Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 08, 2017 Filed Jun 9, 2017 20:38 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $22.93 | $80,237.50 |
DisclosureSEC source: 0001389463-17-000011 · wf-form4_149704071558103.xml · nonDerivative · entry 6 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units in accordance with a Rule 10b5-1 Plan. F4 · price: Reporting Person sold 1,750 AB Holding Units at $22.85 per Unit and 1,750 AB Holding Units at $23.00 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 20:38 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000011 · wf-form4_149704071558103.xml · nonDerivative · entry 5 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 20:38 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $22.93 | $80,237.50 |
DisclosureSEC source: 0001389463-17-000011 · wf-form4_149704071558103.xml · nonDerivative · entry 4 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 374,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units in accordance with a Rule 10b5-1 Plan. F4 · price: Reporting Person sold 1,750 AB Holding Units at $22.85 per Unit and 1,750 AB Holding Units at $23.00 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 20:37 UTC |
FARRELL EDWARD JSVP and Controller
|
Saleunits rep. assignments of beneficial owner. of lp interests | 10,000 | $23.15 | $231,500.00 |
DisclosureSEC source: 0001270609-17-000002 · wf-form4_149704061328039.xml · nonDerivative · entry 1 FARRELL EDWARD J · CIK 0001270609 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,147 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 20:38 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000011 · wf-form4_149704071558103.xml · derivative · entry 10 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,283 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 20:38 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $22.88 | $80,062.50 |
DisclosureSEC source: 0001389463-17-000011 · wf-form4_149704071558103.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units in accordance with a Rule 10b5-1 Plan. F3 · price: Reporting Person sold 1,750 AB Holding Units at $22.75 per Unit and 1,750 AB Holding Units at $23.00 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 20:38 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000011 · wf-form4_149704071558103.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,081 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| June 07, 2017 Filed Jun 9, 2017 20:38 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $22.88 | $80,062.50 |
DisclosureSEC source: 0001389463-17-000011 · wf-form4_149704071558103.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units in accordance with a Rule 10b5-1 Plan. F3 · price: Reporting Person sold 1,750 AB Holding Units at $22.75 per Unit and 1,750 AB Holding Units at $23.00 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| June 06, 2017 Filed Jun 7, 2017 11:27 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 1,750 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000009 · wf-form4_149683484239940.xml · derivative · entry 8 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,783 Underlying: AB Holding Units · 1,750 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Reporting Person sold AB Holding Units in accordance with a Rule 10b5-1 Plan. Read SEC document |
| June 06, 2017 Filed Jun 7, 2017 11:27 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 1,750 | $22.50 | $39,375.00 |
DisclosureSEC source: 0001389463-17-000009 · wf-form4_149683484239940.xml · nonDerivative · entry 6 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units in accordance with a Rule 10b5-1 Plan. Read SEC document |
| June 06, 2017 Filed Jun 7, 2017 11:27 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 1,750 | $17.05 | $29,837.50 |
DisclosureSEC source: 0001389463-17-000009 · wf-form4_149683484239940.xml · nonDerivative · entry 5 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,831 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| June 06, 2017 Filed Jun 7, 2017 11:27 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 1,750 | $22.50 | $39,375.00 |
DisclosureSEC source: 0001389463-17-000009 · wf-form4_149683484239940.xml · nonDerivative · entry 4 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,081 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units in accordance with a Rule 10b5-1 Plan. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 11:27 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 1,750 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000009 · wf-form4_149683484239940.xml · derivative · entry 7 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,533 Underlying: AB Holding Units · 1,750 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 11:27 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 1,750 | $22.75 | $39,812.50 |
DisclosureSEC source: 0001389463-17-000009 · wf-form4_149683484239940.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,831 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units in accordance with a Rule 10b5-1 Plan. Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 11:27 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 1,750 | $17.05 | $29,837.50 |
DisclosureSEC source: 0001389463-17-000009 · wf-form4_149683484239940.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 11:27 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 1,750 | $22.75 | $39,812.50 |
DisclosureSEC source: 0001389463-17-000009 · wf-form4_149683484239940.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,831 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold AB Holding Units in accordance with a Rule 10b5-1 Plan. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 20:10 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 1,750 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000007 · wf-form4_149669340479533.xml · derivative · entry 8 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,283 Underlying: AB Holding Units · 1,750 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 20:10 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 1,750 | $22.70 | $39,725.00 |
DisclosureSEC source: 0001389463-17-000007 · wf-form4_149669340479533.xml · nonDerivative · entry 6 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold his AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 20:10 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 1,750 | $17.05 | $29,837.50 |
DisclosureSEC source: 0001389463-17-000007 · wf-form4_149669340479533.xml · nonDerivative · entry 5 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,331 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 20:10 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 1,750 | $22.55 | $39,462.50 |
DisclosureSEC source: 0001389463-17-000007 · wf-form4_149669340479533.xml · nonDerivative · entry 4 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,581 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold his AB Holding Units pursuant to a Rule 10b5-1 Plan. Read SEC document |
| June 02, 2017 Filed Jun 5, 2017 12:36 UTC |
SLUTSKY LORIE AFormer Director
|
Saleunits rep. assignments of beneficial owner. of lp interests | 9,759 | $22.63 | $220,846.17 |
DisclosureSEC source: 0001234336-17-000004 · wf-form4_149666618015257.xml · nonDerivative · entry 1 SLUTSKY LORIE A · CIK 0001234336 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,407 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:10 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 3,500 | $0.00 Strike: $17.05 | $0.00 |
DisclosureSEC source: 0001389463-17-000007 · wf-form4_149669340479533.xml · derivative · entry 7 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,033 Underlying: AB Holding Units · 3,500 shares Expires 2019-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The option vested in equal annual increments on each of January 23, 2010, 2011, 2012, 2013 and 2014. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:10 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $22.78 | $79,712.50 |
DisclosureSEC source: 0001389463-17-000007 · wf-form4_149669340479533.xml · nonDerivative · entry 3 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,331 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold his AB Holding Units pursuant to a Rule 10b5-1 Plan. F3 · price: Reporting Person sold 1,750 AB Holding Units at $22.55 per Unit and 1,750 AB Holding Units at $23.00 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:10 UTC |
Gingrich James AChief Operating Officer
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 3,500 | $17.05 | $59,675.00 |
DisclosureSEC source: 0001389463-17-000007 · wf-form4_149669340479533.xml · nonDerivative · entry 2 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,831 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 20:10 UTC |
Gingrich James AChief Operating Officer
|
Saleunits rep. assignments of beneficial owner. of lp interests | 3,500 | $22.78 | $79,712.50 |
DisclosureSEC source: 0001389463-17-000007 · wf-form4_149669340479533.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,331 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · kind: Reporting Person sold his AB Holding Units pursuant to a Rule 10b5-1 Plan. F3 · price: Reporting Person sold 1,750 AB Holding Units at $22.55 per Unit and 1,750 AB Holding Units at $23.00 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| May 30, 2017 Filed May 30, 2017 20:02 UTC |
Zoellick Robert B.Director · Non-Exec. Chairman
|
Purchaseunits rep. assignments of beneficial owner. of lp interests | 11,300 | $21.85 | $246,848.50 |
DisclosureSEC source: 0001696042-17-000004 · wf-form4_149617452569981.xml · nonDerivative · entry 1 Zoellick Robert B. · CIK 0001696042 · Director · Non-Exec. Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,300 Read SEC document |
| May 30, 2017 Filed May 31, 2017 20:15 UTC |
ELLIOTT STEVEN GFormer Director
|
Saleunits rep. assignments of beneficial owner. of lp interests | 15,627 | $22.18 | $346,578.73 |
DisclosureSEC source: 0001180506-17-000008 · wf-form4_149626171907037.xml · nonDerivative · entry 1 ELLIOTT STEVEN G · CIK 0001180506 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| May 24, 2017 Filed May 25, 2017 20:01 UTC |
Hechinger Deborah SFormer Director
|
Saleunits rep. assignments of beneficial owner. of lp interests | 7,814 | $21.05 | $164,484.70 |
DisclosureSEC source: 0001399237-17-000004 · wf-form4_149574245511677.xml · nonDerivative · entry 1 Hechinger Deborah S · CIK 0001399237 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · price: Reporting Person sold 7,814 AB Holding Units at prices ranging from $21.00 to $21.10 per Unit. The price set forth in the table is the weighted average of her sales at these prices. Read SEC document |
| May 22, 2017 Filed May 23, 2017 11:20 UTC |
SCHOEN SCOTT AFormer Director
|
Saleunits rep. assignments of beneficial owner. of lp interests | 15,627 | $20.91 | $326,682.44 |
DisclosureSEC source: 0001027036-17-000007 · wf-form4_149553840046098.xml · nonDerivative · entry 1 SCHOEN SCOTT A · CIK 0001027036 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · price: Reporting Person sold 15,627 AB Holding Units at prices ranging from $20.90 to $20.905 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| May 19, 2017 Filed May 23, 2017 21:59 UTC |
ELLIOTT STEVEN GFormer Director
|
Exercise / conversionAB Holding Unit option (right to buy) · Derivative | 16,349 | $0.00 Strike: $14.58 | $0.00 |
DisclosureSEC source: 0001180506-17-000006 · wf-form4_149557675854957.xml · derivative · entry 3 ELLIOTT STEVEN G · CIK 0001180506 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: AB Holding Units · 16,349 shares Expires 2022-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in equal annual increments on each of May 12, 2013, 2014 and 2015. Read SEC document |
| May 19, 2017 Filed May 23, 2017 21:59 UTC |
ELLIOTT STEVEN GFormer Director
|
Saleunits rep. assignments of beneficial owner. of lp interests | 16,349 | $21.08 | $344,555.18 |
DisclosureSEC source: 0001180506-17-000006 · wf-form4_149557675854957.xml · nonDerivative · entry 2 ELLIOTT STEVEN G · CIK 0001180506 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,627 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · price: Reporting Person sold 16,349 AB Holding Units at prices ranging from $21.05 to $21.075 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| May 19, 2017 Filed May 23, 2017 21:59 UTC |
ELLIOTT STEVEN GFormer Director
|
Exercise / conversionunits rep. assignments of beneficial owner. of lp interests | 16,349 | $14.58 | $238,368.42 |
DisclosureSEC source: 0001180506-17-000006 · wf-form4_149557675854957.xml · nonDerivative · entry 1 ELLIOTT STEVEN G · CIK 0001180506 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,976 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| May 17, 2017 Filed May 18, 2017 21:15 UTC |
Hechinger Deborah SFormer Director
|
Saleunits rep. assignments of beneficial owner. of lp interests | 10,380 | $21.02 | $218,187.60 |
DisclosureSEC source: 0001399237-17-000002 · wf-form4_149514211339740.xml · nonDerivative · entry 1 Hechinger Deborah S · CIK 0001399237 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,814 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · price: Reporting Person sold 10,380 AB Holding Units at prices ranging from $21.00 to $21.225 per Unit. The price set forth in the table is the weighted average of her sales at these prices. Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:19 UTC |
Zoellick Robert B.Director · Non-Exec. Chairman
|
Grantunits rep. assignments of beneficial owner. of lp interests | 20,000 | $21.25 | $425,000.00 |
DisclosureSEC source: 0001696042-17-000002 · wf-form4_149514236590878.xml · nonDerivative · entry 1 Zoellick Robert B. · CIK 0001696042 · Director · Non-Exec. Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: Reporting Person's award of 20,000 restricted AB Holding Units vests and gets delivered ratably on each of May 16, 2018, 2019, 2020 and 2021. F3 · price: The closing price on the NYSE of an AB Holding Unit on May 16, 2017, the award date. Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:17 UTC |
OLIVEIRA RAMON DEDirector
|
Grantunits rep. assignments of beneficial owner. of lp interests | 7,059 | $21.25 | $150,003.75 |
DisclosureSEC source: 0001214685-17-000011 · wf-form4_149514221376728.xml · nonDerivative · entry 1 OLIVEIRA RAMON DE · CIK 0001214685 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,059 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: Reporting Person's award of 7,059 restricted AB Holding Units vests and gets delivered ratably on each of May 16, 2017, 2018, 2019 and 2020. F3 · price: The closing price on the NYSE of an AB Holding Unit on May 16, 2017, the award date. Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:13 UTC |
Kaye Daniel GDirector
|
Grantunits rep. assignments of beneficial owner. of lp interests | 7,059 | $21.25 | $150,003.75 |
DisclosureSEC source: 0001556974-17-000013 · wf-form4_149514197171347.xml · nonDerivative · entry 1 Kaye Daniel G · CIK 0001556974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,059 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: Reporting Person's award of 7,059 restricted AB Holding Units vests and gets delivered ratably on each of May 16, 2017, 2018, 2019 and 2020. F3 · price: The closing price on the NYSE of an AB Holding Unit on May 16, 2017, the award date. Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:11 UTC |
Fallon-Walsh BarbaraDirector
|
Grantunits rep. assignments of beneficial owner. of lp interests | 7,059 | $21.25 | $150,003.75 |
DisclosureSEC source: 0001703984-17-000008 · wf-form4_149514185028690.xml · nonDerivative · entry 1 Fallon-Walsh Barbara · CIK 0001703984 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,059 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: Reporting Person's award of 7,059 restricted AB Holding Units vests and gets delivered ratably on each of May 16, 2017, 2018, 2019 and 2020. F3 · price: The closing price on the NYSE of an AB Holding Unit on May 16, 2017, the award date. Read SEC document |
| May 16, 2017 Filed May 18, 2017 21:09 UTC |
BERNSTEIN SETH PDirector · President and CEO
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Grantunits rep. assignments of beneficial owner. of lp interests | 164,706 | $21.25 | $3,500,002.50 |
DisclosureSEC source: 0001705584-17-000014 · wf-form4_149514172766818.xml · nonDerivative · entry 1 BERNSTEIN SETH P · CIK 0001705584 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,706 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: Pursuant to Reporting Person's employment agreement dated as of April 28, 2017, which agreement includes forfeiture and accelerated vesting/delivery provisions, Reporting Person's award of 164,706 restricted AB Holding Units vests ratably on each of May 1, 2018, 2019, 2020 and 2021, and all of these AB Holding Units are scheduled to be delivered to Reporting Person promptly after May 1, 2021. F3 · price: The closing price on the NYSE of an AB Holding Unit on May 16, 2017, the award date. Read SEC document |
| May 15, 2017 Filed May 15, 2017 22:45 UTC |
SCHOEN SCOTT ADirector
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Saleunits rep. assignments of beneficial owner. of lp interests | 37,485 | $21.28 | $797,680.80 |
DisclosureSEC source: 0001027036-17-000005 · wf-form4_149488831578993.xml · nonDerivative · entry 2 SCHOEN SCOTT A · CIK 0001027036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,627 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F3 · price: Reporting Person sold 37,485 AB Holding Units at prices ranging from $21.15 to $21.35. Read SEC document |
| May 12, 2017 Filed May 15, 2017 22:45 UTC |
SCHOEN SCOTT ADirector
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Saleunits rep. assignments of beneficial owner. of lp interests | 24,500 | $21.09 | $516,705.00 |
DisclosureSEC source: 0001027036-17-000005 · wf-form4_149488831578993.xml · nonDerivative · entry 1 SCHOEN SCOTT A · CIK 0001027036 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,112 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · price: Reporting Person sold 24,500 AB Holding Units at prices ranging from $21.05 to $21.15. Read SEC document |
| May 11, 2017 Filed May 15, 2017 12:43 UTC |
SLUTSKY LORIE AFormer Director
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Saleunits rep. assignments of beneficial owner. of lp interests | 12,663 | $21.01 | $266,087.62 |
DisclosureSEC source: 0001234336-17-000002 · wf-form4_149485221090118.xml · nonDerivative · entry 1 SLUTSKY LORIE A · CIK 0001234336 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,166 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · price: Reporting Person sold 12,663 AB Holding Units at prices ranging from $21.00 to $21.071. Read SEC document |
| May 04, 2017 Filed May 8, 2017 22:24 UTC |
ELLIOTT STEVEN GFormer Director
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Saleunits rep. assignments of beneficial owner. of lp interests | 11,414 | $20.49 | $233,872.86 |
DisclosureSEC source: 0001180506-17-000003 · wf-form4_149428222850672.xml · nonDerivative · entry 1 ELLIOTT STEVEN G · CIK 0001180506 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,627 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. Read SEC document |
| February 13, 2017 Filed Feb 22, 2017 21:04 UTC |
Gingrich James AChief Operating Officer
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Grantunits rep. assignments of beneficial owner. of lp interests | 883,653 | $23.77 | $21,000,013.55 |
DisclosureSEC source: 0001389463-17-000004 · wf-form4_148779746650610.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 1,337,685 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · shares: As described in AB's Form 10-K for the year ended December 31, 2016 ("2016 10-K"), as filed February 14, 2017, on February 13, 2017 ("grant date"), the Compensation Committee ("Compensation Committee") of the Board of Directors of AllianceBernstein Corporation approved a grant to Mr. Gingrich of restricted AB Holding Units with a value of $21 million (based on the average closing price on the NYSE of an AB Holding Unit for the period covering the four trading days immediately preceding the grant date, the grant date and the five trading days immediately following the grant date), in lieu of cash bonus and long-term incentive compensation awards for 2017, 2018 and 2019 for which he otherwise would have been eligible; provided he will be eligible to receive at the end of each such year an additional cash bonus, to the extent approved by the Compensation Committee. F3 · shares: Mr. Gingrich's restricted AB Holding Units will vest (after which they are no longer subject to forfeiture) ratably on each of December 1, 2017, 2018 and 2019, provided, with respect to each installment, Mr. Gingrich continues to be employed by our firm. F4 · shares: For additional information relating to Mr. Gingrich's award, please refer to the letter agreement memorializing the award, which was filed as Exhibit 10.01 to the 2016 10-K. F2 · price: As described in AB's Form 10-K for the year ended December 31, 2016 ("2016 10-K"), as filed February 14, 2017, on February 13, 2017 ("grant date"), the Compensation Committee ("Compensation Committee") of the Board of Directors of AllianceBernstein Corporation approved a grant to Mr. Gingrich of restricted AB Holding Units with a value of $21 million (based on the average closing price on the NYSE of an AB Holding Unit for the period covering the four trading days immediately preceding the grant date, the grant date and the five trading days immediately following the grant date), in lieu of cash bonus and long-term incentive compensation awards for 2017, 2018 and 2019 for which he otherwise would have been eligible; provided he will be eligible to receive at the end of each such year an additional cash bonus, to the extent approved by the Compensation Committee. F3 · price: Mr. Gingrich's restricted AB Holding Units will vest (after which they are no longer subject to forfeiture) ratably on each of December 1, 2017, 2018 and 2019, provided, with respect to each installment, Mr. Gingrich continues to be employed by our firm. F4 · price: For additional information relating to Mr. Gingrich's award, please refer to the letter agreement memorializing the award, which was filed as Exhibit 10.01 to the 2016 10-K. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 22:04 UTC |
Cranch Laurence EGeneral Counsel
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Tax withholdingunits rep. assignments of beneficial owner. of lp interests | 39,683 | $23.35 | $926,598.05 |
DisclosureSEC source: 0001296655-17-000002 · wf-form4_148607306473001.xml · nonDerivative · entry 1 Cranch Laurence E · CIK 0001296655 · General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 102,481 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · balance_after: On January 31, 2017, 85,909 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 39,683 AB Holding Units were withheld for tax purposes and 46,226 AB Holding Units were delivered to him. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 21:56 UTC |
Gingrich James AChief Operating Officer
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Tax withholdingunits rep. assignments of beneficial owner. of lp interests | 6,554 | $23.35 | $153,035.90 |
DisclosureSEC source: 0001389463-17-000002 · wf-form4_148607260706849.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 454,032 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · balance_after: On January 31, 2017, 18,930 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 6,554 AB Holding Units were withheld for tax purposes and 12,376 AB Holding Units were delivered to him. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 21:19 UTC |
Weisenseel John CChief Financial Officer
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Grantunits rep. assignments of beneficial owner. of lp interests | 28,987 | $23.20 | $672,498.40 |
DisclosureSEC source: 0001550507-16-000008 · wf-form4_148166392770758.xml · nonDerivative · entry 1 Weisenseel John C · CIK 0001550507 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 70,876 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · shares: Reporting Person's 2016 deferred incentive compensation award, which was approved by the Compensation Committee of the Board on December 9, 2016, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 28,987 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are distributed to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2017, 2018, 2019 and 2020. The price set forth in the table is the closing price of an AB Holding Unit on December 9, 2016. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 21:17 UTC |
van Brugge Robert PChairman and CEO, SCB LLC
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Grantunits rep. assignments of beneficial owner. of lp interests | 69,397 | $23.20 | $1,610,010.40 |
DisclosureSEC source: 0001538162-16-000010 · wf-form4_148166382808312.xml · nonDerivative · entry 1 van Brugge Robert P · CIK 0001538162 · Chairman and CEO, SCB LLC 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 175,804 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · shares: Reporting Person's 2016 deferred incentive compensation award, which was approved by the Compensation Committee of the Board on December 9, 2016, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 69,397 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are distributed to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2017, 2018, 2019 and 2020. The price set forth in the table is the closing price of an AB Holding Unit on December 9, 2016. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 21:15 UTC |
Gingrich James AChief Operating Officer
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Grantunits rep. assignments of beneficial owner. of lp interests | 140,517 | $23.20 | $3,259,994.40 |
DisclosureSEC source: 0001389463-16-000007 · wf-form4_148166371621342.xml · nonDerivative · entry 1 Gingrich James A · CIK 0001389463 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 472,962 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · shares: Reporting Person's 2016 deferred incentive compensation award, which was approved by the Compensation Committee of the Board on December 9, 2016, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 140,517 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are distributed to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2017, 2018, 2019 and 2020. The price set forth in the table is the closing price of an AB Holding Unit on December 9, 2016. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 21:13 UTC |
FARRELL EDWARD JSVP and Controller
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Grantunits rep. assignments of beneficial owner. of lp interests | 9,052 | $23.20 | $210,006.40 |
DisclosureSEC source: 0001270609-16-000011 · wf-form4_148166360543206.xml · nonDerivative · entry 1 FARRELL EDWARD J · CIK 0001270609 · SVP and Controller 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 23,094 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · shares: Reporting Person's 2016 deferred incentive compensation award, which was approved by the Compensation Committee of the Board on December 9, 2016, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 9,052 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are distributed to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2017, 2018, 2019 and 2020. The price set forth in the table is the closing price of an AB Holding Unit on December 9, 2016. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 21:09 UTC |
Cranch Laurence EGeneral Counsel
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Grantunits rep. assignments of beneficial owner. of lp interests | 26,293 | $23.20 | $609,997.60 |
DisclosureSEC source: 0001296655-16-000010 · wf-form4_148166335607229.xml · nonDerivative · entry 1 Cranch Laurence E · CIK 0001296655 · General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 188,390 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · shares: Reporting Person's 2016 deferred incentive compensation award, which was approved by the Compensation Committee of the Board on December 9, 2016, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 26,293 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are distributed to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2017, 2018, 2019 and 2020. The price set forth in the table is the closing price of an AB Holding Unit on December 9, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.