AB

SEC source: 0001739527-26-000005 · wk-form4_1786052048.xml · nonDerivative · entry 1

Stonehill Charles G.T. · CIK 0001739527 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,573

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · price: Reporting Person sold 5,000 AB Holding Units at an average price of approximately $37.17 per unit.

SEC source: 0002024181-26-000003 · wk-form4_1779485310.xml · nonDerivative · entry 1

Holley Bruce M · CIK 0002024181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,642

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · shares: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 4,397 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 20, 2026; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 33.33% increments on each of May 1, 2027, 2028 and 2029.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 20, 2026).

SEC source: 0001739527-26-000003 · wk-form4_1779482891.xml · nonDerivative · entry 1

Stonehill Charles G.T. · CIK 0001739527 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,573

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · shares: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 4,397 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 20, 2026; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 33.33% increments on each of May 1, 2027, 2028 and 2029.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 20, 2026).

SEC source: 0001556974-26-000003 · wk-form4_1779482738.xml · nonDerivative · entry 1

Kaye Daniel G · CIK 0001556974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,527

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · shares: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 4,397 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 20, 2026; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 33.33% increments on each of May 1, 2027, 2028 and 2029.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 20, 2026).

SEC source: 0001722643-26-000003 · wk-form4_1779482558.xml · nonDerivative · entry 1

Narayandas Das · CIK 0001722643 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,318

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · shares: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 4,397 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 20, 2026; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 33.33% increments on each of May 1, 2027, 2028 and 2029.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 20, 2026).

SEC source: 0001208239-26-000006 · wk-form4_1779482114.xml · nonDerivative · entry 1

LAMMTENNANT JOAN M · CIK 0001208239 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,875

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · shares: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 4,397 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 20, 2026; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 33.33% increments on each of May 1, 2027, 2028 and 2029.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 20, 2026).

SEC source: 0001885419-26-000003 · wk-form4_1779482337.xml · nonDerivative · entry 1

Walthall Todd · CIK 0001885419 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,277

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · shares: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 4,397 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 20, 2026; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 33.33% increments on each of May 1, 2027, 2028 and 2029.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 20, 2026).

SEC source: 0001705584-26-000005 · wk-form4_1777925441.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,046

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · shares: Reporting Person sold 29,000 AB Holding Units at a weighted average price of $39.539.

F2 · price: Reporting Person sold 29,000 AB Holding Units at a weighted average price of $39.539.

SEC source: 0001705584-26-000003 · wk-form4_1771535216.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · Director · CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 241,046

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · shares: Reporting Person sold 26,840 AB Holding Units at prices ranging from $40.69 to $41.57 per Unit. The price set forth in the table represents the weighted average sales price.

F2 · price: Reporting Person sold 26,840 AB Holding Units at prices ranging from $40.69 to $41.57 per Unit. The price set forth in the table represents the weighted average sales price.

SEC source: 0002062627-25-000011 · wk-form4_1765573710.xml · nonDerivative · entry 1

Luckey Alexis · CIK 0002062627 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · by rabbi trust under employee incentive comp award program

Disclosed balance after: 7,903

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · shares: Reporting Person's 2025 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board of Directors as of December 10, 2025, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 517 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2026, 2027 and 2028.

F3 · price: The closing price of an AB Holding Unit (NYSE: AB) on the date as of which the award was approved and valued (December 10, 2025).

SEC source: 0001845413-25-000015 · wk-form4_1765573663.xml · nonDerivative · entry 2

Sprules Karl · CIK 0001845413 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · through rabbi trust under employee incentive compensation award program

Disclosed balance after: 94,270

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F3 · shares: Reporting Person's 2025 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board of Directors as of December 10, 2025, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 44,393 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2026, 2027 and 2028.

F2 · price: The closing price on the NYSE of an AB Holding Unit on December 10, 2025.

SEC source: 0001845413-25-000015 · wk-form4_1765573663.xml · nonDerivative · entry 1

Sprules Karl · CIK 0001845413 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,640

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · price: The closing price on the NYSE of an AB Holding Unit on December 10, 2025.

SEC source: 0001253231-25-000013 · wk-form4_1765573617.xml · nonDerivative · entry 1

MANLEY MARK R · CIK 0001253231 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Indirect · by rabbi trust under employee incentive comp award program

Disclosed balance after: 26,298

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · shares: Reporting Person's 2025 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board of Directors as of December 10, 2025, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 11,068 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2026, 2027 and 2028.

F3 · price: The closing price of an AB Holding Unit (NYSE: AB) on the date as of which the award was approved and valued (December 10, 2025).

SEC source: 0001856656-25-000016 · wk-form4_1765573563.xml · nonDerivative · entry 1

Erzan Onur · CIK 0001856656 · Head, Gl. Cl. Grp. & Pr. Wlth.

10b5-1 filing: No plan indicated

Ownership: Indirect · by rabbi trust under employee incentive comp programs

Disclosed balance after: 275,663

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · shares: Reporting Person's 2025 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board of Directors as of December 10, 2025, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 65,678 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2026, 2027 and 2028.

F3 · price: The closing price of an AB Holding Unit (NYSE: AB) on the date as of which the award was approved and valued (December 10, 2025).

SEC source: 0001705584-25-000017 · wk-form4_1765573515.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by rabbi trust under employee incentive compensation plan

Disclosed balance after: 597,308

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · shares: Reporting Person's 2025 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board of Directors as of December 10, 2025, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 159,937 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2026, 2027 and 2028.

F3 · price: The closing price of an AB Holding Unit (NYSE: AB) on the date as of which the award was approved and valued (December 10, 2025).

SEC source: 0001990755-25-000005 · wk-form4_1765573457.xml · nonDerivative · entry 1

Simeone Thomas · CIK 0001990755 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · through rabbi trust under employee incentive compensation award program

Disclosed balance after: 28,069

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · shares: Reporting Person's 2025 long-term incentive compensation award, which was approved by the Compensation and Workplace Practices Committee of the Board of Directors as of December 10, 2025, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 11,554 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2026, 2027 and 2028.

F3 · price: The closing price of an AB Holding Unit (NYSE: AB) on the date as of which the award was approved and valued (December 10, 2025).

SEC source: 0001845413-25-000009 · wk-form4_1764800794.xml · nonDerivative · entry 2

Sprules Karl · CIK 0001845413 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,130

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · shares: On December 1, 2025, 43,012 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 14,978 AB Holding Units were withheld for tax purposes and 28,034 AB Holding Units were delivered to him.

F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2025.

SEC source: 0001845413-25-000009 · wk-form4_1764800794.xml · nonDerivative · entry 1

Sprules Karl · CIK 0001845413 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · through rabbi trust under employee incentive compensation award program

Disclosed balance after: 49,877

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · shares: On December 1, 2025, 43,012 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 14,978 AB Holding Units were withheld for tax purposes and 28,034 AB Holding Units were delivered to him.

F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2025.

SEC source: 0001253231-25-000011 · wk-form4_1764800375.xml · nonDerivative · entry 2

MANLEY MARK R · CIK 0001253231 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,615

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · shares: On December 1, 2025, 6,724 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 1,638 AB Holding Units were withheld for tax purposes and 5,086 AB Holding Units were delivered to him.

F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2025.

SEC source: 0001253231-25-000011 · wk-form4_1764800375.xml · nonDerivative · entry 1

MANLEY MARK R · CIK 0001253231 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Indirect · by rabbi trust under employee incentive comp award program

Disclosed balance after: 15,230

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · shares: On December 1, 2025, 6,724 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 1,638 AB Holding Units were withheld for tax purposes and 5,086 AB Holding Units were delivered to him.

F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2025.

SEC source: 0001856656-25-000014 · wk-form4_1764800249.xml · nonDerivative · entry 2

Erzan Onur · CIK 0001856656 · Head, Gl. Cl. Grp. & Pr. Wlth.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,582

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · shares: On December 1, 2025, 63,943 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 35,361 AB Holding Units were withheld for tax purposes and 28,582 AB Holding Units were delivered to him.

F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2025.

SEC source: 0001856656-25-000014 · wk-form4_1764800249.xml · nonDerivative · entry 1

Erzan Onur · CIK 0001856656 · Head, Gl. Cl. Grp. & Pr. Wlth.

10b5-1 filing: No plan indicated

Ownership: Indirect · by rabbi trust under employee incentive comp programs

Disclosed balance after: 209,985

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · shares: On December 1, 2025, 63,943 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 35,361 AB Holding Units were withheld for tax purposes and 28,582 AB Holding Units were delivered to him.

F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2025.

SEC source: 0001705584-25-000015 · wk-form4_1764799666.xml · nonDerivative · entry 2

BERNSTEIN SETH P · CIK 0001705584 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 267,886

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: On December 1, 2025, 65,719 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 36,343 AB Holding Units were withheld for tax purposes and 29,376 AB Holding Units were delivered to him.

F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2025.

SEC source: 0001705584-25-000015 · wk-form4_1764799666.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · by rabbi trust under employee incentive compensation plan

Disclosed balance after: 437,371

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: On December 1, 2025, 65,719 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 36,343 AB Holding Units were withheld for tax purposes and 29,376 AB Holding Units were delivered to him.

F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2025.

SEC source: 0001990755-25-000003 · wk-form4_1764799529.xml · nonDerivative · entry 2

Simeone Thomas · CIK 0001990755 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,566

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: On December 1, 2025, 2,660 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 649 AB Holding Units were withheld for tax purposes and 2,011 AB Holding Units were delivered to him.

F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2025.

SEC source: 0001990755-25-000003 · wk-form4_1764799529.xml · nonDerivative · entry 1

Simeone Thomas · CIK 0001990755 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · through rabbi trust under employee incentive compensation award program

Disclosed balance after: 16,515

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: On December 1, 2025, 2,660 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to him. Of these AB Holding Units, 649 AB Holding Units were withheld for tax purposes and 2,011 AB Holding Units were delivered to him.

F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on December 1, 2025.

SEC source: 0001253231-25-000008 · wk-form4_1758660416.xml · nonDerivative · entry 1

MANLEY MARK R · CIK 0001253231 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,529

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: Reflects two bona fide gifts, one for 500 AB Holding Units and one for 200 AB Holding Units,

F3 · price: The closing price on the NYSE of an AB Holding Unit (NYSE: AB) on September 22, 2025, the date the gifts were made.

SEC source: 0001845413-25-000006 · wk-form4_1757681809.xml · nonDerivative · entry 1

Sprules Karl · CIK 0001845413 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,096

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · price: The closing price on the NYSE of an AB Holding Unit on September 10, 2025, the date the gift was made.

SEC source: 0001705584-25-000012 · wk-form4_1756159055.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 238,510

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · shares: Reporting Person sold 24,946 AB Holding Units at prices ranging from $40.00 to $40.16 per Unit. The price set forth in the table represents the weighted average sales price.

F2 · price: Reporting Person sold 24,946 AB Holding Units at prices ranging from $40.00 to $40.16 per Unit. The price set forth in the table represents the weighted average sales price.

SEC source: 0001705584-25-000010 · wk-form4_1755727262.xml · nonDerivative · entry 2

BERNSTEIN SETH P · CIK 0001705584 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 263,456

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F3 · shares: Reporting Person sold 480 AB Holding Units at $40.00 per Unit.

F3 · price: Reporting Person sold 480 AB Holding Units at $40.00 per Unit.

SEC source: 0001705584-25-000010 · wk-form4_1755727262.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 263,936

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units").

F2 · shares: Reporting Person sold 6,268 AB Holding Units at prices ranging from $40.00 to $40.44 per Unit. The price set forth in the table represents the weighted average sales price.

F2 · price: Reporting Person sold 6,268 AB Holding Units at prices ranging from $40.00 to $40.44 per Unit. The price set forth in the table represents the weighted average sales price.

SEC source: 0001628280-25-034836 · wk-form4_1752500203.xml · nonDerivative · entry 1

Equitable Holdings, Inc. · CIK 0001333986 · 10% owner · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · security: Units Representing Assignments of Beneficial Ownership of Limited Partnership Interests ("AB Holding Units") in AllianceBernstein Holding L.P.

F2 · kind: As previously disclosed by the Reporting Person ("EQH") on a Form 4 filed with the Securities and Exchange Commission on December 19, 2024, EQH and AllianceBernstein L.P. ("AB") entered into a Master Exchange Agreement (the "Exchange Agreement") providing for the issuance by AB of up to 10,000,000 units representing assignments of beneficial ownership of limited partnership interests in AB ("AB Units") to EQH and any of its wholly-owned subsidiaries in exchange for an equal number of AB Holding Units owned by EQH or any such subsidiary. At the time the Exchange Agreement was entered into, AB and EQH exchanged 5,211,194 AB Holding Units for AB Units (thereby reducing the 10,000,000 AB Units available for future exchange to 4,788,806 AB Units), and the acquired AB Holding Units were retired.

F3 · kind: On July 10, 2025, AB entered into an Amended and Restated Exchange Agreement (the "Amended Exchange Agreement") to increase the AB Units that remain available for exchange from 4,788,806 AB Units to 19,682,946 AB Units. At the time the Amended Exchange Agreement was entered into, AB and EQH exchanged 19,682,946 AB Holding Units for AB Units and the acquired AB Holding Units were retired.

F4 · ownership.direct: In addition to the AB Holding Units reported on this Form 4, the Reporting Person and its affiliates beneficially own AB Units as follows. As of July 10, 2025, EQH beneficially owned directly 81,445,154 AB Units; Alpha Units Holdings, Inc. beneficially owned 75,851,289 AB Units; and Alpha Units Holdings II, Inc. beneficially owned directly 41,934,582 AB Units. For more information on the Reporting Person and its affiliates' holdings of AB Units, see their separate Form 4 filings with respect to AB Units.

SEC source: 0000825313-25-000056 · wk-form4_1748005989.xml · nonDerivative · entry 1

Stonehill Charles G.T. · CIK 0001739527 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,176

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 4,253 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 21, 2025; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 33.33% increments on each of May 1, 2026, 2027 and 2028.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 21, 2025).

SEC source: 0000825313-25-000054 · wk-form4_1748005912.xml · nonDerivative · entry 1

LAMMTENNANT JOAN M · CIK 0001208239 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,478

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 4,253 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 21, 2025; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 33.33% increments on each of May 1, 2026, 2027 and 2028.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 21, 2025).

SEC source: 0000825313-25-000052 · wk-form4_1748005812.xml · nonDerivative · entry 1

Narayandas Das · CIK 0001722643 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,921

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 4,253 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 21, 2025; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 33.33% increments on each of May 1, 2026, 2027 and 2028.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 21, 2025).

SEC source: 0000825313-25-000050 · wk-form4_1748005737.xml · nonDerivative · entry 1

Kaye Daniel G · CIK 0001556974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,130

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 4,253 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 21, 2025; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 33.33% increments on each of May 1, 2026, 2027 and 2028.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 21, 2025).

SEC source: 0000825313-25-000048 · wk-form4_1748005649.xml · nonDerivative · entry 1

Walthall Todd · CIK 0001885419 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,880

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 4,253 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 21, 2025; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 33.33% increments on each of May 1, 2026, 2027 and 2028.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 21, 2025).

SEC source: 0000825313-25-000046 · wk-form4_1748005558.xml · nonDerivative · entry 1

Holley Bruce M · CIK 0002024181 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,245

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · shares: The Board of Directors of AllianceBernstein Corporation, general partner of AB Holding, granted 4,253 restricted AB Holding Units to the Reporting Person during a meeting of the Board held on May 21, 2025; each Independent Director recused himself or herself from approving this grant. The AB Holding Units will vest and be delivered in equal 33.33% increments on each of May 1, 2026, 2027 and 2028.

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the grant date (May 21, 2025).

F1 · ownership.direct: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

SEC source: 0000825313-25-000044 · wk-form4_1747173468.xml · nonDerivative · entry 1

Kaye Daniel G · CIK 0001556974 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,877

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · price: Reporting Person sold 4,825 AB Holding Units. The price set forth in the table represents the weighted average sales price of these Units.

SEC source: 0000825313-25-000039 · wk-form4_1746649334.xml · nonDerivative · entry 2

Hogbin Christopher · CIK 0002006999 · Global Head of Investments

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the gift date (May 6, 2025).

F1 · balance_after: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

SEC source: 0000825313-25-000037 · wk-form4_1746649008.xml · nonDerivative · entry 1

Stonehill Charles G.T. · CIK 0001739527 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,923

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · price: Reporting Person sold 5,000 AB Holding Units. The price set forth in the table represents the weighted average sales price of these Units.

F1 · balance_after: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

SEC source: 0000825313-25-000039 · wk-form4_1746649334.xml · nonDerivative · entry 1

Hogbin Christopher · CIK 0002006999 · Global Head of Investments

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · price: Reporting Person sold 6,026 AB Holding Units at prices ranging from $40.81 to $40.95 per Unit. The price set forth in the table represents the weighted average of the sales price of these Units.

F1 · balance_after: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

SEC source: 0001845413-25-000002 · wk-form4_1744060683.xml · nonDerivative · entry 1

Sprules Karl · CIK 0001845413 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,746

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · date: The disposition reflected is pursuant to the Reporting Person's tender of AB Holding Units in response to the cash tender offer for Units that was initiated by Equitable Holdings, Inc. on February 24, 2025, expired on April 1, 2025 and was finalized on April 3, 2025.

F2 · kind: The disposition reflected is pursuant to the Reporting Person's tender of AB Holding Units in response to the cash tender offer for Units that was initiated by Equitable Holdings, Inc. on February 24, 2025, expired on April 1, 2025 and was finalized on April 3, 2025.

F2 · shares: The disposition reflected is pursuant to the Reporting Person's tender of AB Holding Units in response to the cash tender offer for Units that was initiated by Equitable Holdings, Inc. on February 24, 2025, expired on April 1, 2025 and was finalized on April 3, 2025.

F3 · price: Reporting Person tendered 16,500 AB Holding Units at a per Unit price of $38.50.

SEC source: 0001253231-25-000003 · wk-form4_1744060400.xml · nonDerivative · entry 1

MANLEY MARK R · CIK 0001253231 · General Counsel & Corp Sec

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,229

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · date: The disposition reflected is pursuant to the Reporting Person's tender of AB Holding Units in response to the cash tender offer for Units that was initiated by Equitable Holdings, Inc. on February 24, 2025, expired on April 1, 2025 and was finalized on April 3, 2025.

F2 · kind: The disposition reflected is pursuant to the Reporting Person's tender of AB Holding Units in response to the cash tender offer for Units that was initiated by Equitable Holdings, Inc. on February 24, 2025, expired on April 1, 2025 and was finalized on April 3, 2025.

F2 · shares: The disposition reflected is pursuant to the Reporting Person's tender of AB Holding Units in response to the cash tender offer for Units that was initiated by Equitable Holdings, Inc. on February 24, 2025, expired on April 1, 2025 and was finalized on April 3, 2025.

F3 · price: Reporting Person tendered 14,158 AB Holding Units at a per Unit price of $38.50.

SEC source: 0001856656-25-000009 · wk-form4_1744060239.xml · nonDerivative · entry 1

Erzan Onur · CIK 0001856656 · Head, Gl. Cl. Grp. & Pr. Wlth.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · date: The disposition reflected is pursuant to the Reporting Person's tender of AB Holding Units in response to the cash tender offer for Units that was initiated by Equitable Holdings, Inc. on February 24, 2025, expired on April 1, 2025 and was finalized on April 3, 2025.

F2 · kind: The disposition reflected is pursuant to the Reporting Person's tender of AB Holding Units in response to the cash tender offer for Units that was initiated by Equitable Holdings, Inc. on February 24, 2025, expired on April 1, 2025 and was finalized on April 3, 2025.

F2 · shares: The disposition reflected is pursuant to the Reporting Person's tender of AB Holding Units in response to the cash tender offer for Units that was initiated by Equitable Holdings, Inc. on February 24, 2025, expired on April 1, 2025 and was finalized on April 3, 2025.

F3 · price: Reporting Person tendered 79,155 AB Holding Units at a per Unit price of $38.50.

SEC source: 0000950170-25-051254 · ownership.xml · nonDerivative · entry 1

Equitable Holdings, Inc. · CIK 0001333986 · 10% owner · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,682,946

F1 · security: Units Representing Assignments of Beneficial Ownership of Limited Partnership Interests ("Holding Units") in AllianceBernstein Holding L.P. ("Holding").

F2 · balance_after: The purchases reflected in this row were pursuant to a tender offer that expired at 5:00 p.m., New York City time, on April 1, 2025. Until December 19, 2026, the Reporting Person may exchange up to 4,788,806 Holding Units for an equal number of units of limited partnership interests ("AB Units") in AllianceBernstein L.P. ("AllianceBernstein") issuable to the Reporting Person or any of its wholly-owned subsidiaries pursuant to a Master Exchange Agreement, dated December 19, 2024, with AllianceBernstein.

F3 · ownership.direct: In addition to the Holding Units reported in this Form 4, the Reporting Person and its affiliates beneficially own AB Units as follows. As of April 2, 2025, the Reporting Person beneficially owned directly 66,551,014 AB Units (assuming the exchange of 4,788,806 Holding Units for an equal number of AB Units); Alpha Units Holdings, Inc. beneficially owned 75,851,289 AB Units; and Alpha Units Holding II, Inc. beneficially owned directly 41,934,582 AB Units. For more information on the Reporting Person's and its affiliates' holdings of AB Units, see their separate Form 4 filings with respect to AB Units.

SEC source: 0001856656-25-000005 · wk-form4_1736285464.xml · nonDerivative · entry 1

Erzan Onur · CIK 0001856656 · Head, Gl. Cl. Grp. & Pr. Wlth.

10b5-1 filing: No plan indicated

Ownership: Indirect · by rabbi trust under employee incentive comp programs

Disclosed balance after: 273,928

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · date: The date on which the Reporting Person accepted a restricted AB Holding Unit award offered to him by AB on January 6, 2025 (the "RSU Award"), by signing his RSU Award agreement.

F3 · shares: The number of AB Holding Units awarded was determined by dividing the dollar amount of the RSU Award by $37.11, which was the closing price of an AB Holding Unit on January 6, 2025. The award will cliff vest, and all 134,735 AB Holding Units awarded (less an appropriate number of AB Holding Units to satisfy applicable withholdings), will be delivered to the Reporting Person on December 1, 2028 (subject to terms and conditions set forth in the Award agreement).

F4 · price: The closing price on the NYSE of an AB Holding Unit (NYSE: AB) on January 6, 2025, the date on which the RSU Award was accepted by the Reporting Person.

SEC source: 0001705584-24-000008 · wk-form4_1735309463.xml · nonDerivative · entry 1

BERNSTEIN SETH P · CIK 0001705584 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,204

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · price: The closing price on the NYSE of an AB Holding Unit (NYSE: AB) on December 24, 2024, the date on which the gift was given by the Reporting Person.

SEC source: 0001990755-24-000011 · wk-form4_1734988366.xml · nonDerivative · entry 1

Simeone Thomas · CIK 0001990755 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · through rabbi trust under employee incentive compensation award program

Disclosed balance after: 19,175

F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")

F2 · date: The date on which the Reporting Person accepted a restricted AB Holding Unit award offered to him by AB, (the "RSU Award"), by signing his RSU Award agreement.

F3 · shares: The number of AB Holding Units awarded was determined by dividing the dollar amount of the RSU Award by $37.26, which was the closing price of an AB Holding Unit on December 20, 2024. The award will cliff vest, and all 13,420 AB Holding Units awarded (less an appropriate number of AB Holding Units to satisfy applicable withholdings), will be delivered to the Reporting Person on December 1, 2027 (subject to terms and conditions set forth in the Award agreement).

F4 · price: The closing price on the NYSE of an AB Holding Unit (NYSE: AB) on December 20, 2024, the date on which the RSU Award was accepted by the Reporting Person.

SEC source: 0001628280-24-052087 · wk-form4_1734644069.xml · nonDerivative · entry 1

Equitable Holdings, Inc. · CIK 0001333986 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · security: Units Representing Assignments of Beneficial Ownership of Limited Partnership Interests ("Holding Units") in AllianceBernstein Holding L.P. ("Holding").

F2 · kind: On December 19, 2024, AllianceBernstein L.P. ("AB") entered into a Master Exchange Agreement ("Exchange Agreement") providing for the issuance by AB of up to 10,000,000 units ("AB Units") representing assignments of beneficial ownership of limited partnership interests in AB to Equitable Holdings, Inc. ("EQH") and any of its wholly-owned subsidiaries in exchange for an equal number of Holding Units owned by EQH and such subsidiary, with such exchanges to occur from time to time over the next two years. Each Holding Unit so exchanged will be retired following such exchange. At the time the Exchange Agreement was entered into, AB and EQH exchanged 3,766,838 AB Units and AB and Alpha Units Holdings, Inc. exchanged 1,444,356 AB Units, in each case for an equal amount of Holding Units (thereby reducing the 10,000,000 AB Units available for future exchange), and the acquired Holding Units were retired.

F3 · ownership.direct: In addition to the Holding Units reported in this Form 4, the Reporting Person and its affiliates beneficially own AB Units as follows. As of December 19, 2024, EQH beneficially owned directly 61,762,208 AB Units; Alpha Units Holdings, Inc. beneficially owned 75,851,289 AB Units; and Alpha Units Holdings II, Inc. beneficially owned directly 41,934,582 AB Units. For more information on the Reporting Person and its affiliates' holdings of AB Units, see their separate Form 4 filings with respect to AB Units.