-22-001056 · edgar.xml · derivative · entry 2 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,606 Underlying: Common Stock · 57,606 shares Expires not disclosed F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock. F1 · kind: Received pursuant the Agreement and Plan of Merger, dated as of June 21, 2021, as amended, by and among CITIC Capital Acquisition Corp. ("CCAC"), CITIC Capital Merger Sub Inc. ("Merger Sub") and Quanergy Systems, Inc., a Delaware corporation ("Legacy Quanergy") pursuant to which Merger Sub merged with and into Legacy Quanergy (the "Business Combination"), whereupon the separate existence of Merger Sub ceased and Legacy Quanergy was the surviving company and wholly owned subsidiary of CCAC which subsequently changed its name to Quanergy Systems, Inc. (the "Issuer"). F5 · derivative.exercise_date: One-twelfth (I/12th) vests quarterly from January 13, 2020 provided Participant has not terminated Service on each applicable date (February 15, May 15, August 15, and November 15). F6 · derivative.expiration_date: In connection with Business Combination, this Legacy Quanergy's outstanding RSU award was converted into an RSU award denominated in shares of Issuer's common stock. The unvested portion of the outstanding RSU award will continue to vest as described in footnote 6 subject to the reporting person's continued service with the Issuer through the applicable vesting date. Read SEC document |
| February 08, 2022 Filed Feb 11, 2022 02:22 UTC | Quanergy Systems, Inc. QNGY · Entity 122456 | GrantStock Option (right to buy) · Derivative | 193,997 | Not disclosed Strike: $12.74 | Not disclosed |
DisclosureSEC source: 0001179110-22-001056 · edgar.xml · derivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,997 Underlying: Common Stock · 193,997 shares Expires 2030-01-30 F1 · kind: Received pursuant the Agreement and Plan of Merger, dated as of June 21, 2021, as amended, by and among CITIC Capital Acquisition Corp. ("CCAC"), CITIC Capital Merger Sub Inc. ("Merger Sub") and Quanergy Systems, Inc., a Delaware corporation ("Legacy Quanergy") pursuant to which Merger Sub merged with and into Legacy Quanergy (the "Business Combination"), whereupon the separate existence of Merger Sub ceased and Legacy Quanergy was the surviving company and wholly owned subsidiary of CCAC which subsequently changed its name to Quanergy Systems, Inc. (the "Issuer"). F3 · price: Received in connection with Business Combination in exchange for option to acquire 50,000 shares of common stock of Legacy Quanergy for $49.43 per share. F2 · derivative.exercise_date: The shares shall vest in a series of forty-eight (48) successive equal monthly installments each month from January 31, 2020(the"Vesting Calculation Date"), such that the shares will be fully vested on the four (4) year anniversary of the Vesting Calculation Date. All vesting ceases upon termination of service Read SEC document |
| January 07, 2022 Filed Jan 12, 2022 21:16 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | GrantOrdinary Shares, par value $0.0001 | 5,676 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-003057 · doc4.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,573 F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on January 8, 2023. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 20:16 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOption (right to buy) · Derivative | 65,908 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001209191-21-038214 · doc4.xml · derivative · entry 3 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares, par value $0.0001 · 65,908 shares Expires 2021-09-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 20:16 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 65,908 | $55.89 | $3,683,598.12 |
DisclosureSEC source: 0001209191-21-038214 · doc4.xml · nonDerivative · entry 2 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,595 Read SEC document |
| June 02, 2021 Filed Jun 4, 2021 20:16 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOrdinary Shares, par value $0.0001 | 65,908 | $8.05 | $530,559.40 |
DisclosureSEC source: 0001209191-21-038214 · doc4.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,503 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2021 Filed May 21, 2021 13:20 UTC | INTEVAC INC IVAC · Entity 81388 | GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001806637-21-000008 · edgardoc.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 F1 · shares: Each share of IVAC common stock is represented by a restricted stock unit ("RSU"). The RSUs vest upon the Reporting Person's completion of one year of service measured from the vesting commencement date. Read SEC document |
| April 30, 2021 Filed May 4, 2021 20:44 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 1,813 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-029919 · doc4.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,813 F1 · shares: The restricted stock units granted on April 30, 2021 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2021 proxy. F2 · balance_after: As of the date of this filing, 1,813 shares held by the reporting person are unvested. Read SEC document |
| February 10, 2021 Filed Feb 10, 2021 22:08 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 25,000 | $41.46 | $1,036,500.00 |
DisclosureSEC source: 0001209191-21-009314 · doc4.xml · nonDerivative · entry 3 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,595 Read SEC document |
| February 09, 2021 Filed Feb 10, 2021 22:08 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 25,000 | $43.00 | $1,075,000.00 |
DisclosureSEC source: 0001209191-21-009314 · doc4.xml · nonDerivative · entry 2 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,595 Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 22:08 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 25,000 | $42.80 | $1,070,000.00 |
DisclosureSEC source: 0001209191-21-009314 · doc4.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,595 Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 22:30 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | GrantOrdinary Shares, par value $0.0001 | 14,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-003276 · doc4.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,595 F1 · shares: Consists of an RSU grant, representing the right to receive Ordinary Shares of Ichor Holdings, Ltd. The RSU vests in full on January 8, 2022. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 20:08 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 17,378 | $30.72 | $533,852.16 |
DisclosureSEC source: 0001209191-20-047176 · doc4.xml · nonDerivative · entry 2 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,216 Read SEC document |
| August 14, 2020 Filed Aug 18, 2020 20:08 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 10,000 | $29.63 | $296,300.00 |
DisclosureSEC source: 0001209191-20-047176 · doc4.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,594 Read SEC document |
| August 10, 2020 Filed Aug 10, 2020 22:02 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOption (right to buy) · Derivative | 24,995 | $0.00 Strike: $14.90 | $0.00 |
DisclosureSEC source: 0001209191-20-045997 · doc4.xml · derivative · entry 11 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 24,995 shares Expires 2020-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Each tranche of options reported herein vested as follows: 25% vested on June 30, 2014 and the remainder vested ratably on a quarterly basis over a three year period thereafter. Read SEC document |
| August 10, 2020 Filed Aug 10, 2020 22:02 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 24,995 | $29.72 | $742,851.40 |
DisclosureSEC source: 0001209191-20-045997 · doc4.xml · nonDerivative · entry 7 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,594 Read SEC document |
| August 10, 2020 Filed Aug 10, 2020 22:02 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOrdinary Shares, par value $0.0001 | 24,995 | $14.90 | $372,425.50 |
DisclosureSEC source: 0001209191-20-045997 · doc4.xml · nonDerivative · entry 6 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 22:02 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOption (right to buy) · Derivative | 26,527 | $0.00 Strike: $14.90 | $0.00 |
DisclosureSEC source: 0001209191-20-045997 · doc4.xml · derivative · entry 10 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,995 Underlying: Ordinary Shares · 26,527 shares Expires 2020-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Each tranche of options reported herein vested as follows: 25% vested on June 30, 2014 and the remainder vested ratably on a quarterly basis over a three year period thereafter. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 22:02 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOption (right to buy) · Derivative | 33,473 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001209191-20-045997 · doc4.xml · derivative · entry 9 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Ordinary Shares · 33,473 shares Expires 2020-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Each tranche of options reported herein vested as follows: 25% vested on June 30, 2014 and the remainder vested ratably on a quarterly basis over a three year period thereafter. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 22:02 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 60,000 | $30.53 | $1,831,800.00 |
DisclosureSEC source: 0001209191-20-045997 · doc4.xml · nonDerivative · entry 5 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,594 Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 22:02 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOrdinary Shares, par value $0.0001 | 26,527 | $14.90 | $395,252.30 |
DisclosureSEC source: 0001209191-20-045997 · doc4.xml · nonDerivative · entry 4 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2020 Filed Aug 10, 2020 22:02 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOrdinary Shares, par value $0.0001 | 33,473 | $8.05 | $269,457.65 |
DisclosureSEC source: 0001209191-20-045997 · doc4.xml · nonDerivative · entry 3 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 22:02 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOption (right to buy) · Derivative | 100,000 | $0.00 Strike: $8.05 | $0.00 |
DisclosureSEC source: 0001209191-20-045997 · doc4.xml · derivative · entry 8 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,473 Underlying: Ordinary Shares · 100,000 shares Expires 2020-10-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Each tranche of options reported herein vested as follows: 25% vested on June 30, 2014 and the remainder vested ratably on a quarterly basis over a three year period thereafter. Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 22:02 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | SaleOrdinary Shares, par value $0.0001 | 100,000 | $32.10 | $3,210,000.00 |
DisclosureSEC source: 0001209191-20-045997 · doc4.xml · nonDerivative · entry 2 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,594 Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 22:02 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | Exercise / conversionOrdinary Shares, par value $0.0001 | 100,000 | $8.05 | $805,000.00 |
DisclosureSEC source: 0001209191-20-045997 · doc4.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 15, 2020 Filed May 18, 2020 15:39 UTC | INTEVAC INC IVAC · Entity 81388 | GrantCommon Stock | 9,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001806637-20-000008 · edgardoc.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,000 F1 · shares: Each share of IVAC common stock is represented by a restricted stock unit ("RSU"). The RSUs vest upon the Reporting Person's completion of one year of service measured from the vesting commencement date. Read SEC document |
| April 30, 2020 Filed May 4, 2020 20:48 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-026832 · doc4.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 F1 · shares: The restricted stock units granted on April 30, 2020 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2020 proxy. F2 · balance_after: As of the date of this filing, 7,000 shares held by the reporting person are unvested. Read SEC document |
| January 06, 2020 Filed Jan 10, 2020 21:07 UTC | ICHOR HOLDINGS, LTD. ICHR · Entity 4529 | GrantOrdinary Shares, par value $0.0001 | 15,351 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-003039 · doc4.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director · CEO and Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,861 F1 · shares: Represents a restricted stock unit ("RSU") grant, which vests in full on January 6, 2021. Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 14:07 UTC | INTEVAC INC IVAC · Entity 81388 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $4.49 Strike: $4.49 | $44,900.00 |
DisclosureSEC source: 0001503453-19-000046 · edgardoc.xml · derivative · entry 2 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2020-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 23, 2019 Filed Dec 26, 2019 14:07 UTC | INTEVAC INC IVAC · Entity 81388 | Exercise / conversionCommon Stock | 10,000 | $4.49 | $44,900.00 |
DisclosureSEC source: 0001503453-19-000046 · edgardoc.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 04, 2019 Filed Jun 6, 2019 21:46 UTC | ADVANCED ENERGY INDUSTRIES INC AEIS · Entity 3497 | GrantCommon Stock | 3,500 | $51.87 | $181,545.00 |
DisclosureSEC source: 0001209191-19-035201 · doc4.xml · nonDerivative · entry 1 ROHRS THOMAS M · CIK 0001254354 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 F1 · shares: The restricted stock units granted on June 4, 2019 will vest 100% 11 months from the grant date. F2 · balance_after: 6,000 shares previously reported as directly held by the reporting person were transferred to the Thomas M. Rohrs and Marion Rohrs Trust in a transaction exempt from Section 16 reporting pursuant to Rule 16a-13. F3 · balance_after: As of the date of this filing, 3,500 shares held by the reporting person are unvested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.