Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ALLIANCEBERNSTEIN HOLDING L.P.
Report date December 01, 2017 · Filed December 08, 2017
Section 16 reporting ended · disclosed 2017-12-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| units rep. assignments of beneficial owner. of lp interestsSEC Table I · non-derivative | Indirectby rabbi trust under employee incentive compensation award program | 107,396 |
Reported balance
After 2017-12-01 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-12-01 · Tax withholding · Disposed 34,511 · Balance 107,396 F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2: On December 1, 2017, 68,408 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 34,511 AB Holding Units were withheld for tax purposes and 33,897 AB Holding Units were delivered to him. |
| AB Holding UnitsSEC Table I · non-derivative | Direct | 126,506 |
Reported balance
Holding disclosure · report date 2017-12-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 126,506 F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2: On December 1, 2017, 68,408 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 34,511 AB Holding Units were withheld for tax purposes and 33,897 AB Holding Units were delivered to him. |
Filing footnotes · ownership attribution and instrument terms
F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").
F2: On December 1, 2017, 68,408 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 34,511 AB Holding Units were withheld for tax purposes and 33,897 AB Holding Units were delivered to him.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2017 Filed Dec 8, 2017 12:52 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingunits rep. assignments of beneficial owner. of lp interests | 34,511 | $24.85 | $857,598.35 |
DisclosureSEC source: 0001538162-17-000004 · wf-form4_151273752757847.xml · nonDerivative · entry 1 van Brugge Robert P · CIK 0001538162 · Chairman and CEO, SCB LLC 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 107,396 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · balance_after: On December 1, 2017, 68,408 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 34,511 AB Holding Units were withheld for tax purposes and 33,897 AB Holding Units were delivered to him. Read SEC document |
| November 10, 2017 Filed Nov 13, 2017 12:39 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 7,000 | $24.86 | $174,019.30 |
DisclosureSEC source: 0001538162-17-000002 · wf-form4_151057676019970.xml · nonDerivative · entry 3 van Brugge Robert P · CIK 0001538162 · Chairman and CEO, SCB LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,609 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · price: Reporting Person sold 7,000 AB Holding Units at prices ranging from $24.75 to $24.95 per Unit. The price set forth in the table is the weighted average of his sales at these prices. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 12:39 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 2,000 | $24.75 | $49,500.00 |
DisclosureSEC source: 0001538162-17-000002 · wf-form4_151057676019970.xml · nonDerivative · entry 2 van Brugge Robert P · CIK 0001538162 · Chairman and CEO, SCB LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,609 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 12:39 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | SaleAB Holding Units | 1,000 | $24.71 | $24,705.00 |
DisclosureSEC source: 0001538162-17-000002 · wf-form4_151057676019970.xml · nonDerivative · entry 1 van Brugge Robert P · CIK 0001538162 · Chairman and CEO, SCB LLC 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,609 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 21:17 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Grantunits rep. assignments of beneficial owner. of lp interests | 69,397 | $23.20 | $1,610,010.40 |
DisclosureSEC source: 0001538162-16-000010 · wf-form4_148166382808312.xml · nonDerivative · entry 1 van Brugge Robert P · CIK 0001538162 · Chairman and CEO, SCB LLC 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 175,804 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · shares: Reporting Person's 2016 deferred incentive compensation award, which was approved by the Compensation Committee of the Board on December 9, 2016, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 69,397 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are distributed to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2017, 2018, 2019 and 2020. The price set forth in the table is the closing price of an AB Holding Unit on December 9, 2016. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 21:24 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingunits rep. assignments of beneficial owner. of lp interests | 35,351 | $22.90 | $809,537.90 |
DisclosureSEC source: 0001538162-16-000008 · wf-form4_148097303533939.xml · nonDerivative · entry 1 van Brugge Robert P · CIK 0001538162 · Chairman and CEO, SCB LLC 10b5-1 filing: Not disclosed Ownership: Indirect · by rabbi trust under employee incentive compensation award program Disclosed balance after: 106,407 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units"). F2 · balance_after: On December 1, 2016, 71,202 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 35,351 AB Holding Units were withheld for tax purposes and 35,851 AB Holding Units were delivered to him. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.